EX-22 3 ex22-23.txt EX22-23 Questions 22 and 23 ------------------- Addendum to Questions 22 and 23 on Form N-SAR 22. Registrants portfolio transactions with entities acting as principals: List the 10 entities acting as principals with whom Registrant did the largest amount of portfolio transactions (include all short-term obligations, and U.S. Govt. & tax-free securities) in both the secondary market & in underwritten offerings set forth in order of size based upon total value of principal transactions during the current reporting period: (FOR SERIES COMPANIES, ITEMS 22 AND 23 MUST BE ANSWERED IN TOTAL FOR ALL SERIES) Registrant IRS Number Purchases Name of Entity (000s omitted) BNP PARIBAS SECURITIES CORP. 13-3235334 230,364,073 WELLS FARGO BANK 41-0449260 192,505,108 MORGAN STANLEY CO INCORPORATED 13-2665598 144,287,099 JPMORGAN CHASE & CO. 13-3224016 100,024,323 CREDIT SUISSE FIRST BOSTON CORP. 13-5659485 95,983,095 BARCLAYS CAPITAL INC. 05-0346412 105,255,859 DEUTSCHE BANK SECURITIES, INC. 13-2730328 77,764,441 UBS PAINEWEBBER WARBURG DILLON REED 13-2338166 85,529,750 CITIGROUP INC. 52-1568099 69,004,780 BANK OF AMERICA SECURITIES LLC 56-2058405 52,947,115 Sales by IRS Number Registrant Name of Entity (000s omitted) BNP PARIBAS SECURITIES CORP. 13-3235334 1,375,174 WELLS FARGO BANK 41-0449260 3,091,667 MORGAN STANLEY CO INCORPORATED 13-2665598 26,060,593 JPMORGAN CHASE & CO. 13-3224016 48,248,553 CREDIT SUISSE FIRST BOSTON CORP. 13-5659485 29,841,692 BARCLAYS CAPITAL INC. 05-0346412 12,289,680 DEUTSCHE BANK SECURITIES, INC. 13-2730328 35,540,517 UBS PAINEWEBBER WARBURG DILLON REED 13-2338166 5,675,458 CITIGROUP INC. 52-1568099 18,595,221 BANK OF AMERICA SECURITIES LLC 56-2058405 21,854,173 23. Aggregate principal purchase/sale transactions of Registrant during current reporting period. (000s omitted) C. Total Purchases: 1,391,242,103 D. Total Sales: 211,459,405 SCREEN NUMBER : 12