0001145549-14-009823.txt : 20150129
0001145549-14-009823.hdr.sgml : 20150129
20141204130449
ACCESSION NUMBER: 0001145549-14-009823
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141130
FILED AS OF DATE: 20141204
DATE AS OF CHANGE: 20141204
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS TRUST
CENTRAL INDEX KEY: 0000822977
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05349
FILM NUMBER: 141265750
BUSINESS ADDRESS:
STREET 1: 71 SOUTH WACKER DRIVE
STREET 2: C/O GOLDMAN SACHS & CO
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3126554400
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS SHORT INTERMEDIATE GOVERNMENT FUND
DATE OF NAME CHANGE: 19910711
FORMER COMPANY:
FORMER CONFORMED NAME: SHORT INTERMEDIATE GOVERNMENT FUND
DATE OF NAME CHANGE: 19900104
0000822977
S000009253
Goldman Sachs Financial Square Tax-Exempt California Fund
C000025260
FST Units
ITCXX
C000025261
FST Administration Units
IAMXX
C000025262
FST Service Units
ICSXX
C000025263
FST Cash Management Shares
IECXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2014-11-30
0000822977
S000009253
4
N
N
N
N
033-17619
Goldman Sachs Asset Management, L.P.
801-37591
PricewaterhouseCoopers LLP
Boston
MA
Goldman Sachs Asset Management, L.P.
The Bank of New York Mellon
Goldman, Sachs & Co.
0000734700
84-01100
N
N
N
Single State Fund
25
26
274375889.11
354563.46
-117384.25
274847836.82
0.0007
1.0000
2014-11-30
1.0000
2014-11-30
C000025260
10000000.00
273789019.87
1.00
22370719.87
71072512.28
48701792.41
0.0001
1.0000
2014-11-30
1.0000
2014-11-30
C000025261
10000000.00
1056023.53
1.00
-9412.69
10409.93
19822.62
0.0001
1.0000
2014-11-30
1.0000
2014-11-30
C000025262
10000000.00
1756.54
1.00
0.00
0.00
0.00
0.0001
1.0000
2014-11-30
1.0000
2014-11-30
C000025263
10000000.00
1036.88
1.00
0.00
0.00
0.00
0.0001
1.0001
2014-11-30
1.0001
2014-11-30
California ABAG Finance Authority for Nonprofit Corp.
California ABAG Finance Authority for Nonprofit Corp., Series C 0.050001%
00037CPN4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Citibank, N.A.
N/A
N/A
Y
Citibank, N.A.
N/A
N/A
N
450000.00
450000.00
0.0016
N
450000.00
450000.00
California Barclays Capital Municipal Trust Receipts
California Barclays Capital Municipal Trust Receipts, Series 11B 0.059998%
06740GAW6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Barclays Bank PLC
N/A
N/A
N
N
1100000.00
1100000.00
0.0040
N
1100000.00
1100000.00
California Barclays Capital Municipal Trust Receipts
California Barclays Capital Municipal Trust Receipts, Series 27B 0.059998%
06740GGC4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Barclays Bank PLC
N/A
N/A
N
N
1300000.00
1300000.00
0.0047
N
1300000.00
1300000.00
California Barclays Capital Municipal Trust Receipts
California Barclays Capital Municipal Trust Receipts, Series 80W 0.050001%
06740GLU8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Barclays Bank PLC
N/A
N/A
N
N
2645000.00
2645000.00
0.0096
N
2645000.00
2645000.00
California Deutsche Bank Spears/Lifers Trust
California Deutsche Bank Spears/Lifers Trust, Series 395 0.129998%
25154CR30
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
DEUTSCHE BANK AKTIENGESELLSCHAFT
N/A
N/A
N
N
5170000.00
5170000.00
0.0188
N
5170000.00
5170000.00
California Deutsche Bank Spears/Lifers Trust
California Deutsche Bank Spears/Lifers Trust, Series 457 0.150000%
25154LEM2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
DEUTSCHE BANK AKTIENGESELLSCHAFT
N/A
N/A
Y
Assured Guaranty Municipal Corp.
N/A
N/A
N
1700000.00
1700000.00
0.0062
N
1700000.00
1700000.00
California Deutsche Bank Spears/Lifers Trust
California Deutsche Bank Spears/Lifers Trust, Series 1043 0.090001%
25155DHC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
DEUTSCHE BANK AKTIENGESELLSCHAFT
N/A
N/A
N
N
5600000.00
5600000.00
0.0204
N
5600000.00
5600000.00
California Deutsche Bank Spears/Lifers Trust
California Deutsche Bank Spears/Lifers Trust, Series 1083 0.139999%
25155DMR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
DEUTSCHE BANK AKTIENGESELLSCHAFT
N/A
N/A
Y
DEUTSCHE BANK AKTIENGESELLSCHAFT
N/A
N/A
N
2400000.00
2400000.00
0.0087
N
2400000.00
2400000.00
California Deutsche Bank Spears/Lifers Trust
California Deutsche Bank Spears/Lifers Trust, Series DBE-1342 0.129998%
25155WXS3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
DEUTSCHE BANK AKTIENGESELLSCHAFT
N/A
N/A
N
N
1300000.00
1300000.00
0.0047
N
1300000.00
1300000.00
California Educational Facilities Authority
California Educational Facilities Authority, Series L-6 0.029999%
1301746E0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
LELAND STANFORD JUNIOR UNIVERSIT
N/A
N/A
N
N
2000000.00
2000000.00
0.0073
N
2000000.00
2000000.00
California Educational Facilities Authority
California Educational Facilities Authority, Series L-4 0.029999%
130174C45
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
LELAND STANFORD JUNIOR UNIVERSIT
N/A
N/A
N
N
2300000.00
2300000.00
0.0084
N
2300000.00
2300000.00
California Educational Facilities Authority
California Educational Facilities Authority, Series L-7 0.029999%
130175JK9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
LELAND STANFORD JUNIOR UNIVERSIT
N/A
N/A
N
N
3000000.00
3000000.00
0.0109
N
3000000.00
3000000.00
California Educational Facilities Authority
California Educational Facilities Authority, Series 3346 0.050001%
1301783A2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Morgan Stanley Bank, N.A.
N/A
N/A
N
N
2600000.00
2600000.00
0.0095
N
2600000.00
2600000.00
California Educational Facilities Authority
California Educational Facilities Authority 0.059998%
1301784C7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Citibank, N.A.
N/A
N/A
N
N
1000000.00
1000000.00
0.0036
N
1000000.00
1000000.00
California Educational Facilities Authority
California Educational Facilities Authority, Series B 0.029999%
130178EZ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
CALIFORNIA INSTITUTE OF TECHNOLO
N/A
N/A
N
N
3500000.00
3500000.00
0.0127
N
3500000.00
3500000.00
California Educational Facilities Authority
California Educational Facilities Authority, Series 3144 0.040000%
130178UW4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Morgan Stanley Bank, N.A.
N/A
N/A
N
N
2976640.00
2976640.00
0.0108
N
2976640.00
2976640.00
California Educational Facilities Authority
California Educational Facilities Authority 0.130000%
13017XAY7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-07-08
2015-07-08
N
N
N
1200000.00
1200000.00
0.0044
N
1200000.00
1200000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority 0.140000%
13032THF1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-07-07
2015-07-07
N
N
N
1500000.00
1500000.00
0.0055
N
1500000.00
1500000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority, Series A 0.029999%
13033FHE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
3005000.00
3005000.00
0.0109
N
3005000.00
3005000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority, Series C 0.069999%
13033HXN1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
1900000.00
1900000.00
0.0069
N
1900000.00
1900000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority, Series 3193 0.080000%
13033LJM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
DEUTSCHE BANK AKTIENGESELLSCHAFT
N/A
N/A
N
N
1000000.00
1000000.00
0.0036
N
1000000.00
1000000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority 0.059998%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Citibank, N.A.
N/A
N/A
N
N
1500000.00
1500000.00
0.0055
N
1500000.00
1500000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority, Series C 0.029999%
13033LN29
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
CITY OF HOPE
N/A
N/A
N
N
2100000.00
2100000.00
0.0076
N
2100000.00
2100000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority, Series B 0.040000%
13033LN37
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
CITY OF HOPE
N/A
N/A
N
N
9500000.00
9500000.00
0.0346
N
9500000.00
9500000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust, Series 3415 0.059998%
46632PT60
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
N
570000.00
570000.00
0.0021
N
570000.00
570000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust, Series 3424 0.050001%
46632PW25
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
N
690000.00
690000.00
0.0025
N
690000.00
690000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust, Series 3838 0.050001%
46633VF87
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
N
200000.00
200000.00
0.0007
N
200000.00
200000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust, Series 3580 0.050001%
46633VGM5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-04
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
N
3680000.00
3680000.00
0.0134
N
3680000.00
3680000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust, Series 3630 0.050001%
46633VLX5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
N
2440000.00
2440000.00
0.0089
N
2440000.00
2440000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust, Series 3686Z 0.050001%
46633VRJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
N
500000.00
500000.00
0.0018
N
500000.00
500000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust, Series 3773Z 0.069999%
46633VXF1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-04
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
Y
Assured Guaranty Municipal Corp.
N/A
N/A
N
2000000.00
2000000.00
0.0073
N
2000000.00
2000000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust, Series 4354 0.050001%
46640KBC7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
N
1875000.00
1875000.00
0.0068
N
1875000.00
1875000.00
California Lehman Municipal Trust Receipts
California Lehman Municipal Trust Receipts, Series K37W 0.200001%
52522NMY2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Citibank, N.A.
N/A
N/A
Y
Assured Guaranty Municipal Corp.
N/A
N/A
N
5775000.00
5775000.00
0.0210
N
5775000.00
5775000.00
California Municipal Finance Authority
California Municipal Finance Authority 0.029999%
13048PAA9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Chevron Corporation
N/A
N/A
N
N
4400000.00
4400000.00
0.0160
N
4400000.00
4400000.00
California Municipal Finance Authority
California Municipal Finance Authority 0.029999%
13048TGT4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Chevron Corporation
N/A
N/A
N
N
7680000.00
7680000.00
0.0279
N
7680000.00
7680000.00
California Municipal Finance Authority
California Municipal Finance Authority 0.019998%
13048TGU1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Chevron Corporation
N/A
N/A
N
N
310000.00
310000.00
0.0011
N
310000.00
310000.00
California Puttable Floating Option Tax-Exempt Receipts
California Puttable Floating Option Tax-Exempt Receipts, Series 4726 0.069999%
74703UCR7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Bank of America, N.A.
N/A
N/A
N
N
2580000.00
2580000.00
0.0094
N
2580000.00
2580000.00
California Puttable Floating Option Tax-Exempt Receipts
California Puttable Floating Option Tax-Exempt Receipts, Series MT-841 0.059998%
74703UKA5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Bank of America, N.A.
N/A
N/A
N
N
4150000.00
4150000.00
0.0151
N
4150000.00
4150000.00
California Puttable Floating Option Tax-Exempt Receipts
California Puttable Floating Option Tax-Exempt Receipts, Series 4699 0.209999%
74703YCR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Bank of America, N.A.
N/A
N/A
N
N
1740000.00
1740000.00
0.0063
N
1740000.00
1740000.00
California Puttable Floating Option Tax-Exempt Receipts
California Puttable Floating Option Tax-Exempt Receipts, Series 4646 0.050001%
74703YLT5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Bank of America, N.A.
N/A
N/A
N
N
1290000.00
1290000.00
0.0047
N
1290000.00
1290000.00
California Puttable Floating Option Tax-Exempt Receipts
California Puttable Floating Option Tax-Exempt Receipts, Series 4708 0.040000%
74703YN48
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Bank of America, N.A.
N/A
N/A
N
N
1000000.00
1000000.00
0.0036
N
1000000.00
1000000.00
California RBC Municipal Products, Inc. Trust
California RBC Municipal Products, Inc. Trust, Series O-76 0.040000%
74926YH61
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Royal Bank of Canada
N/A
N/A
N
N
2500000.00
2500000.00
0.0091
N
2500000.00
2500000.00
California RBC Municipal Products, Inc. Trust
California RBC Municipal Products, Inc. Trust, Series O-4 0.040000%
74926YTN1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Royal Bank of Canada
N/A
N/A
N
N
2100000.00
2100000.00
0.0076
N
2100000.00
2100000.00
California RBC Municipal Products, Inc. Trust
California RBC Municipal Products, Inc. Trust, Series O-8 0.040000%
74926YTZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Royal Bank of Canada
N/A
N/A
N
N
1000000.00
1000000.00
0.0036
N
1000000.00
1000000.00
California RBC Municipal Products, Inc. Trust
California RBC Municipal Products, Inc. Trust, Series O-48 0.040000%
74926YYV7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Royal Bank of Canada
N/A
N/A
N
N
2000000.00
2000000.00
0.0073
N
2000000.00
2000000.00
California RIB Floater Trust
California RIB Floater Trust, Series 23U 0.050001%
76252PDN6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Barclays Bank PLC
N/A
N/A
N
N
1000000.00
1000000.00
0.0036
N
1000000.00
1000000.00
California RIB Floater Trust
California RIB Floater Trust, Series 26WX 0.050001%
76252PDX4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Barclays Bank PLC
N/A
N/A
N
N
4000000.00
4000000.00
0.0146
N
4000000.00
4000000.00
California State Department of Water Resources
California State Department of Water Resources 5.000000%
13066ETK9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-06-01
2015-06-01
N
N
N
1500000.00
1535777.00
0.0056
N
1536405.00
1536405.00
California State Department of Water Resources
California State Department of Water Resources 5.000000%
13066EUL5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
N
N
N
1590000.00
1590000.00
0.0058
N
1590000.00
1590000.00
California State Department of Water Resources
California State Department of Water Resources, Series AC 5.000000%
13066EVC4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
N
N
N
1550000.00
1550000.00
0.0056
N
1550000.00
1550000.00
California State Department of Water Resources
California State Department of Water Resources, Series L 5.000000%
13066YQL6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-05-01
2015-05-01
N
N
N
2650000.00
2702256.63
0.0098
N
2703344.50
2703344.50
California State Department of Water Resources
California State Department of Water Resources, Series M 2.250000%
13066YQT9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-05-01
2015-05-01
N
N
N
200000.00
201655.34
0.0007
N
201766.00
201766.00
California State Department of Water Resources
California State Department of Water Resources, Series M 5.000000%
13066YRK7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-05-01
2015-05-01
N
N
N
600000.00
612033.60
0.0022
N
612078.00
612078.00
California State University
California State University 0.059998%
13077CRT3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Citibank, N.A.
N/A
N/A
Y
Berkshire Hathaway Assurance Cor
N/A
N/A
N
3000000.00
3000000.00
0.0109
N
3000000.00
3000000.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority 0.140000%
13078GQT4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-01-28
2015-01-28
N
N
N
2000000.00
2000000.00
0.0073
N
2000140.00
2000140.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority 0.140000%
13078GQW7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-03-02
2015-03-02
N
N
N
1500000.00
1500000.00
0.0055
N
1500120.00
1500120.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority 0.029999%
13078HAA0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Chevron Corporation
N/A
N/A
N
N
6900000.00
6900000.00
0.0251
N
6900000.00
6900000.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority 0.140000%
13078UPB3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-03-03
2015-03-03
N
N
N
1000000.00
1000000.00
0.0036
N
1000050.00
1000050.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority, Series C 0.029999%
130795UC9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Wells Fargo Bank, N.A.
N/A
N/A
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
1400000.00
1400000.00
0.0051
N
1400000.00
1400000.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority 0.059998%
130795WL7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Citibank, N.A.
N/A
N/A
Y
Berkshire Hathaway Assurance Cor
N/A
N/A
N
1200000.00
1200000.00
0.0044
N
1200000.00
1200000.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority 0.140000%
13079JUA3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-06-03
2015-06-03
N
N
N
1500000.00
1500000.00
0.0055
N
1500000.00
1500000.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority 0.140000%
13079QCH2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-07-01
2015-07-01
N
N
N
1000000.00
1000000.00
0.0036
N
1000000.00
1000000.00
California Wells Fargo Stage Trust
California Wells Fargo Stage Trust, Series 34C 0.150000%
94985NLT6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-07-08
2015-07-08
N
N
N
3000000.00
3000000.00
0.0109
Y
3000000.00
3000000.00
California Wells Fargo Stage Trust
California Wells Fargo Stage Trust, Series 42C 0.050001%
94985NMR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
985000.00
985000.00
0.0036
N
985000.00
985000.00
Central Basin, CA Municipal Water District
Central Basin, CA Municipal Water District, Series B 0.029999%
152614BK8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
U.S. BANK NATIONAL ASSOCIATION
N/A
N/A
Y
U.S. BANK NATIONAL ASSOCIATION
N/A
N/A
N
5700000.00
5700000.00
0.0207
N
5700000.00
5700000.00
Chino Basin, CA Regional Financing Authority
Chino Basin, CA Regional Financing Authority, Series B 0.050001%
169498DR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
MUFG UNION BANK, NATIONAL ASSOCI
N/A
N/A
Y
MUFG UNION BANK, NATIONAL ASSOCI
N/A
N/A
N
6200000.00
6200000.00
0.0226
N
6200000.00
6200000.00
City & County of San Francisco, CA
City & County of San Francisco, CA 5.000000%
797646WM4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-06-15
2015-06-15
N
N
N
1120000.00
1149015.73
0.0042
N
1149131.20
1149131.20
City of Santa Clara, CA Electric Revenue
City of Santa Clara, CA Electric Revenue, Series B 0.040000%
801444FW5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
THE BANK OF TOKYO-MITSUBISHI UFJ
N/A
N/A
Y
THE BANK OF TOKYO-MITSUBISHI UFJ
N/A
N/A
N
4055000.00
4055000.00
0.0148
N
4055000.00
4055000.00
County of Los Angeles, CA
County of Los Angeles, CA 1.500000%
544657HR3
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-06-30
2015-06-30
N
N
N
1600000.00
1612211.49
0.0059
N
1612608.00
1612608.00
County of Orange, CA
County of Orange, CA, Series A 0.050001%
684209MK2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
4000000.00
4000000.00
0.0146
N
4000000.00
4000000.00
County of Orange, CA
County of Orange, CA, Series B 0.050001%
684209MS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
N
4600000.00
4600000.00
0.0167
N
4600000.00
4600000.00
East Bay, CA Municipal Utility District
East Bay, CA Municipal Utility District 0.059998%
271014WL2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Citibank, N.A.
N/A
N/A
N
N
1400000.00
1400000.00
0.0051
N
1400000.00
1400000.00
East Bay, CA Municipal Utility District
East Bay, CA Municipal Utility District 0.059998%
271014WN8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Citibank, N.A.
N/A
N/A
N
N
1000000.00
1000000.00
0.0036
N
1000000.00
1000000.00
Eastern Municipal Water District
Eastern Municipal Water District, Series B 0.029999%
27627TAC6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
3000000.00
3000000.00
0.0109
N
3000000.00
3000000.00
Eastern Municipal Water District
Eastern Municipal Water District, Series C 0.029999%
27627TAE2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
1765000.00
1765000.00
0.0064
N
1765000.00
1765000.00
Los Angeles County, CA Housing Authority
Los Angeles County, CA Housing Authority, Series B 0.050001%
544688GH1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
2436000.00
2436000.00
0.0089
N
2436000.00
2436000.00
Los Angeles County, CA Housing Authority
Los Angeles County, CA Housing Authority, Series C 0.050001%
544688GJ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
1200000.00
1200000.00
0.0044
N
1200000.00
1200000.00
Los Angeles County, CA Metropolitan Transportation Authority
Los Angeles County, CA Metropolitan Transportation Authority, Series A 5.000000%
5447124P4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-07-01
2015-07-01
N
N
N
1800000.00
1851216.54
0.0067
N
1850400.00
1850400.00
Los Angeles County, CA Schools
Los Angeles County, CA Schools, Series B-3 2.000000%
54515EEF7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-12-31
2014-12-31
N
N
N
1415000.00
1417162.06
0.0052
N
1417193.25
1417193.25
Los Angeles, CA Community Redevelopment Agency
Los Angeles, CA Community Redevelopment Agency, Series 05 0.040000%
544393BR1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
3000000.00
3000000.00
0.0109
N
3000000.00
3000000.00
Los Angeles, CA Department of Water & Power
Los Angeles, CA Department of Water & Power, Subseries B-7 0.040000%
544495DM3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Barclays Bank PLC
N/A
N/A
N
N
3000000.00
3000000.00
0.0109
N
3000000.00
3000000.00
Los Angeles, CA Department of Water & Power
Los Angeles, CA Department of Water & Power, Subseries A-5 0.029999%
544495DY7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Citibank, N.A.
N/A
N/A
N
N
2000000.00
2000000.00
0.0073
N
2000000.00
2000000.00
Los Angeles, CA Department of Water & Power
Los Angeles, CA Department of Water & Power, Series 1243 0.069999%
544495KP8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
DEUTSCHE BANK AKTIENGESELLSCHAFT
N/A
N/A
N
N
3000000.00
3000000.00
0.0109
N
3000000.00
3000000.00
Los Angeles, CA Department of Water & Power
Los Angeles, CA Department of Water & Power, Subseries B-4 0.029999%
544525DD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
11200000.00
11199988.62
0.0407
N
11200000.00
11200000.00
Los Angeles, CA Department of Water & Power
Los Angeles, CA Department of Water & Power 0.059998%
544525PX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Citibank, N.A.
N/A
N/A
Y
Assured Guaranty Municipal Corp.
N/A
N/A
N
5115000.00
5115000.00
0.0186
N
5115000.00
5115000.00
Metropolitan Water District of Southern California
Metropolitan Water District of Southern California, Series B-3 0.019998%
592663XH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
800000.00
800000.00
0.0029
N
800000.00
800000.00
Metropolitan Water District of Southern California
Metropolitan Water District of Southern California, Series A-4 0.190000%
59266TEJ6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-12-04
2015-05-01
N
N
N
1000000.00
1000053.61
0.0036
N
1000020.00
1000020.00
Metropolitan Water District of Southern California
Metropolitan Water District of Southern California, Series B-1 0.389998%
59266THK0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-12-04
2015-05-01
N
N
N
1000000.00
1000210.32
0.0036
N
1000140.00
1000140.00
Metropolitan Water District of Southern California
Metropolitan Water District of Southern California, Series B-2 0.389998%
59266THL8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-12-04
2015-05-01
N
N
N
250000.00
250119.46
0.0009
N
250035.00
250035.00
Northern California Power Agency
Northern California Power Agency, Series A 0.040000%
664845BE3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
BANK OF MONTREAL
N/A
N/A
Y
BANK OF MONTREAL
N/A
N/A
N
6000000.00
6000000.00
0.0218
N
6000000.00
6000000.00
Orange County, CA Water District
Orange County, CA Water District, Series B 0.090000%
68427MMA8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
N
N
N
4213000.00
4213000.00
0.0153
N
4213000.00
4213000.00
Palm Desert, CA Desert Community College District
Palm Desert, CA Desert Community College District, Series 3016 0.099999%
250375FG2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
DEUTSCHE BANK AKTIENGESELLSCHAFT
N/A
N/A
Y
Assured Guaranty Municipal Corp.
N/A
N/A
N
1835000.00
1835000.00
0.0067
N
1835000.00
1835000.00
Regents of the University of California
Regents of the University of California, Series 2649Z 0.059998%
91412F3F2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
N
2500000.00
2500000.00
0.0091
N
2500000.00
2500000.00
Regents of the University of California
Regents of the University of California 0.050001%
91412GGY5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Citibank, N.A.
N/A
N/A
N
N
1900000.00
1900000.00
0.0069
N
1900000.00
1900000.00
Regents of the University of California
Regents of the University of California, Series AL-4 0.019998%
91412GSK2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
REGENTS OF THE UNIVERSITY OF CAL
N/A
N/A
N
N
3700000.00
3700000.00
0.0135
N
3700000.00
3700000.00
Regents of the University of California Medical Center Pooled Revenue
Regents of the University of California Medical Center Pooled Revenue, Series B-2 0.029999%
913366BB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
1500000.00
1500000.00
0.0055
N
1500000.00
1500000.00
Riverside, CA Unified School District
Riverside, CA Unified School District, Series 3017 0.190000%
769059WC6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
Morgan Stanley Bank, N.A.
N/A
N/A
N
N
6755000.00
6755000.00
0.0246
N
6755000.00
6755000.00
Sacramento County, CA Housing Authority
Sacramento County, CA Housing Authority, Series C 0.050001%
786111EV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
6915000.00
6915000.00
0.0252
N
6915000.00
6915000.00
Sacramento, CA Municipal Utility District
Sacramento, CA Municipal Utility District, Series L 0.029999%
786005SD1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
U.S. BANK NATIONAL ASSOCIATION
N/A
N/A
Y
U.S. BANK NATIONAL ASSOCIATION
N/A
N/A
N
600000.00
600000.00
0.0022
N
600000.00
600000.00
Sacramento, CA Suburban Water District
Sacramento, CA Suburban Water District, Series A 0.040000%
78607PBK2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
SUMITOMO MITSUI BANKING CORPORAT
N/A
N/A
Y
SUMITOMO MITSUI BANKING CORPORAT
N/A
N/A
N
2000000.00
2000000.00
0.0073
N
2000000.00
2000000.00
Sacramento, CA Transportation Authority
Sacramento, CA Transportation Authority, Series B 0.029999%
786074AH7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
N
2600000.00
2600000.00
0.0095
N
2600000.00
2600000.00
San Diego County, CA Regional Transportation Commission
San Diego County, CA Regional Transportation Commission, Series A 0.040000%
797400FF0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
N
700000.00
700000.00
0.0025
N
700000.00
700000.00
San Diego County, CA Regional Transportation Commission
San Diego County, CA Regional Transportation Commission, Series C 0.029999%
797400FH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
MIZUHO BANK, LTD.
N/A
N/A
N
N
4150000.00
4150000.00
0.0151
N
4150000.00
4150000.00
Santa Clara Valley, CA Transportation Authority
Santa Clara Valley, CA Transportation Authority, Series C 0.029999%
80168NEG0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
SUMITOMO MITSUI BANKING CORPORAT
N/A
N/A
N
N
2100000.00
2100000.00
0.0076
N
2100000.00
2100000.00
Southern California Public Power Authority
Southern California Public Power Authority 0.029999%
842475E92
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-07
2014-12-07
Y
U.S. BANK NATIONAL ASSOCIATION
N/A
N/A
Y
U.S. BANK NATIONAL ASSOCIATION
N/A
N/A
N
2000000.00
2000000.00
0.0073
N
2000000.00
2000000.00
State of California
State of California 0.029999%
13063A5Z3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2014-12-01
2014-12-01
Y
Citibank, N.A.
N/A
N/A
Y
Citibank, N.A.
N/A
N/A
N
200000.00
200000.00
0.0007
N
200000.00
200000.00
State of California
State of California 1.500000%
13063CLC2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2015-06-22
2015-06-22
N
N
N
7000000.00
7053548.71
0.0257
N
7053900.00
7053900.00