0001410368-16-002501.txt : 20160527
0001410368-16-002501.hdr.sgml : 20160527
20160527162108
ACCESSION NUMBER: 0001410368-16-002501
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 7
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160527
DATE AS OF CHANGE: 20160527
EFFECTIVENESS DATE: 20160527
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS TRUST
CENTRAL INDEX KEY: 0000822977
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05349
FILM NUMBER: 161682667
BUSINESS ADDRESS:
STREET 1: 71 SOUTH WACKER DRIVE
STREET 2: C/O GOLDMAN SACHS & CO
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3126554400
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS SHORT INTERMEDIATE GOVERNMENT FUND
DATE OF NAME CHANGE: 19910711
FORMER COMPANY:
FORMER CONFORMED NAME: SHORT INTERMEDIATE GOVERNMENT FUND
DATE OF NAME CHANGE: 19900104
0000822977
S000009241
Goldman Sachs Short Duration Tax-Free Fund
C000025190
Institutional
GSDUX
C000025191
Service
GSFSX
C000025192
Class A
GSDTX
C000025194
Class C
GSTCX
C000090755
Class IR
GDIRX
0000822977
S000009252
Goldman Sachs Dynamic Municipal Income Fund
C000025254
Institutional
GSMTX
C000025255
Service
GSMEX
C000025256
Class A
GSMIX
C000025258
Class C
GSMUX
C000090756
Class IR
GUIRX
0000822977
S000009255
Goldman Sachs High Yield Municipal Fund
C000025270
Institutional
GHYIX
C000025271
Service
C000025272
Class A
GHYAX
C000025274
Class C
GHYCX
C000090757
Class IR
GYIRX
0000822977
S000009300
Goldman Sachs Enhanced Income Fund
C000025377
Institutional
GEIIX
C000025378
Administration
GEADX
C000025379
Class A
GEIAX
C000090758
Class IR
GHIRX
C000161283
Class R6 Shares
GEIUX
0000822977
S000009301
Goldman Sachs Emerging Markets Debt Fund
C000025381
Institutional
GSDIX
C000025382
Class A
GSDAX
C000037783
Class C
GSCDX
C000090759
Class IR
GSIRX
C000161284
Class R6 Shares
GSIUX
0000822977
S000009302
Goldman Sachs High Quality Floating Rate Fund
C000025384
Institutional
GSARX
C000025385
Service
GSASX
C000025386
Class A
GSAMX
C000058951
Class IR
GTATX
C000161285
Class R6 Shares
GTAUX
0000822977
S000009303
Goldman Sachs Short Duration Government Fund
C000025388
Institutional
GSTGX
C000025389
Service
GSDSX
C000025390
Class A
GSSDX
C000025392
Class C
GSDCX
C000058952
Class IR
GTDTX
C000161286
Class R6 Shares
GSTUX
0000822977
S000009304
Goldman Sachs Government Income Fund
C000025394
Institutional
GSOIX
C000025395
Service
GSOSX
C000025396
Class A
GSGOX
C000025398
Class C
GSOCX
C000058953
Class R
GSORX
C000058954
Class IR
GSOTX
C000161287
Class R6 Shares
GSOUX
0000822977
S000009305
Goldman Sachs U.S. Mortgages Fund
C000025400
Institutional
GSUIX
C000025401
Separate Account Institutional
GSUPX
C000025402
Class A
GSUAX
C000090760
Class IR
GGIRX
C000161288
Class R6 Shares
GGIUX
0000822977
S000009306
Goldman Sachs Core Fixed Income Fund
C000025404
Institutional
GSFIX
C000025405
Service
GSCSX
C000025406
Class A
GCFIX
C000025408
Class C
GCFCX
C000058955
Class R
GDFRX
C000058956
Class IR
GDFTX
C000161289
Class R6 Shares
GCFUX
0000822977
S000009307
Goldman Sachs Investment Grade Credit Fund
C000025410
Institutional
GSGDX
C000025411
Separate Account Institutional
GSCPX
C000025412
Class A
GSGAX
C000090761
Class IR
GTIRX
C000161290
Class R6 Shares
GTIUX
0000822977
S000009308
Goldman Sachs Global Income Fund
C000025414
Institutional
GSGLX
C000025415
Service
GGISX
C000025416
Class A
GSGIX
C000025418
Class C
GSLCX
C000090762
Class IR
GBIRX
C000161291
Class R6 Shares
GBIUX
0000822977
S000009309
Goldman Sachs High Yield Fund
C000025420
Institutional
GSHIX
C000025421
Service
GSHSX
C000025422
Class A
GSHAX
C000025424
Class C
GSHCX
C000058957
Class R
GSHRX
C000058958
Class IR
GSHTX
C000161292
Class R6 Shares
GSHUX
0000822977
S000013795
Goldman Sachs Bond Fund
C000037818
Class A
GSFAX
C000037819
Class C
GSFCX
C000037820
Institutional
GSNIX
C000041010
Service
GSNSX
C000058984
Class R
GSNRX
C000058985
Class IR
GSNTX
C000161293
Class R6 Shares
GSFUX
0000822977
S000018567
Goldman Sachs Inflation Protected Securities Fund
C000051524
Class A
GSAPX
C000051525
Class C
GSCFX
C000051526
Institutional
GSIPX
C000059010
Class R
GSRPX
C000059011
Class IR
GSTPX
C000161294
Class R6 Shares
GSRUX
0000822977
S000020098
Goldman Sachs Local Emerging Markets Debt Fund
C000056392
Class A
GAMDX
C000056393
Class C
GCMDX
C000056394
Institutional
GIMDX
C000090763
Class IR
GLIRX
0000822977
S000029317
Goldman Sachs Strategic Income Fund
C000090150
Class A Shares
GSZAX
C000090151
Class C Shares
GSZCX
C000090152
Institutional Shares
GSZIX
C000090153
Class IR Shares
GZIRX
C000090154
Class R Shares
GSZRX
C000161295
Class R6 Shares
GSZUX
0000822977
S000029320
Goldman Sachs High Yield Floating Rate Fund
C000090159
Class A Shares
GFRAX
C000090160
Class C Shares
GFRCX
C000090161
Institutional Shares
GSFRX
C000090162
Class IR Shares
GFRIX
C000090163
Class R Shares
GFRRX
0000822977
S000036259
Goldman Sachs Short Duration Income Fund
C000110983
Class A
GDIAX
C000110984
Class C
GDICX
C000110985
Institutional
GDFIX
C000110986
Class IR
GSSRX
C000110987
Class R
GIFRX
C000161296
Class R6 Shares
GDIUX
0000822977
S000040921
GOLDMAN SACHS DYNAMIC EMERGING MARKETS DEBT FUND
C000126890
CLASS A SHARES
GDDAX
C000126891
CLASS C SHARES
GDDCX
C000126892
INSTITUTIONAL SHARES
GDDIX
C000126893
CLASS R SHARES
GDDRX
C000126894
CLASS IR SHARES
GIRDX
0000822977
S000043061
Goldman Sachs Fixed Income Macro Strategies Fund
C000133296
Class A
GAAMX
C000133297
Class C
GAANX
C000133298
Institutional
GAAOX
C000133299
Class IR
GAAPX
C000133300
Class R
GAAQX
0000822977
S000043227
Goldman Sachs Long Short Credit Strategies Fund
C000133721
Class A Shares
GSAUX
C000133722
Class C Shares
GSAVX
C000133723
Institutional Shares
GSAWX
C000133724
Class IR Shares
GSAYX
C000133725
Class R Shares
GSAZX
0000822977
S000044037
Goldman Sachs Limited Maturity Obligations Fund
C000136680
Institutional Shares
GPPIX
C000136681
Administration Shares
GPPAX
NSAR-B
1
answer.fil
ANSWER FILE
PAGE 1
000 B000000 03/31/2016
000 C000000 0000822977
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 GOLDMAN SACHS TRUST
001 B000000 811-05349
001 C000000 3126554400
002 A000000 71 SOUTH WACKER DRIVE
002 B000000 CHICAGO
002 C000000 IL
002 D010000 60606
002 D020000 6306
003 000000 N
004 000000 N
005 000000 N
006 000000 N
007 A000000 Y
007 B000000 13
007 C010100 1
007 C020100 Goldman Sachs Short Duration Government Fund
007 C030100 N
007 C010200 2
007 C020200 Goldman Sachs Global Income Fund
007 C030200 N
007 C010300 3
007 C020300 Goldman Sachs High Quality Floating Rate Fund
007 C030300 N
007 C010400 4
007 C020400 GOLDMAN SACHS SHORT DURATION TAX-FREE FUND
007 C030400 N
007 C010700 7
007 C020700 Goldman Sachs Government Income Fund
007 C030700 N
007 C010800 8
007 C020800 GOLDMAN SACHS DYNAMIC MUNICIPAL INCOME FUND
007 C030800 N
007 C010900 9
007 C020900 Goldman Sachs Core Fixed Income Fund
007 C030900 N
007 C011000 10
007 C021000 Goldman Sachs High Yield Fund
007 C031000 N
007 C011100 11
007 C021100 GOLDMAN SACHS HIGH YIELD MUNICIPAL FUND
007 C031100 N
007 C011200 12
PAGE 2
007 C021200 Goldman Sachs Enhanced Income Fund
007 C031200 N
007 C018000 80
007 C028000 Goldman Sachs Emerging Markets Debt Fund
007 C038000 N
007 C018100 81
007 C028100 Goldman Sachs Investment Grade Credit Fund
007 C038100 N
007 C018200 82
007 C028200 Goldman Sachs U.S. Mortgages Fund
007 C038200 N
008 A000101 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B000101 A
008 C000101 801-37591
008 D010101 NEW YORK
008 D020101 NY
008 D030101 10282
008 A000201 GOLDMAN SACHS ASSET MANAGEMENT INTERNATIONAL
008 B000201 A
008 C000201 801-38157
008 D010201 LONDON
008 D050201 ENGLAND
008 D060201 ECIA7HD
008 A000301 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B000301 A
008 C000301 801-37591
008 D010301 NEW YORK
008 D020301 NY
008 D030301 10282
008 A000401 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B000401 A
008 C000401 801-37591
008 D010401 NEW YORK
008 D020401 NY
008 D030401 10282
008 A000701 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B000701 A
008 C000701 801-37591
008 D010701 NEW YORK
008 D020701 NY
008 D030701 10282
008 A000801 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B000801 A
008 C000801 801-37591
008 D010801 NEW YORK
008 D020801 NY
008 D030801 10282
008 A000901 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B000901 A
008 C000901 801-37591
008 D010901 NEW YORK
PAGE 3
008 D020901 NY
008 D030901 10282
008 A001001 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B001001 A
008 C001001 801-37591
008 D011001 NEW YORK
008 D021001 NY
008 D031001 10282
008 A001101 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B001101 A
008 C001101 801-37591
008 D011101 NEW YORK
008 D021101 NY
008 D031101 10282
008 A001201 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B001201 A
008 C001201 801-37591
008 D011201 NEW YORK
008 D021201 NY
008 D031201 10282
008 A008001 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B008001 A
008 C008001 801-37591
008 D018001 NEW YORK
008 D028001 NY
008 D038001 10282
008 A008101 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B008101 A
008 C008101 801-37591
008 D018101 NEW YORK
008 D028101 NY
008 D038101 10282
008 A008201 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
008 B008201 A
008 C008201 801-37591
008 D018201 NEW YORK
008 D028201 NY
008 D038201 10282
010 A00AA01 GOLDMAN SACHS ASSET MANAGEMENT, L.P.
010 B00AA01 801-37591
010 C01AA01 NEW YORK
010 C02AA01 NY
010 C03AA01 10282
011 A00AA01 GOLDMAN, SACHS & CO.
011 B00AA01 8-129
011 C01AA01 NEW YORK
011 C02AA01 NY
011 C03AA01 10282
012 A00AA01 GOLDMAN, SACHS & CO.
012 B00AA01 84-01100
012 C01AA01 CHICAGO
PAGE 4
012 C02AA01 IL
012 C03AA01 60606
013 A00AA01 PRICEWATERHOUSECOOPERS LLP
013 B01AA01 BOSTON
013 B02AA01 MA
013 B03AA01 02110
014 A00AA01 Beijing GAO HUA Securities Company Limited
014 B00AA01 8-00000
014 A00AA02 Chi-X Global Holdings LLC
014 B00AA02 8-00000
014 A00AA03 CHXBD, LLC
014 B00AA03 8-00000
014 A00AA04 Epoch Securities, Inc.
014 B00AA04 8-52373
014 A00AA05 Goldman Sachs AG
014 B00AA05 8-00000
014 A00AA06 GS Asset Management Australia Pty Ltd
014 B00AA06 8-00000
014 A00AA07 Goldman Sachs Asset Management, Co., Ltd.
014 B00AA07 8-00000
014 A00AA08 Goldman Sachs Asset Management International
014 B00AA08 8-00000
014 A00AA09 Goldman Sachs (Asia) Finance
014 B00AA09 8-00000
014 A00AA10 Goldman Sachs (Asia) L.L.C.
014 B00AA10 8-49994
014 A00AA11 Goldman Sachs (Asia) L.L.C., Seoul Branch
014 B00AA11 8-00000
014 A00AA12 Goldman Sachs Australia Capital Markets Ltd
014 B00AA12 8-00000
014 A00AA13 Equilend Holdings LLC
014 B00AA13 8-53738
014 A00AA14 Goldman Sachs Australia Futures Pty Ltd
014 B00AA14 8-00000
014 A00AA15 Goldman Sachs Australia Inc.
014 B00AA15 8-00000
014 A00AA16 Goldman Sachs Australia Managed Funds Limited
014 B00AA16 8-00000
014 A00AA17 Goldman Sachs Australia (UK) Limited
014 B00AA17 8-00000
014 A00AA18 Goldman Sachs Australia Pty Ltd
014 B00AA18 8-00000
014 A00AA19 Goldman Sachs Bank AG
014 B00AA19 8-00000
014 A00AA20 Goldman Sachs Canada Inc.
014 B00AA20 8-00000
014 A00AA21 Goldman Sachs Collective Trust
014 B00AA21 8-00000
014 A00AA22 Goldman Sachs do Brasil CTVM, S.A.
014 B00AA22 8-00000
014 A00AA23 Goldman Sachs Europe Limited
PAGE 5
014 B00AA23 8-00000
014 A00AA24 Goldman Sachs Execution & Clearing, L.P.
014 B00AA24 8-00000
014 A00AA25 Goldman Sachs Financial Markets, L.P.
014 B00AA25 8-00000
014 A00AA26 Goldman Sachs Financial Markets Pty Ltd
014 B00AA26 8-00000
014 A00AA27 Goldman Sachs Futures (Asia) Limited
014 B00AA27 8-00000
014 A00AA28 Goldman Sachs Futures Pte Ltd
014 B00AA28 8-00000
014 A00AA29 Goldman Sachs Gao Hua Securities Co Ltd
014 B00AA29 8-00000
014 A00AA30 Goldman Sachs (India) Securities Private Ltd
014 B00AA30 8-00000
014 A00AA31 Goldman Sachs International
014 B00AA31 8-00000
014 A00AA32 Goldman Sachs International Finance
014 B00AA32 8-00000
014 A00AA33 Goldman Sachs Investments (Mauritius) I Ltd.
014 B00AA33 8-00000
014 A00AA34 Goldman Sachs Israel LLC
014 B00AA34 8-00000
014 A00AA35 Goldman Sachs Japan Co., Ltd.
014 B00AA35 8-00000
014 A00AA36 GOLDMAN SACHS (MONACO) S.A.M.
014 B00AA36 8-00000
014 A00AA37 Goldman Sachs New Zealand Limited
014 B00AA37 8-0000
014 A00AA38 Goldman Sachs (Russia)
014 B00AA38 8-00000
014 A00AA39 Goldman Sachs Saudi Arabia
014 B00AA39 8-00000
014 A00AA40 Goldman Sachs (Singapore) PTE
014 B00AA40 8-00000
014 A00AA41 Goldman Sachs Trust Company, N.A. (The)
014 B00AA41 8-00000
014 A00AA42 GOLDMAN, SACHS & CO.
014 B00AA42 8-00000
014 A00AA43 Goldman Sachs Lending Partners LLC
014 B00AA43 8-00000
014 A00AA44 Irrewarra Investments Pty Ltd
014 B00AA44 8-99999
014 A00AA45 J. Aron & Company
014 B00AA45 8-99999
014 A00AA46 JBWere Pty. Ltd.
014 B00AA46 8-00000
014 A00AA47 Mercer Allied Company, L.P.
014 B00AA47 8-47739
014 A00AA48 Montague Place Custody Services
014 B00AA48 8-99999
PAGE 6
014 A00AA49 OOO Goldman Sachs Bank
014 B00AA49 8-00000
014 A00AA50 OOO Goldman Sachs
014 B00AA50 8-00000
014 A00AA51 Qian Kun Futures Co., Ltd.
014 B00AA51 8-99999
014 A00AA52 Redi Global Technologies LLC
014 B00AA52 8-99999
014 A00AA53 SBI Japannext Co., Ltd
014 B00AA53 8-99999
014 A00AA54 GS Mexico, Case de Bolsa, S.A. DE C.V.
014 B00AA54 8-00000
014 A00AA55 BIDS Holdings L.P.
014 B00AA55 8-00000
014 A00AA56 BIDS TRADING L.P.
014 B00AA56 8-67376
014 A00AA57 EQUILEND LLC
014 B00AA57 8-053738
014 A00AA58 Goldman Sachs (Asia) Securities Limited
014 B00AA58 8-00000
014 A00AA59 Redi Holdings LLC
014 B00AA59 8-00000
014 A00AA60 CHX Holdings, Inc.
014 B00AA60 8-00000
014 A00AA61 Goldman Sachs Bank USA
014 B00AA61 8-00000
014 A00AA62 Goldman Sachs (India) Cap Mkts Private Ltd
014 B00AA62 8-00000
014 A00AA63 GS Quantitative Total Currency Master Fund
014 B00AA63 8-00000
014 A00AA64 BIDS Holidings GP LLC
014 B00AA64 8-0000
014 A00AA65 U.S. Bank National Association
014 B00AA65 8-00000
014 A00AA66 Wells Fargo Securities
014 B00AA66 8-00000
014 A00AA67 Fifth Third Bank
014 B00AA67 8-00000
014 A00AA68 GTAA EQ Strategy FC
014 B00AA68 8-99999
015 A000101 STATE STREET BANK AND TRUST COMPANY
015 B000101 C
015 C010101 BOSTON
015 C020101 MA
015 C030101 02111
015 E010101 X
015 A000102 THE NORTHERN TRUST COMPANY
015 B000102 S
015 C010102 CHICAGO
015 C020102 IL
015 C030102 60606
PAGE 7
015 E010102 X
015 A000103 CITIBANK, N.A.
015 B000103 S
015 C010103 BUENOS AIRES
015 D010103 ARGENTINA
015 E040103 X
015 A000104 WESTPAC BANKING CORPORATION
015 B000104 S
015 C010104 SYDNEY
015 D010104 AUSTRALIA
015 E040104 X
015 A000105 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B000105 S
015 C010105 VIENNA
015 D010105 AUSTRIA
015 E040105 X
015 A000106 FORTIS BANK NV
015 B000106 S
015 C010106 BRUSSELS
015 D010106 BELGIUM
015 D020106 1000
015 E040106 X
015 A000107 CITIBANK, N.A.
015 B000107 S
015 C010107 SAO PAOLO
015 D010107 BRAZIL
015 D020107 01311
015 E040107 X
015 A000108 STATE STREET TRUST COMPANY CANADA
015 B000108 S
015 C010108 TORONTO
015 D010108 CANADA
015 D020108 M5X1A9
015 E040108 X
015 A000109 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000109 S
015 C010109 SHANGHAI
015 D010109 CHINA
015 D020109 PRC
015 E040109 X
015 A000110 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000110 S
015 C010110 SHENZHEN
015 D010110 CHINA
015 D020110 PRC
015 E040110 X
015 A000111 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B000111 S
015 C010111 BOGOTA
015 D010111 COLOMBIA
015 E040111 X
PAGE 8
015 A000112 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B000112 S
015 C010112 PRAGUE
015 D010112 CZECH REPUBLIC
015 D020112 11520
015 E040112 X
015 A000113 DANSKE BANK A/S
015 B000113 S
015 C010113 COPENHAGEN
015 D010113 DENMARK
015 D020113 DK-1092
015 E040113 X
015 A000114 HSBC BANK EGYPT S.A.E.
015 B000114 S
015 C010114 CAIRO
015 D010114 EGYPT
015 D020114 11211
015 E040114 X
015 A000115 HANSAPANK (HANSABANK)
015 B000115 S
015 C010115 TALLINN
015 D010115 ESTONIA
015 D020115 EE0001
015 E040115 X
015 A000116 EUROCLEAR SYSTEM
015 B000116 S
015 C010116 BRUSSELS
015 D010116 BELGIUM
015 E040116 X
015 A000117 MERITA BANK PLC.
015 B000117 S
015 C010117 HELSINKI
015 D010117 FINLAND
015 D020117 FIN0020
015 E040117 X
015 A000118 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000118 S
015 C010118 PARIS
015 D010118 FRANCE
015 D020118 75002
015 E040118 X
015 A000119 DRESDNER BANK AG
015 B000119 S
015 C010119 FRANKFURT
015 D010119 GERMANY
015 D020119 6000
015 E040119 X
015 A000120 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000120 S
015 C010120 FRANKFURT
015 D010120 GERMANY
PAGE 9
015 D020120 6000
015 E040120 X
015 A000121 NATIONAL BANK OF GREECE S.A.
015 B000121 S
015 C010121 ATHENS
015 D010121 GREECE
015 D020121 10564
015 E040121 X
015 A000122 STANDARD CHARTERED BANK
015 B000122 S
015 C010122 HONG KONG
015 D010122 HONG KONG
015 E040122 X
015 A000123 HVB BANK HUNGARY RT.
015 B000123 S
015 C010123 BUDAPEST
015 D010123 HUNGARY
015 D020123 17
015 E040123 X
015 A000124 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000124 S
015 C010124 MUMBAI
015 D010124 INDIA
015 D020124 400021
015 E040124 X
015 A000125 DEUTSCHE BANK AG
015 B000125 S
015 C010125 MUMBAI
015 D010125 INDIA
015 D020125 400021
015 E040125 X
015 A000126 STANDARD CHARTERED BANK
015 B000126 S
015 C010126 JAKARTA
015 D010126 INDONESIA
015 D020126 10350
015 E040126 X
015 A000127 BANK OF IRELAND
015 B000127 S
015 C010127 DUBLIN
015 D010127 IRELAND
015 D020127 00001
015 E040127 X
015 A000128 BANK HAPOALIM B.M.
015 B000128 S
015 C010128 TEL AVIV
015 D010128 ISRAEL
015 D020128 00000
015 E040128 X
015 A000129 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000129 S
PAGE 10
015 C010129 MILAN
015 D010129 ITALY
015 D020129 20121
015 E040129 X
015 A000130 SUMITOMO MITSUI BANKING CORPORATION
015 B000130 S
015 C010130 TOKYO
015 D010130 JAPAN
015 D020130 100
015 E040130 X
015 A000131 MIZUHO CORPORATE BANK, LTD.
015 B000131 S
015 C010131 TOKYO
015 D010131 JAPAN
015 D020131 100
015 E040131 X
015 A000132 HSBC BANK MIDDLE EAST
015 B000132 S
015 C010132 AMMAN
015 D010132 JORDAN
015 D020132 1110
015 E040132 X
015 A000133 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000133 S
015 C010133 SEOUL
015 D010133 KOREA
015 D020133 110714
015 E040133 X
015 A000134 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B000134 S
015 C010134 KUALA LUMPUR
015 D010134 MALAYSIA
015 D020134 50372
015 E040134 X
015 A000135 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000135 S
015 C010135 PORT LOUIS
015 D010135 MAURITIUS
015 E040135 X
015 A000136 BANCI NACIONAL DE MEXICO S.A.
015 B000136 S
015 C010136 MEXICO CITY
015 D010136 MEXICO
015 E040136 X
015 A000137 BANQUE COMMERCIALE DU MAROC
015 B000137 S
015 C010137 CASABLANCA
015 D010137 MOROCCO
015 D020137 01
015 E040137 X
015 A000138 KAS BANK N.V.
PAGE 11
015 B000138 S
015 C010138 AMSTERDAM
015 D010138 NETHERLANDS
015 D020138 1000
015 E040138 X
015 A000139 WESTPAK BANKING GROUP CORP.
015 B000139 S
015 C010139 WELLINGTON
015 D010139 NEW ZEALAND
015 D020139 27031
015 E040139 X
015 A000140 NORDEO BANK NORGE ASA
015 B000140 S
015 C010140 OSLO
015 D010140 NORWAY
015 D020140 0107
015 E040140 X
015 A000141 DEUTSCHE BANK A.G.
015 B000141 S
015 C010141 KARACHI
015 D010141 PAKISTAN
015 D020141 74000
015 E040141 X
015 A000142 CITIBANK, N.A.
015 B000142 S
015 C010142 LIMA
015 D010142 PERU
015 D020142 27
015 E040142 X
015 A000143 STANDARD CHARTERED BANK
015 B000143 S
015 C010143 MANILA
015 D010143 PHILLIPINES
015 E040143 X
015 A000144 BANK HANDLOWY W WARSZAWIE S.A.
015 B000144 S
015 C010144 WARSAW
015 D010144 POLAND
015 E040144 X
015 A000145 BANCO COMERCIAL PORTUGUES
015 B000145 S
015 C010145 LISBON
015 D010145 PORTUGAL
015 D020145 1000
015 E040145 X
015 A000146 ING BANK NV
015 B000146 S
015 C010146 BUCHAREST
015 D010146 ROMANIA
015 D020146 1
015 E040146 X
PAGE 12
015 A000147 ING BANK (EURASIA) ZAO
015 B000147 S
015 C010147 MOSCOW
015 D010147 RUSSIA
015 E040147 X
015 A000148 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B000148 S
015 C010148 SINGAPORE
015 D010148 SINGAPORE
015 D020148 0106
015 E040148 X
015 A000149 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B000149 S
015 C010149 BRATISLAVA
015 D010149 SLOVAK REPUBLIC
015 D020149 81105
015 E040149 X
015 A000150 STANDARD BANK OF SOUTH AFRICA LTD
015 B000150 S
015 C010150 JOHANNESBURG
015 D010150 SOUTH AFRICA
015 D020150 2001
015 E040150 X
015 A000151 NEDCOR BANK LIMITED
015 B000151 S
015 C010151 BRAAMFONTEIN
015 D010151 SOUTH AFRICA
015 D020151 2001
015 E040151 X
015 A000152 SANTANDER CENTRAL HISPANO, S.A.
015 B000152 S
015 C010152 MADRID
015 D010152 SPAIN
015 D020152 28046
015 E040152 X
015 A000153 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B000153 S
015 C010153 COLOMBO
015 D010153 SRI LANKA
015 D020153 1
015 E040153 X
015 A000154 SKANDINAVISKA ENSKILDA BANKEN
015 B000154 S
015 C010154 STOCKHOLM
015 D010154 SWEDEN
015 D020154 5106
015 E040154 X
015 A000155 UBS AG
015 B000155 S
015 C010155 ZURICH
015 D010155 SWITZERLAND
PAGE 13
015 D020155 8021
015 E040155 X
015 A000156 CENTRAL TRUST OF CHINA
015 B000156 S
015 C010156 TAIPEI
015 D010156 TAIWAN
015 D020156 10006
015 E040156 X
015 A000157 STANDARD CHARTERED BANK
015 B000157 S
015 C010157 BANGKOK
015 D010157 THAILAND
015 D020157 10500
015 E040157 X
015 A000158 CITIBANK, N.A.
015 B000158 S
015 C010158 ISTANBUL
015 D010158 TURKEY
015 E040158 X
015 A000159 STATE STREET BANK AND TRUST COMPANY
015 B000159 S
015 C010159 LONDON
015 D010159 ENGLAND
015 D020159 EC4N7BN
015 E040159 X
015 A000160 CITIBANK, N.A.
015 B000160 S
015 C010160 CARACAS
015 D010160 VENEZUELA
015 E040160 X
015 A000161 BANK OF NEW YORK
015 B000161 S
015 C010161 NEW YORK
015 C020161 NY
015 C030161 10286
015 E010161 X
015 A000201 STATE STREET BANK AND TRUST COMPANY
015 B000201 C
015 C010201 BOSTON
015 C020201 MA
015 C030201 02111
015 E010201 X
015 A000202 THE NORTHERN TRUST COMPANY
015 B000202 S
015 C010202 CHICAGO
015 C020202 IL
015 C030202 60606
015 E010202 X
015 A000203 CITIBANK, N.A.
015 B000203 S
015 C010203 BUENOS AIRES
PAGE 14
015 D010203 ARGENTINA
015 E040203 X
015 A000204 WESTPAC BANKING CORPORATION
015 B000204 S
015 C010204 SYDNEY
015 D010204 AUSTRALIA
015 E040204 X
015 A000205 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B000205 S
015 C010205 VIENNA
015 D010205 AUSTRIA
015 E040205 X
015 A000206 FORTIS BANK NV
015 B000206 S
015 C010206 BRUSSELS
015 D010206 BELGIUM
015 D020206 1000
015 E040206 X
015 A000207 CITIBANK, N.A.
015 B000207 S
015 C010207 SAO PAOLO
015 D010207 BRAZIL
015 D020207 01311
015 E040207 X
015 A000208 STATE STREET TRUST COMPANY CANADA
015 B000208 S
015 C010208 TORONTO
015 D010208 CANADA
015 D020208 M5X1A9
015 E040208 X
015 A000209 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000209 S
015 C010209 SHANGHAI
015 D010209 CHINA
015 D020209 PRC
015 E040209 X
015 A000210 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000210 S
015 C010210 SHENZHEN
015 D010210 CHINA
015 D020210 PRC
015 E040210 X
015 A000211 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B000211 S
015 C010211 BOGOTA
015 D010211 COLOMBIA
015 E040211 X
015 A000212 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B000212 S
015 C010212 PRAGUE
015 D010212 CZECH REPUBLIC
PAGE 15
015 D020212 11520
015 E040212 X
015 A000213 DANSKE BANK A/S
015 B000213 S
015 C010213 COPENHAGEN
015 D010213 DENMARK
015 D020213 DK-1092
015 E040213 X
015 A000214 HSBC BANK EGYPT S.A.E.
015 B000214 S
015 C010214 CAIRO
015 D010214 EGYPT
015 D020214 11211
015 E040214 X
015 A000215 HANSAPANK (HANSABANK)
015 B000215 S
015 C010215 TALLINN
015 D010215 ESTONIA
015 D020215 EE0001
015 E040215 X
015 A000216 EUROCLEAR SYSTEM
015 B000216 S
015 C010216 BRUSSELS
015 D010216 BELGIUM
015 E040216 X
015 A000217 MERITA BANK PLC.
015 B000217 S
015 C010217 HELSINKI
015 D010217 FINLAND
015 D020217 FIN0020
015 E040217 X
015 A000218 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000218 S
015 C010218 PARIS
015 D010218 FRANCE
015 D020218 75002
015 E040218 X
015 A000219 DRESDNER BANK AG
015 B000219 S
015 C010219 FRANKFURT
015 D010219 GERMANY
015 D020219 6000
015 E040219 X
015 A000220 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000220 S
015 C010220 FRANKFURT
015 D010220 GERMANY
015 D020220 6000
015 E040220 X
015 A000221 NATIONAL BANK OF GREECE S.A.
015 B000221 S
PAGE 16
015 C010221 ATHENS
015 D010221 GREECE
015 D020221 10564
015 E040221 X
015 A000222 STANDARD CHARTERED BANK
015 B000222 S
015 C010222 HONG KONG
015 D010222 HONG KONG
015 E040222 X
015 A000223 HVB BANK HUNGARY RT.
015 B000223 S
015 C010223 BUDAPEST
015 D010223 HUNGARY
015 D020223 17
015 E040223 X
015 A000224 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000224 S
015 C010224 MUMBAI
015 D010224 INDIA
015 D020224 400021
015 E040224 X
015 A000225 DEUTSCHE BANK AG
015 B000225 S
015 C010225 MUMBAI
015 D010225 INDIA
015 D020225 400021
015 E040225 X
015 A000226 STANDARD CHARTERED BANK
015 B000226 S
015 C010226 JAKARTA
015 D010226 INDONESIA
015 D020226 10350
015 E040226 X
015 A000227 BANK OF IRELAND
015 B000227 S
015 C010227 DUBLIN
015 D010227 IRELAND
015 D020227 00001
015 E040227 X
015 A000228 BANK HAPOALIM B.M.
015 B000228 S
015 C010228 TEL AVIV
015 D010228 ISRAEL
015 D020228 00000
015 E040228 X
015 A000229 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000229 S
015 C010229 MILAN
015 D010229 ITALY
015 D020229 20121
015 E040229 X
PAGE 17
015 A000230 SUMITOMO MITSUI BANKING CORPORATION
015 B000230 S
015 C010230 TOKYO
015 D010230 JAPAN
015 D020230 100
015 E040230 X
015 A000231 MIZUHO CORPORATE BANK, LTD.
015 B000231 S
015 C010231 TOKYO
015 D010231 JAPAN
015 D020231 100
015 E040231 X
015 A000232 HSBC BANK MIDDLE EAST
015 B000232 S
015 C010232 AMMAN
015 D010232 JORDAN
015 D020232 1110
015 E040232 X
015 A000233 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000233 S
015 C010233 SEOUL
015 D010233 KOREA
015 D020233 110714
015 E040233 X
015 A000234 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B000234 S
015 C010234 KUALA LUMPUR
015 D010234 MALAYSIA
015 D020234 50372
015 E040234 X
015 A000235 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000235 S
015 C010235 PORT LOUIS
015 D010235 MAURITIUS
015 E040235 X
015 A000236 BANCI NACIONAL DE MEXICO S.A.
015 B000236 S
015 C010236 MEXICO CITY
015 D010236 MEXICO
015 E040236 X
015 A000237 BANQUE COMMERCIALE DU MAROC
015 B000237 S
015 C010237 CASABLANCA
015 D010237 MOROCCO
015 D020237 01
015 E040237 X
015 A000238 KAS BANK N.V.
015 B000238 S
015 C010238 AMSTERDAM
015 D010238 NETHERLANDS
015 D020238 1000
PAGE 18
015 E040238 X
015 A000239 WESTPAK BANKING GROUP CORP.
015 B000239 S
015 C010239 WELLINGTON
015 D010239 NEW ZEALAND
015 D020239 27031
015 E040239 X
015 A000240 NORDEO BANK NORGE ASA
015 B000240 S
015 C010240 OSLO
015 D010240 NORWAY
015 D020240 0107
015 E040240 X
015 A000241 DEUTSCHE BANK A.G.
015 B000241 S
015 C010241 KARACHI
015 D010241 PAKISTAN
015 D020241 74000
015 E040241 X
015 A000242 CITIBANK, N.A.
015 B000242 S
015 C010242 LIMA
015 D010242 PERU
015 D020242 27
015 E040242 X
015 A000243 STANDARD CHARTERED BANK
015 B000243 S
015 C010243 MANILA
015 D010243 PHILLIPINES
015 E040243 X
015 A000244 BANK HANDLOWY W WARSZAWIE S.A.
015 B000244 S
015 C010244 WARSAW
015 D010244 POLAND
015 E040244 X
015 A000245 BANCO COMERCIAL PORTUGUES
015 B000245 S
015 C010245 LISBON
015 D010245 PORTUGAL
015 D020245 1000
015 E040245 X
015 A000246 ING BANK NV
015 B000246 S
015 C010246 BUCHAREST
015 D010246 ROMANIA
015 D020246 1
015 E040246 X
015 A000247 ING BANK (EURASIA) ZAO
015 B000247 S
015 C010247 MOSCOW
015 D010247 RUSSIA
PAGE 19
015 E040247 X
015 A000248 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B000248 S
015 C010248 SINGAPORE
015 D010248 SINGAPORE
015 D020248 0106
015 E040248 X
015 A000249 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B000249 S
015 C010249 BRATISLAVA
015 D010249 SLOVAK REPUBLIC
015 D020249 81105
015 E040249 X
015 A000250 STANDARD BANK OF SOUTH AFRICA LTD
015 B000250 S
015 C010250 JOHANNESBURG
015 D010250 SOUTH AFRICA
015 D020250 2001
015 E040250 X
015 A000251 NEDCOR BANK LIMITED
015 B000251 S
015 C010251 BRAAMFONTEIN
015 D010251 SOUTH AFRICA
015 D020251 2001
015 E040251 X
015 A000252 SANTANDER CENTRAL HISPANO, S.A.
015 B000252 S
015 C010252 MADRID
015 D010252 SPAIN
015 D020252 28046
015 E040252 X
015 A000253 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B000253 S
015 C010253 COLOMBO
015 D010253 SRI LANKA
015 D020253 1
015 E040253 X
015 A000254 SKANDINAVISKA ENSKILDA BANKEN
015 B000254 S
015 C010254 STOCKHOLM
015 D010254 SWEDEN
015 D020254 5106
015 E040254 X
015 A000255 UBS AG
015 B000255 S
015 C010255 ZURICH
015 D010255 SWITZERLAND
015 D020255 8021
015 E040255 X
015 A000256 CENTRAL TRUST OF CHINA
015 B000256 S
PAGE 20
015 C010256 TAIPEI
015 D010256 TAIWAN
015 D020256 10006
015 E040256 X
015 A000257 STANDARD CHARTERED BANK
015 B000257 S
015 C010257 BANGKOK
015 D010257 THAILAND
015 D020257 10500
015 E040257 X
015 A000258 CITIBANK, N.A.
015 B000258 S
015 C010258 ISTANBUL
015 D010258 TURKEY
015 E040258 X
015 A000259 STATE STREET BANK AND TRUST COMPANY
015 B000259 S
015 C010259 LONDON
015 D010259 ENGLAND
015 D020259 EC4N7BN
015 E040259 X
015 A000260 CITIBANK, N.A.
015 B000260 S
015 C010260 CARACAS
015 D010260 VENEZUELA
015 E040260 X
015 A000261 BANK OF NEW YORK
015 B000261 S
015 C010261 NEW YORK
015 C020261 NY
015 C030261 10286
015 E010261 X
015 A000301 STATE STREET BANK AND TRUST COMPANY
015 B000301 C
015 C010301 BOSTON
015 C020301 MA
015 C030301 02111
015 E010301 X
015 A000302 THE NORTHERN TRUST COMPANY
015 B000302 S
015 C010302 CHICAGO
015 C020302 IL
015 C030302 60606
015 E010302 X
015 A000303 CITIBANK, N.A.
015 B000303 S
015 C010303 BUENOS AIRES
015 D010303 ARGENTINA
015 E040303 X
015 A000304 WESTPAC BANKING CORPORATION
015 B000304 S
PAGE 21
015 C010304 SYDNEY
015 D010304 AUSTRALIA
015 E040304 X
015 A000305 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B000305 S
015 C010305 VIENNA
015 D010305 AUSTRIA
015 E040305 X
015 A000306 FORTIS BANK NV
015 B000306 S
015 C010306 BRUSSELS
015 D010306 BELGIUM
015 D020306 1000
015 E040306 X
015 A000307 CITIBANK, N.A.
015 B000307 S
015 C010307 SAO PAOLO
015 D010307 BRAZIL
015 D020307 01311
015 E040307 X
015 A000308 STATE STREET TRUST COMPANY CANADA
015 B000308 S
015 C010308 TORONTO
015 D010308 CANADA
015 D020308 M5X1A9
015 E040308 X
015 A000309 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000309 S
015 C010309 SHANGHAI
015 D010309 CHINA
015 D020309 PRC
015 E040309 X
015 A000310 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000310 S
015 C010310 SHENZHEN
015 D010310 CHINA
015 D020310 PRC
015 E040310 X
015 A000311 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B000311 S
015 C010311 BOGOTA
015 D010311 COLOMBIA
015 E040311 X
015 A000312 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B000312 S
015 C010312 PRAGUE
015 D010312 CZECH REPUBLIC
015 D020312 11520
015 E040312 X
015 A000313 DANSKE BANK A/S
015 B000313 S
PAGE 22
015 C010313 COPENHAGEN
015 D010313 DENMARK
015 D020313 DK-1092
015 E040313 X
015 A000314 HSBC BANK EGYPT S.A.E.
015 B000314 S
015 C010314 CAIRO
015 D010314 EGYPT
015 D020314 11211
015 E040314 X
015 A000315 HANSAPANK (HANSABANK)
015 B000315 S
015 C010315 TALLINN
015 D010315 ESTONIA
015 D020315 EE0001
015 E040315 X
015 A000316 EUROCLEAR SYSTEM
015 B000316 S
015 C010316 BRUSSELS
015 D010316 BELGIUM
015 E040316 X
015 A000317 MERITA BANK PLC.
015 B000317 S
015 C010317 HELSINKI
015 D010317 FINLAND
015 D020317 FIN0020
015 E040317 X
015 A000318 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000318 S
015 C010318 PARIS
015 D010318 FRANCE
015 D020318 75002
015 E040318 X
015 A000319 DRESDNER BANK AG
015 B000319 S
015 C010319 FRANKFURT
015 D010319 GERMANY
015 D020319 6000
015 E040319 X
015 A000320 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000320 S
015 C010320 FRANKFURT
015 D010320 GERMANY
015 D020320 6000
015 E040320 X
015 A000321 NATIONAL BANK OF GREECE S.A.
015 B000321 S
015 C010321 ATHENS
015 D010321 GREECE
015 D020321 10564
015 E040321 X
PAGE 23
015 A000322 STANDARD CHARTERED BANK
015 B000322 S
015 C010322 HONG KONG
015 D010322 HONG KONG
015 E040322 X
015 A000323 HVB BANK HUNGARY RT.
015 B000323 S
015 C010323 BUDAPEST
015 D010323 HUNGARY
015 D020323 17
015 E040323 X
015 A000324 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000324 S
015 C010324 MUMBAI
015 D010324 INDIA
015 D020324 400021
015 E040324 X
015 A000325 DEUTSCHE BANK AG
015 B000325 S
015 C010325 MUMBAI
015 D010325 INDIA
015 D020325 400021
015 E040325 X
015 A000326 STANDARD CHARTERED BANK
015 B000326 S
015 C010326 JAKARTA
015 D010326 INDONESIA
015 D020326 10350
015 E040326 X
015 A000327 BANK OF IRELAND
015 B000327 S
015 C010327 DUBLIN
015 D010327 IRELAND
015 D020327 00001
015 E040327 X
015 A000328 BANK HAPOALIM B.M.
015 B000328 S
015 C010328 TEL AVIV
015 D010328 ISRAEL
015 D020328 00000
015 E040328 X
015 A000329 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000329 S
015 C010329 MILAN
015 D010329 ITALY
015 D020329 20121
015 E040329 X
015 A000330 SUMITOMO MITSUI BANKING CORPORATION
015 B000330 S
015 C010330 TOKYO
015 D010330 JAPAN
PAGE 24
015 D020330 100
015 E040330 X
015 A000331 MIZUHO CORPORATE BANK, LTD.
015 B000331 S
015 C010331 TOKYO
015 D010331 JAPAN
015 D020331 100
015 E040331 X
015 A000332 HSBC BANK MIDDLE EAST
015 B000332 S
015 C010332 AMMAN
015 D010332 JORDAN
015 D020332 1110
015 E040332 X
015 A000333 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000333 S
015 C010333 SEOUL
015 D010333 KOREA
015 D020333 110714
015 E040333 X
015 A000334 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B000334 S
015 C010334 KUALA LUMPUR
015 D010334 MALAYSIA
015 D020334 50372
015 E040334 X
015 A000335 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000335 S
015 C010335 PORT LOUIS
015 D010335 MAURITIUS
015 E040335 X
015 A000336 BANCI NACIONAL DE MEXICO S.A.
015 B000336 S
015 C010336 MEXICO CITY
015 D010336 MEXICO
015 E040336 X
015 A000337 BANQUE COMMERCIALE DU MAROC
015 B000337 S
015 C010337 CASABLANCA
015 D010337 MOROCCO
015 D020337 01
015 E040337 X
015 A000338 KAS BANK N.V.
015 B000338 S
015 C010338 AMSTERDAM
015 D010338 NETHERLANDS
015 D020338 1000
015 E040338 X
015 A000339 WESTPAK BANKING GROUP CORP.
015 B000339 S
015 C010339 WELLINGTON
PAGE 25
015 D010339 NEW ZEALAND
015 D020339 27031
015 E040339 X
015 A000340 NORDEO BANK NORGE ASA
015 B000340 S
015 C010340 OSLO
015 D010340 NORWAY
015 D020340 0107
015 E040340 X
015 A000341 DEUTSCHE BANK A.G.
015 B000341 S
015 C010341 KARACHI
015 D010341 PAKISTAN
015 D020341 74000
015 E040341 X
015 A000342 CITIBANK, N.A.
015 B000342 S
015 C010342 LIMA
015 D010342 PERU
015 D020342 27
015 E040342 X
015 A000343 STANDARD CHARTERED BANK
015 B000343 S
015 C010343 MANILA
015 D010343 PHILLIPINES
015 E040343 X
015 A000344 BANK HANDLOWY W WARSZAWIE S.A.
015 B000344 S
015 C010344 WARSAW
015 D010344 POLAND
015 E040344 X
015 A000345 BANCO COMERCIAL PORTUGUES
015 B000345 S
015 C010345 LISBON
015 D010345 PORTUGAL
015 D020345 1000
015 E040345 X
015 A000346 ING BANK NV
015 B000346 S
015 C010346 BUCHAREST
015 D010346 ROMANIA
015 D020346 1
015 E040346 X
015 A000347 ING BANK (EURASIA) ZAO
015 B000347 S
015 C010347 MOSCOW
015 D010347 RUSSIA
015 E040347 X
015 A000348 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B000348 S
015 C010348 SINGAPORE
PAGE 26
015 D010348 SINGAPORE
015 D020348 0106
015 E040348 X
015 A000349 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B000349 S
015 C010349 BRATISLAVA
015 D010349 SLOVAK REPUBLIC
015 D020349 81105
015 E040349 X
015 A000350 STANDARD BANK OF SOUTH AFRICA LTD
015 B000350 S
015 C010350 JOHANNESBURG
015 D010350 SOUTH AFRICA
015 D020350 2001
015 E040350 X
015 A000351 NEDCOR BANK LIMITED
015 B000351 S
015 C010351 BRAAMFONTEIN
015 D010351 SOUTH AFRICA
015 D020351 2001
015 E040351 X
015 A000352 SANTANDER CENTRAL HISPANO, S.A.
015 B000352 S
015 C010352 MADRID
015 D010352 SPAIN
015 D020352 28046
015 E040352 X
015 A000353 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B000353 S
015 C010353 COLOMBO
015 D010353 SRI LANKA
015 D020353 1
015 E040353 X
015 A000354 SKANDINAVISKA ENSKILDA BANKEN
015 B000354 S
015 C010354 STOCKHOLM
015 D010354 SWEDEN
015 D020354 5106
015 E040354 X
015 A000355 UBS AG
015 B000355 S
015 C010355 ZURICH
015 D010355 SWITZERLAND
015 D020355 8021
015 E040355 X
015 A000356 CENTRAL TRUST OF CHINA
015 B000356 S
015 C010356 TAIPEI
015 D010356 TAIWAN
015 D020356 10006
015 E040356 X
PAGE 27
015 A000357 STANDARD CHARTERED BANK
015 B000357 S
015 C010357 BANGKOK
015 D010357 THAILAND
015 D020357 10500
015 E040357 X
015 A000358 CITIBANK, N.A.
015 B000358 S
015 C010358 ISTANBUL
015 D010358 TURKEY
015 E040358 X
015 A000359 STATE STREET BANK AND TRUST COMPANY
015 B000359 S
015 C010359 LONDON
015 D010359 ENGLAND
015 D020359 EC4N7BN
015 E040359 X
015 A000360 CITIBANK, N.A.
015 B000360 S
015 C010360 CARACAS
015 D010360 VENEZUELA
015 E040360 X
015 A000361 BANK OF NEW YORK
015 B000361 S
015 C010361 NEW YORK
015 C020361 NY
015 C030361 10286
015 E010361 X
015 A000401 THE NORTHERN TRUST COMPANY
015 B000401 S
015 C010401 CHICAGO
015 C020401 IL
015 C030401 60606
015 E010401 X
015 A000402 CITIBANK, N.A.
015 B000402 S
015 C010402 BUENOS AIRES
015 D010402 ARGENTINA
015 E040402 X
015 A000403 WESTPAC BANKING CORPORATION
015 B000403 S
015 C010403 SYDNEY
015 D010403 AUSTRALIA
015 E040403 X
015 A000404 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B000404 S
015 C010404 VIENNA
015 D010404 AUSTRIA
015 E040404 X
015 A000405 FORTIS BANK NV
015 B000405 S
PAGE 28
015 C010405 BRUSSELS
015 D010405 BELGIUM
015 D020405 1000
015 E040405 X
015 A000406 CITIBANK, N.A.
015 B000406 S
015 C010406 SAO PAOLO
015 D010406 BRAZIL
015 D020406 01311
015 E040406 X
015 A000407 STATE STREET TRUST COMPANY CANADA
015 B000407 S
015 C010407 TORONTO
015 D010407 CANADA
015 D020407 M5X1A9
015 E040407 X
015 A000408 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000408 S
015 C010408 SHANGHAI
015 D010408 CHINA
015 D020408 PRC
015 E040408 X
015 A000409 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000409 S
015 C010409 SHENZHEN
015 D010409 CHINA
015 D020409 PRC
015 E040409 X
015 A000410 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B000410 S
015 C010410 BOGOTA
015 D010410 COLOMBIA
015 E040410 X
015 A000411 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B000411 S
015 C010411 PRAGUE
015 D010411 CZECH REPUBLIC
015 D020411 11520
015 E040411 X
015 A000412 DANSKE BANK A/S
015 B000412 S
015 C010412 COPENHAGEN
015 D010412 DENMARK
015 D020412 DK-1092
015 E040412 X
015 A000413 HSBC BANK EGYPT S.A.E.
015 B000413 S
015 C010413 CAIRO
015 D010413 EGYPT
015 D020413 11211
015 E040413 X
PAGE 29
015 A000414 HANSAPANK (HANSABANK)
015 B000414 S
015 C010414 TALLINN
015 D010414 ESTONIA
015 D020414 EE0001
015 E040414 X
015 A000415 EUROCLEAR SYSTEM
015 B000415 S
015 C010415 BRUSSELS
015 D010415 BELGIUM
015 E040415 X
015 A000416 MERITA BANK PLC.
015 B000416 S
015 C010416 HELSINKI
015 D010416 FINLAND
015 D020416 FIN0020
015 E040416 X
015 A000417 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000417 S
015 C010417 PARIS
015 D010417 FRANCE
015 D020417 75002
015 E040417 X
015 A000418 DRESDNER BANK AG
015 B000418 S
015 C010418 FRANKFURT
015 D010418 GERMANY
015 D020418 6000
015 E040418 X
015 A000419 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000419 S
015 C010419 FRANKFURT
015 D010419 GERMANY
015 D020419 6000
015 E040419 X
015 A000420 NATIONAL BANK OF GREECE S.A.
015 B000420 S
015 C010420 ATHENS
015 D010420 GREECE
015 D020420 10564
015 E040420 X
015 A000421 STANDARD CHARTERED BANK
015 B000421 S
015 C010421 HONG KONG
015 D010421 HONG KONG
015 E040421 X
015 A000422 HVB BANK HUNGARY RT.
015 B000422 S
015 C010422 BUDAPEST
015 D010422 HUNGARY
015 D020422 17
PAGE 30
015 E040422 X
015 A000423 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000423 S
015 C010423 MUMBAI
015 D010423 INDIA
015 D020423 400021
015 E040423 X
015 A000424 DEUTSCHE BANK AG
015 B000424 S
015 C010424 MUMBAI
015 D010424 INDIA
015 D020424 400021
015 E040424 X
015 A000425 STANDARD CHARTERED BANK
015 B000425 S
015 C010425 JAKARTA
015 D010425 INDONESIA
015 D020425 10350
015 E040425 X
015 A000426 BANK OF IRELAND
015 B000426 S
015 C010426 DUBLIN
015 D010426 IRELAND
015 D020426 00001
015 E040426 X
015 A000427 BANK HAPOALIM B.M.
015 B000427 S
015 C010427 TEL AVIV
015 D010427 ISRAEL
015 D020427 00000
015 E040427 X
015 A000428 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000428 S
015 C010428 MILAN
015 D010428 ITALY
015 D020428 20121
015 E040428 X
015 A000429 SUMITOMO MITSUI BANKING CORPORATION
015 B000429 S
015 C010429 TOKYO
015 D010429 JAPAN
015 D020429 100
015 E040429 X
015 A000430 MIZUHO CORPORATE BANK, LTD.
015 B000430 S
015 C010430 TOKYO
015 D010430 JAPAN
015 D020430 100
015 E040430 X
015 A000431 HSBC BANK MIDDLE EAST
015 B000431 S
PAGE 31
015 C010431 AMMAN
015 D010431 JORDAN
015 D020431 1110
015 E040431 X
015 A000432 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000432 S
015 C010432 SEOUL
015 D010432 KOREA
015 D020432 110714
015 E040432 X
015 A000433 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B000433 S
015 C010433 KUALA LUMPUR
015 D010433 MALAYSIA
015 D020433 50372
015 E040433 X
015 A000434 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000434 S
015 C010434 PORT LOUIS
015 D010434 MAURITIUS
015 E040434 X
015 A000435 BANCI NACIONAL DE MEXICO S.A.
015 B000435 S
015 C010435 MEXICO CITY
015 D010435 MEXICO
015 E040435 X
015 A000436 BANQUE COMMERCIALE DU MAROC
015 B000436 S
015 C010436 CASABLANCA
015 D010436 MOROCCO
015 D020436 01
015 E040436 X
015 A000437 KAS BANK N.V.
015 B000437 S
015 C010437 AMSTERDAM
015 D010437 NETHERLANDS
015 D020437 1000
015 E040437 X
015 A000438 WESTPAK BANKING GROUP CORP.
015 B000438 S
015 C010438 WELLINGTON
015 D010438 NEW ZEALAND
015 D020438 27031
015 E040438 X
015 A000439 NORDEO BANK NORGE ASA
015 B000439 S
015 C010439 OSLO
015 D010439 NORWAY
015 D020439 0107
015 E040439 X
015 A000440 DEUTSCHE BANK A.G.
PAGE 32
015 B000440 S
015 C010440 KARACHI
015 D010440 PAKISTAN
015 D020440 74000
015 E040440 X
015 A000441 CITIBANK, N.A.
015 B000441 S
015 C010441 LIMA
015 D010441 PERU
015 D020441 27
015 E040441 X
015 A000442 STANDARD CHARTERED BANK
015 B000442 S
015 C010442 MANILA
015 D010442 PHILLIPINES
015 E040442 X
015 A000443 BANK HANDLOWY W WARSZAWIE S.A.
015 B000443 S
015 C010443 WARSAW
015 D010443 POLAND
015 E040443 X
015 A000444 BANCO COMERCIAL PORTUGUES
015 B000444 S
015 C010444 LISBON
015 D010444 PORTUGAL
015 D020444 1000
015 E040444 X
015 A000445 ING BANK NV
015 B000445 S
015 C010445 BUCHAREST
015 D010445 ROMANIA
015 D020445 1
015 E040445 X
015 A000446 ING BANK (EURASIA) ZAO
015 B000446 S
015 C010446 MOSCOW
015 D010446 RUSSIA
015 E040446 X
015 A000447 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B000447 S
015 C010447 SINGAPORE
015 D010447 SINGAPORE
015 D020447 0106
015 E040447 X
015 A000448 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B000448 S
015 C010448 BRATISLAVA
015 D010448 SLOVAK REPUBLIC
015 D020448 81105
015 E040448 X
015 A000449 STANDARD BANK OF SOUTH AFRICA LTD
PAGE 33
015 B000449 S
015 C010449 JOHANNESBURG
015 D010449 SOUTH AFRICA
015 D020449 2001
015 E040449 X
015 A000450 NEDCOR BANK LIMITED
015 B000450 S
015 C010450 BRAAMFONTEIN
015 D010450 SOUTH AFRICA
015 D020450 2001
015 E040450 X
015 A000451 SANTANDER CENTRAL HISPANO, S.A.
015 B000451 S
015 C010451 MADRID
015 D010451 SPAIN
015 D020451 28046
015 E040451 X
015 A000452 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B000452 S
015 C010452 COLOMBO
015 D010452 SRI LANKA
015 D020452 1
015 E040452 X
015 A000453 SKANDINAVISKA ENSKILDA BANKEN
015 B000453 S
015 C010453 STOCKHOLM
015 D010453 SWEDEN
015 D020453 5106
015 E040453 X
015 A000454 UBS AG
015 B000454 S
015 C010454 ZURICH
015 D010454 SWITZERLAND
015 D020454 8021
015 E040454 X
015 A000455 CENTRAL TRUST OF CHINA
015 B000455 S
015 C010455 TAIPEI
015 D010455 TAIWAN
015 D020455 10006
015 E040455 X
015 A000456 STANDARD CHARTERED BANK
015 B000456 S
015 C010456 BANGKOK
015 D010456 THAILAND
015 D020456 10500
015 E040456 X
015 A000457 CITIBANK, N.A.
015 B000457 S
015 C010457 ISTANBUL
015 D010457 TURKEY
PAGE 34
015 E040457 X
015 A000458 STATE STREET BANK AND TRUST COMPANY
015 B000458 S
015 C010458 LONDON
015 D010458 ENGLAND
015 D020458 EC4N7BN
015 E040458 X
015 A000459 CITIBANK, N.A.
015 B000459 S
015 C010459 CARACAS
015 D010459 VENEZUELA
015 E040459 X
015 A000460 BANK OF NEW YORK
015 B000460 S
015 C010460 NEW YORK
015 C020460 NY
015 C030460 10286
015 E010460 X
015 A000461 JP MORGAN CHASE BANK, N.A.
015 B000461 C
015 C010461 NEW YORK
015 C020461 NY
015 C030461 10017
015 E010461 X
015 A000701 STATE STREET BANK AND TRUST COMPANY
015 B000701 C
015 C010701 BOSTON
015 C020701 MA
015 C030701 02111
015 E010701 X
015 A000702 THE NORTHERN TRUST COMPANY
015 B000702 S
015 C010702 CHICAGO
015 C020702 IL
015 C030702 60606
015 E010702 X
015 A000703 CITIBANK, N.A.
015 B000703 S
015 C010703 BUENOS AIRES
015 D010703 ARGENTINA
015 E040703 X
015 A000704 WESTPAC BANKING CORPORATION
015 B000704 S
015 C010704 SYDNEY
015 D010704 AUSTRALIA
015 E040704 X
015 A000705 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B000705 S
015 C010705 VIENNA
015 D010705 AUSTRIA
015 E040705 X
PAGE 35
015 A000706 FORTIS BANK NV
015 B000706 S
015 C010706 BRUSSELS
015 D010706 BELGIUM
015 D020706 1000
015 E040706 X
015 A000707 CITIBANK, N.A.
015 B000707 S
015 C010707 SAO PAOLO
015 D010707 BRAZIL
015 D020707 01311
015 E040707 X
015 A000708 STATE STREET TRUST COMPANY CANADA
015 B000708 S
015 C010708 TORONTO
015 D010708 CANADA
015 D020708 M5X1A9
015 E040708 X
015 A000709 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000709 S
015 C010709 SHANGHAI
015 D010709 CHINA
015 D020709 PRC
015 E040709 X
015 A000710 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000710 S
015 C010710 SHENZHEN
015 D010710 CHINA
015 D020710 PRC
015 E040710 X
015 A000711 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B000711 S
015 C010711 BOGOTA
015 D010711 COLOMBIA
015 E040711 X
015 A000712 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B000712 S
015 C010712 PRAGUE
015 D010712 CZECH REPUBLIC
015 D020712 11520
015 E040712 X
015 A000713 DANSKE BANK A/S
015 B000713 S
015 C010713 COPENHAGEN
015 D010713 DENMARK
015 D020713 DK-1092
015 E040713 X
015 A000714 HSBC BANK EGYPT S.A.E.
015 B000714 S
015 C010714 CAIRO
015 D010714 EGYPT
PAGE 36
015 D020714 11211
015 E040714 X
015 A000715 HANSAPANK (HANSABANK)
015 B000715 S
015 C010715 TALLINN
015 D010715 ESTONIA
015 D020715 EE0001
015 E040715 X
015 A000716 EUROCLEAR SYSTEM
015 B000716 S
015 C010716 BRUSSELS
015 D010716 BELGIUM
015 E040716 X
015 A000717 MERITA BANK PLC.
015 B000717 S
015 C010717 HELSINKI
015 D010717 FINLAND
015 D020717 FIN0020
015 E040717 X
015 A000718 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000718 S
015 C010718 PARIS
015 D010718 FRANCE
015 D020718 75002
015 E040718 X
015 A000719 DRESDNER BANK AG
015 B000719 S
015 C010719 FRANKFURT
015 D010719 GERMANY
015 D020719 6000
015 E040719 X
015 A000720 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000720 S
015 C010720 FRANKFURT
015 D010720 GERMANY
015 D020720 6000
015 E040720 X
015 A000721 NATIONAL BANK OF GREECE S.A.
015 B000721 S
015 C010721 ATHENS
015 D010721 GREECE
015 D020721 10564
015 E040721 X
015 A000722 STANDARD CHARTERED BANK
015 B000722 S
015 C010722 HONG KONG
015 D010722 HONG KONG
015 E040722 X
015 A000723 HVB BANK HUNGARY RT.
015 B000723 S
015 C010723 BUDAPEST
PAGE 37
015 D010723 HUNGARY
015 D020723 17
015 E040723 X
015 A000724 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000724 S
015 C010724 MUMBAI
015 D010724 INDIA
015 D020724 400021
015 E040724 X
015 A000725 DEUTSCHE BANK AG
015 B000725 S
015 C010725 MUMBAI
015 D010725 INDIA
015 D020725 400021
015 E040725 X
015 A000726 STANDARD CHARTERED BANK
015 B000726 S
015 C010726 JAKARTA
015 D010726 INDONESIA
015 D020726 10350
015 E040726 X
015 A000727 BANK OF IRELAND
015 B000727 S
015 C010727 DUBLIN
015 D010727 IRELAND
015 D020727 00001
015 E040727 X
015 A000728 BANK HAPOALIM B.M.
015 B000728 S
015 C010728 TEL AVIV
015 D010728 ISRAEL
015 D020728 00000
015 E040728 X
015 A000729 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000729 S
015 C010729 MILAN
015 D010729 ITALY
015 D020729 20121
015 E040729 X
015 A000730 SUMITOMO MITSUI BANKING CORPORATION
015 B000730 S
015 C010730 TOKYO
015 D010730 JAPAN
015 D020730 100
015 E040730 X
015 A000731 MIZUHO CORPORATE BANK, LTD.
015 B000731 S
015 C010731 TOKYO
015 D010731 JAPAN
015 D020731 100
015 E040731 X
PAGE 38
015 A000732 HSBC BANK MIDDLE EAST
015 B000732 S
015 C010732 AMMAN
015 D010732 JORDAN
015 D020732 1110
015 E040732 X
015 A000733 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000733 S
015 C010733 SEOUL
015 D010733 KOREA
015 D020733 110714
015 E040733 X
015 A000734 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B000734 S
015 C010734 KUALA LUMPUR
015 D010734 MALAYSIA
015 D020734 50372
015 E040734 X
015 A000735 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000735 S
015 C010735 PORT LOUIS
015 D010735 MAURITIUS
015 E040735 X
015 A000736 BANCI NACIONAL DE MEXICO S.A.
015 B000736 S
015 C010736 MEXICO CITY
015 D010736 MEXICO
015 E040736 X
015 A000737 BANQUE COMMERCIALE DU MAROC
015 B000737 S
015 C010737 CASABLANCA
015 D010737 MOROCCO
015 D020737 01
015 E040737 X
015 A000738 KAS BANK N.V.
015 B000738 S
015 C010738 AMSTERDAM
015 D010738 NETHERLANDS
015 D020738 1000
015 E040738 X
015 A000739 WESTPAK BANKING GROUP CORP.
015 B000739 S
015 C010739 WELLINGTON
015 D010739 NEW ZEALAND
015 D020739 27031
015 E040739 X
015 A000740 NORDEO BANK NORGE ASA
015 B000740 S
015 C010740 OSLO
015 D010740 NORWAY
015 D020740 0107
PAGE 39
015 E040740 X
015 A000741 DEUTSCHE BANK A.G.
015 B000741 S
015 C010741 KARACHI
015 D010741 PAKISTAN
015 D020741 74000
015 E040741 X
015 A000742 CITIBANK, N.A.
015 B000742 S
015 C010742 LIMA
015 D010742 PERU
015 D020742 27
015 E040742 X
015 A000743 STANDARD CHARTERED BANK
015 B000743 S
015 C010743 MANILA
015 D010743 PHILLIPINES
015 E040743 X
015 A000744 BANK HANDLOWY W WARSZAWIE S.A.
015 B000744 S
015 C010744 WARSAW
015 D010744 POLAND
015 E040744 X
015 A000745 BANCO COMERCIAL PORTUGUES
015 B000745 S
015 C010745 LISBON
015 D010745 PORTUGAL
015 D020745 1000
015 E040745 X
015 A000746 ING BANK NV
015 B000746 S
015 C010746 BUCHAREST
015 D010746 ROMANIA
015 D020746 1
015 E040746 X
015 A000747 ING BANK (EURASIA) ZAO
015 B000747 S
015 C010747 MOSCOW
015 D010747 RUSSIA
015 E040747 X
015 A000748 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B000748 S
015 C010748 SINGAPORE
015 D010748 SINGAPORE
015 D020748 0106
015 E040748 X
015 A000749 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B000749 S
015 C010749 BRATISLAVA
015 D010749 SLOVAK REPUBLIC
015 D020749 81105
PAGE 40
015 E040749 X
015 A000750 STANDARD BANK OF SOUTH AFRICA LTD
015 B000750 S
015 C010750 JOHANNESBURG
015 D010750 SOUTH AFRICA
015 D020750 2001
015 E040750 X
015 A000751 NEDCOR BANK LIMITED
015 B000751 S
015 C010751 BRAAMFONTEIN
015 D010751 SOUTH AFRICA
015 D020751 2001
015 E040751 X
015 A000752 SANTANDER CENTRAL HISPANO, S.A.
015 B000752 S
015 C010752 MADRID
015 D010752 SPAIN
015 D020752 28046
015 E040752 X
015 A000753 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B000753 S
015 C010753 COLOMBO
015 D010753 SRI LANKA
015 D020753 1
015 E040753 X
015 A000754 SKANDINAVISKA ENSKILDA BANKEN
015 B000754 S
015 C010754 STOCKHOLM
015 D010754 SWEDEN
015 D020754 5106
015 E040754 X
015 A000755 UBS AG
015 B000755 S
015 C010755 ZURICH
015 D010755 SWITZERLAND
015 D020755 8021
015 E040755 X
015 A000756 CENTRAL TRUST OF CHINA
015 B000756 S
015 C010756 TAIPEI
015 D010756 TAIWAN
015 D020756 10006
015 E040756 X
015 A000757 STANDARD CHARTERED BANK
015 B000757 S
015 C010757 BANGKOK
015 D010757 THAILAND
015 D020757 10500
015 E040757 X
015 A000758 CITIBANK, N.A.
015 B000758 S
PAGE 41
015 C010758 ISTANBUL
015 D010758 TURKEY
015 E040758 X
015 A000759 STATE STREET BANK AND TRUST COMPANY
015 B000759 S
015 C010759 LONDON
015 D010759 ENGLAND
015 D020759 EC4N7BN
015 E040759 X
015 A000760 CITIBANK, N.A.
015 B000760 S
015 C010760 CARACAS
015 D010760 VENEZUELA
015 E040760 X
015 A000761 BANK OF NEW YORK
015 B000761 S
015 C010761 NEW YORK
015 C020761 NY
015 C030761 10286
015 E010761 X
015 A000801 THE NORTHERN TRUST COMPANY
015 B000801 S
015 C010801 CHICAGO
015 C020801 IL
015 C030801 60606
015 E010801 X
015 A000802 CITIBANK, N.A.
015 B000802 S
015 C010802 BUENOS AIRES
015 D010802 ARGENTINA
015 E040802 X
015 A000803 WESTPAC BANKING CORPORATION
015 B000803 S
015 C010803 SYDNEY
015 D010803 AUSTRALIA
015 E040803 X
015 A000804 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B000804 S
015 C010804 VIENNA
015 D010804 AUSTRIA
015 E040804 X
015 A000805 FORTIS BANK NV
015 B000805 S
015 C010805 BRUSSELS
015 D010805 BELGIUM
015 D020805 1000
015 E040805 X
015 A000806 CITIBANK, N.A.
015 B000806 S
015 C010806 SAO PAOLO
015 D010806 BRAZIL
PAGE 42
015 D020806 01311
015 E040806 X
015 A000807 STATE STREET TRUST COMPANY CANADA
015 B000807 S
015 C010807 TORONTO
015 D010807 CANADA
015 D020807 M5X1A9
015 E040807 X
015 A000808 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000808 S
015 C010808 SHANGHAI
015 D010808 CHINA
015 D020808 PRC
015 E040808 X
015 A000809 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000809 S
015 C010809 SHENZHEN
015 D010809 CHINA
015 D020809 PRC
015 E040809 X
015 A000810 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B000810 S
015 C010810 BOGOTA
015 D010810 COLOMBIA
015 E040810 X
015 A000811 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B000811 S
015 C010811 PRAGUE
015 D010811 CZECH REPUBLIC
015 D020811 11520
015 E040811 X
015 A000812 DANSKE BANK A/S
015 B000812 S
015 C010812 COPENHAGEN
015 D010812 DENMARK
015 D020812 DK-1092
015 E040812 X
015 A000813 HSBC BANK EGYPT S.A.E.
015 B000813 S
015 C010813 CAIRO
015 D010813 EGYPT
015 D020813 11211
015 E040813 X
015 A000814 HANSAPANK (HANSABANK)
015 B000814 S
015 C010814 TALLINN
015 D010814 ESTONIA
015 D020814 EE0001
015 E040814 X
015 A000815 EUROCLEAR SYSTEM
015 B000815 S
PAGE 43
015 C010815 BRUSSELS
015 D010815 BELGIUM
015 E040815 X
015 A000816 MERITA BANK PLC.
015 B000816 S
015 C010816 HELSINKI
015 D010816 FINLAND
015 D020816 FIN0020
015 E040816 X
015 A000817 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000817 S
015 C010817 PARIS
015 D010817 FRANCE
015 D020817 75002
015 E040817 X
015 A000818 DRESDNER BANK AG
015 B000818 S
015 C010818 FRANKFURT
015 D010818 GERMANY
015 D020818 6000
015 E040818 X
015 A000819 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000819 S
015 C010819 FRANKFURT
015 D010819 GERMANY
015 D020819 6000
015 E040819 X
015 A000820 NATIONAL BANK OF GREECE S.A.
015 B000820 S
015 C010820 ATHENS
015 D010820 GREECE
015 D020820 10564
015 E040820 X
015 A000821 STANDARD CHARTERED BANK
015 B000821 S
015 C010821 HONG KONG
015 D010821 HONG KONG
015 E040821 X
015 A000822 HVB BANK HUNGARY RT.
015 B000822 S
015 C010822 BUDAPEST
015 D010822 HUNGARY
015 D020822 17
015 E040822 X
015 A000823 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000823 S
015 C010823 MUMBAI
015 D010823 INDIA
015 D020823 400021
015 E040823 X
015 A000824 DEUTSCHE BANK AG
PAGE 44
015 B000824 S
015 C010824 MUMBAI
015 D010824 INDIA
015 D020824 400021
015 E040824 X
015 A000825 STANDARD CHARTERED BANK
015 B000825 S
015 C010825 JAKARTA
015 D010825 INDONESIA
015 D020825 10350
015 E040825 X
015 A000826 BANK OF IRELAND
015 B000826 S
015 C010826 DUBLIN
015 D010826 IRELAND
015 D020826 00001
015 E040826 X
015 A000827 BANK HAPOALIM B.M.
015 B000827 S
015 C010827 TEL AVIV
015 D010827 ISRAEL
015 D020827 00000
015 E040827 X
015 A000828 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000828 S
015 C010828 MILAN
015 D010828 ITALY
015 D020828 20121
015 E040828 X
015 A000829 SUMITOMO MITSUI BANKING CORPORATION
015 B000829 S
015 C010829 TOKYO
015 D010829 JAPAN
015 D020829 100
015 E040829 X
015 A000830 MIZUHO CORPORATE BANK, LTD.
015 B000830 S
015 C010830 TOKYO
015 D010830 JAPAN
015 D020830 100
015 E040830 X
015 A000831 HSBC BANK MIDDLE EAST
015 B000831 S
015 C010831 AMMAN
015 D010831 JORDAN
015 D020831 1110
015 E040831 X
015 A000832 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000832 S
015 C010832 SEOUL
015 D010832 KOREA
PAGE 45
015 D020832 110714
015 E040832 X
015 A000833 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B000833 S
015 C010833 KUALA LUMPUR
015 D010833 MALAYSIA
015 D020833 50372
015 E040833 X
015 A000834 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000834 S
015 C010834 PORT LOUIS
015 D010834 MAURITIUS
015 E040834 X
015 A000835 BANCI NACIONAL DE MEXICO S.A.
015 B000835 S
015 C010835 MEXICO CITY
015 D010835 MEXICO
015 E040835 X
015 A000836 BANQUE COMMERCIALE DU MAROC
015 B000836 S
015 C010836 CASABLANCA
015 D010836 MOROCCO
015 D020836 01
015 E040836 X
015 A000837 KAS BANK N.V.
015 B000837 S
015 C010837 AMSTERDAM
015 D010837 NETHERLANDS
015 D020837 1000
015 E040837 X
015 A000838 WESTPAK BANKING GROUP CORP.
015 B000838 S
015 C010838 WELLINGTON
015 D010838 NEW ZEALAND
015 D020838 27031
015 E040838 X
015 A000839 NORDEO BANK NORGE ASA
015 B000839 S
015 C010839 OSLO
015 D010839 NORWAY
015 D020839 0107
015 E040839 X
015 A000840 DEUTSCHE BANK A.G.
015 B000840 S
015 C010840 KARACHI
015 D010840 PAKISTAN
015 D020840 74000
015 E040840 X
015 A000841 CITIBANK, N.A.
015 B000841 S
015 C010841 LIMA
PAGE 46
015 D010841 PERU
015 D020841 27
015 E040841 X
015 A000842 STANDARD CHARTERED BANK
015 B000842 S
015 C010842 MANILA
015 D010842 PHILLIPINES
015 E040842 X
015 A000843 BANK HANDLOWY W WARSZAWIE S.A.
015 B000843 S
015 C010843 WARSAW
015 D010843 POLAND
015 E040843 X
015 A000844 BANCO COMERCIAL PORTUGUES
015 B000844 S
015 C010844 LISBON
015 D010844 PORTUGAL
015 D020844 1000
015 E040844 X
015 A000845 ING BANK NV
015 B000845 S
015 C010845 BUCHAREST
015 D010845 ROMANIA
015 D020845 1
015 E040845 X
015 A000846 ING BANK (EURASIA) ZAO
015 B000846 S
015 C010846 MOSCOW
015 D010846 RUSSIA
015 E040846 X
015 A000847 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B000847 S
015 C010847 SINGAPORE
015 D010847 SINGAPORE
015 D020847 0106
015 E040847 X
015 A000848 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B000848 S
015 C010848 BRATISLAVA
015 D010848 SLOVAK REPUBLIC
015 D020848 81105
015 E040848 X
015 A000849 STANDARD BANK OF SOUTH AFRICA LTD
015 B000849 S
015 C010849 JOHANNESBURG
015 D010849 SOUTH AFRICA
015 D020849 2001
015 E040849 X
015 A000850 NEDCOR BANK LIMITED
015 B000850 S
015 C010850 BRAAMFONTEIN
PAGE 47
015 D010850 SOUTH AFRICA
015 D020850 2001
015 E040850 X
015 A000851 SANTANDER CENTRAL HISPANO, S.A.
015 B000851 S
015 C010851 MADRID
015 D010851 SPAIN
015 D020851 28046
015 E040851 X
015 A000852 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B000852 S
015 C010852 COLOMBO
015 D010852 SRI LANKA
015 D020852 1
015 E040852 X
015 A000853 SKANDINAVISKA ENSKILDA BANKEN
015 B000853 S
015 C010853 STOCKHOLM
015 D010853 SWEDEN
015 D020853 5106
015 E040853 X
015 A000854 UBS AG
015 B000854 S
015 C010854 ZURICH
015 D010854 SWITZERLAND
015 D020854 8021
015 E040854 X
015 A000855 CENTRAL TRUST OF CHINA
015 B000855 S
015 C010855 TAIPEI
015 D010855 TAIWAN
015 D020855 10006
015 E040855 X
015 A000856 STANDARD CHARTERED BANK
015 B000856 S
015 C010856 BANGKOK
015 D010856 THAILAND
015 D020856 10500
015 E040856 X
015 A000857 CITIBANK, N.A.
015 B000857 S
015 C010857 ISTANBUL
015 D010857 TURKEY
015 E040857 X
015 A000858 STATE STREET BANK AND TRUST COMPANY
015 B000858 S
015 C010858 LONDON
015 D010858 ENGLAND
015 D020858 EC4N7BN
015 E040858 X
015 A000859 CITIBANK, N.A.
PAGE 48
015 B000859 S
015 C010859 CARACAS
015 D010859 VENEZUELA
015 E040859 X
015 A000860 BANK OF NEW YORK
015 B000860 S
015 C010860 NEW YORK
015 C020860 NY
015 C030860 10286
015 E010860 X
015 A000861 JP MORGAN CHASE BANK, N.A.
015 B000861 C
015 C010861 NEW YORK
015 C020861 NY
015 C030861 10017
015 E010861 X
015 A000901 STATE STREET BANK AND TRUST COMPANY
015 B000901 C
015 C010901 BOSTON
015 C020901 MA
015 C030901 02111
015 E010901 X
015 A000902 THE NORTHERN TRUST COMPANY
015 B000902 S
015 C010902 CHICAGO
015 C020902 IL
015 C030902 60606
015 E010902 X
015 A000903 CITIBANK, N.A.
015 B000903 S
015 C010903 BUENOS AIRES
015 D010903 ARGENTINA
015 E040903 X
015 A000904 WESTPAC BANKING CORPORATION
015 B000904 S
015 C010904 SYDNEY
015 D010904 AUSTRALIA
015 E040904 X
015 A000905 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B000905 S
015 C010905 VIENNA
015 D010905 AUSTRIA
015 E040905 X
015 A000906 FORTIS BANK NV
015 B000906 S
015 C010906 BRUSSELS
015 D010906 BELGIUM
015 D020906 1000
015 E040906 X
015 A000907 CITIBANK, N.A.
015 B000907 S
PAGE 49
015 C010907 SAO PAOLO
015 D010907 BRAZIL
015 D020907 01311
015 E040907 X
015 A000908 STATE STREET TRUST COMPANY CANADA
015 B000908 S
015 C010908 TORONTO
015 D010908 CANADA
015 D020908 M5X1A9
015 E040908 X
015 A000909 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000909 S
015 C010909 SHANGHAI
015 D010909 CHINA
015 D020909 PRC
015 E040909 X
015 A000910 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000910 S
015 C010910 SHENZHEN
015 D010910 CHINA
015 D020910 PRC
015 E040910 X
015 A000911 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B000911 S
015 C010911 BOGOTA
015 D010911 COLOMBIA
015 E040911 X
015 A000912 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B000912 S
015 C010912 PRAGUE
015 D010912 CZECH REPUBLIC
015 D020912 11520
015 E040912 X
015 A000913 DANSKE BANK A/S
015 B000913 S
015 C010913 COPENHAGEN
015 D010913 DENMARK
015 D020913 DK-1092
015 E040913 X
015 A000914 HSBC BANK EGYPT S.A.E.
015 B000914 S
015 C010914 CAIRO
015 D010914 EGYPT
015 D020914 11211
015 E040914 X
015 A000915 HANSAPANK (HANSABANK)
015 B000915 S
015 C010915 TALLINN
015 D010915 ESTONIA
015 D020915 EE0001
015 E040915 X
PAGE 50
015 A000916 EUROCLEAR SYSTEM
015 B000916 S
015 C010916 BRUSSELS
015 D010916 BELGIUM
015 E040916 X
015 A000917 MERITA BANK PLC.
015 B000917 S
015 C010917 HELSINKI
015 D010917 FINLAND
015 D020917 FIN0020
015 E040917 X
015 A000918 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000918 S
015 C010918 PARIS
015 D010918 FRANCE
015 D020918 75002
015 E040918 X
015 A000919 DRESDNER BANK AG
015 B000919 S
015 C010919 FRANKFURT
015 D010919 GERMANY
015 D020919 6000
015 E040919 X
015 A000920 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000920 S
015 C010920 FRANKFURT
015 D010920 GERMANY
015 D020920 6000
015 E040920 X
015 A000921 NATIONAL BANK OF GREECE S.A.
015 B000921 S
015 C010921 ATHENS
015 D010921 GREECE
015 D020921 10564
015 E040921 X
015 A000922 STANDARD CHARTERED BANK
015 B000922 S
015 C010922 HONG KONG
015 D010922 HONG KONG
015 E040922 X
015 A000923 HVB BANK HUNGARY RT.
015 B000923 S
015 C010923 BUDAPEST
015 D010923 HUNGARY
015 D020923 17
015 E040923 X
015 A000924 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B000924 S
015 C010924 MUMBAI
015 D010924 INDIA
015 D020924 400021
PAGE 51
015 E040924 X
015 A000925 DEUTSCHE BANK AG
015 B000925 S
015 C010925 MUMBAI
015 D010925 INDIA
015 D020925 400021
015 E040925 X
015 A000926 STANDARD CHARTERED BANK
015 B000926 S
015 C010926 JAKARTA
015 D010926 INDONESIA
015 D020926 10350
015 E040926 X
015 A000927 BANK OF IRELAND
015 B000927 S
015 C010927 DUBLIN
015 D010927 IRELAND
015 D020927 00001
015 E040927 X
015 A000928 BANK HAPOALIM B.M.
015 B000928 S
015 C010928 TEL AVIV
015 D010928 ISRAEL
015 D020928 00000
015 E040928 X
015 A000929 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B000929 S
015 C010929 MILAN
015 D010929 ITALY
015 D020929 20121
015 E040929 X
015 A000930 SUMITOMO MITSUI BANKING CORPORATION
015 B000930 S
015 C010930 TOKYO
015 D010930 JAPAN
015 D020930 100
015 E040930 X
015 A000931 MIZUHO CORPORATE BANK, LTD.
015 B000931 S
015 C010931 TOKYO
015 D010931 JAPAN
015 D020931 100
015 E040931 X
015 A000932 HSBC BANK MIDDLE EAST
015 B000932 S
015 C010932 AMMAN
015 D010932 JORDAN
015 D020932 1110
015 E040932 X
015 A000933 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000933 S
PAGE 52
015 C010933 SEOUL
015 D010933 KOREA
015 D020933 110714
015 E040933 X
015 A000934 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B000934 S
015 C010934 KUALA LUMPUR
015 D010934 MALAYSIA
015 D020934 50372
015 E040934 X
015 A000935 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B000935 S
015 C010935 PORT LOUIS
015 D010935 MAURITIUS
015 E040935 X
015 A000936 BANCI NACIONAL DE MEXICO S.A.
015 B000936 S
015 C010936 MEXICO CITY
015 D010936 MEXICO
015 E040936 X
015 A000937 BANQUE COMMERCIALE DU MAROC
015 B000937 S
015 C010937 CASABLANCA
015 D010937 MOROCCO
015 D020937 01
015 E040937 X
015 A000938 KAS BANK N.V.
015 B000938 S
015 C010938 AMSTERDAM
015 D010938 NETHERLANDS
015 D020938 1000
015 E040938 X
015 A000939 WESTPAK BANKING GROUP CORP.
015 B000939 S
015 C010939 WELLINGTON
015 D010939 NEW ZEALAND
015 D020939 27031
015 E040939 X
015 A000940 NORDEO BANK NORGE ASA
015 B000940 S
015 C010940 OSLO
015 D010940 NORWAY
015 D020940 0107
015 E040940 X
015 A000941 DEUTSCHE BANK A.G.
015 B000941 S
015 C010941 KARACHI
015 D010941 PAKISTAN
015 D020941 74000
015 E040941 X
015 A000942 CITIBANK, N.A.
PAGE 53
015 B000942 S
015 C010942 LIMA
015 D010942 PERU
015 D020942 27
015 E040942 X
015 A000943 STANDARD CHARTERED BANK
015 B000943 S
015 C010943 MANILA
015 D010943 PHILLIPINES
015 E040943 X
015 A000944 BANK HANDLOWY W WARSZAWIE S.A.
015 B000944 S
015 C010944 WARSAW
015 D010944 POLAND
015 E040944 X
015 A000945 BANCO COMERCIAL PORTUGUES
015 B000945 S
015 C010945 LISBON
015 D010945 PORTUGAL
015 D020945 1000
015 E040945 X
015 A000946 ING BANK NV
015 B000946 S
015 C010946 BUCHAREST
015 D010946 ROMANIA
015 D020946 1
015 E040946 X
015 A000947 ING BANK (EURASIA) ZAO
015 B000947 S
015 C010947 MOSCOW
015 D010947 RUSSIA
015 E040947 X
015 A000948 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B000948 S
015 C010948 SINGAPORE
015 D010948 SINGAPORE
015 D020948 0106
015 E040948 X
015 A000949 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B000949 S
015 C010949 BRATISLAVA
015 D010949 SLOVAK REPUBLIC
015 D020949 81105
015 E040949 X
015 A000950 STANDARD BANK OF SOUTH AFRICA LTD
015 B000950 S
015 C010950 JOHANNESBURG
015 D010950 SOUTH AFRICA
015 D020950 2001
015 E040950 X
015 A000951 NEDCOR BANK LIMITED
PAGE 54
015 B000951 S
015 C010951 BRAAMFONTEIN
015 D010951 SOUTH AFRICA
015 D020951 2001
015 E040951 X
015 A000952 SANTANDER CENTRAL HISPANO, S.A.
015 B000952 S
015 C010952 MADRID
015 D010952 SPAIN
015 D020952 28046
015 E040952 X
015 A000953 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B000953 S
015 C010953 COLOMBO
015 D010953 SRI LANKA
015 D020953 1
015 E040953 X
015 A000954 SKANDINAVISKA ENSKILDA BANKEN
015 B000954 S
015 C010954 STOCKHOLM
015 D010954 SWEDEN
015 D020954 5106
015 E040954 X
015 A000955 UBS AG
015 B000955 S
015 C010955 ZURICH
015 D010955 SWITZERLAND
015 D020955 8021
015 E040955 X
015 A000956 CENTRAL TRUST OF CHINA
015 B000956 S
015 C010956 TAIPEI
015 D010956 TAIWAN
015 D020956 10006
015 E040956 X
015 A000957 STANDARD CHARTERED BANK
015 B000957 S
015 C010957 BANGKOK
015 D010957 THAILAND
015 D020957 10500
015 E040957 X
015 A000958 CITIBANK, N.A.
015 B000958 S
015 C010958 ISTANBUL
015 D010958 TURKEY
015 E040958 X
015 A000959 STATE STREET BANK AND TRUST COMPANY
015 B000959 S
015 C010959 LONDON
015 D010959 ENGLAND
015 D020959 EC4N7BN
PAGE 55
015 E040959 X
015 A000960 CITIBANK, N.A.
015 B000960 S
015 C010960 CARACAS
015 D010960 VENEZUELA
015 E040960 X
015 A000961 BANK OF NEW YORK
015 B000961 S
015 C010961 NEW YORK
015 C020961 NY
015 C030961 10286
015 E010961 X
015 A001001 STATE STREET BANK AND TRUST COMPANY
015 B001001 C
015 C011001 BOSTON
015 C021001 MA
015 C031001 02111
015 E011001 X
015 A001002 THE NORTHERN TRUST COMPANY
015 B001002 S
015 C011002 CHICAGO
015 C021002 IL
015 C031002 60606
015 E011002 X
015 A001003 CITIBANK, N.A.
015 B001003 S
015 C011003 BUENOS AIRES
015 D011003 ARGENTINA
015 E041003 X
015 A001004 WESTPAC BANKING CORPORATION
015 B001004 S
015 C011004 SYDNEY
015 D011004 AUSTRALIA
015 E041004 X
015 A001005 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B001005 S
015 C011005 VIENNA
015 D011005 AUSTRIA
015 E041005 X
015 A001006 FORTIS BANK NV
015 B001006 S
015 C011006 BRUSSELS
015 D011006 BELGIUM
015 D021006 1000
015 E041006 X
015 A001007 CITIBANK, N.A.
015 B001007 S
015 C011007 SAO PAOLO
015 D011007 BRAZIL
015 D021007 01311
015 E041007 X
PAGE 56
015 A001008 STATE STREET TRUST COMPANY CANADA
015 B001008 S
015 C011008 TORONTO
015 D011008 CANADA
015 D021008 M5X1A9
015 E041008 X
015 A001009 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B001009 S
015 C011009 SHANGHAI
015 D011009 CHINA
015 D021009 PRC
015 E041009 X
015 A001010 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B001010 S
015 C011010 SHENZHEN
015 D011010 CHINA
015 D021010 PRC
015 E041010 X
015 A001011 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B001011 S
015 C011011 BOGOTA
015 D011011 COLOMBIA
015 E041011 X
015 A001012 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B001012 S
015 C011012 PRAGUE
015 D011012 CZECH REPUBLIC
015 D021012 11520
015 E041012 X
015 A001013 DANSKE BANK A/S
015 B001013 S
015 C011013 COPENHAGEN
015 D011013 DENMARK
015 D021013 DK-1092
015 E041013 X
015 A001014 HSBC BANK EGYPT S.A.E.
015 B001014 S
015 C011014 CAIRO
015 D011014 EGYPT
015 D021014 11211
015 E041014 X
015 A001015 HANSAPANK (HANSABANK)
015 B001015 S
015 C011015 TALLINN
015 D011015 ESTONIA
015 D021015 EE0001
015 E041015 X
015 A001016 EUROCLEAR SYSTEM
015 B001016 S
015 C011016 BRUSSELS
015 D011016 BELGIUM
PAGE 57
015 E041016 X
015 A001017 MERITA BANK PLC.
015 B001017 S
015 C011017 HELSINKI
015 D011017 FINLAND
015 D021017 FIN0020
015 E041017 X
015 A001018 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B001018 S
015 C011018 PARIS
015 D011018 FRANCE
015 D021018 75002
015 E041018 X
015 A001019 DRESDNER BANK AG
015 B001019 S
015 C011019 FRANKFURT
015 D011019 GERMANY
015 D021019 6000
015 E041019 X
015 A001020 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B001020 S
015 C011020 FRANKFURT
015 D011020 GERMANY
015 D021020 6000
015 E041020 X
015 A001021 NATIONAL BANK OF GREECE S.A.
015 B001021 S
015 C011021 ATHENS
015 D011021 GREECE
015 D021021 10564
015 E041021 X
015 A001022 STANDARD CHARTERED BANK
015 B001022 S
015 C011022 HONG KONG
015 D011022 HONG KONG
015 E041022 X
015 A001023 HVB BANK HUNGARY RT.
015 B001023 S
015 C011023 BUDAPEST
015 D011023 HUNGARY
015 D021023 17
015 E041023 X
015 A001024 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B001024 S
015 C011024 MUMBAI
015 D011024 INDIA
015 D021024 400021
015 E041024 X
015 A001025 DEUTSCHE BANK AG
015 B001025 S
015 C011025 MUMBAI
PAGE 58
015 D011025 INDIA
015 D021025 400021
015 E041025 X
015 A001026 STANDARD CHARTERED BANK
015 B001026 S
015 C011026 JAKARTA
015 D011026 INDONESIA
015 D021026 10350
015 E041026 X
015 A001027 BANK OF IRELAND
015 B001027 S
015 C011027 DUBLIN
015 D011027 IRELAND
015 D021027 00001
015 E041027 X
015 A001028 BANK HAPOALIM B.M.
015 B001028 S
015 C011028 TEL AVIV
015 D011028 ISRAEL
015 D021028 00000
015 E041028 X
015 A001029 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B001029 S
015 C011029 MILAN
015 D011029 ITALY
015 D021029 20121
015 E041029 X
015 A001030 SUMITOMO MITSUI BANKING CORPORATION
015 B001030 S
015 C011030 TOKYO
015 D011030 JAPAN
015 D021030 100
015 E041030 X
015 A001031 MIZUHO CORPORATE BANK, LTD.
015 B001031 S
015 C011031 TOKYO
015 D011031 JAPAN
015 D021031 100
015 E041031 X
015 A001032 HSBC BANK MIDDLE EAST
015 B001032 S
015 C011032 AMMAN
015 D011032 JORDAN
015 D021032 1110
015 E041032 X
015 A001033 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B001033 S
015 C011033 SEOUL
015 D011033 KOREA
015 D021033 110714
015 E041033 X
PAGE 59
015 A001034 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B001034 S
015 C011034 KUALA LUMPUR
015 D011034 MALAYSIA
015 D021034 50372
015 E041034 X
015 A001035 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B001035 S
015 C011035 PORT LOUIS
015 D011035 MAURITIUS
015 E041035 X
015 A001036 BANCI NACIONAL DE MEXICO S.A.
015 B001036 S
015 C011036 MEXICO CITY
015 D011036 MEXICO
015 E041036 X
015 A001037 BANQUE COMMERCIALE DU MAROC
015 B001037 S
015 C011037 CASABLANCA
015 D011037 MOROCCO
015 D021037 01
015 E041037 X
015 A001038 KAS BANK N.V.
015 B001038 S
015 C011038 AMSTERDAM
015 D011038 NETHERLANDS
015 D021038 1000
015 E041038 X
015 A001039 WESTPAK BANKING GROUP CORP.
015 B001039 S
015 C011039 WELLINGTON
015 D011039 NEW ZEALAND
015 D021039 27031
015 E041039 X
015 A001040 NORDEO BANK NORGE ASA
015 B001040 S
015 C011040 OSLO
015 D011040 NORWAY
015 D021040 0107
015 E041040 X
015 A001041 DEUTSCHE BANK A.G.
015 B001041 S
015 C011041 KARACHI
015 D011041 PAKISTAN
015 D021041 74000
015 E041041 X
015 A001042 CITIBANK, N.A.
015 B001042 S
015 C011042 LIMA
015 D011042 PERU
015 D021042 27
PAGE 60
015 E041042 X
015 A001043 STANDARD CHARTERED BANK
015 B001043 S
015 C011043 MANILA
015 D011043 PHILLIPINES
015 E041043 X
015 A001044 BANK HANDLOWY W WARSZAWIE S.A.
015 B001044 S
015 C011044 WARSAW
015 D011044 POLAND
015 E041044 X
015 A001045 BANCO COMERCIAL PORTUGUES
015 B001045 S
015 C011045 LISBON
015 D011045 PORTUGAL
015 D021045 1000
015 E041045 X
015 A001046 ING BANK NV
015 B001046 S
015 C011046 BUCHAREST
015 D011046 ROMANIA
015 D021046 1
015 E041046 X
015 A001047 ING BANK (EURASIA) ZAO
015 B001047 S
015 C011047 MOSCOW
015 D011047 RUSSIA
015 E041047 X
015 A001048 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B001048 S
015 C011048 SINGAPORE
015 D011048 SINGAPORE
015 D021048 0106
015 E041048 X
015 A001049 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B001049 S
015 C011049 BRATISLAVA
015 D011049 SLOVAK REPUBLIC
015 D021049 81105
015 E041049 X
015 A001050 STANDARD BANK OF SOUTH AFRICA LTD
015 B001050 S
015 C011050 JOHANNESBURG
015 D011050 SOUTH AFRICA
015 D021050 2001
015 E041050 X
015 A001051 NEDCOR BANK LIMITED
015 B001051 S
015 C011051 BRAAMFONTEIN
015 D011051 SOUTH AFRICA
015 D021051 2001
PAGE 61
015 E041051 X
015 A001052 SANTANDER CENTRAL HISPANO, S.A.
015 B001052 S
015 C011052 MADRID
015 D011052 SPAIN
015 D021052 28046
015 E041052 X
015 A001053 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B001053 S
015 C011053 COLOMBO
015 D011053 SRI LANKA
015 D021053 1
015 E041053 X
015 A001054 SKANDINAVISKA ENSKILDA BANKEN
015 B001054 S
015 C011054 STOCKHOLM
015 D011054 SWEDEN
015 D021054 5106
015 E041054 X
015 A001055 UBS AG
015 B001055 S
015 C011055 ZURICH
015 D011055 SWITZERLAND
015 D021055 8021
015 E041055 X
015 A001056 CENTRAL TRUST OF CHINA
015 B001056 S
015 C011056 TAIPEI
015 D011056 TAIWAN
015 D021056 10006
015 E041056 X
015 A001057 STANDARD CHARTERED BANK
015 B001057 S
015 C011057 BANGKOK
015 D011057 THAILAND
015 D021057 10500
015 E041057 X
015 A001058 CITIBANK, N.A.
015 B001058 S
015 C011058 ISTANBUL
015 D011058 TURKEY
015 E041058 X
015 A001059 STATE STREET BANK AND TRUST COMPANY
015 B001059 S
015 C011059 LONDON
015 D011059 ENGLAND
015 D021059 EC4N7BN
015 E041059 X
015 A001060 CITIBANK, N.A.
015 B001060 S
015 C011060 CARACAS
PAGE 62
015 D011060 VENEZUELA
015 E041060 X
015 A001061 BANK OF NEW YORK
015 B001061 S
015 C011061 NEW YORK
015 C021061 NY
015 C031061 10286
015 E011061 X
015 A001101 THE NORTHERN TRUST COMPANY
015 B001101 S
015 C011101 CHICAGO
015 C021101 IL
015 C031101 60606
015 E011101 X
015 A001102 CITIBANK, N.A.
015 B001102 S
015 C011102 BUENOS AIRES
015 D011102 ARGENTINA
015 E041102 X
015 A001103 WESTPAC BANKING CORPORATION
015 B001103 S
015 C011103 SYDNEY
015 D011103 AUSTRALIA
015 E041103 X
015 A001104 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B001104 S
015 C011104 VIENNA
015 D011104 AUSTRIA
015 E041104 X
015 A001105 FORTIS BANK NV
015 B001105 S
015 C011105 BRUSSELS
015 D011105 BELGIUM
015 D021105 1000
015 E041105 X
015 A001106 CITIBANK, N.A.
015 B001106 S
015 C011106 SAO PAOLO
015 D011106 BRAZIL
015 D021106 01311
015 E041106 X
015 A001107 STATE STREET TRUST COMPANY CANADA
015 B001107 S
015 C011107 TORONTO
015 D011107 CANADA
015 D021107 M5X1A9
015 E041107 X
015 A001108 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B001108 S
015 C011108 SHANGHAI
015 D011108 CHINA
PAGE 63
015 D021108 PRC
015 E041108 X
015 A001109 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B001109 S
015 C011109 SHENZHEN
015 D011109 CHINA
015 D021109 PRC
015 E041109 X
015 A001110 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B001110 S
015 C011110 BOGOTA
015 D011110 COLOMBIA
015 E041110 X
015 A001111 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B001111 S
015 C011111 PRAGUE
015 D011111 CZECH REPUBLIC
015 D021111 11520
015 E041111 X
015 A001112 DANSKE BANK A/S
015 B001112 S
015 C011112 COPENHAGEN
015 D011112 DENMARK
015 D021112 DK-1092
015 E041112 X
015 A001113 HSBC BANK EGYPT S.A.E.
015 B001113 S
015 C011113 CAIRO
015 D011113 EGYPT
015 D021113 11211
015 E041113 X
015 A001114 HANSAPANK (HANSABANK)
015 B001114 S
015 C011114 TALLINN
015 D011114 ESTONIA
015 D021114 EE0001
015 E041114 X
015 A001115 EUROCLEAR SYSTEM
015 B001115 S
015 C011115 BRUSSELS
015 D011115 BELGIUM
015 E041115 X
015 A001116 MERITA BANK PLC.
015 B001116 S
015 C011116 HELSINKI
015 D011116 FINLAND
015 D021116 FIN0020
015 E041116 X
015 A001117 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B001117 S
015 C011117 PARIS
PAGE 64
015 D011117 FRANCE
015 D021117 75002
015 E041117 X
015 A001118 DRESDNER BANK AG
015 B001118 S
015 C011118 FRANKFURT
015 D011118 GERMANY
015 D021118 6000
015 E041118 X
015 A001119 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B001119 S
015 C011119 FRANKFURT
015 D011119 GERMANY
015 D021119 6000
015 E041119 X
015 A001120 NATIONAL BANK OF GREECE S.A.
015 B001120 S
015 C011120 ATHENS
015 D011120 GREECE
015 D021120 10564
015 E041120 X
015 A001121 STANDARD CHARTERED BANK
015 B001121 S
015 C011121 HONG KONG
015 D011121 HONG KONG
015 E041121 X
015 A001122 HVB BANK HUNGARY RT.
015 B001122 S
015 C011122 BUDAPEST
015 D011122 HUNGARY
015 D021122 17
015 E041122 X
015 A001123 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B001123 S
015 C011123 MUMBAI
015 D011123 INDIA
015 D021123 400021
015 E041123 X
015 A001124 DEUTSCHE BANK AG
015 B001124 S
015 C011124 MUMBAI
015 D011124 INDIA
015 D021124 400021
015 E041124 X
015 A001125 STANDARD CHARTERED BANK
015 B001125 S
015 C011125 JAKARTA
015 D011125 INDONESIA
015 D021125 10350
015 E041125 X
015 A001126 BANK OF IRELAND
PAGE 65
015 B001126 S
015 C011126 DUBLIN
015 D011126 IRELAND
015 D021126 00001
015 E041126 X
015 A001127 BANK HAPOALIM B.M.
015 B001127 S
015 C011127 TEL AVIV
015 D011127 ISRAEL
015 D021127 00000
015 E041127 X
015 A001128 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B001128 S
015 C011128 MILAN
015 D011128 ITALY
015 D021128 20121
015 E041128 X
015 A001129 SUMITOMO MITSUI BANKING CORPORATION
015 B001129 S
015 C011129 TOKYO
015 D011129 JAPAN
015 D021129 100
015 E041129 X
015 A001130 MIZUHO CORPORATE BANK, LTD.
015 B001130 S
015 C011130 TOKYO
015 D011130 JAPAN
015 D021130 100
015 E041130 X
015 A001131 HSBC BANK MIDDLE EAST
015 B001131 S
015 C011131 AMMAN
015 D011131 JORDAN
015 D021131 1110
015 E041131 X
015 A001132 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B001132 S
015 C011132 SEOUL
015 D011132 KOREA
015 D021132 110714
015 E041132 X
015 A001133 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B001133 S
015 C011133 KUALA LUMPUR
015 D011133 MALAYSIA
015 D021133 50372
015 E041133 X
015 A001134 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B001134 S
015 C011134 PORT LOUIS
015 D011134 MAURITIUS
PAGE 66
015 E041134 X
015 A001135 BANCI NACIONAL DE MEXICO S.A.
015 B001135 S
015 C011135 MEXICO CITY
015 D011135 MEXICO
015 E041135 X
015 A001136 BANQUE COMMERCIALE DU MAROC
015 B001136 S
015 C011136 CASABLANCA
015 D011136 MOROCCO
015 D021136 01
015 E041136 X
015 A001137 KAS BANK N.V.
015 B001137 S
015 C011137 AMSTERDAM
015 D011137 NETHERLANDS
015 D021137 1000
015 E041137 X
015 A001138 WESTPAK BANKING GROUP CORP.
015 B001138 S
015 C011138 WELLINGTON
015 D011138 NEW ZEALAND
015 D021138 27031
015 E041138 X
015 A001139 NORDEO BANK NORGE ASA
015 B001139 S
015 C011139 OSLO
015 D011139 NORWAY
015 D021139 0107
015 E041139 X
015 A001140 DEUTSCHE BANK A.G.
015 B001140 S
015 C011140 KARACHI
015 D011140 PAKISTAN
015 D021140 74000
015 E041140 X
015 A001141 CITIBANK, N.A.
015 B001141 S
015 C011141 LIMA
015 D011141 PERU
015 D021141 27
015 E041141 X
015 A001142 STANDARD CHARTERED BANK
015 B001142 S
015 C011142 MANILA
015 D011142 PHILLIPINES
015 E041142 X
015 A001143 BANK HANDLOWY W WARSZAWIE S.A.
015 B001143 S
015 C011143 WARSAW
015 D011143 POLAND
PAGE 67
015 E041143 X
015 A001144 BANCO COMERCIAL PORTUGUES
015 B001144 S
015 C011144 LISBON
015 D011144 PORTUGAL
015 D021144 1000
015 E041144 X
015 A001145 ING BANK NV
015 B001145 S
015 C011145 BUCHAREST
015 D011145 ROMANIA
015 D021145 1
015 E041145 X
015 A001146 ING BANK (EURASIA) ZAO
015 B001146 S
015 C011146 MOSCOW
015 D011146 RUSSIA
015 E041146 X
015 A001147 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B001147 S
015 C011147 SINGAPORE
015 D011147 SINGAPORE
015 D021147 0106
015 E041147 X
015 A001148 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B001148 S
015 C011148 BRATISLAVA
015 D011148 SLOVAK REPUBLIC
015 D021148 81105
015 E041148 X
015 A001149 STANDARD BANK OF SOUTH AFRICA LTD
015 B001149 S
015 C011149 JOHANNESBURG
015 D011149 SOUTH AFRICA
015 D021149 2001
015 E041149 X
015 A001150 NEDCOR BANK LIMITED
015 B001150 S
015 C011150 BRAAMFONTEIN
015 D011150 SOUTH AFRICA
015 D021150 2001
015 E041150 X
015 A001151 SANTANDER CENTRAL HISPANO, S.A.
015 B001151 S
015 C011151 MADRID
015 D011151 SPAIN
015 D021151 28046
015 E041151 X
015 A001152 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B001152 S
015 C011152 COLOMBO
PAGE 68
015 D011152 SRI LANKA
015 D021152 1
015 E041152 X
015 A001153 SKANDINAVISKA ENSKILDA BANKEN
015 B001153 S
015 C011153 STOCKHOLM
015 D011153 SWEDEN
015 D021153 5106
015 E041153 X
015 A001154 UBS AG
015 B001154 S
015 C011154 ZURICH
015 D011154 SWITZERLAND
015 D021154 8021
015 E041154 X
015 A001155 CENTRAL TRUST OF CHINA
015 B001155 S
015 C011155 TAIPEI
015 D011155 TAIWAN
015 D021155 10006
015 E041155 X
015 A001156 STANDARD CHARTERED BANK
015 B001156 S
015 C011156 BANGKOK
015 D011156 THAILAND
015 D021156 10500
015 E041156 X
015 A001157 CITIBANK, N.A.
015 B001157 S
015 C011157 ISTANBUL
015 D011157 TURKEY
015 E041157 X
015 A001158 STATE STREET BANK AND TRUST COMPANY
015 B001158 S
015 C011158 LONDON
015 D011158 ENGLAND
015 D021158 EC4N7BN
015 E041158 X
015 A001159 CITIBANK, N.A.
015 B001159 S
015 C011159 CARACAS
015 D011159 VENEZUELA
015 E041159 X
015 A001160 BANK OF NEW YORK
015 B001160 S
015 C011160 NEW YORK
015 C021160 NY
015 C031160 10286
015 E011160 X
015 A001161 JP MORGAN CHASE BANK, N.A.
015 B001161 C
PAGE 69
015 C011161 NEW YORK
015 C021161 NY
015 C031161 10017
015 E011161 X
015 A001201 STATE STREET BANK AND TRUST COMPANY
015 B001201 C
015 C011201 BOSTON
015 C021201 MA
015 C031201 02111
015 E011201 X
015 A001202 THE NORTHERN TRUST COMPANY
015 B001202 S
015 C011202 CHICAGO
015 C021202 IL
015 C031202 60606
015 E011202 X
015 A001203 CITIBANK, N.A.
015 B001203 S
015 C011203 BUENOS AIRES
015 D011203 ARGENTINA
015 E041203 X
015 A001204 WESTPAC BANKING CORPORATION
015 B001204 S
015 C011204 SYDNEY
015 D011204 AUSTRALIA
015 E041204 X
015 A001205 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B001205 S
015 C011205 VIENNA
015 D011205 AUSTRIA
015 E041205 X
015 A001206 FORTIS BANK NV
015 B001206 S
015 C011206 BRUSSELS
015 D011206 BELGIUM
015 D021206 1000
015 E041206 X
015 A001207 CITIBANK, N.A.
015 B001207 S
015 C011207 SAO PAOLO
015 D011207 BRAZIL
015 D021207 01311
015 E041207 X
015 A001208 STATE STREET TRUST COMPANY CANADA
015 B001208 S
015 C011208 TORONTO
015 D011208 CANADA
015 D021208 M5X1A9
015 E041208 X
015 A001209 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B001209 S
PAGE 70
015 C011209 SHANGHAI
015 D011209 CHINA
015 D021209 PRC
015 E041209 X
015 A001210 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B001210 S
015 C011210 SHENZHEN
015 D011210 CHINA
015 D021210 PRC
015 E041210 X
015 A001211 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B001211 S
015 C011211 BOGOTA
015 D011211 COLOMBIA
015 E041211 X
015 A001212 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B001212 S
015 C011212 PRAGUE
015 D011212 CZECH REPUBLIC
015 D021212 11520
015 E041212 X
015 A001213 DANSKE BANK A/S
015 B001213 S
015 C011213 COPENHAGEN
015 D011213 DENMARK
015 D021213 DK-1092
015 E041213 X
015 A001214 HSBC BANK EGYPT S.A.E.
015 B001214 S
015 C011214 CAIRO
015 D011214 EGYPT
015 D021214 11211
015 E041214 X
015 A001215 HANSAPANK (HANSABANK)
015 B001215 S
015 C011215 TALLINN
015 D011215 ESTONIA
015 D021215 EE0001
015 E041215 X
015 A001216 EUROCLEAR SYSTEM
015 B001216 S
015 C011216 BRUSSELS
015 D011216 BELGIUM
015 E041216 X
015 A001217 MERITA BANK PLC.
015 B001217 S
015 C011217 HELSINKI
015 D011217 FINLAND
015 D021217 FIN0020
015 E041217 X
015 A001218 BNP PARIBAS SECURITIES SERVICES, S.A.
PAGE 71
015 B001218 S
015 C011218 PARIS
015 D011218 FRANCE
015 D021218 75002
015 E041218 X
015 A001219 DRESDNER BANK AG
015 B001219 S
015 C011219 FRANKFURT
015 D011219 GERMANY
015 D021219 6000
015 E041219 X
015 A001220 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B001220 S
015 C011220 FRANKFURT
015 D011220 GERMANY
015 D021220 6000
015 E041220 X
015 A001221 NATIONAL BANK OF GREECE S.A.
015 B001221 S
015 C011221 ATHENS
015 D011221 GREECE
015 D021221 10564
015 E041221 X
015 A001222 STANDARD CHARTERED BANK
015 B001222 S
015 C011222 HONG KONG
015 D011222 HONG KONG
015 E041222 X
015 A001223 HVB BANK HUNGARY RT.
015 B001223 S
015 C011223 BUDAPEST
015 D011223 HUNGARY
015 D021223 17
015 E041223 X
015 A001224 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B001224 S
015 C011224 MUMBAI
015 D011224 INDIA
015 D021224 400021
015 E041224 X
015 A001225 DEUTSCHE BANK AG
015 B001225 S
015 C011225 MUMBAI
015 D011225 INDIA
015 D021225 400021
015 E041225 X
015 A001226 STANDARD CHARTERED BANK
015 B001226 S
015 C011226 JAKARTA
015 D011226 INDONESIA
015 D021226 10350
PAGE 72
015 E041226 X
015 A001227 BANK OF IRELAND
015 B001227 S
015 C011227 DUBLIN
015 D011227 IRELAND
015 D021227 00001
015 E041227 X
015 A001228 BANK HAPOALIM B.M.
015 B001228 S
015 C011228 TEL AVIV
015 D011228 ISRAEL
015 D021228 00000
015 E041228 X
015 A001229 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B001229 S
015 C011229 MILAN
015 D011229 ITALY
015 D021229 20121
015 E041229 X
015 A001230 SUMITOMO MITSUI BANKING CORPORATION
015 B001230 S
015 C011230 TOKYO
015 D011230 JAPAN
015 D021230 100
015 E041230 X
015 A001231 MIZUHO CORPORATE BANK, LTD.
015 B001231 S
015 C011231 TOKYO
015 D011231 JAPAN
015 D021231 100
015 E041231 X
015 A001232 HSBC BANK MIDDLE EAST
015 B001232 S
015 C011232 AMMAN
015 D011232 JORDAN
015 D021232 1110
015 E041232 X
015 A001233 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B001233 S
015 C011233 SEOUL
015 D011233 KOREA
015 D021233 110714
015 E041233 X
015 A001234 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B001234 S
015 C011234 KUALA LUMPUR
015 D011234 MALAYSIA
015 D021234 50372
015 E041234 X
015 A001235 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B001235 S
PAGE 73
015 C011235 PORT LOUIS
015 D011235 MAURITIUS
015 E041235 X
015 A001236 BANCI NACIONAL DE MEXICO S.A.
015 B001236 S
015 C011236 MEXICO CITY
015 D011236 MEXICO
015 E041236 X
015 A001237 BANQUE COMMERCIALE DU MAROC
015 B001237 S
015 C011237 CASABLANCA
015 D011237 MOROCCO
015 D021237 01
015 E041237 X
015 A001238 KAS BANK N.V.
015 B001238 S
015 C011238 AMSTERDAM
015 D011238 NETHERLANDS
015 D021238 1000
015 E041238 X
015 A001239 WESTPAK BANKING GROUP CORP.
015 B001239 S
015 C011239 WELLINGTON
015 D011239 NEW ZEALAND
015 D021239 27031
015 E041239 X
015 A001240 NORDEO BANK NORGE ASA
015 B001240 S
015 C011240 OSLO
015 D011240 NORWAY
015 D021240 0107
015 E041240 X
015 A001241 DEUTSCHE BANK A.G.
015 B001241 S
015 C011241 KARACHI
015 D011241 PAKISTAN
015 D021241 74000
015 E041241 X
015 A001242 CITIBANK, N.A.
015 B001242 S
015 C011242 LIMA
015 D011242 PERU
015 D021242 27
015 E041242 X
015 A001243 STANDARD CHARTERED BANK
015 B001243 S
015 C011243 MANILA
015 D011243 PHILLIPINES
015 E041243 X
015 A001244 BANK HANDLOWY W WARSZAWIE S.A.
015 B001244 S
PAGE 74
015 C011244 WARSAW
015 D011244 POLAND
015 E041244 X
015 A001245 BANCO COMERCIAL PORTUGUES
015 B001245 S
015 C011245 LISBON
015 D011245 PORTUGAL
015 D021245 1000
015 E041245 X
015 A001246 ING BANK NV
015 B001246 S
015 C011246 BUCHAREST
015 D011246 ROMANIA
015 D021246 1
015 E041246 X
015 A001247 ING BANK (EURASIA) ZAO
015 B001247 S
015 C011247 MOSCOW
015 D011247 RUSSIA
015 E041247 X
015 A001248 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B001248 S
015 C011248 SINGAPORE
015 D011248 SINGAPORE
015 D021248 0106
015 E041248 X
015 A001249 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B001249 S
015 C011249 BRATISLAVA
015 D011249 SLOVAK REPUBLIC
015 D021249 81105
015 E041249 X
015 A001250 STANDARD BANK OF SOUTH AFRICA LTD
015 B001250 S
015 C011250 JOHANNESBURG
015 D011250 SOUTH AFRICA
015 D021250 2001
015 E041250 X
015 A001251 NEDCOR BANK LIMITED
015 B001251 S
015 C011251 BRAAMFONTEIN
015 D011251 SOUTH AFRICA
015 D021251 2001
015 E041251 X
015 A001252 SANTANDER CENTRAL HISPANO, S.A.
015 B001252 S
015 C011252 MADRID
015 D011252 SPAIN
015 D021252 28046
015 E041252 X
015 A001253 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
PAGE 75
015 B001253 S
015 C011253 COLOMBO
015 D011253 SRI LANKA
015 D021253 1
015 E041253 X
015 A001254 SKANDINAVISKA ENSKILDA BANKEN
015 B001254 S
015 C011254 STOCKHOLM
015 D011254 SWEDEN
015 D021254 5106
015 E041254 X
015 A001255 UBS AG
015 B001255 S
015 C011255 ZURICH
015 D011255 SWITZERLAND
015 D021255 8021
015 E041255 X
015 A001256 CENTRAL TRUST OF CHINA
015 B001256 S
015 C011256 TAIPEI
015 D011256 TAIWAN
015 D021256 10006
015 E041256 X
015 A001257 STANDARD CHARTERED BANK
015 B001257 S
015 C011257 BANGKOK
015 D011257 THAILAND
015 D021257 10500
015 E041257 X
015 A001258 CITIBANK, N.A.
015 B001258 S
015 C011258 ISTANBUL
015 D011258 TURKEY
015 E041258 X
015 A001259 STATE STREET BANK AND TRUST COMPANY
015 B001259 S
015 C011259 LONDON
015 D011259 ENGLAND
015 D021259 EC4N7BN
015 E041259 X
015 A001260 CITIBANK, N.A.
015 B001260 S
015 C011260 CARACAS
015 D011260 VENEZUELA
015 E041260 X
015 A001261 BANK OF NEW YORK
015 B001261 S
015 C011261 NEW YORK
015 C021261 NY
015 C031261 10286
015 E011261 X
PAGE 76
015 A008001 STATE STREET BANK AND TRUST COMPANY
015 B008001 C
015 C018001 BOSTON
015 C028001 MA
015 C038001 02111
015 E018001 X
015 A008002 THE NORTHERN TRUST COMPANY
015 B008002 S
015 C018002 CHICAGO
015 C028002 IL
015 C038002 60606
015 E018002 X
015 A008003 CITIBANK, N.A.
015 B008003 S
015 C018003 BUENOS AIRES
015 D018003 ARGENTINA
015 E048003 X
015 A008004 WESTPAC BANKING CORPORATION
015 B008004 S
015 C018004 SYDNEY
015 D018004 AUSTRALIA
015 E048004 X
015 A008005 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B008005 S
015 C018005 VIENNA
015 D018005 AUSTRIA
015 E048005 X
015 A008006 FORTIS BANK NV
015 B008006 S
015 C018006 BRUSSELS
015 D018006 BELGIUM
015 D028006 1000
015 E048006 X
015 A008007 CITIBANK, N.A.
015 B008007 S
015 C018007 SAO PAOLO
015 D018007 BRAZIL
015 D028007 01311
015 E048007 X
015 A008008 STATE STREET TRUST COMPANY CANADA
015 B008008 S
015 C018008 TORONTO
015 D018008 CANADA
015 D028008 M5X1A9
015 E048008 X
015 A008009 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B008009 S
015 C018009 SHANGHAI
015 D018009 CHINA
015 D028009 PRC
015 E048009 X
PAGE 77
015 A008010 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B008010 S
015 C018010 SHENZHEN
015 D018010 CHINA
015 D028010 PRC
015 E048010 X
015 A008011 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B008011 S
015 C018011 BOGOTA
015 D018011 COLOMBIA
015 E048011 X
015 A008012 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B008012 S
015 C018012 PRAGUE
015 D018012 CZECH REPUBLIC
015 D028012 11520
015 E048012 X
015 A008013 DANSKE BANK A/S
015 B008013 S
015 C018013 COPENHAGEN
015 D018013 DENMARK
015 D028013 DK-1092
015 E048013 X
015 A008014 HSBC BANK EGYPT S.A.E.
015 B008014 S
015 C018014 CAIRO
015 D018014 EGYPT
015 D028014 11211
015 E048014 X
015 A008015 HANSAPANK (HANSABANK)
015 B008015 S
015 C018015 TALLINN
015 D018015 ESTONIA
015 D028015 EE0001
015 E048015 X
015 A008016 EUROCLEAR SYSTEM
015 B008016 S
015 C018016 BRUSSELS
015 D018016 BELGIUM
015 E048016 X
015 A008017 MERITA BANK PLC.
015 B008017 S
015 C018017 HELSINKI
015 D018017 FINLAND
015 D028017 FIN0020
015 E048017 X
015 A008018 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B008018 S
015 C018018 PARIS
015 D018018 FRANCE
015 D028018 75002
PAGE 78
015 E048018 X
015 A008019 DRESDNER BANK AG
015 B008019 S
015 C018019 FRANKFURT
015 D018019 GERMANY
015 D028019 6000
015 E048019 X
015 A008020 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B008020 S
015 C018020 FRANKFURT
015 D018020 GERMANY
015 D028020 6000
015 E048020 X
015 A008021 NATIONAL BANK OF GREECE S.A.
015 B008021 S
015 C018021 ATHENS
015 D018021 GREECE
015 D028021 10564
015 E048021 X
015 A008022 STANDARD CHARTERED BANK
015 B008022 S
015 C018022 HONG KONG
015 D018022 HONG KONG
015 E048022 X
015 A008023 HVB BANK HUNGARY RT.
015 B008023 S
015 C018023 BUDAPEST
015 D018023 HUNGARY
015 D028023 17
015 E048023 X
015 A008024 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B008024 S
015 C018024 MUMBAI
015 D018024 INDIA
015 D028024 400021
015 E048024 X
015 A008025 DEUTSCHE BANK AG
015 B008025 S
015 C018025 MUMBAI
015 D018025 INDIA
015 D028025 400021
015 E048025 X
015 A008026 STANDARD CHARTERED BANK
015 B008026 S
015 C018026 JAKARTA
015 D018026 INDONESIA
015 D028026 10350
015 E048026 X
015 A008027 BANK OF IRELAND
015 B008027 S
015 C018027 DUBLIN
PAGE 79
015 D018027 IRELAND
015 D028027 00001
015 E048027 X
015 A008028 BANK HAPOALIM B.M.
015 B008028 S
015 C018028 TEL AVIV
015 D018028 ISRAEL
015 D028028 00000
015 E048028 X
015 A008029 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B008029 S
015 C018029 MILAN
015 D018029 ITALY
015 D028029 20121
015 E048029 X
015 A008030 SUMITOMO MITSUI BANKING CORPORATION
015 B008030 S
015 C018030 TOKYO
015 D018030 JAPAN
015 D028030 100
015 E048030 X
015 A008031 MIZUHO CORPORATE BANK, LTD.
015 B008031 S
015 C018031 TOKYO
015 D018031 JAPAN
015 D028031 100
015 E048031 X
015 A008032 HSBC BANK MIDDLE EAST
015 B008032 S
015 C018032 AMMAN
015 D018032 JORDAN
015 D028032 1110
015 E048032 X
015 A008033 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B008033 S
015 C018033 SEOUL
015 D018033 KOREA
015 D028033 110714
015 E048033 X
015 A008034 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B008034 S
015 C018034 KUALA LUMPUR
015 D018034 MALAYSIA
015 D028034 50372
015 E048034 X
015 A008035 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B008035 S
015 C018035 PORT LOUIS
015 D018035 MAURITIUS
015 E048035 X
015 A008036 BANCI NACIONAL DE MEXICO S.A.
PAGE 80
015 B008036 S
015 C018036 MEXICO CITY
015 D018036 MEXICO
015 E048036 X
015 A008037 BANQUE COMMERCIALE DU MAROC
015 B008037 S
015 C018037 CASABLANCA
015 D018037 MOROCCO
015 D028037 01
015 E048037 X
015 A008038 KAS BANK N.V.
015 B008038 S
015 C018038 AMSTERDAM
015 D018038 NETHERLANDS
015 D028038 1000
015 E048038 X
015 A008039 WESTPAK BANKING GROUP CORP.
015 B008039 S
015 C018039 WELLINGTON
015 D018039 NEW ZEALAND
015 D028039 27031
015 E048039 X
015 A008040 NORDEO BANK NORGE ASA
015 B008040 S
015 C018040 OSLO
015 D018040 NORWAY
015 D028040 0107
015 E048040 X
015 A008041 DEUTSCHE BANK A.G.
015 B008041 S
015 C018041 KARACHI
015 D018041 PAKISTAN
015 D028041 74000
015 E048041 X
015 A008042 CITIBANK, N.A.
015 B008042 S
015 C018042 LIMA
015 D018042 PERU
015 D028042 27
015 E048042 X
015 A008043 STANDARD CHARTERED BANK
015 B008043 S
015 C018043 MANILA
015 D018043 PHILLIPINES
015 E048043 X
015 A008044 BANK HANDLOWY W WARSZAWIE S.A.
015 B008044 S
015 C018044 WARSAW
015 D018044 POLAND
015 E048044 X
015 A008045 BANCO COMERCIAL PORTUGUES
PAGE 81
015 B008045 S
015 C018045 LISBON
015 D018045 PORTUGAL
015 D028045 1000
015 E048045 X
015 A008046 ING BANK NV
015 B008046 S
015 C018046 BUCHAREST
015 D018046 ROMANIA
015 D028046 1
015 E048046 X
015 A008047 ING BANK (EURASIA) ZAO
015 B008047 S
015 C018047 MOSCOW
015 D018047 RUSSIA
015 E048047 X
015 A008048 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B008048 S
015 C018048 SINGAPORE
015 D018048 SINGAPORE
015 D028048 0106
015 E048048 X
015 A008049 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B008049 S
015 C018049 BRATISLAVA
015 D018049 SLOVAK REPUBLIC
015 D028049 81105
015 E048049 X
015 A008050 STANDARD BANK OF SOUTH AFRICA LTD
015 B008050 S
015 C018050 JOHANNESBURG
015 D018050 SOUTH AFRICA
015 D028050 2001
015 E048050 X
015 A008051 NEDCOR BANK LIMITED
015 B008051 S
015 C018051 BRAAMFONTEIN
015 D018051 SOUTH AFRICA
015 D028051 2001
015 E048051 X
015 A008052 SANTANDER CENTRAL HISPANO, S.A.
015 B008052 S
015 C018052 MADRID
015 D018052 SPAIN
015 D028052 28046
015 E048052 X
015 A008053 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B008053 S
015 C018053 COLOMBO
015 D018053 SRI LANKA
015 D028053 1
PAGE 82
015 E048053 X
015 A008054 SKANDINAVISKA ENSKILDA BANKEN
015 B008054 S
015 C018054 STOCKHOLM
015 D018054 SWEDEN
015 D028054 5106
015 E048054 X
015 A008055 UBS AG
015 B008055 S
015 C018055 ZURICH
015 D018055 SWITZERLAND
015 D028055 8021
015 E048055 X
015 A008056 CENTRAL TRUST OF CHINA
015 B008056 S
015 C018056 TAIPEI
015 D018056 TAIWAN
015 D028056 10006
015 E048056 X
015 A008057 STANDARD CHARTERED BANK
015 B008057 S
015 C018057 BANGKOK
015 D018057 THAILAND
015 D028057 10500
015 E048057 X
015 A008058 CITIBANK, N.A.
015 B008058 S
015 C018058 ISTANBUL
015 D018058 TURKEY
015 E048058 X
015 A008059 STATE STREET BANK AND TRUST COMPANY
015 B008059 S
015 C018059 LONDON
015 D018059 ENGLAND
015 D028059 EC4N7BN
015 E048059 X
015 A008060 CITIBANK, N.A.
015 B008060 S
015 C018060 CARACAS
015 D018060 VENEZUELA
015 E048060 X
015 A008061 BANK OF NEW YORK
015 B008061 S
015 C018061 NEW YORK
015 C028061 NY
015 C038061 10286
015 E018061 X
015 A008101 STATE STREET BANK AND TRUST COMPANY
015 B008101 C
015 C018101 BOSTON
015 C028101 MA
PAGE 83
015 C038101 02111
015 E018101 X
015 A008102 THE NORTHERN TRUST COMPANY
015 B008102 S
015 C018102 CHICAGO
015 C028102 IL
015 C038102 60606
015 E018102 X
015 A008103 CITIBANK, N.A.
015 B008103 S
015 C018103 BUENOS AIRES
015 D018103 ARGENTINA
015 E048103 X
015 A008104 WESTPAC BANKING CORPORATION
015 B008104 S
015 C018104 SYDNEY
015 D018104 AUSTRALIA
015 E048104 X
015 A008105 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B008105 S
015 C018105 VIENNA
015 D018105 AUSTRIA
015 E048105 X
015 A008106 FORTIS BANK NV
015 B008106 S
015 C018106 BRUSSELS
015 D018106 BELGIUM
015 D028106 1000
015 E048106 X
015 A008107 CITIBANK, N.A.
015 B008107 S
015 C018107 SAO PAOLO
015 D018107 BRAZIL
015 D028107 01311
015 E048107 X
015 A008108 STATE STREET TRUST COMPANY CANADA
015 B008108 S
015 C018108 TORONTO
015 D018108 CANADA
015 D028108 M5X1A9
015 E048108 X
015 A008109 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B008109 S
015 C018109 SHANGHAI
015 D018109 CHINA
015 D028109 PRC
015 E048109 X
015 A008110 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B008110 S
015 C018110 SHENZHEN
015 D018110 CHINA
PAGE 84
015 D028110 PRC
015 E048110 X
015 A008111 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B008111 S
015 C018111 BOGOTA
015 D018111 COLOMBIA
015 E048111 X
015 A008112 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B008112 S
015 C018112 PRAGUE
015 D018112 CZECH REPUBLIC
015 D028112 11520
015 E048112 X
015 A008113 DANSKE BANK A/S
015 B008113 S
015 C018113 COPENHAGEN
015 D018113 DENMARK
015 D028113 DK-1092
015 E048113 X
015 A008114 HSBC BANK EGYPT S.A.E.
015 B008114 S
015 C018114 CAIRO
015 D018114 EGYPT
015 D028114 11211
015 E048114 X
015 A008115 HANSAPANK (HANSABANK)
015 B008115 S
015 C018115 TALLINN
015 D018115 ESTONIA
015 D028115 EE0001
015 E048115 X
015 A008116 EUROCLEAR SYSTEM
015 B008116 S
015 C018116 BRUSSELS
015 D018116 BELGIUM
015 E048116 X
015 A008117 MERITA BANK PLC.
015 B008117 S
015 C018117 HELSINKI
015 D018117 FINLAND
015 D028117 FIN0020
015 E048117 X
015 A008118 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B008118 S
015 C018118 PARIS
015 D018118 FRANCE
015 D028118 75002
015 E048118 X
015 A008119 DRESDNER BANK AG
015 B008119 S
015 C018119 FRANKFURT
PAGE 85
015 D018119 GERMANY
015 D028119 6000
015 E048119 X
015 A008120 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B008120 S
015 C018120 FRANKFURT
015 D018120 GERMANY
015 D028120 6000
015 E048120 X
015 A008121 NATIONAL BANK OF GREECE S.A.
015 B008121 S
015 C018121 ATHENS
015 D018121 GREECE
015 D028121 10564
015 E048121 X
015 A008122 STANDARD CHARTERED BANK
015 B008122 S
015 C018122 HONG KONG
015 D018122 HONG KONG
015 E048122 X
015 A008123 HVB BANK HUNGARY RT.
015 B008123 S
015 C018123 BUDAPEST
015 D018123 HUNGARY
015 D028123 17
015 E048123 X
015 A008124 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B008124 S
015 C018124 MUMBAI
015 D018124 INDIA
015 D028124 400021
015 E048124 X
015 A008125 DEUTSCHE BANK AG
015 B008125 S
015 C018125 MUMBAI
015 D018125 INDIA
015 D028125 400021
015 E048125 X
015 A008126 STANDARD CHARTERED BANK
015 B008126 S
015 C018126 JAKARTA
015 D018126 INDONESIA
015 D028126 10350
015 E048126 X
015 A008127 BANK OF IRELAND
015 B008127 S
015 C018127 DUBLIN
015 D018127 IRELAND
015 D028127 00001
015 E048127 X
015 A008128 BANK HAPOALIM B.M.
PAGE 86
015 B008128 S
015 C018128 TEL AVIV
015 D018128 ISRAEL
015 D028128 00000
015 E048128 X
015 A008129 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B008129 S
015 C018129 MILAN
015 D018129 ITALY
015 D028129 20121
015 E048129 X
015 A008130 SUMITOMO MITSUI BANKING CORPORATION
015 B008130 S
015 C018130 TOKYO
015 D018130 JAPAN
015 D028130 100
015 E048130 X
015 A008131 MIZUHO CORPORATE BANK, LTD.
015 B008131 S
015 C018131 TOKYO
015 D018131 JAPAN
015 D028131 100
015 E048131 X
015 A008132 HSBC BANK MIDDLE EAST
015 B008132 S
015 C018132 AMMAN
015 D018132 JORDAN
015 D028132 1110
015 E048132 X
015 A008133 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B008133 S
015 C018133 SEOUL
015 D018133 KOREA
015 D028133 110714
015 E048133 X
015 A008134 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B008134 S
015 C018134 KUALA LUMPUR
015 D018134 MALAYSIA
015 D028134 50372
015 E048134 X
015 A008135 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B008135 S
015 C018135 PORT LOUIS
015 D018135 MAURITIUS
015 E048135 X
015 A008136 BANCI NACIONAL DE MEXICO S.A.
015 B008136 S
015 C018136 MEXICO CITY
015 D018136 MEXICO
015 E048136 X
PAGE 87
015 A008137 BANQUE COMMERCIALE DU MAROC
015 B008137 S
015 C018137 CASABLANCA
015 D018137 MOROCCO
015 D028137 01
015 E048137 X
015 A008138 KAS BANK N.V.
015 B008138 S
015 C018138 AMSTERDAM
015 D018138 NETHERLANDS
015 D028138 1000
015 E048138 X
015 A008139 WESTPAK BANKING GROUP CORP.
015 B008139 S
015 C018139 WELLINGTON
015 D018139 NEW ZEALAND
015 D028139 27031
015 E048139 X
015 A008140 NORDEO BANK NORGE ASA
015 B008140 S
015 C018140 OSLO
015 D018140 NORWAY
015 D028140 0107
015 E048140 X
015 A008141 DEUTSCHE BANK A.G.
015 B008141 S
015 C018141 KARACHI
015 D018141 PAKISTAN
015 D028141 74000
015 E048141 X
015 A008142 CITIBANK, N.A.
015 B008142 S
015 C018142 LIMA
015 D018142 PERU
015 D028142 27
015 E048142 X
015 A008143 STANDARD CHARTERED BANK
015 B008143 S
015 C018143 MANILA
015 D018143 PHILLIPINES
015 E048143 X
015 A008144 BANK HANDLOWY W WARSZAWIE S.A.
015 B008144 S
015 C018144 WARSAW
015 D018144 POLAND
015 E048144 X
015 A008145 BANCO COMERCIAL PORTUGUES
015 B008145 S
015 C018145 LISBON
015 D018145 PORTUGAL
015 D028145 1000
PAGE 88
015 E048145 X
015 A008146 ING BANK NV
015 B008146 S
015 C018146 BUCHAREST
015 D018146 ROMANIA
015 D028146 1
015 E048146 X
015 A008147 ING BANK (EURASIA) ZAO
015 B008147 S
015 C018147 MOSCOW
015 D018147 RUSSIA
015 E048147 X
015 A008148 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B008148 S
015 C018148 SINGAPORE
015 D018148 SINGAPORE
015 D028148 0106
015 E048148 X
015 A008149 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B008149 S
015 C018149 BRATISLAVA
015 D018149 SLOVAK REPUBLIC
015 D028149 81105
015 E048149 X
015 A008150 STANDARD BANK OF SOUTH AFRICA LTD
015 B008150 S
015 C018150 JOHANNESBURG
015 D018150 SOUTH AFRICA
015 D028150 2001
015 E048150 X
015 A008151 NEDCOR BANK LIMITED
015 B008151 S
015 C018151 BRAAMFONTEIN
015 D018151 SOUTH AFRICA
015 D028151 2001
015 E048151 X
015 A008152 SANTANDER CENTRAL HISPANO, S.A.
015 B008152 S
015 C018152 MADRID
015 D018152 SPAIN
015 D028152 28046
015 E048152 X
015 A008153 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B008153 S
015 C018153 COLOMBO
015 D018153 SRI LANKA
015 D028153 1
015 E048153 X
015 A008154 SKANDINAVISKA ENSKILDA BANKEN
015 B008154 S
015 C018154 STOCKHOLM
PAGE 89
015 D018154 SWEDEN
015 D028154 5106
015 E048154 X
015 A008155 UBS AG
015 B008155 S
015 C018155 ZURICH
015 D018155 SWITZERLAND
015 D028155 8021
015 E048155 X
015 A008156 CENTRAL TRUST OF CHINA
015 B008156 S
015 C018156 TAIPEI
015 D018156 TAIWAN
015 D028156 10006
015 E048156 X
015 A008157 STANDARD CHARTERED BANK
015 B008157 S
015 C018157 BANGKOK
015 D018157 THAILAND
015 D028157 10500
015 E048157 X
015 A008158 CITIBANK, N.A.
015 B008158 S
015 C018158 ISTANBUL
015 D018158 TURKEY
015 E048158 X
015 A008159 STATE STREET BANK AND TRUST COMPANY
015 B008159 S
015 C018159 LONDON
015 D018159 ENGLAND
015 D028159 EC4N7BN
015 E048159 X
015 A008160 CITIBANK, N.A.
015 B008160 S
015 C018160 CARACAS
015 D018160 VENEZUELA
015 E048160 X
015 A008161 BANK OF NEW YORK
015 B008161 S
015 C018161 NEW YORK
015 C028161 NY
015 C038161 10286
015 E018161 X
015 A008201 STATE STREET BANK AND TRUST COMPANY
015 B008201 C
015 C018201 BOSTON
015 C028201 MA
015 C038201 02111
015 E018201 X
015 A008202 THE NORTHERN TRUST COMPANY
015 B008202 S
PAGE 90
015 C018202 CHICAGO
015 C028202 IL
015 C038202 60606
015 E018202 X
015 A008203 CITIBANK, N.A.
015 B008203 S
015 C018203 BUENOS AIRES
015 D018203 ARGENTINA
015 E048203 X
015 A008204 WESTPAC BANKING CORPORATION
015 B008204 S
015 C018204 SYDNEY
015 D018204 AUSTRALIA
015 E048204 X
015 A008205 ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
015 B008205 S
015 C018205 VIENNA
015 D018205 AUSTRIA
015 E048205 X
015 A008206 FORTIS BANK NV
015 B008206 S
015 C018206 BRUSSELS
015 D018206 BELGIUM
015 D028206 1000
015 E048206 X
015 A008207 CITIBANK, N.A.
015 B008207 S
015 C018207 SAO PAOLO
015 D018207 BRAZIL
015 D028207 01311
015 E048207 X
015 A008208 STATE STREET TRUST COMPANY CANADA
015 B008208 S
015 C018208 TORONTO
015 D018208 CANADA
015 D028208 M5X1A9
015 E048208 X
015 A008209 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B008209 S
015 C018209 SHANGHAI
015 D018209 CHINA
015 D028209 PRC
015 E048209 X
015 A008210 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B008210 S
015 C018210 SHENZHEN
015 D018210 CHINA
015 D028210 PRC
015 E048210 X
015 A008211 CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
015 B008211 S
PAGE 91
015 C018211 BOGOTA
015 D018211 COLOMBIA
015 E048211 X
015 A008212 CESKOSLOVENSKA OBSHODNI BANKA A.S.
015 B008212 S
015 C018212 PRAGUE
015 D018212 CZECH REPUBLIC
015 D028212 11520
015 E048212 X
015 A008213 DANSKE BANK A/S
015 B008213 S
015 C018213 COPENHAGEN
015 D018213 DENMARK
015 D028213 DK-1092
015 E048213 X
015 A008214 HSBC BANK EGYPT S.A.E.
015 B008214 S
015 C018214 CAIRO
015 D018214 EGYPT
015 D028214 11211
015 E048214 X
015 A008215 HANSAPANK (HANSABANK)
015 B008215 S
015 C018215 TALLINN
015 D018215 ESTONIA
015 D028215 EE0001
015 E048215 X
015 A008216 EUROCLEAR SYSTEM
015 B008216 S
015 C018216 BRUSSELS
015 D018216 BELGIUM
015 E048216 X
015 A008217 MERITA BANK PLC.
015 B008217 S
015 C018217 HELSINKI
015 D018217 FINLAND
015 D028217 FIN0020
015 E048217 X
015 A008218 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B008218 S
015 C018218 PARIS
015 D018218 FRANCE
015 D028218 75002
015 E048218 X
015 A008219 DRESDNER BANK AG
015 B008219 S
015 C018219 FRANKFURT
015 D018219 GERMANY
015 D028219 6000
015 E048219 X
015 A008220 BNP PARIBAS SECURITIES SERVICES, S.A.
PAGE 92
015 B008220 S
015 C018220 FRANKFURT
015 D018220 GERMANY
015 D028220 6000
015 E048220 X
015 A008221 NATIONAL BANK OF GREECE S.A.
015 B008221 S
015 C018221 ATHENS
015 D018221 GREECE
015 D028221 10564
015 E048221 X
015 A008222 STANDARD CHARTERED BANK
015 B008222 S
015 C018222 HONG KONG
015 D018222 HONG KONG
015 E048222 X
015 A008223 HVB BANK HUNGARY RT.
015 B008223 S
015 C018223 BUDAPEST
015 D018223 HUNGARY
015 D028223 17
015 E048223 X
015 A008224 THE HONG KONG AND SHANGHAI BANKING CORP. LTD
015 B008224 S
015 C018224 MUMBAI
015 D018224 INDIA
015 D028224 400021
015 E048224 X
015 A008225 DEUTSCHE BANK AG
015 B008225 S
015 C018225 MUMBAI
015 D018225 INDIA
015 D028225 400021
015 E048225 X
015 A008226 STANDARD CHARTERED BANK
015 B008226 S
015 C018226 JAKARTA
015 D018226 INDONESIA
015 D028226 10350
015 E048226 X
015 A008227 BANK OF IRELAND
015 B008227 S
015 C018227 DUBLIN
015 D018227 IRELAND
015 D028227 00001
015 E048227 X
015 A008228 BANK HAPOALIM B.M.
015 B008228 S
015 C018228 TEL AVIV
015 D018228 ISRAEL
015 D028228 00000
PAGE 93
015 E048228 X
015 A008229 BNP PARIBAS SECURITIES SERVICES, S.A.
015 B008229 S
015 C018229 MILAN
015 D018229 ITALY
015 D028229 20121
015 E048229 X
015 A008230 SUMITOMO MITSUI BANKING CORPORATION
015 B008230 S
015 C018230 TOKYO
015 D018230 JAPAN
015 D028230 100
015 E048230 X
015 A008231 MIZUHO CORPORATE BANK, LTD.
015 B008231 S
015 C018231 TOKYO
015 D018231 JAPAN
015 D028231 100
015 E048231 X
015 A008232 HSBC BANK MIDDLE EAST
015 B008232 S
015 C018232 AMMAN
015 D018232 JORDAN
015 D028232 1110
015 E048232 X
015 A008233 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B008233 S
015 C018233 SEOUL
015 D018233 KOREA
015 D028233 110714
015 E048233 X
015 A008234 STANDARD CHARTERED BANK MALAYSAI BERHAD
015 B008234 S
015 C018234 KUALA LUMPUR
015 D018234 MALAYSIA
015 D028234 50372
015 E048234 X
015 A008235 THE HONG KONG AND SHANGHAI BANKING CORP LTD
015 B008235 S
015 C018235 PORT LOUIS
015 D018235 MAURITIUS
015 E048235 X
015 A008236 BANCI NACIONAL DE MEXICO S.A.
015 B008236 S
015 C018236 MEXICO CITY
015 D018236 MEXICO
015 E048236 X
015 A008237 BANQUE COMMERCIALE DU MAROC
015 B008237 S
015 C018237 CASABLANCA
015 D018237 MOROCCO
PAGE 94
015 D028237 01
015 E048237 X
015 A008238 KAS BANK N.V.
015 B008238 S
015 C018238 AMSTERDAM
015 D018238 NETHERLANDS
015 D028238 1000
015 E048238 X
015 A008239 WESTPAK BANKING GROUP CORP.
015 B008239 S
015 C018239 WELLINGTON
015 D018239 NEW ZEALAND
015 D028239 27031
015 E048239 X
015 A008240 NORDEO BANK NORGE ASA
015 B008240 S
015 C018240 OSLO
015 D018240 NORWAY
015 D028240 0107
015 E048240 X
015 A008241 DEUTSCHE BANK A.G.
015 B008241 S
015 C018241 KARACHI
015 D018241 PAKISTAN
015 D028241 74000
015 E048241 X
015 A008242 CITIBANK, N.A.
015 B008242 S
015 C018242 LIMA
015 D018242 PERU
015 D028242 27
015 E048242 X
015 A008243 STANDARD CHARTERED BANK
015 B008243 S
015 C018243 MANILA
015 D018243 PHILLIPINES
015 E048243 X
015 A008244 BANK HANDLOWY W WARSZAWIE S.A.
015 B008244 S
015 C018244 WARSAW
015 D018244 POLAND
015 E048244 X
015 A008245 BANCO COMERCIAL PORTUGUES
015 B008245 S
015 C018245 LISBON
015 D018245 PORTUGAL
015 D028245 1000
015 E048245 X
015 A008246 ING BANK NV
015 B008246 S
015 C018246 BUCHAREST
PAGE 95
015 D018246 ROMANIA
015 D028246 1
015 E048246 X
015 A008247 ING BANK (EURASIA) ZAO
015 B008247 S
015 C018247 MOSCOW
015 D018247 RUSSIA
015 E048247 X
015 A008248 THE DEVELOPMENT BANK OF SINGAPORE LTD
015 B008248 S
015 C018248 SINGAPORE
015 D018248 SINGAPORE
015 D028248 0106
015 E048248 X
015 A008249 CESKOSLOVENSKI OBCHODNI BANKA A.S.
015 B008249 S
015 C018249 BRATISLAVA
015 D018249 SLOVAK REPUBLIC
015 D028249 81105
015 E048249 X
015 A008250 STANDARD BANK OF SOUTH AFRICA LTD
015 B008250 S
015 C018250 JOHANNESBURG
015 D018250 SOUTH AFRICA
015 D028250 2001
015 E048250 X
015 A008251 NEDCOR BANK LIMITED
015 B008251 S
015 C018251 BRAAMFONTEIN
015 D018251 SOUTH AFRICA
015 D028251 2001
015 E048251 X
015 A008252 SANTANDER CENTRAL HISPANO, S.A.
015 B008252 S
015 C018252 MADRID
015 D018252 SPAIN
015 D028252 28046
015 E048252 X
015 A008253 THE HONG KONG AND SHANGHAI BANKING CORP. LTD.
015 B008253 S
015 C018253 COLOMBO
015 D018253 SRI LANKA
015 D028253 1
015 E048253 X
015 A008254 SKANDINAVISKA ENSKILDA BANKEN
015 B008254 S
015 C018254 STOCKHOLM
015 D018254 SWEDEN
015 D028254 5106
015 E048254 X
015 A008255 UBS AG
PAGE 96
015 B008255 S
015 C018255 ZURICH
015 D018255 SWITZERLAND
015 D028255 8021
015 E048255 X
015 A008256 CENTRAL TRUST OF CHINA
015 B008256 S
015 C018256 TAIPEI
015 D018256 TAIWAN
015 D028256 10006
015 E048256 X
015 A008257 STANDARD CHARTERED BANK
015 B008257 S
015 C018257 BANGKOK
015 D018257 THAILAND
015 D028257 10500
015 E048257 X
015 A008258 CITIBANK, N.A.
015 B008258 S
015 C018258 ISTANBUL
015 D018258 TURKEY
015 E048258 X
015 A008259 STATE STREET BANK AND TRUST COMPANY
015 B008259 S
015 C018259 LONDON
015 D018259 ENGLAND
015 D028259 EC4N7BN
015 E048259 X
015 A008260 CITIBANK, N.A.
015 B008260 S
015 C018260 CARACAS
015 D018260 VENEZUELA
015 E048260 X
015 A008261 BANK OF NEW YORK
015 B008261 S
015 C018261 NEW YORK
015 C028261 NY
015 C038261 10286
015 E018261 X
018 00AA00 Y
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019 C00AA00 FUNDSGROUP
020 A000001 CITIGROUP, INC.
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020 A000002 CREDIT SUISSE FIRST BOSTON CORP.
020 B000002 13-5649485
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020 A000003 MORGAN STANLEY CO INCORPORATED
020 B000003 13-2665598
PAGE 97
020 C000003 1726
020 A000004 BANK OF AMERICA SECURITIES LLC
020 B000004 56-2058405
020 C000004 1715
020 A000005 JPMORGAN CHASE & CO.
020 B000005 13-3224016
020 C000005 1647
020 A000006 UBS PAINEWEBBER WARBURG DILLON REED
020 B000006 13-2338166
020 C000006 1618
020 A000007 BARCLAYS CAPITAL INC.
020 B000007 05-0346412
020 C000007 1194
020 A000008 LIQUIDNET, INC.
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020 C000008 1102
020 A000009 DEUTSCHE BANK SECURITIES, INC
020 B000009 13-2730328
020 C000009 987
020 A000010 STATE STREET CORP.
020 B000010 04-1867445
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022 A000001 PLEASE SEE EXHIBIT 22-23
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022 A000003 AND QUESTION 23.
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024 008100 Y
024 008200 N
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PAGE 98
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025 D000106 0
025 A000201 JPMORGAN CHASE & CO.
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025 C000201 D
025 D000201 1569
025 A000202 MORGAN STANLEY CO INCORPORATED
025 B000202 13-2665598
025 C000202 D
025 D000202 5441
025 A000203 CITIGROUP, INC.
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025 C000203 D
025 D000203 1335
025 A000204 CREDIT SUISSE FIRST BOSTON CORP.
025 B000204 13-5649485
025 C000204 D
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025 A000205 BANK OF AMERICA SECURITIES LLC
025 B000205 56-2058405
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PAGE 99
025 A000904 JPMORGAN CHASE & CO.
025 B000904 13-3224016
025 C000904 D
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025 A000905 MORGAN STANLEY CO INCORPORATED
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PAGE 100
025 B001207 13-3235334
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025 D008104 2532
025 A008105 BNP PARIBAS
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PAGE 101
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PAGE 102
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PAGE 103
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PAGE 104
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PAGE 105
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PAGE 106
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PAGE 107
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PAGE 108
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PAGE 109
030 A001200 1
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PAGE 110
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PAGE 111
036 B000900 2
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PAGE 112
040 000300 Y
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PAGE 113
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PAGE 114
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PAGE 115
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PAGE 116
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PAGE 117
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PAGE 118
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PAGE 119
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PAGE 120
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PAGE 121
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PAGE 122
050 000800 N
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PAGE 123
053 C000800 N
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PAGE 124
055 A001000 N
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PAGE 125
059 000100 Y
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PAGE 126
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PAGE 127
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PAGE 128
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PAGE 129
062 I001100 0.0
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PAGE 130
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PAGE 131
063 A008000 0
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064 A000100 Y
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064 A000200 Y
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064 A000300 N
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064 A000400 Y
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064 A000700 Y
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PAGE 132
067 000700 N
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PAGE 133
070 B020100 N
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PAGE 134
070 J010200 Y
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PAGE 135
070 Q020300 N
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PAGE 136
070 G010700 Y
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PAGE 137
070 N020800 N
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PAGE 138
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PAGE 139
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PAGE 140
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PAGE 141
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PAGE 142
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PAGE 144
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PAGE 145
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PAGE 146
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PAGE 147
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PAGE 148
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PAGE 149
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PAGE 150
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PAGE 151
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PAGE 152
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PAGE 153
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PAGE 154
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PAGE 155
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PAGE 156
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PAGE 157
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PAGE 158
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PAGE 159
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PAGE 160
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PAGE 161
077 B000000 Y
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080 A00AA00 Federal Insurance Company (Chubb)
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SIGNATURE SABRINA L. KHAN
TITLE VICE PRESIDENT
EX-22
2
ex22-23.txt
EX22-23
Questions 22 and 23
-------------------
Addendum to Questions 22 and 23 on Form N-SAR
22. Registrants portfolio transactions with entities acting as principals:
List the 10 entities acting as principals with whom Registrant did the largest
amount of portfolio transactions (include all short-term obligations, and U.S.
Govt. & tax-free securities) in both the secondary market & in underwritten
offerings set forth in order of size based upon total value of principal
transactions during the current reporting period: (FOR SERIES COMPANIES, ITEMS
22 AND 23 MUST BE ANSWERED IN TOTAL FOR ALL SERIES)
Registrant
IRS Number Purchases
Name of Entity (000s omitted)
GOLDMAN, SACHS & CO. 13-5100880 24,446,730
BANK OF AMERICA SECURITIES LLC 56-2058405 25,339,364
CITIGROUP, INC. 52-1568099 17,746,171
BNP PARIBAS SECURITIES CORP. 13-3235334 19,297,036
J.P. MORGAN SECURITIES LLC 00-0000000 6,094,111
CREDIT SUISSE FIRST BOSTON CORP. 13-5659485 3,382,056
MORGAN STANLEY CO INCORPORATED 13-2665598 3,180,423
BARCLAYS CAPITAL INC. 05-0346412 2,481,152
DEUTSCHE BANK SECURITIES, INC. 13-2730328 1,862,982
NOMURA 13-2642206 1,799,937
Sales by
IRS Number Registrant
Name of Entity (000s omitted)
GOLDMAN, SACHS & CO. 13-5100880 24,744,942
BANK OF AMERICA SECURITIES LLC 56-2058405 7,907,594
CITIGROUP, INC. 52-1568099 3,422,130
BNP PARIBAS SECURITIES CORP. 13-3235334 283,197
J.P. MORGAN SECURITIES LLC 00-0000000 4,678,682
CREDIT SUISSE FIRST BOSTON CORP. 13-5659485 4,761,336
MORGAN STANLEY CO INCORPORATED 13-2665598 3,556,926
BARCLAYS CAPITAL INC. 05-0346412 2,228,673
DEUTSCHE BANK SECURITIES, INC. 13-2730328 2,517,572
NOMURA 13-2642206 2,453,514
23. Aggregate principal purchase/sale transactions of Registrant during
current reporting period. (000s omitted) C. Total Purchases:
114,909,200 D. Total Sales: 65,297,967
SCREEN NUMBER : 12
EX-7
3
ex7c.txt
EX7C
Question 7.c)
-------------
Addendum to Question 7.c on Form NSAR
List the name of each series or portfolio and give a consecutive number
to each series or portfolio in excess of the 90 consecutive series or
portfolio permitted by the form.
Is this the
Series last filing
Number Series Name for this
series?
(Y or N)
92 Goldman Sachs Bond Fund N
97 Goldman Sachs Inflation Protected Securities Fund N
115 Goldman Sachs Local Emerging Markets Debt Fund N
118 Goldman Sachs Strategic Income Fund N
120 Goldman Sachs High Yield Floating Rate Fund N
126 Goldman Sachs Short Duration Income Fund N
131 Goldman Sachs Dynamic Emerging Markets Debt Fund N
134 Goldman Sachs Fixed Income Macro Strategies Fund N
135 Goldman Sachs Limited Maturity Obligations Fund N
136 Goldman Sachs Long Short Credit Strategies Fund N
Please refer to the Annual Report to Shareholders to be filed on Form
NCSR for additional information concerning the funds.
EX-99.77B ACCT LTTR
4
EX77B.txt
EX77B
Sub-Item 77B: Accountants Report on Internal Controls
To the Board of Trustees and Shareholders of Goldman Sachs Trust:
In planning and performing our audits of the financial statements of the
following funds of the Goldman Sachs Trust: the Goldman Sachs High Quality
Floating Rate Fund, the Goldman Sachs Short Duration Government Fund, the
Goldman Sachs Enhanced Income Fund, the Goldman Sachs Government Income
Fund, the Goldman Sachs Short Duration Income Fund, the Goldman Sachs
Inflation Protected Securities Fund, the Goldman Sachs Limited Maturity
Obligations Fund, the Goldman Sachs Core Fixed Income Fund, the Goldman Sachs
Bond Fund, the Goldman Sachs Strategic Income Fund, the Goldman Sachs Global
Income Fund, the Goldman Sachs U.S. Mortgages Fund, the Goldman Sachs
Investment Grade Credit Fund, the Goldman Sachs High Yield Fund, the Goldman
Sachs Local Emerging Markets Debt Fund, the Goldman Sachs Emerging Markets
Debt Fund, the Goldman Sachs High Yield Floating Rate Fund, the Goldman Sachs
Dynamic
Emerging Markets Debt Fund, the Goldman Sachs Long Short Credit Strategies
Fund, the Goldman Sachs Fixed Income Macro Strategies Fund, the Goldman Sachs
Short Duration Tax-Free Fund, the Goldman Sachs High Yield Municipal Fund,
and the Goldman Sachs Dynamic Municipal Income Fund (collectively, referred
to as the Funds) as of and for the periods ended March 31, 2016, in
accordance with the standards of the Public Company Accounting Oversight Board
(United States), we considered the Funds internal control over financial
reporting, including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing our opinion
on the financial statements and to comply with the requirements of Form N-SAR,
but not for the purpose of expressing an opinion on the effectiveness of the
Funds internal control over financial reporting. Accordingly, we do not
express an opinion on the effectiveness of the Funds internal control over
financial reporting.
The management of the Funds is responsible for establishing and maintaining
effective internal control over financial reporting. In fulfilling this
responsibility, estimates and judgments by management are required to assess
the expected benefits and related costs of controls. A fund s internal
control over financial reporting is a process designed to provide reasonable
assurance regarding the reliability of financial reporting and the preparation
of financial statements for external purposes in accordance with generally
accepted accounting principles. A fund s internal control over financial
reporting includes those policies and procedures that (1) pertain to the
maintenance of records that, in reasonable detail, accurately and fairly
reflect the transactions and dispositions of the assets of the fund; (2)
provide reasonable assurance that transactions are recorded as necessary to
permit preparation of financial statements in accordance with generally
accepted accounting principles, and that receipts and expenditures of the
fund are being made only in accordance with authorizations of management and
trustees of the fund; and (3) provide reasonable assurance regarding
prevention or timely detection of unauthorized acquisition, use or
disposition of a fund s assets that could have a material effect on the
financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections of any
evaluation of effectiveness to future periods are subject to the risk that
controls may become inadequate because of changes in conditions, or that the
degree of compliance with the policies or procedures may deteriorate.
A deficiency in internal control over financial reporting exists when the
design or operation of a control does not allow management or employees, in
the normal course of performing their assigned functions, to prevent or
detect misstatements on a timely basis. A material weakness is a deficiency,
or a combination of deficiencies, in internal control over financial
reporting, such that there is a reasonable possibility that a material
misstatement of the Funds annual or interim financial statements will not
be prevented or detected on a timely basis.
Our consideration of the Funds internal control over financial reporting was
for the limited purpose described in the first paragraph and would not
necessarily disclose all deficiencies in internal control over financial
reporting that might be material weaknesses under standards established by the
Public Company Accounting Oversight Board (United States). However, we noted
no deficiencies in the Funds internal control over financial reporting and
its operations, including controls over safeguarding securities that we
consider to be material weaknesses as defined above as of March 31, 2016.
This report is intended solely for the information and use of the Board of
Trustees, management and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than these specified
parties.
Boston, Massachusetts
May 27, 2016
EX-99.77O RULE 10F-3
5
EX77O.txt
EX77O
Sub-Item 77O: Transactions Effected Pursuant To Rule 10f-3
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From: Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members: Goldman, Sachs & Co.;
Barclays Capital Inc.;
Citigroup Global Markets Inc.; J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Morgan Stanley & Co. LLC; Nomura Securities International, Inc.
Name of Issuer: MITSUBISHI UFJ TR & BANK
Title of Security: MITSUBISHI UFJ TRUST AND BA 2.65% 19 OCT 2020 144A
Date of First Offering: 10/13/2015
Dollar Amount Purchased: 1,199,052
Number of Shares or Par Value of Bonds Purchased: 1,200,000
Price Per Unit: 99.92
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From: Barclays Capital Inc.
Names of Underwriting Syndicate Members: Goldman, Sachs & Co.;
Barclays Capital Inc.;
BNP Paribas Securities Corp.; Merrill Lynch, Pierce, Fenner & Smith, Inc.
Name of Issuer: BHP BILLITON FINANCE
Title of Security: BHP BILLITON FINANCE (US 6.25% 19 OCT 2075-20 144A
Date of First Offering: 10/14/2015
Dollar Amount Purchased: 400,000
Number of Shares or Par Value of Bonds Purchased: 400,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From: Barclays Capital Inc.
Names of Underwriting Syndicate Members: Goldman, Sachs & Co.;
Barclays Capital Inc.;
BNP Paribas Securities Corp.; Merrill Lynch, Pierce, Fenner & Smith, Inc.
Name of Issuer: BHP BILLITON FINANCE
Title of Security: BHP BILLITON FINANCE (US 6.25% 19 OCT 2075-20 144A
Date of First Offering: 10/14/2015
Dollar Amount Purchased: 1,100,000
Number of Shares or Par Value of Bonds Purchased: 1,100,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Global Income Fund
Name of Underwriter or Dealer Purchased From: J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members: Goldman, Sachs & Co.;
Citigroup Global Markets Inc.; Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC; Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC
Name of Issuer: 21ST CENTURY FOX AMERICA
Title of Security: 21ST CENTURY FOX AMERICA, 3.7% 15 OCT 2025-25 144A
Date of First Offering: 10/14/2015
Dollar Amount Purchased: 548,686
Number of Shares or Par Value of Bonds Purchased: 550,000
Price Per Unit: 99.76
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade Credit Fund
Name of Underwriter or Dealer Purchased From: Barclays Capital Inc.
Names of Underwriting Syndicate Members: Goldman, Sachs & Co.;
Barclays Capital Inc.;
BNP Paribas Securities Corp.; Merrill Lynch, Pierce, Fenner & Smith, Inc.
Name of Issuer: BHP BILLITON FINANCE
Title of Security: BHP BILLITON FINANCE (US 6.25% 19 OCT 2075-20 144A
Date of First Offering: 10/14/2015
Dollar Amount Purchased: 900,000
Number of Shares or Par Value of Bonds Purchased: 900,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade Credit Fund
Name of Underwriter or Dealer Purchased From: J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members: Goldman, Sachs & Co.;
Citigroup Global Markets Inc.; Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC; Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC
Name of Issuer: 21ST CENTURY FOX AMERICA
Title of Security: 21ST CENTURY FOX AMERICA, 3.7% 15 OCT 2025-25 144A
Date of First Offering: 10/14/2015
Dollar Amount Purchased: 698,327
Number of Shares or Par Value of Bonds Purchased: 700,000
Price Per Unit: 99.76
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Credit Suisse Securities (USA) LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Capital One Securities, Inc.;
Citigroup Global Markets Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; J.P. Morgan Securities LLC;
RBC Capital Markets, LLC
Name of Issuer: CAPITAL ONE FINANCIAL CO
Title of Security:
CAPITAL ONE FINANCIAL CORPORAT 4.2% 29 OCT 2025-25
Date of First Offering: 10/26/2015
Dollar Amount Purchased: 899,928
Number of Shares or Par Value of Bonds Purchased:
900,000
Price Per Unit: 99.99
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global Markets Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.; Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC; PNC Capital Markets LLC;
U.S. Bancorp Investments, Inc.; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: STRYKER CORP
Title of Security: STRYKER CORPORATION 3.375% 01 NOV 2025-25
Date of First Offering: 10/26/2015
Dollar Amount Purchased: 1,399,874
Number of Shares or Par Value of Bonds Purchased: 1,400,000
Price Per Unit: 99.99
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Global Income Fund
Name of Underwriter or Dealer Purchased From:
Credit Suisse Securities (USA) LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Capital One Securities, Inc.;
Citigroup Global Markets Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; J.P. Morgan Securities LLC;
RBC Capital Markets, LLC
Name of Issuer: CAPITAL ONE FINANCIAL CO
Title of Security: CAPITAL ONE FINANCIAL
CORPORAT 4.2% 29 OCT 2025-25
Date of First Offering: 10/26/2015
Dollar Amount Purchased: 1,349,892
Number of Shares or Par Value of Bonds Purchased:
1,350,000
Price Per Unit: 99.99
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
Credit Suisse Securities (USA) LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Capital One Securities, Inc.;
Citigroup Global Markets Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; J.P. Morgan Securities LLC;
RBC Capital Markets, LLC
Name of Issuer: CAPITAL ONE FINANCIAL CO
Title of Security: CAPITAL ONE
FINANCIAL CORPORAT 4.2% 29 OCT 2025-25
Date of First Offering: 10/26/2015
Dollar Amount Purchased: 2,474,802
Number of Shares or Par Value of Bonds Purchased:
2,475,000
Price Per Unit: 99.99
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade Credit Fund
Name of Underwriter or Dealer Purchased From:
Credit Suisse Securities (USA) LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Capital One Securities, Inc.;
Citigroup Global Markets Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; J.P. Morgan Securities LLC;
RBC Capital Markets, LLC
Name of Issuer: CAPITAL ONE FINANCIAL CO
Title of Security: CAPITAL ONE FINANCIAL
CORPORAT 4.2% 29 OCT 2025-25
Date of First Offering: 10/26/2015
Dollar Amount Purchased: 1,974,842
Number of Shares or Par Value of Bonds Purchased: 1,975,000
Price Per Unit: 99.99
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand Banking Group Ltd.;
Barclays Capital Inc.; BNP Paribas Securities Corp.;
BNY Mellon Capital Markets, LLC; Boenning & Scattergood, Inc.;
Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC; Deutsche Bank Securities Inc.;
Drexel Hamilton, LLC; HSBC Securities (USA) Inc.;
ING Financial Markets LLC; J.P. Morgan Securities LLC;
Lebenthal & Co., LLC;
Lloyds Bank plc; Macquarie Capital (USA) Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC;
RBS Securities Inc.; Standard Chartered Bank;
UBS Securities LLC; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: ACE INA HOLDINGS INC
Title of Security: ACE INA HOLDINGS INC.
2.875% 03 NOV 2022-22
Date of First Offering: 10/27/2015
Dollar Amount Purchased: 424,465
Number of Shares or Par Value of Bonds Purchased:
425,000
Price Per Unit: 99.87
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand Banking Group Ltd.;
Barclays Capital Inc.; BNP Paribas Securities Corp.;
BNY Mellon Capital Markets, LLC; Boenning & Scattergood, Inc.;
Citigroup Global Markets Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Lloyds Bank plc; Macquarie Capital (USA) Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC;
RBS Securities Inc.; Standard Chartered Bank;
UBS Securities LLC; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: ACE INA HOLDINGS INC
Title of Security: ACE INA HOLDINGS INC.
3.35% 03 MAY 2026-26
Date of First Offering: 10/27/2015
Dollar Amount Purchased: 498,465
Number of Shares or Par Value of Bonds Purchased:
500,000
Price Per Unit: 99.69
Resolution Approved:
Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Global Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; BNY Mellon Capital Markets, LLC;
Boenning & Scattergood, Inc.; Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC; Deutsche Bank Securities Inc.;
Drexel Hamilton, LLC; HSBC Securities (USA) Inc.;
ING Financial Markets LLC; J.P. Morgan Securities LLC;
Lebenthal & Co., LLC;
Lloyds Bank plc; Macquarie Capital (USA) Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC;
RBS Securities Inc.; Standard Chartered Bank; UBS Securities LLC;
Wells Fargo Securities, LLC; The Williams Capital Group, L.P.
Name of Issuer: ACE INA HOLDINGS INC
Title of Security: ACE INA HOLDINGS INC. 2.875% 03 NOV 2022-22
Date of First Offering: 10/27/2015
Dollar Amount Purchased: 798,992
Number of Shares or Par Value of Bonds Purchased:
800,000
Price Per Unit: 99.87
Resolution Approved: Approved at the February 11, 2016
Board Meeting.
Name of Fund: Goldman Sachs Enhanced Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand Banking Group Ltd.;
Barclays Capital Inc.; BNP Paribas Securities Corp.;
BNY Mellon Capital Markets, LLC; Boenning & Scattergood, Inc.;
Citigroup Global Markets Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Lloyds Bank plc; Macquarie Capital (USA) Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Standard Chartered Bank;
UBS Securities LLC; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: ACE INA HOLDINGS INC
Title of Security: ACE INA HOLDINGS INC.
2.3% 03 NOV 2020-20
Date of First Offering: 10/27/2015
Dollar Amount Purchased: 874,510
Number of Shares or Par Value of Bonds Purchased:
875,000
Price Per Unit: 99.94
Resolution Approved: Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; BNY Mellon
Capital Markets, LLC; Boenning & Scattergood, Inc.;
Citigroup Global Markets Inc.; Credit Suisse Securities
(USA) LLC; Deutsche Bank Securities Inc.;
Drexel Hamilton, LLC; HSBC Securities (USA) Inc.;
ING Financial Markets LLC; J.P. Morgan Securities LLC;
Lebenthal & Co., LLC;
Lloyds Bank plc; Macquarie Capital (USA) Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Standard Chartered Bank;
UBS Securities LLC; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: ACE INA HOLDINGS INC
Title of Security: ACE INA HOLDINGS INC.
2.875% 03 NOV 2022-22
Date of First Offering: 10/27/2015
Dollar Amount Purchased: 1,173,520
Number of Shares or Par Value of
Bonds Purchased: 1,175,000
Price Per Unit: 99.87
Resolution Approved: Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and
New Zealand Banking Group Ltd.; Barclays Capital Inc.;
BNP Paribas Securities Corp.;
BNY Mellon Capital Markets, LLC;
Boenning & Scattergood, Inc.;
Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Lloyds Bank plc; Macquarie Capital (USA) Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Standard Chartered Bank;
UBS Securities LLC; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: ACE INA HOLDINGS INC
Title of Security: ACE INA HOLDINGS INC.
3.35% 03 MAY 2026-26
Date of First Offering: 10/27/2015
Dollar Amount Purchased: 1,370,779
Number of Shares or Par Value of Bonds Purchased:
1,375,000
Price Per Unit: 99.69
Resolution Approved:
Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and
New Zealand Banking Group Ltd.; Barclays Capital Inc.;
BNP Paribas Securities Corp.;
BNY Mellon Capital Markets, LLC;
Boenning & Scattergood, Inc.;
Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
Drexel Hamilton, LLC; HSBC Securities (USA) Inc.;
ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Lloyds Bank plc; Macquarie Capital (USA) Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Standard Chartered Bank;
UBS Securities LLC; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: ACE INA HOLDINGS INC
Title of Security: ACE INA HOLDINGS INC.
2.3% 03 NOV 2020-20
Date of First Offering: 10/27/2015
Dollar Amount Purchased: 649,636
Number of Shares or Par Value of Bonds Purchased:
650,000
Price Per Unit: 99.94
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment
Grade Credit Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and
New Zealand Banking Group Ltd.; Barclays Capital Inc.;
BNP Paribas Securities Corp.;
BNY Mellon Capital Markets, LLC; Boenning & Scattergood, Inc.;
Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.;
ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Lloyds Bank plc; Macquarie Capital (USA) Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC;
RBS Securities Inc.; Standard Chartered Bank;
UBS Securities LLC; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: ACE INA HOLDINGS INC
Title of Security: ACE INA HOLDINGS INC.
2.875% 03 NOV 2022-22
Date of First Offering: 10/27/2015
Dollar Amount Purchased: 948,803
Number of Shares or Par Value of Bonds Purchased:
950,000
Price Per Unit: 99.87
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade
Credit Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and
New Zealand Banking Group Ltd.; Barclays Capital Inc.;
BNP Paribas Securities Corp.;
BNY Mellon Capital Markets, LLC; Boenning & Scattergood, Inc.;
Citigroup Global Markets Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; Drexel Hamilton, LLC; HSBC Securities
(USA) Inc.;
ING Financial Markets LLC; J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Lloyds Bank plc; Macquarie Capital (USA) Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC;
RBS Securities Inc.; Standard Chartered Bank; UBS Securities LLC;
Wells Fargo Securities, LLC; The Williams Capital Group, L.P.
Name of Issuer: ACE INA HOLDINGS INC
Title of Security: ACE INA HOLDINGS INC. 3.35% 03 MAY 2026-26
Date of First Offering: 10/27/2015
Dollar Amount Purchased: 1,046,777
Number of Shares or Par Value of Bonds Purchased: 1,050,000
Price Per Unit: 99.69
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
CastleOak Securities, L.P.; Citigroup Global Markets Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Samuel A. Ramirez & Company, Inc.; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: MICROSOFT CORP
Title of Security: MICROSOFT CORPORATION 3.125% 03 NOV 2025-25
Date of First Offering: 10/29/2015
Dollar Amount Purchased: 799,792
Number of Shares or Par Value of Bonds Purchased: 800,000
Price Per Unit: 99.97
Resolution Approved: Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Citigroup Global Markets Inc.;
Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mizuho Securities USA Inc.; RBC Capital Markets, LLC;
Wells Fargo Securities, LLC
Name of Issuer: LENNAR CORP
Title of Security: LENNAR CORPORATION
4.875% 15 DEC 2023-23
Date of First Offering: 10/29/2015
Dollar Amount Purchased: 4,710,528
Number of Shares or Par Value of
Bonds Purchased: 4,750,000
Price Per Unit: 99.17
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Strategic Income Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
CastleOak Securities, L.P.; Citigroup Global Markets Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Samuel A. Ramirez & Company, Inc.;
Wells Fargo Securities, LLC; The Williams Capital Group, L.P.
Name of Issuer: MICROSOFT CORP
Title of Security: MICROSOFT CORPORATION 3.125% 03 NOV 2025-25
Date of First Offering: 10/29/2015
Dollar Amount Purchased: 23,893,786
Number of Shares or Par Value of Bonds Purchased:
23,900,000
Price Per Unit: 99.97
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
CastleOak Securities, L.P.; Citigroup Global Markets Inc.;
HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Loop Capital Markets LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Samuel A. Ramirez & Company, Inc.;
Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: MICROSOFT CORP
Title of Security: MICROSOFT CORPORATION
3.125% 03 NOV 2025-25
Date of First Offering: 10/29/2015
Dollar Amount Purchased: 2,199,428
Number of Shares or Par Value of Bonds Purchased:
2,200,000
Price Per Unit: 99.97
Resolution Approved:
Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC
Name of Issuer: LEVEL 3 FINANCING INC
Title of Security: LEVEL 3 FINANCING, INC.
5.375% 15 JAN 2024-19 144A
Date of First Offering: 10/29/2015
Dollar Amount Purchased: 7,900,000
Number of Shares or Par Value of Bonds Purchased:
7,900,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment
Grade Credit Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.;
Blackstone Advisory Partners LP;
Credit Suisse Securities (USA) LLC;
Macquarie Capital (USA) Inc.;
Natixis Securities Americas LLC ;
RBC Capital Markets, LLC; UBS Securities LLC;
Wells Fargo Securities, LLC
Name of Issuer: MICROSOFT CORP
Title of Security:
MICROSOFT CORPORATION 3.125% 03 NOV 2025-25
Date of First Offering: 10/29/2015
Dollar Amount Purchased:
2,324,396
Number of Shares or Par Value of
Bonds Purchased: 2,325,000.00
Price Per Unit: 99.97
Resolution Approved:
Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs
Long Short Credit Strategies Fund
Name of Underwriter or Dealer
Purchased From: Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.;
Citigroup Global Markets Inc.;
Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.;
Mizuho Securities USA Inc.;
RBC Capital Markets, LLC;
Wells Fargo Securities, LLC
Name of Issuer: LENNAR CORP
Title of Security:
LENNAR CORPORATION 4.875% 15 DEC 2023-23
Date of First Offering: 10/29/2015
Dollar Amount Purchased: 129,911
Number of Shares or Par Value of Bonds
Purchased: 131,000
Price Per Unit: 99.17
Resolution Approved:
Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC
Name of Issuer: T-MOBILE USA INC
Title of Security: T-MOBILE USA, INC.
6.5% 15 JAN 2026-21
Date of First Offering: 11/02/2015
Dollar Amount Purchased: 14,050,000
Number of Shares or Par Value of Bonds Purchased:
14,050,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Barclays Capital Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.;
Citigroup
Global Markets Inc.; Credit Agricole
Securities
(USA) Inc.; Deutsche Bank Securities Inc.;
HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.;
Natixis Securities Americas LLC;
UniCredit Bank AG; Wells Fargo Securities, LLC
Name of Issuer: GOODYEAR TIRE & RUBBER
Title of Security:
THE GOODYEAR TIRE & RUBBER C 5.125% 15 NOV 2023-18
Date of First Offering: 11/02/2015
Dollar Amount Purchased:
1,850,000
Number of Shares or Par Value of Bonds Purchased:
1,850,000
Price Per Unit: 100.00
Resolution Approved:
Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Strategic Income Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC
Name of Issuer: T-MOBILE USA INC
Title of Security: T-MOBILE USA, INC.
6.5% 15 JAN 2026-21
Date of First Offering: 11/02/2015
Dollar Amount Purchased: 16,700,000
Number of Shares or Par Value of Bonds Purchased:
16,700,000
Price Per Unit: 100.00
Resolution Approved: Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC;
Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC
Name of Issuer: T-MOBILE USA INC
Title of Security:
T-MOBILE USA, INC. 6.5% 15 JAN 2026-21
Date of First Offering: 11/02/2015
Dollar Amount Purchased:
290,000
Number of Shares or Par Value of
Bonds Purchased: 290000
Price Per Unit: 100.00
Resolution Approved:
Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs
Long Short Credit Strategies Fund
Name of Underwriter or
Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.;
Citigroup Global Markets Inc.;
Credit Agricole Securities (USA) Inc.;
Lloyds Bank plc; Loop Capital Markets LLC;
Morgan Stanley & Co. LLC ;
RBC Capital Markets, LLC; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; Siebert,
Brandford, Shank & Co., L.L.C.;
Telsey Advisory Group LLC; U.S. Bancorp Investments, Inc.;
The Williams Capital Group, L.P.
Name of Issuer: ALLY FINANCIAL INC
Title of Security:
ALLY FINANCIAL INC. 3.25% 05 NOV 2018
Date of First Offering: 11/02/2015
Dollar Amount Purchased: 482,314
Number of Shares or Par Value of
Bonds Purchased: 483,000
Price Per Unit: 99.86
Resolution Approved: Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global Markets Inc.;
Credit Agricole Securities (USA) Inc.;
Deutsche Bank Securities Inc.;
HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC ;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Natixis Securities Americas LLC; UniCredit Bank AG;
Wells Fargo Securities, LLC
Name of Issuer: GOODYEAR TIRE & RUBBER
Title of Security: THE GOODYEAR TIRE &
RUBBER C 5.125% 15 NOV 2023-18
Date of First Offering: 11/02/2015
Dollar Amount Purchased: 289,000
Number of Shares or Par Value of Bonds Purchased:
289,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Blackstone Advisory Partners LP;
Citigroup Global Markets Inc.;
Deutsche Bank Securities Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
RBC Capital Markets, LLC
Name of Issuer: SUMMIT MATERIALS LLC/FIN
Title of Security: SUMMIT MATERIALS
LLC 6.125% 15 JUL 2023-18 144A
Date of First Offering: 11/04/2015
Dollar Amount Purchased: 19,427,812
Number of Shares or Par Value of Bonds
Purchased: 19,550,000
Price Per Unit: 99.38
Resolution Approved:
Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short
Credit Strategies Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.;
Deutsche Bank Securities Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC;
Natixis Securities Americas LLC
Name of Issuer: SABRE GLBL INC
Title of Security: SABRE GLBL INC.
5.25% 15 NOV 2023-18 144A
Date of First Offering: 11/04/2015
Dollar Amount Purchased: 68,000
Number of Shares or Par Value of
Bonds Purchased: 68,000
Price Per Unit: 100.00
Resolution Approved:
Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Credit Suisse Securities (USA) LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; CastleOak Securities, L.P.;
Credit Agricole Securities (USA) Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; Lebenthal & Co., LLC;
Loop Capital Markets LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; RBC Capital Markets, LLC;
Samuel A. Ramirez & Company, Inc.; Scotia Capital (USA) Inc.;
SMBC Nikko Securities Inc.; SunTrust Robinson Humphrey, Inc.;
TD Securities USA LLC; U.S. Bancorp Investments, Inc.;
UBS Securities LLC; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: CCOH SAFARI LLC
Title of Security: CCOH SAFARI, LLC 5.75% 15 FEB 2026-21 144A
Date of First Offering: 11/05/2015
Dollar Amount Purchased: 20,850,000
Number of Shares or Par Value of Bonds Purchased:
20,850,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Strategic Income Fund
Name of Underwriter or Dealer Purchased From:
Credit Suisse Securities (USA) LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; CastleOak Securities, L.P.;
Credit Agricole Securities (USA) Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.; Mizuho Securities USA Inc.;
RBC Capital Markets, LLC; Samuel A. Ramirez & Company, Inc.;
Scotia Capital (USA) Inc.; SMBC Nikko Securities Inc.;
SunTrust Robinson Humphrey, Inc.;
TD Securities USA LLC; U.S. Bancorp Investments, Inc.;
UBS Securities LLC; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: CCOH SAFARI LLC
Title of Security: CCOH SAFARI,
LLC 5.75% 15 FEB 2026-21 144A
Date of First Offering: 11/05/2015
Dollar Amount Purchased: 19,250,000
Number of Shares or Par Value of Bonds Purchased:
19,250,000
Price Per Unit: 100.00
Resolution Approved: Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
Credit Suisse Securities (USA) LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; CastleOak Securities, L.P.;
Credit Agricole Securities (USA) Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.;
RBC Capital Markets, LLC;
Samuel A. Ramirez & Company, Inc.;
Scotia Capital (USA) Inc.;
SMBC Nikko Securities Inc.;
SunTrust Robinson Humphrey, Inc.;
TD Securities USA LLC; U.S. Bancorp Investments, Inc.;
UBS Securities LLC; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: CCOH SAFARI LLC
Title of Security:
CCOH SAFARI, LLC 5.75% 15 FEB 2026-21 144A
Date of First Offering: 11/05/2015
Dollar Amount Purchased: 880,000
Number of Shares or Par Value of Bonds Purchased:
880,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
RBC Capital Markets, LLC;
Wells Fargo Securities, LLC
Name of Issuer: SALLY HOLDINGS/SALLY CAP
Title of Security: SALLY HOLDINGS LLC 5.625% 01 DEC 2025-20
Date of First Offering: 11/18/2015
Dollar Amount Purchased: 450,000
Number of Shares or Par Value of Bonds Purchased: 450,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
RBC Capital Markets, LLC;
Wells Fargo Securities, LLC
Name of Issuer: SALLY HOLDINGS/SALLY CAP
Title of Security: SALLY HOLDINGS LLC 5.625%
01 DEC 2025-20
Date of First Offering: 11/18/2015
Dollar Amount Purchased: 7,300,000
Number of Shares or Par Value of Bonds Purchased:
7,300,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
RBC Capital Markets, LLC;
Wells Fargo Securities, LLC
Name of Issuer: SALLY HOLDINGS/SALLY CAP
Title of Security: SALLY HOLDINGS LLC
5.625% 01 DEC 2025-20
Date of First Offering: 11/18/2015
Dollar Amount Purchased: 382,000
Number of Shares or Par Value of Bonds Purchased:
382,000
Price Per Unit: 100.00
Resolution Approved: Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs
Strategic Income Fund
Name of Underwriter or Dealer Purchased From:
HSBC Securities (USA) Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; HSBC Securities (USA) Inc.;
Morgan Stanley & Co. LLC
Name of Issuer: GRUPO TELEVISA SAB
Title of Security:
GRUPO TELEVISA, SOCIEDAD ANO 4.625% 30 JAN 2026-25
Date of First Offering: 11/19/2015
Dollar Amount Purchased: 3,379,090
Number of Shares or Par Value of Bonds Purchased:
3,400,000
Price Per Unit: 99.39
Resolution Approved: Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Strategic Income Fund
Name of Underwriter or Dealer Purchased From:
HSBC Securities (USA) Inc.;
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; HSBC Securities (USA) Inc.;
Morgan Stanley & Co. LLC
Name of Issuer: GRUPO TELEVISA SAB
Title of Security: GRUPO TELEVISA,
SOCIEDAD ANO 6.125% 31 JAN 2046-45
Date of First Offering: 11/19/2015
Dollar Amount Purchased: 14,263,779
Number of Shares or Par Value of Bonds Purchased:
14,310,000
Price Per Unit: 99.68
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Emerging Markets
Debt Fund
Name of Underwriter or Dealer Purchased From:
HSBC Securities (USA) Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.;
HSBC Securities (USA) Inc.;
Morgan Stanley & Co. LLC
Name of Issuer: GRUPO TELEVISA SAB
Title of Security:
GRUPO TELEVISA, SOCIEDAD ANO 4.625% 30 JAN 2026-25
Date of First Offering: 11/19/2015
Dollar Amount Purchased: 377,663
Number of Shares or Par Value of Bonds
Purchased: 380,000
Price Per Unit: 99.39
Resolution Approved: Approved at
the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Emerging
Markets Debt Fund
Name of Underwriter or Dealer Purchased From:
HSBC Securities (USA) Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; HSBC Securities (USA) Inc.;
Morgan Stanley & Co. LLC
Name of Issuer: GRUPO TELEVISA SAB
Title of Security: GRUPO TELEVISA,
SOCIEDAD ANO 6.125% 31 JAN 2046-45
Date of First Offering: 11/19/2015
Dollar Amount Purchased: 1,604,800
Number of Shares or Par Value of
Bonds Purchased: 1,610,000
Price Per Unit: 99.68
Resolution Approved:
Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs
Dynamic Emerging Markets Debt Fund
Name of Underwriter or Dealer
Purchased From: HSBC Securities (USA) Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.;
HSBC Securities (USA) Inc.; Morgan Stanley & Co. LLC
Name of Issuer: GRUPO TELEVISA SAB
Title of Security: GRUPO TELEVISA,
SOCIEDAD ANO 6.125% 31 JAN 2046-45
Date of First Offering: 11/19/2015
Dollar Amount Purchased: 199,354
Number of Shares or Par Value of
Bonds Purchased: 200,000
Price Per Unit: 99.68
Resolution Approved: Approved at
the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs
Long Short Credit Strategies Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Rabo Securities USA, Inc.; Scotia Capital (USA) Inc.;
SunTrust Robinson Humphrey, Inc.;
Wells Fargo Securities, LLC
Name of Issuer: CONSTELLATION BRANDS INC
Title of Security: CONSTELLATION BRANDS,
INC. 4.75% 01 DEC 2025
Date of First Offering: 11/19/2015
Dollar Amount Purchased: 156,000
Number of Shares or Par Value of Bonds Purchased:
156,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; J.P. Morgan Securities LLC;
Morgan Stanley & Co. LLC; Wells Fargo Securities, LLC;
William Blair & Company, L.L.C.
Name of Issuer: WHOLE FOODS MARKET INC
Title of Security: WHOLE FOODS MARKET, INC.
5.2% 03 DEC 2025-25 144A
Date of First Offering: 11/30/2015
Dollar Amount Purchased: 424,409
Number of Shares or Par Value of Bonds Purchased:
425,000
Price Per Unit: 99.86
Resolution Approved: Approved at the February 11
, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BMO Capital Markets Corp.; Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Mitsubishi UFJ
Securities (USA), Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
SG Americas Securities, LLC;
UBS Securities LLC; Wells Fargo Securities, LLC
Name of Issuer: PIONEER NATURAL RESOURCE
Title of Security: PIONEER NATURAL
RESOURCES COM 3.45% 15 JAN 2021-20
Date of First Offering: 11/30/2015
Dollar Amount Purchased: 523,688
Number of Shares or Par Value of Bonds Purchased:
525,000
Price Per Unit: 99.75
Resolution Approved: Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.;
BNY Mellon Capital Markets, LLC;
Citigroup Global Markets Inc.;
ING Financial Markets LLC;
J.P. Morgan Securities LLC;
KeyBanc Capital Markets Inc.;
Merrill Lynch, Pierce,
Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC;
Scotia Capital (USA) Inc.;
SMBC Nikko Securities Inc.;
U.S. Bancorp Investments, Inc.
Name of Issuer:
THERMO FISHER SCIENTIFIC
Title of Security:
THERMO FISHER SCIENTIFIC INC.
3.65% 15 DEC 2025-25
Date of First Offering:
11/30/2015
Dollar Amount Purchased:
349,503
Number of Shares or Par
Value of Bonds Purchased:
350,000
Price Per Unit: 99.86
Resolution Approved:
Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs
Core Fixed Income Fund
Name of Underwriter or Dealer
Purchased From: Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.;
J.P. Morgan Securities LLC;
Morgan Stanley & Co. LLC;
Wells Fargo Securities, LLC;
William Blair & Company, L.L.C.
Name of Issuer: WHOLE
FOODS MARKET INC
Title of Security:
WHOLE FOODS MARKET, INC.
5.2% 03 DEC 2025-25 144A
Date of First Offering:
11/30/2015
Dollar Amount Purchased:
1,173,367
Number of Shares or Par
Value of Bonds Purchased:
1,175,000
Price Per Unit: 99.86
Resolution Approved:
Approved at the February 11,
2016 Board Meeting.
Name of Fund:
Goldman Sachs Core
Fixed Income Fund
Name of Underwriter or
Dealer Purchased From: Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BMO Capital Markets Corp.;
Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Morgan Stanley & Co. LLC; RBC
Capital Markets, LLC;
SG Americas Securities, LLC;
UBS Securities LLC; Wells Fargo Securities, LLC
Name of Issuer: PIONEER NATURAL RESOURCE
Title of Security: PIONEER NATURAL
RESOURCES COM 3.45% 15 JAN 2021-20
Date of First Offering: 11/30/2015
Dollar Amount Purchased: 1,446,375
Number of Shares or Par Value of Bonds Purchased:
1,450,000
Price Per Unit: 99.75
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
Mizuho Securities USA Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BNY Mellon Capital Markets,
LLC; Citigroup Global Markets Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; KeyBanc Capital Markets Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
Scotia Capital (USA) Inc.; SMBC Nikko Securities Inc.;
U.S. Bancorp Investments, Inc.
Name of Issuer: THERMO FISHER SCIENTIFIC
Title of Security: THERMO FISHER SCIENTIFIC INC.
3.65% 15 DEC 2025-25
Date of First Offering: 11/30/2015
Dollar Amount Purchased: 1,023,545
Number of Shares or Par Value of Bonds Purchased:
1,025,000
Price Per Unit: 99.86
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade
Credit Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; J.P. Morgan Securities LLC;
Morgan Stanley & Co. LLC; Wells Fargo Securities, LLC;
William Blair & Company, L.L.C.
Name of Issuer: WHOLE FOODS MARKET INC
Title of Security: WHOLE FOODS MARKET,
INC. 5.2% 03 DEC 2025-25 144A
Date of First Offering: 11/30/2015
Dollar Amount Purchased: 1,622,741
Number of Shares or Par Value of Bonds Purchased:
1,625,000
Price Per Unit: 99.86
Resolution Approved: Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short
Duration Income Fund
Name of Underwriter or Dealer Purchased From:
Mizuho Securities USA Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.;
BNY Mellon Capital Markets, LLC;
Citigroup Global Markets Inc.;
ING Financial Markets LLC; J.P. Morgan Securities LLC;
KeyBanc Capital Markets Inc.; Merrill Lynch,
Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC;
Scotia Capital (USA) Inc.;
SMBC Nikko Securities Inc.;
U.S. Bancorp Investments, Inc.
Name of Issuer: THERMO FISHER SCIENTIFIC
Title of Security:
THERMO FISHER SCIENTIFIC INC. 2.15% 14 DEC 2018
Date of First Offering: 11/30/2015
Dollar Amount Purchased: 474,986
Number of Shares or Par Value of Bonds Purchased:
475,000
Price Per Unit: 100.00
Resolution Approved: Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment
Grade Credit Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BMO Capital Markets Corp.; Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
SG Americas Securities, LLC;
UBS Securities LLC; Wells Fargo Securities, LLC
Name of Issuer: PIONEER NATURAL RESOURCE
Title of Security: PIONEER NATURAL
RESOURCES COM 3.45% 15 JAN 2021-20
Date of First Offering: 11/30/2015
Dollar Amount Purchased: 1,072,313
Number of Shares or Par Value of Bonds Purchased:
1,075,000
Price Per Unit: 99.75
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade Credit Fund
Name of Underwriter or Dealer Purchased From:
Mizuho Securities USA Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BNY Mellon Capital Markets, LLC;
Citigroup Global Markets Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; KeyBanc Capital Markets Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
Scotia Capital (USA) Inc.; SMBC Nikko Securities Inc.;
U.S. Bancorp Investments, Inc.
Name of Issuer: THERMO FISHER SCIENTIFIC
Title of Security: THERMO FISHER SCIENTIFIC INC.
3.65% 15 DEC 2025-25
Date of First Offering: 11/30/2015
Dollar Amount Purchased: 1,098,438
Number of Shares or Par Value of Bonds Purchased:
1,100,000
Price Per Unit: 99.86
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
Blaylock & Company, Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
PNC Capital Markets LLC; Rabo Securities USA, Inc.;
RBC Capital Markets, LLC; RBS Securities Inc.;
Samuel A. Ramirez & Company, Inc.;
Scotia Capital (USA) Inc.; SG Americas Securities, LLC;
SMBC Nikko Securities Inc.; Standard Chartered Bank;
SunTrust Robinson Humphrey, Inc.; TD Securities USA LLC;
U.S. Bancorp Investments, Inc.; UniCredit Bank AG;
Wells Fargo Securities, LLC; The Williams
Capital Group, L.P.
Name of Issuer: MCDONALDS CORP
Title of Security: MCDONALDS CORPORATION
3.7% 30 JAN 2026-25
Date of First Offering: 12/02/2015
Dollar Amount Purchased: 373,785
Number of Shares or Par Value of Bonds Purchased:
375,000
Price Per Unit: 99.68
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
Blaylock & Company, Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA),
Inc.; Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
PNC Capital Markets LLC; Rabo Securities USA, Inc.;
RBC Capital Markets, LLC; RBS Securities Inc.;
Samuel A. Ramirez & Company, Inc.; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
Standard Chartered Bank; SunTrust Robinson Humphrey, Inc.;
TD Securities USA LLC; U.S. Bancorp Investments, Inc.;
UniCredit Bank AG; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: MCDONALDS CORP
Title of Security: MCDONALDS CORPORATION
4.7% 09 DEC 2035-35
Date of First Offering: 12/02/2015
Dollar Amount Purchased: 647,914
Number of Shares or Par Value of Bonds Purchased:
650,000
Price Per Unit: 99.68
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Global Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
Blaylock & Company, Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
PNC Capital Markets LLC; Rabo Securities USA, Inc.;
RBC Capital Markets, LLC; RBS Securities Inc.;
Samuel A. Ramirez & Company, Inc.;
Scotia Capital (USA) Inc.; SG Americas Securities, LLC;
SMBC Nikko Securities Inc.; Standard Chartered Bank;
SunTrust Robinson Humphrey, Inc.;
TD Securities USA LLC; U.S. Bancorp Investments, Inc.;
UniCredit Bank AG; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: MCDONALDS CORP
Title of Security: MCDONALDS CORPORATION
2.75% 09 DEC 2020-20
Date of First Offering: 12/02/2015
Dollar Amount Purchased: 99,815
Number of Shares or Par Value of Bonds
Purchased: 100,000
Price Per Unit: 99.82
Resolution Approved: Approved at the
February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Global
Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and
New Zealand Banking Group Ltd.;
Barclays Capital Inc.; Blaylock & Company, Inc.;
BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.;
Drexel Hamilton, LLC; HSBC Securities (USA) Inc.;
ING Financial Markets LLC; J.P. Morgan Securities LLC;
Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
PNC Capital Markets LLC; Rabo Securities USA, Inc.;
RBC Capital Markets, LLC; RBS Securities Inc.;
Samuel A. Ramirez & Company, Inc.; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
Standard Chartered Bank; SunTrust Robinson Humphrey, Inc.;
TD Securities USA LLC; U.S. Bancorp Investments, Inc.;
UniCredit Bank AG; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: MCDONALDS CORP
Title of Security: MCDONALDS CORPORATION
3.7% 30 JAN 2026-25
Date of First Offering: 12/02/2015
Dollar Amount Purchased: 598,056
Number of Shares or Par Value of Bonds Purchased:
600,000
Price Per Unit: 99.68
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Global Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
Blaylock & Company, Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
PNC Capital Markets LLC; Rabo Securities USA, Inc.;
RBC Capital Markets, LLC; RBS Securities Inc.;
Samuel A. Ramirez & Company, Inc.; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
Standard Chartered Bank; SunTrust Robinson Humphrey, Inc.;
TD Securities USA LLC; U.S. Bancorp Investments, Inc.;
UniCredit Bank AG; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: MCDONALDS CORP
Title of Security: MCDONALDS CORPORATION
4.875% 09 DEC 2045-45
Date of First Offering: 12/02/2015
Dollar Amount Purchased: 200,000
Number of Shares or Par Value of Bonds Purchased:
200,000
Price Per Unit: 100.00
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Enhanced Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
Blaylock & Company, Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
PNC Capital Markets LLC; Rabo Securities USA, Inc.;
RBC Capital Markets, LLC; RBS Securities Inc.;
Samuel A. Ramirez & Company, Inc.; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
Standard Chartered Bank; SunTrust Robinson Humphrey, Inc.;
TD Securities USA LLC; U.S. Bancorp Investments, Inc.;
UniCredit Bank AG; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: MCDONALDS CORP
Title of Security: MCDONALDS CORPORATION
2.1% 07 DEC 2018
Date of First Offering: 12/02/2015
Dollar Amount Purchased: 624,694
Number of Shares or Par Value of Bonds Purchased:
625,000
Price Per Unit: 99.95
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
Blaylock & Company, Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
PNC Capital Markets LLC; Rabo Securities USA, Inc.;
RBC Capital Markets, LLC; RBS Securities Inc.;
Samuel A. Ramirez & Company, Inc.;
Scotia Capital (USA) Inc.; SG Americas Securities, LLC;
SMBC Nikko Securities Inc.; Standard Chartered Bank;
SunTrust Robinson Humphrey, Inc.; TD Securities USA LLC;
U.S. Bancorp Investments, Inc.; UniCredit Bank AG;
Wells Fargo Securities, LLC; The Williams Capital Group, L.P.
Name of Issuer: MCDONALDS CORP
Title of Security: MCDONALDS CORPORATION 3.7%
30 JAN 2026-25
Date of First Offering: 12/02/2015
Dollar Amount Purchased: 971,841
Number of Shares or Par Value of Bonds Purchased:
975,000
Price Per Unit: 99.68
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
Blaylock & Company, Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
PNC Capital Markets LLC; Rabo Securities USA, Inc.;
RBC Capital Markets, LLC; RBS Securities Inc.;
Samuel A. Ramirez & Company, Inc.; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
Standard Chartered Bank; SunTrust Robinson Humphrey, Inc.;
TD Securities USA LLC; U.S. Bancorp Investments, Inc.;
UniCredit Bank AG; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: MCDONALDS CORP
Title of Security: MCDONALDS CORPORATION 4.7%
09 DEC 2035-35
Date of First Offering: 12/02/2015
Dollar Amount Purchased: 1,744,383
Number of Shares or Par Value of Bonds Purchased:
1,750,000
Price Per Unit: 99.68
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration
Income Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
Blaylock & Company, Inc.; BNP Paribas
Securities Corp.; Citigroup Global Markets Inc.;
Drexel Hamilton, LLC; HSBC Securities (USA) Inc.;
ING Financial Markets LLC; J.P. Morgan Securities LLC;
Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA),
Inc.; Mizuho Securities USA Inc.; Morgan Stanley
& Co. LLC; PNC Capital Markets LLC; Rabo Securities
USA, Inc.; RBC Capital Markets, LLC; RBS Securities Inc.;
Samuel A. Ramirez & Company, Inc.; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
Standard Chartered Bank; SunTrust Robinson Humphrey, Inc.;
TD Securities USA LLC; U.S. Bancorp Investments, Inc.;
UniCredit Bank AG; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: MCDONALDS CORP
Title of Security: MCDONALDS CORPORATION
2.1% 07 DEC 2018
Date of First Offering: 12/02/2015
Dollar Amount Purchased: 449,780
Number of Shares or Par Value of Bonds Purchased:
450,000
Price Per Unit: 99.95
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade
Credit Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
Blaylock & Company, Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA),
Inc.; Mizuho Securities USA Inc.; Morgan Stanley & Co.
LLC; PNC Capital Markets LLC; Rabo Securities USA, Inc.;
RBC Capital Markets, LLC; RBS Securities Inc.;
Samuel A. Ramirez & Company, Inc.; Scotia Capital
(USA) Inc.; SG Americas Securities, LLC;
SMBC Nikko Securities Inc.; Standard Chartered Bank;
SunTrust Robinson Humphrey, Inc.; TD Securities USA LLC;
U.S. Bancorp Investments, Inc.; UniCredit Bank AG;
Wells Fargo Securities, LLC; The Williams Capital
Group, L.P.
Name of Issuer: MCDONALDS CORP
Title of Security: MCDONALDS CORPORATION 3.7%
30 JAN 2026-25
Date of First Offering: 12/02/2015
Dollar Amount Purchased: 647,894
Number of Shares or Par Value of Bonds Purchased:
650,000
Price Per Unit: 99.68
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade
Credit Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; Barclays Capital Inc.;
Blaylock & Company, Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Drexel Hamilton, LLC;
HSBC Securities (USA) Inc.; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
PNC Capital Markets LLC; Rabo Securities USA, Inc.;
RBC Capital Markets, LLC; RBS Securities Inc.;
Samuel A. Ramirez & Company, Inc.; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
Standard Chartered Bank; SunTrust Robinson Humphrey, Inc.;
TD Securities USA LLC; U.S. Bancorp Investments, Inc.;
UniCredit Bank AG; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: MCDONALDS CORP
Title of Security: MCDONALDS CORPORATION
4.7% 09 DEC 2035-35
Date of First Offering: 12/02/2015
Dollar Amount Purchased: 2,791,012
Number of Shares or Par Value of Bonds Purchased:
2,800,000
Price Per Unit: 99.68
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; CIBC World Markets Corp.;
Citigroup Global Markets Inc.; Deutsche Bank
Securities Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Lloyds Bank plc; Loop Capital Markets LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA),
Inc.; PNC Capital Markets LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Samuel A. Ramirez & Company, Inc.;
Siebert, Brandford, Shank & Co., L.L.C.; Standard
Chartered Bank; TD Securities USA LLC; U.S.
Bancorp Investments, Inc.; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: VISA INC
Title of Security: VISA INC. 3.15% 14 DEC 2025-25
Date of First Offering: 12/09/2015
Dollar Amount Purchased: 1,394,876
Number of Shares or Par Value of Bonds Purchased:
1,400,000
Price Per Unit: 99.63
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Global Income Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; CIBC World Markets Corp.;
Citigroup Global Markets Inc.; Deutsche Bank
Securities Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Lebenthal & Co.,
LLC; Lloyds Bank plc; Loop Capital Markets LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
PNC Capital Markets LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Samuel A. Ramirez & Company, Inc.;
Siebert, Brandford, Shank & Co., L.L.C.;
Standard Chartered Bank; TD Securities USA LLC;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: VISA INC
Title of Security: VISA INC. 2.8% 14 DEC 2022-22
Date of First Offering: 12/09/2015
Dollar Amount Purchased: 898,749
Number of Shares or Par Value of Bonds Purchased:
900,000
Price Per Unit: 99.86
Resolution Approved: Approved at the February 11
, 2016 Board Meeting.
Name of Fund: Goldman Sachs Global Income Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; CIBC World Markets Corp.;
Citigroup Global Markets Inc.; Deutsche Bank
Securities Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Lloyds Bank plc; Loop Capital Markets LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
PNC Capital Markets LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Samuel A. Ramirez & Company, Inc.;
Siebert, Brandford, Shank & Co., L.L.C.;
Standard Chartered Bank; TD Securities USA LLC;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: VISA INC
Title of Security: VISA INC. 3.15% 14
DEC 2025-25
Date of First Offering: 12/09/2015
Dollar Amount Purchased: 1,394,876
Number of Shares or Par Value of Bonds Purchased:
1,400,000
Price Per Unit: 99.63
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Enhanced Income Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; CIBC World Markets Corp.;
Citigroup Global Markets Inc.; Deutsche Bank Securities Inc.;
HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC;
Lebenthal & Co., LLC; Lloyds Bank plc;
Loop Capital Markets LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
PNC Capital Markets LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Samuel A. Ramirez & Company, Inc.;
Siebert, Brandford, Shank & Co., L.L.C.;
Standard Chartered Bank; TD Securities USA LLC;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: VISA INC
Title of Security:
VISA INC. 1.2% 14 DEC 2017
Date of First Offering: 12/09/2015
Dollar Amount Purchased:
2,723,556
Number of Shares or Par Value of
Bonds Purchased: 2,725,000
Price Per Unit: 99.95
Resolution Approved:
Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed
Income Fund
Name of Underwriter or Dealer Purchased
From: Merrill Lynch, Pierce,
Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.;
Barclays Capital Inc.; BBVA Securities Inc.;
CIBC World Markets Corp.; Citigroup Global Markets Inc.;
Deutsche Bank Securities Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Lloyds Bank plc; Loop Capital Markets LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
PNC Capital Markets LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Samuel A. Ramirez & Company, Inc.;
Siebert, Brandford, Shank & Co., L.L.C.;
Standard Chartered Bank; TD Securities USA LLC;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC; The Williams Capital Group, L.P.
Name of Issuer: VISA INC
Title of Security: VISA INC. 3.15% 14 DEC 2025-25
Date of First Offering: 12/09/2015
Dollar Amount Purchased: 3,761,184
Number of Shares or Par Value of Bonds Purchased:
3,775,000
Price Per Unit: 99.63
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration Income Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; CIBC World Markets Corp.;
Citigroup Global Markets Inc.; Deutsche Bank Securities Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Lebenthal & Co., LLC; Lloyds Bank plc; Loop Capital
Markets LLC; Merrill Lynch, Pierce, Fenner &
Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
PNC Capital Markets LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Samuel A. Ramirez & Company, Inc.;
Siebert, Brandford, Shank & Co., L.L.C.;
Standard Chartered Bank; TD Securities USA LLC;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: VISA INC
Title of Security: VISA INC. 1.2% 14 DEC 2017
Date of First Offering: 12/09/2015
Dollar Amount Purchased: 1,024,457
Number of Shares or Par Value of Bonds Purchased:
1,025,000
Price Per Unit: 99.95
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration Income Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; CIBC World Markets Corp.;
Citigroup Global Markets Inc.;
Deutsche Bank Securities Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Lebenthal & Co., LLC; Lloyds Bank plc;
Loop Capital Markets LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA),
Inc.; PNC Capital Markets LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Samuel A. Ramirez & Company, Inc.;
Siebert, Brandford, Shank & Co., L.L.C.;
Standard Chartered Bank; TD Securities USA LLC;
U.S. Bancorp Investments, Inc.; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: VISA INC
Title of Security: VISA INC. 2.2% 14 DEC 2020-20
Date of First Offering: 12/09/2015
Dollar Amount Purchased: 1,773,491
Number of Shares or Par Value of Bonds Purchased: 1,775,000
Price Per Unit: 99.92
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade Credit Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; CIBC World Markets Corp.;
Citigroup Global Markets Inc.; Deutsche
Bank Securities Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Lebenthal & Co., LLC;
Lloyds Bank plc; Loop Capital Markets LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
PNC Capital Markets LLC; RBC Capital Markets, LLC;
RBS Securities Inc.; Samuel A. Ramirez & Company, Inc.;
Siebert, Brandford, Shank & Co., L.L.C.;
Standard Chartered Bank; TD Securities USA LLC;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC; The Williams Capital Group, L.P.
Name of Issuer: VISA INC
Title of Security: VISA INC. 3.15% 14 DEC 2025-25
Date of First Offering: 12/09/2015
Dollar Amount Purchased: 4,408,805
Number of Shares or Par Value of Bonds Purchased: 4,425,000
Price Per Unit: 99.63
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BMO Capital Markets Corp.; CIBC World
Markets Corp.;
Citigroup Global Markets Inc.; Credit Suisse
Securities (USA) LLC; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.; Mizuho
Securities USA Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC; Scotia Capital (USA) Inc.;
U.S. Bancorp Investments, Inc.; UBS Securities LLC;
Wells Fargo Securities, LLC
Name of Issuer: DEVON ENERGY CORPORATION
Title of Security: DEVON ENERGY CORPORATION
5.85% 15 DEC 2025-25
Date of First Offering: 12/10/2015
Dollar Amount Purchased: 374,831
Number of Shares or Par Value of Bonds Purchased:
375,000
Price Per Unit: 99.96
Resolution Approved: Approved at the February
11, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income
Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BMO Capital Markets Corp.; CIBC World Markets Corp.;
Citigroup Global Markets Inc.; Credit Suisse
Securities (USA) LLC; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC; Scotia Capital (USA) Inc.;
U.S. Bancorp Investments, Inc.; UBS Securities LLC;
Wells Fargo Securities, LLC
Name of Issuer: DEVON ENERGY CORPORATION
Title of Security: DEVON ENERGY CORPORATION
5.85% 15 DEC 2025-25
Date of First Offering: 12/10/2015
Dollar Amount Purchased: 999,550
Number of Shares or Par Value of Bonds Purchased:
1,000,000
Price Per Unit: 99.96
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade Credit Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BMO Capital Markets Corp.; CIBC World Markets Corp.;
Citigroup Global Markets Inc.; Credit Suisse Securities (USA) LLC;
J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC; Scotia Capital (USA) Inc.;
U.S. Bancorp Investments, Inc.; UBS Securities LLC;
Wells Fargo Securities, LLC
Name of Issuer: DEVON ENERGY CORPORATION
Title of Security:
DEVON ENERGY CORPORATION
5.85% 15 DEC 2025-25
Date of First Offering: 12/10/2015
Dollar Amount Purchased: 724,674
Number of Shares or Par Value
of Bonds Purchased: 725,000
Price Per Unit: 99.96
Resolution Approved:
Approved at the February 11, 2016 Board Meeting.
Name of Fund: Goldman Sachs High
Yield Municipal Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays
Capital Inc.; Citigroup Global Markets Inc.;
City Securities Corp.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
PNC Capital Markets LLC; U.S. Bancorp Investments, Inc.
Name of Issuer: INDIANA ST MUNI PWR AGY
Title of Security: INDIANA MUNICIPAL
POWER AGENCY 5% 01 JAN 2042-26
Date of First Offering: 12/11/2015
Dollar Amount Purchased: 8,871,038
Number of Shares or Par Value of Bonds Purchased:
7,750,000
Price Per Unit: 114.47
Resolution Approved: Approved at the February 11,
2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Commerz Markets LLC;
Credit Agricole Securities (USA) Inc.;
Evercore Group, L.L.C.; Fifth Third Securities, Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC; Santander
Investment Securities Inc.; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
TD Securities USA LLC
Name of Issuer: AMERICAN TOWER CORP
Title of Security: AMERICAN TOWER CORPORATION
3.3% 15 FEB 2021-21
Date of First Offering: 01/08/2016
Dollar Amount Purchased: 324,522
Number of Shares or Par Value of Bonds Purchased:
325,000
Price Per Unit: 99.85
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Banca IMI S.p.A.;
Deutsche Bank Securities Inc.; J.P.
Morgan Securities LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Wells Fargo Securities, LLC
Name of Issuer: Intesa Sanpaolo SpA
Title of Security: INTESA SANPAOLO SPA
5.71% 15 JAN 2026 144A
Date of First Offering: 01/08/2016
Dollar Amount Purchased: 400,000
Number of Shares or Par Value of Bonds Purchased:
400,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Enhanced Income
Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BNY Mellon Capital Markets,
LLC; Citigroup Global Markets Inc.;
Drexel Hamilton, LLC; Fifth Third Securities, Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.;
PNC Capital Markets LLC;
RBC Capital Markets, LLC;
Santander Investment Securities Inc.;
Scott & Stringfellow, LLC;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC
Name of Issuer: Kroger Co/The
Title of Security:
THE KROGER CO. 2% 15 JAN 2019
Date of First Offering: 01/08/2016
Dollar Amount Purchased:
449,478
Number of Shares or Par Value of
Bonds Purchased: 450,000
Price Per Unit: 99.88
Resolution Approved:
Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs
Global Income Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Ltd.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; BNP Paribas
Securities Corp.; Citigroup Global Markets Inc.;
Commerz Markets LLC; Credit Agricole
Securities (USA) Inc.; Evercore Group,
L.L.C.; Fifth Third Securities, Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC; Santander
Investment Securities Inc.; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
TD Securities USA LLC
Name of Issuer: AMERICAN TOWER CORP
Title of Security: AMERICAN TOWER CORPORATION
3.3% 15 FEB 2021-21
Date of First Offering: 01/08/2016
Dollar Amount Purchased: 499,265
Number of Shares or Par Value of Bonds Purchased:
500,000
Price Per Unit: 99.85
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Strategic Income Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Banca IMI S.p.A.;
Deutsche Bank Securities Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Wells Fargo Securities, LLC
Name of Issuer: Intesa Sanpaolo SpA
Title of Security: INTESA SANPAOLO
SPA 5.71% 15 JAN 2026 144A
Date of First Offering: 01/08/2016
Dollar Amount Purchased: 17,050,000
Number of Shares or Par Value of Bonds Purchased:
17,050,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Commerz Markets LLC;
Credit Agricole Securities (USA) Inc.; Evercore Group, L.L.C.;
Fifth Third Securities, Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
Santander Investment Securities Inc.; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
TD Securities USA LLC
Name of Issuer: AMERICAN TOWER CORP
Title of Security: AMERICAN TOWER CORPORATION
3.3% 15 FEB 2021-21
Date of First Offering: 01/08/2016
Dollar Amount Purchased: 1,148,310
Number of Shares or Par Value of Bonds Purchased:
1,150,000
Price Per Unit: 99.85
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income
Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Banca IMI S.p.A.;
Deutsche Bank Securities Inc.; J.P.
Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Wells
Fargo Securities, LLC
Name of Issuer: Intesa Sanpaolo SpA
Title of Security: INTESA SANPAOLO SPA
5.71% 15 JAN 2026 144A
Date of First Offering: 01/08/2016
Dollar Amount Purchased: 1,150,000
Number of Shares or Par Value of Bonds Purchased:
1,150,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade
Credit Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BBVA Securities Inc.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Commerz Markets LLC;
Credit Agricole Securities (USA) Inc.;
Evercore Group, L.L.C.; Fifth Third Securities, Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC; Santander
Investment Securities Inc.; Scotia Capital (USA) Inc.;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
TD Securities USA LLC
Name of Issuer: AMERICAN TOWER CORP
Title of Security: AMERICAN TOWER CORPORATION
3.3% 15 FEB 2021-21
Date of First Offering: 01/08/2016
Dollar Amount Purchased: 1,148,310
Number of Shares or Par Value of Bonds Purchased:
1,150,000
Price Per Unit: 99.85
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade Credit Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Banca IMI S.p.A.;
Deutsche Bank Securities Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Wells Fargo Securities, LLC
Name of Issuer: Intesa Sanpaolo SpA
Title of Security: INTESA SANPAOLO
SPA 5.71% 15 JAN 2026 144A
Date of First Offering: 01/08/2016
Dollar Amount Purchased: 400,000
Number of Shares or Par Value of Bonds Purchased:
400,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.; Daiwa Securities Co.,
Ltd.; J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC;
Nomura Securities Co., Ltd.; SMBC Nikko Securities Inc.
Name of Issuer: NIPPON LIFE INSURANCE
Title of Security: NIPPON LIFE INSURANCE CO.
20 JAN 2046-26 144A
Date of First Offering: 01/13/2016
Dollar Amount Purchased: 575,000
Number of Shares or Par Value of Bonds Purchased:
575,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income
Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.; Daiwa Securities Co., Ltd.;
J.P. Morgan Securities LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC;
Nomura Securities Co., Ltd.; SMBC Nikko Securities Inc.
Name of Issuer: NIPPON LIFE INSURANCE
Title of Security: NIPPON LIFE INSURANCE CO.
20 JAN 2046-26 144A
Date of First Offering: 01/13/2016
Dollar Amount Purchased: 1,400,000
Number of Shares or Par Value of Bonds Purchased:
1,400,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment
Grade Credit Fund
Name of Underwriter or Dealer Purchased From:
Morgan Stanley & Co. LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.; Daiwa Securities Co.,
Ltd.; J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC;
Nomura Securities Co., Ltd.; SMBC Nikko Securities Inc.
Name of Issuer: NIPPON LIFE INSURANCE
Title of Security: NIPPON LIFE INSURANCE CO.
20 JAN 2046-26 144A
Date of First Offering: 01/13/2016
Dollar Amount Purchased: 1,425,000
Number of Shares or Par Value of Bonds Purchased:
1,425,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short
Credit Strategies Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Credit Suisse Securities (USA) LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Nomura Securities Co., Ltd.; RBC Capital Markets,
LLC; SunTrust Robinson Humphrey, Inc.
Name of Issuer: KINETICS CONCEPT/KCI USA
Title of Security: KINETIC CONCEPTS, INC.
7.875% 15 FEB 2021-18 144A
Date of First Offering: 02/02/2016
Dollar Amount Purchased: 55,000
Number of Shares or Par Value of Bonds Purchased:
55,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC; Deutsche
Bank Securities Inc.; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; UBS Securities LLC;
Wells Fargo Securities, LLC
Name of Issuer: CCO HLDGS LLC/CAP CORP
Title of Security: CCO HOLDINGS, LLC /
CCO 5.875% 01 APR 2024-19 144A
Date of First Offering: 02/04/2016
Dollar Amount Purchased: 8,900,000
Number of Shares or Par Value of Bonds Purchased:
8,900,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; UBS Securities LLC;
Wells Fargo Securities, LLC
Name of Issuer: CCO HLDGS LLC/CAP CORP
Title of Security: CCO HOLDINGS, LLC /
CCO 5.875% 01 APR 2024-19 144A
Date of First Offering: 02/04/2016
Dollar Amount Purchased: 373,000
Number of Shares or Par Value of Bonds Purchased:
373,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BMO Capital Markets Corp.;
Citigroup Global Markets Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Rabo Securities USA, Inc.
Name of Issuer: MTW FOODSERVICE ESCROW
Title of Security: MTW FOODSERVICE ESCROW CO 9.5%
15 FEB 2024-19 144A
Date of First Offering: 02/05/2016
Dollar Amount Purchased: 2,300,000
Number of Shares or Par Value of Bonds Purchased:
2,300,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BMO Capital Markets Corp.;
Citigroup Global Markets Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Rabo Securities USA, Inc.
Name of Issuer: MTW FOODSERVICE ESCROW
Title of Security: MTW FOODSERVICE ESCROW CO
9.5% 15 FEB 2024-19 144A
Date of First Offering: 02/05/2016
Dollar Amount Purchased: 67,000
Number of Shares or Par Value of Bonds Purchased:
67,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Enhanced Income Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
CastleOak Securities, L.P.;
Deutsche Bank Securities Inc.;
Drexel Hamilton, LLC; J.P. Morgan Securities LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.;
Samuel A. Ramirez & Company, Inc.;
Standard Chartered Bank; Wells
Fargo Securities, LLC
Name of Issuer: APPLE INC
Title of Security: APPLE INC. 1.7% 22
FEB 2019
Date of First Offering: 02/16/2016
Dollar Amount Purchased: 1,749,703
Number of Shares or Par Value of Bonds Purchased:
1,750,000
Price Per Unit: 99.98
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BBVA Securities Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
ING Financial Markets LLC;
Mizuho Securities USA Inc.;
Santander Investment Securities Inc.;
UBS Securities LLC
Name of Issuer: Philip Morris International In
Title of Security:
PHILIP MORRIS INTERNATIONAL I 2.75% 25 FEB 2026-25
Date of First Offering: 02/18/2016
Dollar Amount Purchased: 495,975
Number of Shares or Par Value of Bonds Purchased:
500,000
Price Per Unit: 99.20
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Global Income Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BBVA Securities Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; ING Financial Markets LLC;
Mizuho Securities USA Inc.; Santander
Investment Securities Inc.; UBS Securities LLC
Name of Issuer: Philip Morris International In
Title of Security: PHILIP MORRIS
INTERNATIONAL 1.875% 25 FEB 2021-21
Date of First Offering: 02/18/2016
Dollar Amount Purchased: 793,376
Number of Shares or Par Value of Bonds Purchased:
800,000
Price Per Unit: 99.17
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Global Income Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BBVA Securities Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
ING Financial Markets LLC;
Mizuho Securities USA Inc.;
Santander Investment Securities Inc.;
UBS Securities LLC
Name of Issuer: Philip Morris
International In
Title of Security:
PHILIP MORRIS INTERNATIONAL I
2.75% 25 FEB 2026-25
Date of First Offering: 02/18/2016
Dollar Amount Purchased:
1,289,535
Number of Shares or Par Value of
Bonds Purchased: 1,300,000
Price Per Unit: 99.20
Resolution Approved: Expected to be
approved at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Enhanced Income Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BBVA Securities Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
ING Financial Markets LLC;
Mizuho Securities USA Inc.;
Santander Investment Securities Inc.;
UBS Securities LLC
Name of Issuer: Philip Morris International In
Title of Security: PHILIP MORRIS
INTERNATIONAL INC 1.375% 25 FEB 2019
Date of First Offering: 02/18/2016
Dollar Amount Purchased: 572,947
Number of Shares or Par Value of Bonds Purchased:
575,000
Price Per Unit: 99.64
Resolution Approved: Expected to be
approved at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BBVA Securities Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
ING Financial Markets LLC;
Mizuho Securities USA Inc.;
Santander Investment Securities Inc.;
UBS Securities LLC
Name of Issuer: Philip
Morris International In
Title of Security:
PHILIP MORRIS INTERNATIONAL I 2.75% 25 FEB 2026-25
Date of First Offering: 02/18/2016
Dollar Amount Purchased:
1,066,346
Number of Shares or Par Value
of Bonds Purchased: 1,075,000
Price Per Unit: 99.20
Resolution Approved: Expected to be
approved at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Shor
t Credit Strategies Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Citigroup Global Markets Inc.;
Deutsche Bank Securities Inc.; Merrill Lynch,
Pierce, Fenner & Smith, Inc.
Name of Issuer: STANDARD INDUSTRIES INC
Title of Security: STANDARD INDUSTRIES INC
5.125% 15 FEB 2021-18 144A
Date of First Offering: 02/18/2016
Dollar Amount Purchased: 73,000
Number of Shares or Par Value of Bonds Purchased:
73,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner
& Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Citigroup
Global Markets Inc.; Deutsche Securities Inc.;
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Name of Issuer: STANDARD INDUSTRIES INC
Title of Security: STANDARD INDUSTRIES
INC. 5.5% 15 FEB 2023-19 144A
Date of First Offering: 02/18/2016
Dollar Amount Purchased: 73,000
Number of Shares or Par Value of Bonds
Purchased: 73,000
Price Per Unit: 100.00
Resolution Approved: Expected to be
approved at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade
Credit Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BBVA Securities Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.;
ING Financial Markets LLC;
Mizuho Securities USA Inc.;
Santander Investment Securities Inc.;
UBS Securities LLC
Name of Issuer: Philip Morris International In
Title of Security:
PHILIP MORRIS INTERNATIONAL I 2.75% 25 FEB 2026-25
Date of First Offering: 02/18/2016
Dollar Amount Purchased: 1,339,133
Number of Shares or Par Value of Bonds Purchased:
1,350,000
Price Per Unit: 99.20
Resolution Approved:
Expected to be approved at the June 15-16,
2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
Wells Fargo Securities, LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global
Markets Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Lloyds Bank plc;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
Scott & Stringfellow, LLC; Wells Fargo Securities, LLC
Name of Issuer: Cisco Systems Inc
Title of Security: CISCO SYSTEMS, INC. 2.2% 28 FEB 2021
Date of First Offering: 2/22/2016
Dollar Amount Purchased: 1,247,600
Number of Shares or Par Value of Bonds Purchased:
1,250,000
Price Per Unit: 99.81
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Enhanced Income Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup
Global Markets Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Lloyds Bank plc;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
Scott & Stringfellow, LLC; Wells Fargo Securities, LLC
Name of Issuer: Cisco Systems Inc
Title of Security: CISCO SYSTEMS, INC. 1.6% 28
FEB 2019
Date of First Offering: 02/22/2016
Dollar Amount Purchased: 1,149,667
Number of Shares or Par Value of Bonds Purchased:
1,150,000
Price Per Unit: 99.97
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income
Fund
Name of Underwriter or Dealer Purchased From:
Wells Fargo Securities, LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global
Markets Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Lloyds Bank plc;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
Scott & Stringfellow, LLC; Wells Fargo Securities, LLC
Name of Issuer: Cisco Systems Inc
Title of Security: CISCO SYSTEMS, INC. 2.2%
28 FEB 2021
Date of First Offering: 02/22/2016
Dollar Amount Purchased: 2,719,768
Number of Shares or Par Value of Bonds Purchased:
2,725,000
Price Per Unit: 99.81
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade
Credit Fund
Name of Underwriter or Dealer Purchased From:
Wells Fargo Securities, LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup
Global Markets Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Lloyds Bank plc; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC; Scott & Stringfellow, LLC;
Wells Fargo Securities, LLC
Name of Issuer: Cisco Systems Inc
Title of Security: CISCO SYSTEMS, INC. 2.2%
28 FEB 2021
Date of First Offering: 02/22/2016
Dollar Amount Purchased: 4,591,168
Number of Shares or Par Value of Bonds Purchased:
4,600,000
Price Per Unit: 99.81
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration Income Fund
Name of Underwriter or Dealer Purchased From:
Wells Fargo Securities, LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BMO Capital Markets Corp.; BNY Mellon Capital Markets, LLC;
Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC; Deutsche Bank Securities Inc.;
Fifth Third Securities, Inc.;
J.P. Morgan Securities LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC; PNC Capital Markets LLC;
RBC Capital Markets, LLC; SunTrust Robinson Humphrey, Inc.;
U.S. Bancorp Investments, Inc.; UBS Securities LLC;
Wells Fargo Securities, LLC; The Williams Capital Group, L.P.
Name of Issuer: UNITEDHEALTH GROUP INC
Title of Security: UNITEDHEALTH GROUP INCORPORATED
1.7% 15 FEB 2019
Date of First Offering: 02/22/2016
Dollar Amount Purchased: 2,324,140
Number of Shares or Par Value of Bonds Purchased:
2,325,000
Price Per Unit: 99.96
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From: Merrill
Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.; Credit Agricole
Securities (USA) Inc.; Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; Fifth Third Securities, Inc.;
J.P. Morgan Securities LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
SMBC Nikko Securities Inc.; SunTrust Robinson Humphrey, Inc.;
UBS Securities LLC; Wells Fargo Securities, LLC
Name of Issuer: HCA INC
Title of Security: HCA INC. 5.25% 15 JUN 2026-25
Date of First Offering: 03/01/2016
Dollar Amount Purchased: 7,315,000
Number of Shares or Par Value of Bonds Purchased:
7,315,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Floating Rate Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.;
Credit Agricole Securities (USA) Inc.;
Credit Suisse Securities (USA) LLC;
Deutsche Bank Securities Inc.; Fifth Third Securities, Inc.;
J.P. Morgan Securities LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC; RBC Capital Markets, LLC;
SMBC Nikko Securities Inc.; SunTrust Robinson Humphrey, Inc.;
UBS Securities LLC; Wells Fargo Securities, LLC
Name of Issuer: HCA INC
Title of Security: HCA INC. 5.25% 15 JUN 2026-25
Date of First Offering: 03/01/2016
Dollar Amount Purchased: 14,050,000
Number of Shares or Par Value of Bonds Purchased:
14,050,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.; Credit Agricole
Securities (USA) Inc.; Credit Suisse Securities
(USA) LLC; Deutsche Bank Securities Inc.;
Fifth Third Securities, Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
RBC Capital Markets, LLC; SMBC Nikko Securities Inc.;
SunTrust Robinson Humphrey, Inc.; UBS Securities LLC;
Wells Fargo Securities, LLC
Name of Issuer: HCA INC
Title of Security: HCA INC. 5.25% 15 JUN 2026-25
Date of First Offering: 03/01/2016
Dollar Amount Purchased: 763,000
Number of Shares or Par Value of Bonds Purchased:
763,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Municipal Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Cabrera Capital Markets, LLC; Citigroup Global
Markets Inc.; Fidelity Capital Markets; J.P. Morgan Securities LLC;
Jefferies LLC; Lebenthal & Co., LLC; Loop Capital Markets LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC; Piper Jaffray & Co.;
Raymond James Financial, Inc.;
RBC Capital Markets, LLC;
Rice Financial Products Co.;
Roosevelt & Cross, Inc.;
Samuel A. Ramirez & Company, Inc.;
Siebert, Brandford, Shank & Co., L.L.C.;
TD Securities Inc.; U.S. Bancorp
Investments, Inc.; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: NEW YORK CITY NY MUNI WTR FIN
Title of Security: NEW YORK CITY MUNICIPAL
WATER FI 5% 15 JUN 2037-26
Date of First Offering: 03/01/2016
Dollar Amount Purchased: 11,946,700
Number of Shares or Par Value of Bonds Purchased:
10,000,000
Price Per Unit: 119.47
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Municipal
Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Cabrera Capital Markets, LLC; Citigroup
Global Markets Inc.; Fidelity Capital Markets;
J.P. Morgan Securities LLC; Jefferies LLC;
Lebenthal & Co., LLC; Loop Capital Markets LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC; Piper Jaffray & Co.;
Raymond James Financial, Inc.; RBC Capital Markets,
LLC; Rice Financial Products Co.; Roosevelt & Cross, Inc.;
Samuel A. Ramirez & Company, Inc.; Siebert, Brandford,
Shank & Co., L.L.C.; TD Securities Inc.;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: NEW YORK CITY NY MUNI WTR FIN
Title of Security: NEW YORK CITY MUNICIPAL
WATER FI 5% 15 JUN 2038-26
Date of First Offering: 03/01/2016
Dollar Amount Purchased: 11,895,700
Number of Shares or Par Value of Bonds Purchased:
10,000,000
Price Per Unit: 118.96
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup
Global Markets Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Mitsubishi UFJ
Securities (USA), Inc.; Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC; PNC Capital Markets LLC;
U.S. Bancorp Investments, Inc.; Wells Fargo Securities,
LLC; The Williams Capital Group, L.P.
Name of Issuer: Stryker Corp
Title of Security: STRYKER CORPORATION
2.625% 15 MAR 2021-21
Date of First Offering: 03/03/2016
Dollar Amount Purchased: 274,896
Number of Shares or Par Value of Bonds Purchased:
275,000
Price Per Unit: 99.96
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global Markets Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC; PNC
Capital Markets LLC;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: Stryker Corp
Title of Security: STRYKER CORPORATION 3.5% 15
MAR 2026-25
Date of First Offering: 03/03/2016
Dollar Amount Purchased: 273,207
Number of Shares or Par Value of Bonds Purchased:
275,000
Price Per Unit: 99.35
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Global Income Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global Markets Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC;
PNC Capital Markets LLC;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: STRYKER CORP
Title of Security: STRYKER
CORPORATION 3.5% 15 MAR 2026-25
Date of First Offering: 03/03/2016
Dollar Amount Purchased: 49,674
Number of Shares or Par Value of Bonds Purchased:
50,000
Price Per Unit: 99.35
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Enhanced Income Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global Markets Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC; PNC Capital Markets LLC;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: Stryker Corp
Title of Security:
STRYKER CORPORATION 2% 08 MAR 2019
Date of First Offering:
03/03/2016
Dollar Amount Purchased:
1,548,202
Number of Shares or Par Value
of Bonds Purchased: 1,550,000
Price Per Unit: 99.88
Resolution Approved:
Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs
Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global Markets Inc.;
HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
PNC Capital Markets LLC;
U.S. Bancorp Investments, Inc.; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: Stryker Corp
Title of Security: STRYKER CORPORATION 2.625%
15 MAR 2021-21
Date of First Offering: 03/03/2016
Dollar Amount Purchased: 574,782
Number of Shares or Par Value of Bonds Purchased:
575,000
Price Per Unit: 99.96
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income
Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.; Mitsubishi UFJ
Securities (USA), Inc.; Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC; PNC Capital Markets LLC;
U.S. Bancorp Investments, Inc.; Wells Fargo Securities,
LLC; The Williams Capital Group, L.P.
Name of Issuer: Stryker Corp
Title of Security: STRYKER CORPORATION 3.5%
15 MAR 2026-25
Date of First Offering: 03/03/2016
Dollar Amount Purchased: 571,251
Number of Shares or Par Value of Bonds Purchased:
575,000
Price Per Unit: 99.35
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration Income Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global
Markets Inc.; HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.; Morgan Stanley & Co. LLC;
PNC Capital Markets LLC;
U.S. Bancorp Investments, Inc.; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: Stryker Corp
Title of Security: STRYKER CORPORATION
2% 08 MAR 2019
Date of First Offering: 03/03/2016
Dollar Amount Purchased: 1,223,579
Number of Shares or Par Value of Bonds Purchased:
1,225,000
Price Per Unit: 99.88
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade
Credit Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global Markets Inc.;
HSBC Securities (USA) Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.; Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC; PNC Capital Markets LLC;
U.S. Bancorp Investments, Inc.; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: Stryker Corp
Title of Security: STRYKER CORPORATION
2.625% 15 MAR 2021-21
Date of First Offering: 03/03/2016
Dollar Amount Purchased: 524,801
Number of Shares or Par Value of Bonds Purchased:
525,000
Price Per Unit: 99.96
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade Credit Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays
Capital Inc.;
BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.;
HSBC Securities (USA) Inc.;
J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mitsubishi UFJ Securities (USA), Inc.;
Mizuho Securities USA Inc.;
Morgan Stanley & Co. LLC;
PNC Capital Markets LLC;
U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: Stryker Corp
Title of Security: STRYKER
CORPORATION 3.5% 15 MAR 2026-25
Date of First Offering: 03/03/2016
Dollar Amount Purchased: 521,577
Number of Shares or Par Value of Bonds Purchased:
525,000
Price Per Unit: 99.35
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; ABN AMRO Securities (USA) LLC;
Australia and New Zealand Banking Group Ltd.;
BBVA Securities Inc.; Blaylock & Company, Inc.;
BMO Capital Markets Corp.;
BNY Mellon Capital Markets, LLC; Capital One Securities, Inc.;
CastleOak Securities, L.P.; Commerz Markets LLC; Danske Bank A/S;
Deutsche Bank Securities Inc.; Erste Group Bank AG;
The Huntington Investment Company; ING Financial Markets LLC;
Lebenthal & Co., LLC;
Lloyds Bank plc; Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mizuho Securities USA Inc.; National Australia Bank Ltd.;
Natixis Securities Americas LLC; Rabo Securities USA, Inc.;
RBS Securities Inc.; Santander Investment Securities Inc.;
Scotia Capital (USA) Inc.; Scott & Stringfellow, LLC;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
Standard Chartered Bank; Wells Fargo Securities, LLC
Name of Issuer: Bank of America Corp
Title of Security: BANK OF AMERICA CORPORATION
6.3% 10 MAR 2049-26
Date of First Offering: 03/07/2016
Dollar Amount Purchased: 5,400,000
Number of Shares or Par Value of Bonds Purchased:
5,400,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Strategic Income Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; ABN AMRO Securities (USA) LLC;
Australia and New Zealand Banking Group Ltd.;
BBVA Securities Inc.; Blaylock & Company, Inc.;
BMO Capital Markets Corp.;
BNY Mellon Capital Markets, LLC; Capital One Securities, Inc.;
CastleOak Securities, L.P.; Commerz Markets LLC;
Danske Bank A/S; Deutsche Bank Securities Inc.;
Erste Group Bank AG; The Huntington Investment Company;
ING Financial Markets LLC; Lebenthal & Co., LLC;
Lloyds Bank plc; Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mizuho Securities USA Inc.; National Australia Bank Ltd.;
Natixis Securities Americas LLC; Rabo Securities USA, Inc.;
RBS Securities Inc.; Santander Investment Securities Inc.;
Scotia Capital (USA) Inc.; Scott & Stringfellow, LLC;
SG Americas Securities, LLC; SMBC Nikko Securities Inc.;
Standard Chartered Bank; Wells Fargo Securities, LLC
Name of Issuer: Bank of America Corp
Title of Security: BANK OF AMERICA CORPORATION
6.3% 10 MAR 2049-26
Date of First Offering: 03/07/2016
Dollar Amount Purchased: 11,400,000
Number of Shares or Par Value of Bonds Purchased:
11,400,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.; Credit Suisse
Securities (USA) LLC; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC
Name of Issuer: LEVEL 3 FINANCING INC
Title of Security: LEVEL 3 FINANCING, INC.
5.25% 15 MAR 2026-21 144A
Date of First Offering: 03/08/2016
Dollar Amount Purchased: 10,350,000
Number of Shares or Par Value of Bonds Purchased:
10,350,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Enhanced Income Fund
Name of Underwriter or Dealer Purchased From:
Wells Fargo Securities, LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Wells Fargo Securities, LLC
Name of Issuer: BERKSHIRE HATHAWAY FIN
Title of Security: BERKSHIRE HATHAWAY
FINANCE CORP 1.45% 07 MAR 2018
Date of First Offering: 03/08/2016
Dollar Amount Purchased: 1,474,425
Number of Shares or Par Value of Bonds Purchased:
1,475,000
Price Per Unit: 99.96
Resolution Approved: Expected to be
approved at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Enhanced Income Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Wells Fargo Securities, LLC
Name of Issuer: BERKSHIRE HATHAWAY FIN
Title of Security: BERKSHIRE HATHAWAY
FINANCE CORP 1.7% 15 MAR 2019
Date of First Offering: 03/08/2016
Dollar Amount Purchased: 1,024,221
Number of Shares or Par Value of Bonds Purchased:
1,025,000
Price Per Unit: 99.92
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration
Income Fund
Name of Underwriter or Dealer Purchased From:
Wells Fargo Securities, LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Wells Fargo Securities, LLC
Name of Issuer: BERKSHIRE HATHAWAY FIN
Title of Security: BERKSHIRE HATHAWAY
FINANCE CORP 1.45% 07 MAR 2018
Date of First Offering: 03/08/2016
Dollar Amount Purchased: 1,149,552
Number of Shares or Par Value of Bonds Purchased:
1,150,000
Price Per Unit: 99.96
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration Income Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Wells Fargo Securities, LLC
Name of Issuer: BERKSHIRE HATHAWAY FIN
Title of Security: BERKSHIRE HATHAWAY
FINANCE CORP 1.7% 15 MAR 2019
Date of First Offering: 03/08/2016
Dollar Amount Purchased: 824,373
Number of Shares or Par Value of Bonds Purchased:
825,000
Price Per Unit: 99.92
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC;
J.P. Morgan Securities LLC; Merrill Lynch,
Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC
Name of Issuer: LEVEL 3 FINANCING INC
Title of Security: LEVEL 3 FINANCING, INC.
5.25% 15 MAR 2026-21 144A
Date of First Offering: 03/08/2016
Dollar Amount Purchased: 331,000
Number of Shares or Par Value of Bonds Purchased:
331,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration
Tax-Free Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Blaylock & Company, Inc.;
BOSC, Inc.; Citigroup Global Markets Inc.;
Drexel Hamilton, LLC; Fidelity Capital Markets;
FTN Financial Securities Corp.; Hutchinson,
Shockey, Erley & Co.; J.P. Morgan Securities LLC; Jefferies LLC;
KeyBanc Capital Markets Inc.; Loop Capital Markets LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mesirow Financial, Inc.; Morgan Stanley & Co. LLC;
Raymond James & Associates, Inc.;
RBC Capital Markets, LLC;
Rice Financial Products Co.;
Samuel A. Ramirez & Company, Inc.; Siebert,
Brandford, Shank & Co., L.L.C.; Stern Brothers & Co.;
Stifel, Nicolaus & Company, Inc.; U.S. Bancorp Investments,
Inc.; Wells Fargo Securities, LLC;
William Blair & Company, L.L.C.
Name of Issuer: CALIFORNIA ST
Title of Security: STATE OF CALIFORNIA 4% 01
DEC 2030-21
Date of First Offering: 03/10/2016
Dollar Amount Purchased: 58,374,160
Number of Shares or Par Value of Bonds Purchased:
52,000,000
Price Per Unit: 112.26
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration
Tax-Free Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Blaylock & Company, Inc.;
BOSC, Inc.; Citigroup Global Markets Inc.;
Drexel Hamilton, LLC; Fidelity Capital Markets;
FTN Financial Securities Corp.; Hutchinson,
Shockey, Erley & Co.; J.P. Morgan Securities LLC;
Jefferies LLC; KeyBanc Capital Markets Inc.;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Mesirow Financial, Inc.;
Morgan Stanley & Co. LLC; Raymond James &
Associates, Inc.; RBC Capital Markets, LLC;
Rice Financial Products Co.; Samuel A.
Ramirez & Company, Inc.; Siebert, Brandford,
Shank & Co., L.L.C.; Stern Brothers & Co.;
Stifel, Nicolaus & Company, Inc.; U.S.
Bancorp Investments, Inc.; Wells Fargo
Securities, LLC;
William Blair & Company, L.L.C.
Name of Issuer: CALIFORNIA ST
Title of Security: STATE OF CALIFORNIA
5% 01 SEP 2018
Date of First Offering: 03/10/2016
Dollar Amount Purchased: 4,408,680
Number of Shares or Par Value of Bonds Purchased:
4,000,000
Price Per Unit: 110.22
Resolution Approved: Expected to be approved a
t the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration
Tax-Free Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Blaylock & Company, Inc.;
BOSC, Inc.; Citigroup Global Markets Inc.;
Drexel Hamilton, LLC; Fidelity Capital Markets;
FTN Financial Securities Corp.; Hutchinson, Shockey,
Erley & Co.; J.P. Morgan Securities LLC; Jefferies LLC;
KeyBanc Capital Markets Inc.; Loop Capital Markets LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mesirow Financial, Inc.; Morgan Stanley & Co. LLC;
Raymond James & Associates, Inc.;
RBC Capital Markets, LLC; Rice Financial Products Co.;
Samuel A. Ramirez & Company, Inc.; Siebert,
Brandford, Shank & Co., L.L.C.; Stern Brothers & Co.;
Stifel, Nicolaus & Company, Inc.; U.S.
Bancorp Investments, Inc.; Wells Fargo Securities, LLC;
William Blair & Company, L.L.C.
Name of Issuer: CALIFORNIA ST
Title of Security: STATE OF CALIFORNIA 5% 01
SEP 2020
Date of First Offering: 03/10/2016
Dollar Amount Purchased: 5,831,350
Number of Shares or Par Value of Bonds Purchased:
5,000,000
Price Per Unit: 116.63
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration Tax-Free Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Blaylock & Company, Inc.;
BOSC, Inc.; Citigroup Global Markets Inc.;
Drexel Hamilton, LLC; Fidelity Capital Markets;
FTN Financial Securities Corp.; Hutchinson, Shockey, Erley & Co.;
J.P. Morgan Securities LLC; Jefferies LLC; KeyBanc Capital Markets Inc.;
Loop Capital Markets LLC; Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mesirow Financial, Inc.; Morgan Stanley & Co. LLC;
Raymond James & Associates, Inc.; RBC Capital Markets, LLC;
Rice Financial Products Co.; Samuel A. Ramirez & Company, Inc.;
Siebert, Brandford, Shank & Co., L.L.C.; Stern Brothers & Co.;
Stifel, Nicolaus & Company, Inc.; U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
William Blair & Company, L.L.C.
Name of Issuer: CALIFORNIA ST
Title of Security: STATE OF CALIFORNIA 3% 01 SEP 2018
Date of First Offering: 03/10/2016
Dollar Amount Purchased: 5,268,150
Number of Shares or Par Value of Bonds Purchased:
5,000,000
Price Per Unit: 105.36
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration Tax-Free Fund
Name of Underwriter or Dealer Purchased From:
Citigroup Global Markets Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Blaylock & Company, Inc.;
BOSC, Inc.; Citigroup Global Markets Inc.;
Drexel Hamilton, LLC; Fidelity Capital Markets;
FTN Financial Securities Corp.; Hutchinson, Shockey,
Erley & Co.; J.P. Morgan Securities LLC; Jefferies LLC;
KeyBanc Capital Markets Inc.; Loop Capital Markets LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Mesirow Financial, Inc.; Morgan Stanley & Co. LLC;
Raymond James & Associates, Inc.; RBC Capital Markets, LLC;
Rice Financial Products Co.; Samuel A. Ramirez & Company, Inc.;
Siebert, Brandford, Shank & Co., L.L.C.; Stern Brothers & Co.;
Stifel, Nicolaus & Company, Inc.; U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
William Blair & Company, L.L.C.
Name of Issuer: CALIFORNIA ST
Title of Security: STATE OF CALIFORNIA 3% 01 SEP 2019
Date of First Offering: 03/10/2016
Dollar Amount Purchased: 2,752,186
Number of Shares or Par Value of Bonds Purchased:
2,575,000
Price Per Unit: 106.88
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Emerging Markets Debt Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities plc
Names of Underwriting Syndicate Members: Goldman, Sachs & Co.;
BBVA Securities Inc.; J.P. Morgan Securities LLC
Name of Issuer: REPUBLIC OF COLOMBIA
Title of Security: COLOMBIAN GOVT 3.875% 22 MAR 2026
Date of First Offering: 03/16/2016
Dollar Amount Purchased: 2,591,434
Number of Shares or Par Value of Bonds Purchased:
2,340,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Dynamic Emerging Markets
Debt Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities plc
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BBVA Securities Inc.;
J.P. Morgan Securities LLC
Name of Issuer: REPUBLIC OF COLOMBIA
Title of Security: COLOMBIAN GOVT 3.875%
22 MAR 2026
Date of First Offering: 03/16/2016
Dollar Amount Purchased: 210,416
Number of Shares or Par Value of Bonds Purchased:
190,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Bond Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC; ING Financial
Markets LLC; J.P. Morgan Securities LLC; Mitsubishi
UFJ Securities (USA), Inc.; PNC Capital Markets LLC;
RBC Capital Markets, LLC; U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC; The Williams Capital Group, L.P.
Name of Issuer: Newell Rubbermaid Inc
Title of Security: NEWELL RUBBERMAID INC. 2.6%
29 MAR 2019
Date of First Offering: 03/18/2016
Dollar Amount Purchased: 624,856
Number of Shares or Par Value of Bonds Purchased:
625,000
Price Per Unit: 99.98
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Core Fixed Income Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Mitsubishi UFJ Securities (USA), Inc.;
PNC Capital Markets LLC; RBC Capital Markets, LLC;
U.S. Bancorp Investments, Inc.; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: Newell Rubbermaid Inc
Title of Security: NEWELL RUBBERMAID INC.
2.6% 29 MAR 2019
Date of First Offering: 03/18/2016
Dollar Amount Purchased: 1,274,707
Number of Shares or Par Value of Bonds Purchased:
1,275,000
Price Per Unit: 99.98
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade
Credit Fund
Name of Underwriter or Dealer Purchased From:
J.P. Morgan Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Citigroup Global Markets Inc.;
Credit Suisse Securities (USA) LLC; ING Financial Markets LLC;
J.P. Morgan Securities LLC; Mitsubishi UFJ Securities (USA), Inc.;
PNC Capital Markets LLC; RBC Capital Markets, LLC;
U.S. Bancorp Investments, Inc.; Wells Fargo Securities, LLC;
The Williams Capital Group, L.P.
Name of Issuer: Newell Rubbermaid Inc
Title of Security: NEWELL RUBBERMAID INC.
2.6% 29 MAR 2019
Date of First Offering: 03/18/2016
Dollar Amount Purchased: 1,774,592
Number of Shares or Par Value of Bonds Purchased:
1,775,000
Price Per Unit: 99.98
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Credit Agricole Securities (USA) Inc.;
Deutsche Bank Securities Inc.; J.P. Morgan Securities LLC;
Mitsubishi UFJ Securities (USA), Inc.; RBC Capital Markets, LLC
Name of Issuer: Aircastle Ltd
Title of Security: AIRCASTLE LIMITED 5% 01 APR 2023
Date of First Offering: 03/21/2016
Dollar Amount Purchased: 4,400,000
Number of Shares or Par Value of Bonds Purchased:
4,400,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
Deutsche Bank Securities Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; BNP Paribas Securities Corp.;
Citigroup Global Markets Inc.; Credit Agricole Securities (USA) Inc.;
Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC; Mitsubishi UFJ Securities (USA), Inc.;
RBC Capital Markets, LLC
Name of Issuer: Aircastle Ltd
Title of Security: AIRCASTLE LIMITED 5% 01 APR 2023
Date of First Offering: 03/21/2016
Dollar Amount Purchased: 263,000
Number of Shares or Par Value of Bonds Purchased:
263,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at the June 15-16,
2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credi
t Strategies Fund
Name of Underwriter or Dealer Purchased From:
Guggenheim Securities, LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Guggenheim Securities, LLC;
J.P. Morgan Securities LLC
Name of Issuer: INTELSAT JACKSON HOLDINGS S 8% 15
FEB 2024-19 144A
Title of Security: INTELSAT JACKSON HOLDINGS
S 8% 15 FEB 2024-19 144A
Date of First Offering: 03/21/2016
Dollar Amount Purchased: 123,000
Number of Shares or Par Value of Bonds Purchased:
123,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global Markets Inc.;
Credit Agricole Securities (USA) Inc.;
Fifth Third Securities, Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC; Scotia Capital (USA) Inc.;
SunTrust Robinson Humphrey, Inc.; U.S. Bancorp Investments, Inc.;
UBS Securities LLC
Name of Issuer: AMC Networks Inc
Title of Security: AMC NETWORKS INC. 5% 01 APR 2024-20
Date of First Offering: 03/23/2016
Dollar Amount Purchased: 14,150,000
Number of Shares or Par Value of Bonds Purchased:
14,150,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
BNP Paribas Securities Corp.; Citigroup Global Markets Inc.;
Credit Agricole Securities (USA) Inc.;
Fifth Third Securities, Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC; Scotia Capital (USA) Inc.;
SunTrust Robinson Humphrey, Inc.; U.S. Bancorp Investments, Inc.;
UBS Securities LLC
Name of Issuer: AMC Networks Inc
Title of Security: AMC NETWORKS INC. 5% 01 APR 2024-20
Date of First Offering: 03/23/2016
Dollar Amount Purchased: 348,000
Number of Shares or Par Value of Bonds Purchased:
348,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs High Yield Fund
Name of Underwriter or Dealer Purchased From:
Barclays Bank plc
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.; Credit Suisse
Securities (USA) LLC; Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Raymond James & Associates, Inc.;
Robert W. Baird & Co. Inc.; Scott & Stringfellow, LLC;
UBS Securities LLC;
Wells Fargo Securities, LLC
Name of Issuer: HD SUPPLY INC
Title of Security: HD SUPPLY, INC. 5.75%
15 APR 2024-19 144A
Date of First Offering: 03/28/2016
Dollar Amount Purchased: 8,945,000
Number of Shares or Par Value of Bonds Purchased:
8,945,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Long Short Credit
Strategies Fund
Name of Underwriter or Dealer Purchased From:
Barclays Capital Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Citigroup Global Markets Inc.; Credit Suisse
Securities (USA) LLC; Deutsche Bank Securities Inc.;
J.P. Morgan Securities LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Raymond James & Associates, Inc.;
Robert W. Baird & Co. Inc.; Scott & Stringfellow, LLC;
UBS Securities LLC;
Wells Fargo Securities, LLC
Name of Issuer: HD SUPPLY INC
Title of Security: HD SUPPLY, INC. 5.75% 15
APR 2024-19 144A
Date of First Offering: 03/28/2016
Dollar Amount Purchased: 302,000
Number of Shares or Par Value of Bonds Purchased:
302,000
Price Per Unit: 100.00
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Global Income Fund
Name of Underwriter or Dealer Purchased From:
UBS Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand Banking Group Ltd.;
BMO Capital Markets Corp.; BNY Mellon Capital Markets, LLC;
Capital One Securities, Inc.; CIBC World Markets Corp.;
Citigroup Global Markets Inc.;
Desjardins Securities Inc.; Drexel Hamilton, LLC;
Fifth Third Securities, Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC; National Australia Bank Ltd.;
National Bank of Canada Financial Inc.;
RBC Capital Markets, LLC; Regions Bank;
Scotia Capital (USA) Inc.; Scott & Stringfellow, LLC;
SunTrust Robinson Humphrey, Inc.; TD Securities USA LLC;
UBS Securities LLC;
Wells Fargo Securities, LLC; Westpac Banking Corp.
Name of Issuer: UBS GROUP FUNDING
Title of Security: UBS GROUP FUNDING (JERSEY)
LIM 3% 15 APR 2021 144A
Date of First Offering: 03/29/2016
Dollar Amount Purchased: 2,398,200
Number of Shares or Par Value of Bonds Purchased:
2,400,000
Price Per Unit: 99.93
Resolution Approved: Expected to be approved at
the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration
Income Fund
Name of Underwriter or Dealer Purchased From:
UBS Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zealand
Banking Group Ltd.; BMO Capital Markets Corp.;
BNY Mellon Capital Markets, LLC; Capital One Securities, Inc.;
CIBC World Markets Corp.; Citigroup Global Markets Inc.;
Desjardins Securities Inc.; Drexel Hamilton, LLC;
Fifth Third Securities, Inc.; J.P. Morgan Securities LLC;
Merrill Lynch, Pierce, Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC; National Australia Bank Ltd.;
National Bank of Canada Financial Inc.;
RBC Capital Markets, LLC; Regions Bank;
Scotia Capital (USA) Inc.; Scott & Stringfellow, LLC;
SunTrust Robinson Humphrey, Inc.; TD Securities USA LLC;
UBS Securities LLC;
Wells Fargo Securities, LLC; Westpac Banking Corp.
Name of Issuer: UBS GROUP FUNDING
Title of Security: UBS GROUP FUNDING (JERSEY)
LIM 3% 15 APR 2021 144A
Date of First Offering: 03/29/2016
Dollar Amount Purchased: 3,447,413
Number of Shares or Par Value of Bonds Purchased:
3,450,000
Price Per Unit: 99.93
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Investment Grade
Credit Fund
Name of Underwriter or Dealer Purchased From:
UBS Securities LLC
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Australia and New Zeal
and Banking Group Ltd.; BMO Capital Markets Corp.;
BNY Mellon Capital Markets, LLC; Capital One
Securities, Inc.; CIBC World Markets Corp.;
Citigroup Global Markets Inc.;
Desjardins Securities Inc.; Drexel Hamilton, LLC;
Fifth Third Securities, Inc.; J.P. Morgan
Securities LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.;
Morgan Stanley & Co. LLC; National Australia Bank Ltd.;
National Bank of Canada Financial Inc.;
RBC Capital Markets, LLC; Regions Bank;
Scotia Capital (USA) Inc.; Scott & Stringfellow, LLC;
SunTrust Robinson Humphrey, Inc.; TD Securities
USA LLC; UBS Securities LLC;
Wells Fargo Securities, LLC; Westpac Banking Corp.
Name of Issuer: UBS GROUP FUNDING
Title of Security: UBS GROUP FUNDING
(JERSEY) LIM 3% 15 APR 2021 144A
Date of First Offering: 03/29/2016
Dollar Amount Purchased: 2,198,350
Number of Shares or Par Value of Bonds Purchased:
2,200,000
Price Per Unit: 99.93
Resolution Approved: Expected to be approved
at the June 15-16, 2016 Board Meeting.
Name of Fund: Goldman Sachs Short Duration
Tax-Free Fund
Name of Underwriter or Dealer Purchased From:
Barclays Capital Inc.
Names of Underwriting Syndicate Members:
Goldman, Sachs & Co.; Barclays Capital Inc.;
Blaylock & Company, Inc.; Citigroup
Global Markets Inc.; Fidelity Capital Markets;
FTN Financial Securities Corp.; Hutchinson,
Shockey, Erley & Co.; J.P. Morgan Securities LLC;
Loop Capital Markets LLC; Merrill Lynch, Pierce,
Fenner & Smith, Inc.; Morgan Stanley & Co. LLC; Prager & Sealy Co. LLC;
Raymond James & Associates, Inc.; RBC Capital Markets, LLC;
Samuel A. Ramirez & Company, Inc.; Siebert, Brandford,
Shank & Co., L.L.C.; U.S. Bancorp Investments, Inc.;
Wells Fargo Securities, LLC;
William Blair & Company, L.L.C.; The Williams Capital Group, L.P.
Name of Issuer: CALIFORNIA ST UNIV REVENUE
Title of Security: CALIFORNIA STATE UNIVERSITY
3% 01 NOV 2047-19
Date of First Offering: 03/31/2016
Dollar Amount Purchased: 10,549,400
Number of Shares or Par Value of Bonds Purchased:
10,000,000
Price Per Unit: 105.49
Resolution Approved: Expected to be approved at the
June 15-16, 2016 Board Meeting.
Resolution adopted at the Meeting of the Board of
Trustees on February 11, 2016.
RESOLVED, that, in reliance upon the written report
provided by Goldman Sachs Asset Management, L.P.
to the Trustees, all purchases made during the
calendar quarter ended December 31, 2015 by the
Goldman Sachs Trust and Goldman Sachs Variable
Insurance Trust on behalf of their Funds of
instruments during the existence of underwriting
or selling syndicates, under circumstances where
Goldman, Sachs & Co. or any of its affiliates is
a member of the syndicate, were effected in
compliance with the procedures adopted by
the Trustees pursuant to Rule 10f-3 under t
he Investment Company Act of 1940, as amended.
Resolution expected to be adopted at
the Meeting of the Board of Trustees on June
15-16, 2016.
RESOLVED, that, in reliance upon the written
report provided by Goldman Sachs Asset Management, L.P.
to the Trustees, all purchases made during the calendar
quarter ended March 31, 2016 by the Goldman Sachs
Trust and Goldman Sachs Variable Insurance Trust on
behalf of their Funds of instruments during the
existence of underwriting or selling syndicates,
under circumstances where Goldman, Sachs & Co. or a
ny of its affiliates is a member of the syndicate,
were effected in compliance with the procedures
adopted by the Trustees pursuant to Rule 10f-3
under the Investment Company Act of 1940, as amended.
EX-99.77Q1 OTHR EXHB
6
EX77Q1a.txt
EX77Q1A
Sub-Item 77Q1(a): Copies of Material Amendments to the Registrants Declaration
of Trust or By-laws
Amendment No. 87 dated October 15, 2015 to the Agreement and Declaration of
Trust dated January 28, 1997 is incorporated herein by reference to Exhibit
(a)(88) to Post-Effective Amendment No. 504 to the Registrants registration
statement on Form N-1A filed with the Securities and Exchange Commission on
October 30, 2015 (Accession No. 0001193125-15-359896).
Amendment No. 88 dated December 17, 2015 to the Agreement and Declaration of
Trust dated January 28, 1997 is incorporated herein by reference to Exhibit
(a)(89) to Post-Effective Amendment No. 511 to the Registrants registration
statement on Form N-1A filed with the Securities and Exchange Commission on
December 17, 2015 (Accession No. 0001193125-15-406661).
Amendment No. 89 dated February 11, 2016 to the Agreement and Declaration
of Trust dated January 28, 1997 is incorporated herein by reference to Exhibit
(a)(90) to Post-Effective Amendment No. 526 to the Registrants registration
statement on Form N-1A filed with the Securities and Exchange Commission on
February 26, 2016 (Accession No. 0001193125-16-482292).
EX-99.77Q1 OTHR EXHB
7
EX77Q1e.txt
EX77Q1E
Sub-Item 77Q1(e): Copies of Any New or Amended Investment
Advisory Contracts
Amended Annex A dated December 17, 2015 to the
Management Agreement dated April 30, 1997 between Registrant,
Goldman Sachs Asset Management, L.P., Goldman Sachs Fund Management L.P.
and Goldman Sachs Asset Management International is incorporated herein
by reference to Exhibit (d)(9) to Post-Effective Amendment No. 523 to the
Registrants Registration Statement on Form N-1A filed with the Securities
and Exchange Commission on January 29, 2016
(Accession No. 0001193125-16-444378).
Amended Annex A dated February 11, 2016 to the Management Agreement dated
April 30, 1997 between Registrant, Goldman Sachs Asset Management, L.P.,
Goldman Sachs Fund Management L.P. and Goldman Sachs Asset Management
International is incorporated herein by reference to Exhibit (d)(9)
to Post-Effective Amendment No. 544 to the Registrants Registration
Statement on Form N-1A filed with the Securities and Exchange Commission
on March 31, 2016 (Accession No. 0001193125-16-526029).