|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 231.02000000 |
Broker Dealers Record:
9 |
a. Full name | SLK Index Specialists, LLC |
b. SEC file number | 8-44563 |
c. CRD number | 000031306 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000107715 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Bids Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Australia (UK) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000165024 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Development Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Irrewarra Investments Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs Australia Futures Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs New Zealand Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Catumnal Nominees Pty. Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | 8-67376 |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Futures (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TXF423EC6A0B36 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | AXM Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0004257192 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Yarra Funds Management Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | OKDYXG8MB0EFVAQQ3M05 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Epoch Securities, Inc. |
b. SEC file number | 8-52373 |
c. CRD number | 000103899 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000283221 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | 8-51753 |
c. CRD number | 000047340 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Execution & Clearing, L.P. |
b. SEC file number | 8-526 |
c. CRD number | 000003466 |
d. LEI, if any | 8B2J4H67N3JPLYJIDE37 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | USI Securities, Inc. |
b. SEC file number | 8-50429 |
c. CRD number | 000043793 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
CONNECTICUT
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs (Monaco) S.A.M. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
MONACO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | REDI Global Technologies LLC |
b. SEC file number | 8-49673 |
c. CRD number | 000041924 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | 008-47739 |
c. CRD number | 000037404 |
d. LEI, if any | 0004001470 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0003984222 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 0003039328 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Global Atlantic Distributors, LLC |
b. SEC file number | 8-25027 |
c. CRD number | 000008326 |
d. LEI, if any | 0004660158 |
e. State, if applicable |
CONNECTICUT
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs New Zealand Management Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
62 |
a. Full name | Chxbd, LLC |
b. SEC file number | 8-69228 |
c. CRD number | 000166757 |
d. LEI, if any | 0004517793 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
63 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
64 |
a. Full name | Registered Traders Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
65 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
66 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
67 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
68 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
69 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
70 |
a. Full name | OOO Goldman Sachs Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
71 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000282984 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
72 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
73 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
74 |
a. Full name | Simon Markets LLC |
b. SEC file number | 8-70052 |
c. CRD number | 000290965 |
d. LEI, if any | 0005332948 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
75 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
76 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
77 |
a. Full name | Chartres Trading Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
78 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
79 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
80 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0004357896 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
81 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Equilend LLC |
b. SEC file number | 8-53738 |
c. CRD number | 000119107 |
d. LEI, if any | 0003039328 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs New Zealand Management Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Chartres Trading Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Yarra Funds Management Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | OKDYXG8MB0EFVAQQ3M05 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Futures (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TXF423EC6A0B36 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs New Zealand Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000283221 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Bids Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0004257192 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Simon Markets LLC |
b. SEC file number | 8-70052 |
c. CRD number | 000290965 |
d. LEI, if any | 0005332948 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | AXM Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Australia Futures Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0003984222 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | 8-51753 |
c. CRD number | 000047340 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Global Atlantic Distributors, LLC |
b. SEC file number | 8-25027 |
c. CRD number | 000008326 |
d. LEI, if any | 0004660158 |
e. State, if applicable |
CONNECTICUT
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Registered Traders Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | 8-67376 |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs (Asia) L.L.C. (Jongno-gu, Seoul, KR, Branch) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | 008-47739 |
c. CRD number | 000037404 |
d. LEI, if any | 0004001470 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 58,933.02000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Chxbd, LLC |
b. SEC file number | 8-69228 |
c. CRD number | 000166757 |
d. LEI, if any | 0004517793 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0004357896 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs Execution & Clearing, L.P. |
b. SEC file number | 8-526 |
c. CRD number | 000003466 |
d. LEI, if any | 8B2J4H67N3JPLYJIDE37 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | USI Securities, Inc. |
b. SEC file number | 8-50429 |
c. CRD number | 000043793 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
CONNECTICUT
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000282984 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Irrewarra Investments Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Australia (UK) Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
62 |
a. Full name | Goldman Sachs (Monaco) S.A.M. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
MONACO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
63 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
64 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
65 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
66 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
67 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
68 |
a. Full name | REDI Global Technologies LLC |
b. SEC file number | 8-49673 |
c. CRD number | 000041924 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
69 |
a. Full name | Epoch Securities, Inc. |
b. SEC file number | 8-52373 |
c. CRD number | 000103899 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
70 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000107715 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
71 |
a. Full name | Development Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
72 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
73 |
a. Full name | Catumnal Nominees Pty. Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
74 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000165024 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
75 |
a. Full name | OOO Goldman Sachs Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
76 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
77 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
78 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
79 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
80 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
81 |
a. Full name | SLK Index Specialists, LLC |
b. SEC file number | 8-44563 |
c. CRD number | 000031306 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |