|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Custodians Record:
1 |
i. Full name | Skandinaviska Enskilda Banken AB (Oslo, Oslo, NO, Branch) |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | Nordea Bank AB (Stockholm, Stockholm, SE, Branch) |
ii. LEI, if any | 6SCPQ280AIY8EP3XFW53 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | Deutsche Bank Aktiengesellschaft (Madrid, Madrid, ES, Branch) |
ii. LEI, if any | 529900SICIK5OVMVY186 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | FirstRand Bank Limited |
ii. LEI, if any | ZAYQDKTCATIXF9OQY690 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SOUTH AFRICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name | Deutsche Bank Aktiengesellschaft (Sisli, Istanbul, TR, Branch) |
ii. LEI, if any | 0000000000 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
TURKEY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name | Cititrust Colombia S A Sociedad Fiduciaria |
ii. LEI, if any | 549300242J3IJCOSGI49 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
COLOMBIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name | Credit Suisse Funds AG |
ii. LEI, if any | 549300UY5YPGQ600JV78 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name | Bank Handlowy w Warszawie Spolka Akcyjna |
ii. LEI, if any | XLEZHWWOI4HFQDGL4793 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name | Citibank del Peru S.A. |
ii. LEI, if any | MYTK5NHHP1G8TVFGT193 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PERU
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name | Standard Chartered Bank (Hong Kong) Limited |
ii. LEI, if any | X5AV1MBDXGRPX5UGMX13 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name | BNP Paribas Securities Services (Athens, Attica, GR, Branch) |
ii. LEI, if any | 549300WCGB70D06XZS54 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GREECE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name | HSBC Bank Egypt S.A.E |
ii. LEI, if any | 2138001Q77JDLESS4Y50 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
EGYPT
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name | The Hongkong and Shanghai Banking Corporation Limited (Sydney, NSW, AU, Branch) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name | Joint Stock Company Commercial Bank Citibank |
ii. LEI, if any | CHSQDSVI1UI96Y2SW097 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name | Deutsche Bank Aktiengesellschaft (Makati City, Metro Manila, PH, Branch) |
ii. LEI, if any | 0000000000 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PHILIPPINES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name | State Street Bank International GmbH |
ii. LEI, if any | ZMHGNT7ZPKZ3UFZ8EO46 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name | Standard Chartered Bank (Taiwan) Limited |
ii. LEI, if any | 549300QJEO1B92LSHZ06 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
TAIWAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name | Nordea Bank AB (publ) (Helsinki, Uusimaa, FI, Branch) |
ii. LEI, if any | 6SCPQ280AIY8EP3XFW53 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FINLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name | Standard Chartered Bank (Thai) Public Company Limited |
ii. LEI, if any | 549300O1LQYCQ7G1IM57 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
THAILAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name | Standard Chartered Bank Malaysia Berhad |
ii. LEI, if any | 549300JTJBG2QBI8KD48 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name | Deutsche Bank Aktiengesellschaft (Vienna, Vienna, AT, Branch) |
ii. LEI, if any | 0000000000 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name | Banco Nacional de Mexico, S. A., Integrante del Grupo Financiero Banamex. |
ii. LEI, if any | 2SFFM4FUIE05S37WFU55 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name | Citibank, National Association (Sao Paulo, Sao Paulo, BR, Branch) |
ii. LEI, if any | 579100KKDGKCFFKKF005 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BRAZIL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
24 |
i. Full name | State Street Trust Company Canada |
ii. LEI, if any | 549300L71XG2CTQ2V827 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
25 |
i. Full name | Deutsche Bank Societa per Azioni |
ii. LEI, if any | 529900SS7ZWCX82U3W60 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
26 |
i. Full name | The Hongkong and Shanghai Banking Corporation Limited (Auckland, Auckland, NZ, Branch) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
27 |
i. Full name | Deutsche Bank Aktiengesellschaft (Jakarta, Jakarta, ID, Branch) |
ii. LEI, if any | 0000000000 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
INDONESIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
28 |
i. Full name | Deutsche Bank Aktiengesellschaft (Amsterdam, Noord Holland, NL, Branch) |
ii. LEI, if any | 7LTWFZYICNSX8D621K86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
29 |
i. Full name | State Street Bank and Trust Company |
ii. LEI, if any | 571474TGEMMWANRLN572 |
iii. State, if applicable |
MASSACHUSETTS
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
30 |
i. Full name | Itau CorpBanca |
ii. LEI, if any | 549300DDPTTIZ06NIV06 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHILE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
31 |
i. Full name | State Street Bank and Trust Company (London, GB, Branch) |
ii. LEI, if any | 0000000000 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
32 |
i. Full name | Bank Hapoalim B.M. |
ii. LEI, if any | B6ARUI4946ST4S7WOU88 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
33 |
i. Full name | Citibank, National Association (Singapore, SG, Branch) |
ii. LEI, if any | E57ODZWZ7FF32TWEFA76 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
34 |
i. Full name | Deutsche Bank Aktiengesellschaft (Karachi, Sindh, PK, Branch) |
ii. LEI, if any | 0000000000 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PAKISTAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
35 |
i. Full name | HSBC Bank Middle East Limited |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
36 |
i. Full name | Ceskoslovenska obchodni banka, a. s. |
ii. LEI, if any | Q5BP2UEQ48R75BOTCB92 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CZECHIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
37 |
i. Full name | The Hongkong and Shanghai Banking Corporation Limited (Jung-gu, Seoul, KR, Branch) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
38 |
i. Full name | Skandinaviska Enskilda Banken A/S |
ii. LEI, if any | 0000000000 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
39 |
i. Full name | Euroclear PLC |
ii. LEI, if any | 54930045L3MXWBD27H71 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
40 |
i. Full name | The Hongkong and Shanghai Banking Corporation Limited (Chuo ku, Tokyo, JP, Branch) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
41 |
i. Full name | HSBC Bank Middle East Limited (Doha, Ad Dawhah, QA, Branch) |
ii. LEI, if any | 0000000000 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
QATAR
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
42 |
i. Full name | UniCredit Bank Hungary Zrt. |
ii. LEI, if any | Y28RT6GGYJ696PMW8T44 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HUNGARY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
43 |
i. Full name | HSBC Bank Middle East Limited (Manama, Capital, BH, Branch) |
ii. LEI, if any | 0000000000 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BAHRAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name | Wells Fargo Bank, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KB1H1DSPRFMYMCUFXT09 |
e. State, if applicable |
SOUTH DAKOTA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Goldman Sachs (India) Capital Markets Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | BNYCRRX33E5OU2WAW724 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | OOO Goldman Sachs |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QTRZTITTAXSZ93PDR170 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | CHX Holdings, Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | U.S. Bank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 6BYL5QZYBDK8S7L73M02 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Goldman Sachs (Asia) L.L.C. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300NIUPNUFRZ8LJ52 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Goldman Sachs Canada Inc. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009SS6U10C4KDV21 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Qian Kun Futures Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KNUZPLW6UD1E30 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Goldman Sachs Saudi Arabia |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300OD9B3Z017FKI66 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | EquiLend Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Global Atlantic Financial Group |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
BERMUDA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Goldman Sachs Investments (Mauritius) I Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | B3YMDTGLQBI8P83MLI39 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Goldman Sachs Collective Trust |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 4HQ85WZTM8OA33324Y03 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Montague Place Custody Services |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300AWIZE0SVHHU450 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | The Goldman Sachs Trust Company, National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300C77NPNCOM1EG05 |
e. State, if applicable |
DELAWARE
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Goldman Sachs Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300GGFLRSTQ15VF10 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Goldman Sachs Paris Inc. et Cie |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | ZSLF02UC3X1JFV1UX676 |
e. State, if applicable | |
f. Foreign country, if applicable |
FRANCE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Goldman Sachs New Zealand Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493003ZCWT6KYU7FW22 |
e. State, if applicable | |
f. Foreign country, if applicable |
NEW ZEALAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Goldman Sachs Asset Management International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | H78JPHZB1QNX0K20TF95 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Equilend LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | J Aron & Company LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | MXKQVM4U1OHBQWFPG196 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Goldman Sachs Asset Management Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZU0JL4V5HE2R11 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | CHXBD LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Chi-X Global Holdings LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Goldman Sachs Australia Capital Markets Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | FGGD2R1VDFRPRIX22S49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Goldman Sachs Europe Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493001DFUDV778ZAQ48 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISLE OF MAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | SBI Japannext Co., Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Goldman Sachs Total Currency Funds PLC - Goldman Sachs Quantitative Total Currency Master Fund |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Goldman Sachs Global Tactical Asset Allocation Funds |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Goldman Sachs (Asia) Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 0FRBUZNK0A53GHYLTX63 |
e. State, if applicable | |
f. Foreign country, if applicable |
MAURITIUS
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Goldman Sachs International Finance |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300WLINR2GUQMGX02 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Beijing Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300V9CB2J5I3SR572 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Goldman Sachs Mexico Casa de Bolsa, S.A. de C.V. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300N4N8Z6E2PYR089 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Goldman Sachs (Russia) |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZGZN1H83NL5B44 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Goldman Sachs Futures Pte Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | JAK0ZABYQXDI5R26CX11 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Goldman Sachs Lending Partners LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5X7O2M1I3LNNJ4E5R997 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Goldman Sachs Asset Management Australia Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300ZYM1ZRTMQ77Q48 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | 'Goldman Sachs Bank' OOO |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | SGXZS5T6LB2RET473S56 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Goldman Sachs International |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | W22LROWP2IHZNBB6K528 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Goldman Sachs (India) Securities Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300R0SMAPALLYQD57 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Goldman Sachs Israel LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable | |
f. Foreign country, if applicable |
ISRAEL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Goldman Sachs Financial Markets, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | VF1AUT09OCSW5Y7OE568 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | JBWere Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300S2N3RB5T3LDJ49 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Goldman Sachs Gao Hua Securities Company Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300BNHLLHDMRJKL16 |
e. State, if applicable | |
f. Foreign country, if applicable |
CHINA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Goldman Sachs Financial Markets Pty Ltd |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | RWESXOGR61NDWTFBLX79 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Goldman Sachs do Brasil Corretora de Titulos e Valores Mobiliarios S/A |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300TQXGXQ9IUEPP48 |
e. State, if applicable | |
f. Foreign country, if applicable |
BRAZIL
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Goldman Sachs Japan Co., Ltd. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5NGPZ37H6T4XS5MO5N09 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | BIDS Holdings GP LLC |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Goldman Sachs Bank USA |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | KD3XUN7C6T14HNAYLU02 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Goldman Sachs (Asia) Securities Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 5493009FWOE6CQ1J5K28 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | KeyBank National Association |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | HUX2X73FUCYHUVH1BK78 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Goldman Sachs AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 8IBZUGJ7JPLH368JE346 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
54 |
a. Full name | Morgan Stanley Smith Barney LLC |
b. SEC file number | 8-68191 |
c. CRD number | 000149777 |
d. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
55 |
a. Full name | Fifth Third Bank |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | QFROUN1UWUYU0DVIWD51 |
e. State, if applicable |
OHIO
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
56 |
a. Full name | Bids Holdings, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
57 |
a. Full name | BIDS Trading L.P. |
b. SEC file number | N/A |
c. CRD number | 000141296 |
d. LEI, if any | 254900J9JVL76SF70898 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
58 |
a. Full name | Goldman Sachs Bank AG |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | S81F8KH474EY7PUWI149 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
59 |
a. Full name | Goldman Sachs (Singapore) Pte. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | YIC3WZ4VO0ZQ38Z36K22 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
60 |
a. Full name | Mercer Allied Company, L.P. |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 00000000000000000000 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
61 |
a. Full name | Gsam Services Private Limited |
b. SEC file number | N/A |
c. CRD number | 000000000 |
d. LEI, if any | 549300KHCNR5IIBHUM44 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |