0001145549-12-010413.txt : 20130129 0001145549-12-010413.hdr.sgml : 20130129 20121206133733 ACCESSION NUMBER: 0001145549-12-010413 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121130 FILED AS OF DATE: 20121206 DATE AS OF CHANGE: 20121206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS TRUST CENTRAL INDEX KEY: 0000822977 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05349 FILM NUMBER: 121246119 BUSINESS ADDRESS: STREET 1: 71 SOUTH WACKER DRIVE STREET 2: C/O GOLDMAN SACHS & CO CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126554400 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS SHORT INTERMEDIATE GOVERNMENT FUND DATE OF NAME CHANGE: 19910711 FORMER COMPANY: FORMER CONFORMED NAME: SHORT INTERMEDIATE GOVERNMENT FUND DATE OF NAME CHANGE: 19900104 0000822977 S000009253 Goldman Sachs Financial Square Tax-Exempt California Fund C000025260 FST Units ITCXX C000025261 FST Administration Units IAMXX C000025262 FST Service Units ICSXX C000025263 FST Cash Management Shares IECXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-11-30 0000822977 S000009253 4 N N N N 033-17619 Goldman Sachs Asset Management, L.P. 801-37591 PricewaterhouseCoopers LLP Boston MA Goldman Sachs Asset Management, L.P. The Bank of New York Mellon Goldman, Sachs & Co. 0000734700 84-01100 N N N Single State Fund 30 33 223984214.51 306344.32 212294.53 224078264.30 0.0019 1.0004 2012-11-30 1.0004 2012-11-30 C000025260 10000000.00 82725295.58 1.00 7105016.11 8337013.25 1231997.14 0.0001 1.0004 2012-11-30 1.0004 2012-11-30 C000025261 10000000.00 141350175.03 1.00 -263927.46 48690335.41 48954262.87 0.0001 1.0004 2012-11-30 1.0004 2012-11-30 C000025262 10000000.00 1756.71 1.00 0.00 50.00 50.00 0.0001 1.0004 2012-11-30 1.0004 2012-11-30 C000025263 10000000.00 1036.98 1.00 0.00 0.00 0.00 0.0001 1.0004 2012-11-30 1.0004 2012-11-30 California Barclays Capital Municipal Trust Receipts California Barclays Capital Municipal Trust Receipts Series 11B 0.160000% 06740GAW6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank PLC N/A N/A N N 2300000.00 2300000.00 0.0103 N 2300000.00 2300000.00 California Barclays Capital Municipal Trust Receipts California Barclays Capital Municipal Trust Receipts Series 27B 0.179998% 06740GGC4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank PLC N/A N/A N N 1600000.00 1600000.00 0.0071 N 1600000.00 1600000.00 California Barclays Capital Municipal Trust Receipts California Barclays Capital Municipal Trust Receipts Series 80W 0.160000% 06740GLU8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank PLC N/A N/A N N 5245000.00 5245000.00 0.0234 N 5245000.00 5245000.00 California Deutsche Bank Spears/Lifers Trust California Deutsche Bank Spears/Lifers Trust Series 457 0.230001% 25154LEM2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y DEUTSCHE BANK AKTIENGESELLSCHAFT N/A N/A N N 1745000.00 1745000.00 0.0078 N 1745000.00 1745000.00 California Deutsche Bank Spears/Lifers Trust California Deutsche Bank Spears/Lifers Trust Series 1035 0.200000% 25155DFY2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y DEUTSCHE BANK AKTIENGESELLSCHAFT N/A N/A N N 3340000.00 3340000.00 0.0149 N 3340000.00 3340000.00 California Deutsche Bank Spears/Lifers Trust California Deutsche Bank Spears/Lifers Trust Series 1043 0.200000% 25155DHC8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y DEUTSCHE BANK AKTIENGESELLSCHAFT N/A N/A N N 2600000.00 2600000.00 0.0116 N 2600000.00 2600000.00 California Deutsche Bank Spears/Lifers Trust California Deutsche Bank Spears/Lifers Trust Series 1083 0.230001% 25155DMR9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y DEUTSCHE BANK AKTIENGESELLSCHAFT N/A N/A Y DEUTSCHE BANK AKTIENGESELLSCHAFT N/A N/A N 900000.00 900000.00 0.0040 N 900000.00 900000.00 California Educational Facilities Authority California Educational Facilities Authority Series L4 0.129999% 130174C45 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y LELAND STANFORD JUNIOR UNIVERSIT N/A N/A N N 1940000.00 1940000.00 0.0087 N 1940000.00 1940000.00 California Educational Facilities Authority California Educational Facilities Authority Series L 0.129999% 130174QL2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y LELAND STANFORD JUNIOR UNIVERSIT N/A N/A N N 1400000.00 1400000.00 0.0062 N 1400000.00 1400000.00 California Educational Facilities Authority California State Educational Facilities Authority Series L-5 0.129999% 130174Y66 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y LELAND STANFORD JUNIOR UNIVERSIT N/A N/A N N 900000.00 900000.00 0.0040 N 900000.00 900000.00 California Educational Facilities Authority California Educational Facilities Authority Series B 0.129999% 130178EZ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y CALIFORNIA INSTITUTE OF TECHNOLO N/A N/A N N 1200000.00 1200000.00 0.0054 N 1200000.00 1200000.00 California Educational Facilities Authority California Educational Facilities Authority 0.169999% 130178HR0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank, N.A. N/A N/A N N 1000000.00 1000000.00 0.0045 N 1000000.00 1000000.00 California Educational Facilities Authority California Educational Facilities Authority Series 2953 0.169999% 130178NQ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2300000.00 2300000.00 0.0103 N 2300000.00 2300000.00 California Educational Facilities Authority California Educational Facilities Authority Series 3144 0.160000% 130178UW4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y Morgan Stanley Bank, N.A. N/A N/A N N 400000.00 400000.00 0.0018 N 400000.00 400000.00 California Health Facilities Financing Authority California Health Facilities Financing Authority Series B-1 0.139998% 13033F3T5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Stanford Hospital and Clinic N/A N/A N N 7500000.00 7500000.00 0.0335 N 7500000.00 7500000.00 California Health Facilities Financing Authority California Health Facilities Financing Authority Series 1858 0.179998% 13033FT42 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank, N.A. N/A N/A N N 1387000.00 1387000.00 0.0062 N 1387000.00 1387000.00 California Health Facilities Financing Authority California Health Facilities Financing Authority 0.169999% 13033LMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank, N.A. N/A N/A N N 1500000.00 1500000.00 0.0067 N 1500000.00 1500000.00 California Health Facilities Financing Authority California Health Facilities Financing Authority Series B 0.179998% 13033LPC5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y U.S. BANK NATIONAL ASSOCIATION N/A N/A N N 3900000.00 3900000.00 0.0174 N 3900000.00 3900000.00 California Infrastructure & Economic Development Bank California Infrastructure & Economic Development Bank 0.120000% 13033W3S0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y J. PAUL GETTY TRUST N/A N/A N N 1100000.00 1100000.00 0.0049 N 1100000.00 1100000.00 California Infrastructure & Economic Development Bank California Infrastructure & Economic Development Bank Series A-1 2.500000% 13033WX81 Other Municipal Debt N First Tier Security N/A N/A 2013-04-01 2013-04-01 N N N 2700000.00 2720280.92 0.0121 N 2720088.00 2720088.00 California Irvine Ranch Water District California Irvine Ranch Water District 0.139998% 4636324A4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y SUMITOMO MITSUI BANKING CORPORAT N/A N/A Y SUMITOMO MITSUI BANKING CORPORAT N/A N/A N 2000000.00 2000000.00 0.0089 N 2000000.00 2000000.00 California Irvine Ranch Water District California Irvine Ranch Water District Series B 0.169999% 4636324K2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y Bank of America, N.A. N/A N/A Y Bank of America, N.A. N/A N/A N 1970000.00 1970000.00 0.0088 N 1970000.00 1970000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3415 0.169999% 46632PT60 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 570000.00 570000.00 0.0025 N 570000.00 570000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3424 0.169999% 46632PW25 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 690000.00 690000.00 0.0031 N 690000.00 690000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3580 0.169999% 46633VGM5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2025000.00 2025000.00 0.0090 N 2025000.00 2025000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3630 0.169999% 46633VLX5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2440000.00 2440000.00 0.0109 N 2440000.00 2440000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3686Z 0.169999% 46633VRJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2000000.00 2000000.00 0.0089 N 2000000.00 2000000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3765 0.169999% 46633VWT2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 1500000.00 1500000.00 0.0067 N 1500000.00 1500000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 4208 0.179998% 46636YB41 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y JPMorgan Chase Bank, N.A. N/A N/A N N 4400000.00 4400000.00 0.0196 N 4400000.00 4400000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 4210 0.249999% 46636YB82 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 1800000.00 1800000.00 0.0080 N 1800000.00 1800000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 4221 0.179998% 46636YF39 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y JPMorgan Chase Bank, N.A. N/A N/A N N 3000000.00 3000000.00 0.0134 N 3000000.00 3000000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 4059 0.179998% 46636YKD1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y JPMorgan Chase Bank, N.A. N/A N/A N N 1850000.00 1850000.00 0.0083 N 1850000.00 1850000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 4252 0.179998% 46636YS84 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y JPMorgan Chase & Co. N/A N/A N N 7540000.00 7540000.00 0.0336 N 7540000.00 7540000.00 California Lehman Municipal Trust Receipts California Lehman Municipal Trust Receipts Series K37W 0.309998% 52522NMY2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank, N.A. N/A N/A N N 1475000.00 1475000.00 0.0066 N 1475000.00 1475000.00 California Municipal Finance Authority California Municipal Finance Authority 0.139998% 13048PAA9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y Chevron Corporation N/A N/A N N 2300000.00 2300000.00 0.0103 N 2300000.00 2300000.00 California Municipal Finance Authority California Municipal Finance Authority Series A 0.139998% 13048TGT4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y Chevron Corporation N/A N/A N N 5300000.00 5300000.00 0.0237 N 5300000.00 5300000.00 California Municipal Finance Authority California Municipal Finance Authority Series C 0.150001% 13048TGV9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y Chevron Corporation N/A N/A N N 2950000.00 2950000.00 0.0132 N 2950000.00 2950000.00 California Puttable Floating Option Tax-Exempt Receipts California Puttable Floating Option Tax-Exempt Receipts 0.190001% 74703UEP9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America, N.A. N/A N/A N N 1000000.00 1000000.00 0.0045 N 1000000.00 1000000.00 California Puttable Floating Option Tax-Exempt Receipts California Puttable Floating Option Tax-Exempt Receipts 0.190001% 74703UFD5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America, N.A. N/A N/A N N 1000000.00 1000000.00 0.0045 N 1000000.00 1000000.00 California Puttable Floating Option Tax-Exempt Receipts California Puttable Floating Option Tax-Exempt Receipts 0.360001% 74703YCR9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America, N.A. N/A N/A N N 1800000.00 1800000.00 0.0080 N 1800000.00 1800000.00 California Puttable Floating Option Tax-Exempt Receipts California Puttable Floating Option Tax-Exempt Receipts 0.190001% 74703YN48 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America, N.A. N/A N/A N N 1000000.00 1000000.00 0.0045 N 1000000.00 1000000.00 California RBC Municipal Products, Inc. Trust California RBC Municipal Products, Inc. Trust Series O-4 0.150001% 74926YTN1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Royal Bank of Canada N/A N/A N N 2500000.00 2500000.00 0.0112 N 2500000.00 2500000.00 California RBC Municipal Products, Inc. Trust California RBC Municipal Products, Inc. Trust Series O-8 0.150001% 74926YTZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Royal Bank of Canada N/A N/A N N 1000000.00 1000000.00 0.0045 N 1000000.00 1000000.00 California RBC Municipal Products, Inc. Trust California RBC Municipal Products, Inc. Trust Series O-30 0.150001% 74926YWT4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Royal Bank of Canada N/A N/A N N 2200000.00 2200000.00 0.0098 N 2200000.00 2200000.00 California School Cash Reserve Program Authority California School Cash Reserve Program Authority Series S 2.000000% 130583EH6 Other Municipal Debt N First Tier Security N/A N/A 2012-12-31 2012-12-31 N N N 750000.00 751046.14 0.0034 N 750937.50 750937.50 California School Cash Reserve Program Authority California School Cash Reserve Program Authority Series U 2.000000% 130583EK9 Other Municipal Debt N First Tier Security N/A N/A 2012-12-31 2012-12-31 N N N 1000000.00 1001227.97 0.0045 N 1001210.00 1001210.00 California School Cash Reserve Program Authority California School Cash Reserve Program Authority Series W 2.000000% 130583EM5 Other Municipal Debt N First Tier Security N/A N/A 2013-01-31 2013-01-31 N N N 1200000.00 1202786.48 0.0054 N 1202880.00 1202880.00 California School Cash Reserve Program Authority California School Cash Reserve Program Authority Series J 2.000000% 130583FC6 Other Municipal Debt N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 1000000.00 1007141.35 0.0045 N 1007130.00 1007130.00 California State Department of Water Resources California State Department of Water Resources Series M 4.000000% 13066YRH4 Other Municipal Debt N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 750000.00 761667.38 0.0034 N 761512.50 761512.50 California State Department of Water Resources California State Department of Water Resources Series M 5.000000% 13066YRQ4 Other Municipal Debt N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 1700000.00 1733744.01 0.0077 N 1732997.00 1732997.00 California State Department of Water Resources California State Department of Water Resources Series N 5.000000% 13066YSJ9 Other Municipal Debt N First Tier Security N/A N/A 2013-05-01 2013-05-01 N N N 370000.00 377289.58 0.0017 N 377181.70 377181.70 California State University California State University 0.209999% 13077CRT3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Berkshire Hathaway Assurance Cor N/A N/A Y Berkshire Hathaway Assurance Cor N/A N/A N 3000000.00 3000000.00 0.0134 N 3000000.00 3000000.00 California Statewide Communities Development Authority California Statewide Communities Development Authority 0.250000% 13078GPZ1 Other Municipal Debt N First Tier Security N/A N/A 2013-08-19 2013-08-19 N N N 1000000.00 1000000.00 0.0045 N 1000000.00 1000000.00 California Statewide Communities Development Authority California Statewide Communities Development Authority 0.250000% 13078UGE7 Other Municipal Debt N First Tier Security N/A N/A 2012-12-11 2012-12-11 N N N 1000000.00 1000000.00 0.0045 N 999990.00 999990.00 California Statewide Communities Development Authority California Statewide Communities Development Authority Series B 0.150001% 1307953L9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y U.S. BANK NATIONAL ASSOCIATION N/A N/A Y U.S. BANK NATIONAL ASSOCIATION N/A N/A N 7500000.00 7500000.00 0.0335 N 7500000.00 7500000.00 California Statewide Communities Development Authority California Statewide Communities Development Authority 0.220000% 13079JCL9 Other Municipal Debt N First Tier Security N/A N/A 2013-07-03 2013-07-03 N N N 1500000.00 1500000.00 0.0067 N 1499910.00 1499910.00 California Statewide Communities Development Authority California Statewide Communities Development Authority 0.239999% 13079QBV2 Other Municipal Debt N First Tier Security N/A N/A 2013-07-01 2013-07-01 N N N 1000000.00 1000000.00 0.0045 N 999940.00 999940.00 California Statewide Communities Development Authority California Statewide Communities Development Authority 0.260000% 13079QBX8 Other Municipal Debt N First Tier Security N/A N/A 2013-08-01 2013-08-01 N N N 750000.00 750000.00 0.0033 N 750000.00 750000.00 California Statewide Communities Development Authority California Statewide Communities Development Authority 0.260000% 13080NAN5 Other Municipal Debt N First Tier Security N/A N/A 2013-02-01 2013-02-01 N N N 2000000.00 2000000.00 0.0089 N 2000000.00 2000000.00 California Statewide Communities Development Authority California Statewide Communities Development Authority Series A 0.139998% 1309116Y1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y U.S. BANK NATIONAL ASSOCIATION N/A N/A Y U.S. BANK NATIONAL ASSOCIATION N/A N/A N 2500000.00 2500000.00 0.0112 N 2500000.00 2500000.00 California Wells Fargo Stage Trust California Wells Fargo Stage Trust Series 97C 0.190001% 94985N5E7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Assured Guaranty Municipal Corp. N/A N/A Y Assured Guaranty Municipal Corp. N/A N/A N 900000.00 900000.00 0.0040 N 900000.00 900000.00 California Wells Fargo Stage Trust California Wells Fargo Stage Trust Series 34C 0.190001% 94985NLT6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank, N.A. N/A N/A N N 3000000.00 3000000.00 0.0134 N 3000000.00 3000000.00 California Wells Fargo Stage Trust California Wells Fargo Stage Trust Series 42C 0.190001% 94985NMR9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank, N.A. N/A N/A N N 995000.00 995000.00 0.0044 N 995000.00 995000.00 California Wells Fargo Stage Trust California Wells Fargo Stage Trust Series 43C 0.190001% 94987KGR0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank, N.A. N/A N/A N N 1000000.00 1000000.00 0.0045 N 1000000.00 1000000.00 California Wells Fargo Stage Trust California Wells Fargo Stage Trust Series 63C 0.190001% 94987KKB0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Wells Fargo Bank, N.A. N/A N/A N N 1635000.00 1635000.00 0.0073 N 1635000.00 1635000.00 Chino Basin, CA Regional Financing Authority Chino Basin, CA Regional Financing Authority Series B 0.160000% 169498DR0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y UNION BANK, N.A. N/A N/A Y UNION BANK, N.A. N/A N/A N 2400000.00 2400000.00 0.0107 N 2400000.00 2400000.00 City of Glendale, CA City of Glendale, CA 0.190001% 378391AA4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2800000.00 2800000.00 0.0125 N 2800000.00 2800000.00 City of Pasadena, CA City of Pasadena, CA Series A 0.169999% 702204LN6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Bank of America, N.A. N/A N/A Y Bank of America, N.A. N/A N/A N 2000000.00 2000000.00 0.0089 N 2000000.00 2000000.00 County of Orange, CA County of Orange, CA 0.160000% 684209MK2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 4000000.00 4000000.00 0.0179 N 4000000.00 4000000.00 County of Orange, CA County of Orange, CA Series B 0.169999% 684209MS5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A N 1300000.00 1300000.00 0.0058 N 1300000.00 1300000.00 Eastern California Municipal Water District Eastern California Municipal Water District Series G 0.150001% 276771HK1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y MIZUHO CORPORATE BANK, LTD. N/A N/A N N 3500000.00 3500000.00 0.0156 N 3500000.00 3500000.00 Los Angeles County, CA Department of Water & Power Authority Los Angeles County, CA Department of Water & Power Authority Series A-5 0.139998% 544495DY7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank PLC N/A N/A N N 2000000.00 2000000.00 0.0089 N 2000000.00 2000000.00 Los Angeles County, CA Department of Water & Power Authority Los Angeles County, CA Department of Water & Power Authority Series A 4.000000% 544495WS9 Other Municipal Debt N First Tier Security N/A N/A 2013-07-01 2013-07-01 N N N 3455000.00 3531290.74 0.0158 N 3529420.70 3529420.70 Los Angeles County, CA Harbor Department Los Angeles County, CA Harbor Department 0.230000% 54455CAD2 Other Municipal Debt N First Tier Security N/A N/A 2012-12-03 2012-12-03 N N N 2000000.00 2000000.00 0.0089 N 2000000.00 2000000.00 Los Angeles County, CA Harbor Department Los Angeles County, CA Harbor Department Series D 0.220000% 54455CAG5 Other Municipal Debt N First Tier Security N/A N/A 2013-01-17 2013-01-17 N N N 2000000.00 2000000.00 0.0089 N 1999980.00 1999980.00 Los Angeles County, CA Harbor Department Los Angeles County, CA Harbor Department 0.220000% 54455CAH3 Other Municipal Debt N First Tier Security N/A N/A 2012-12-03 2012-12-03 N N N 1000000.00 1000000.00 0.0045 N 1000000.00 1000000.00 Los Angeles County, CA Housing Authority Los Angeles County, CA Housing Authority Series B 0.150001% 544688GH1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 2436000.00 2436000.00 0.0109 N 2436000.00 2436000.00 Los Angeles County, CA Housing Authority Los Angeles County, CA Housing Authority Series C 0.150001% 544688GJ7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 5200000.00 5200000.00 0.0232 N 5200000.00 5200000.00 Los Angeles County, CA Metropolitan Transportation Authority Los Angeles County, CA Metropolitan Transportation Authority Series A 5.000000% 544712XD9 Other Municipal Debt N First Tier Security N/A N/A 2013-07-01 2013-07-01 N N N 460000.00 472559.12 0.0021 N 472567.20 472567.20 Los Angeles County, CA Schools Los Angeles County, CA Schools Series B-4 2.000000% 54515ECT9 Other Municipal Debt N First Tier Security N/A N/A 2013-01-31 2013-01-31 N N N 500000.00 501158.27 0.0022 N 501190.00 501190.00 Los Angeles, CA Community Redevelopment Agency Los Angeles, CA Community Redevelopment Agency Series 05 0.150001% 544393BR1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 4600000.00 4600000.00 0.0205 N 4600000.00 4600000.00 Metropolitan Water District of Southern California Metropolitan Water District of Southern California Series A-2 0.150001% 5926635F1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank PLC N/A N/A N N 15000.00 15000.00 0.0001 N 15000.00 15000.00 Metropolitan Water District of Southern California Metropolitan Water District of Southern California Series A 0.120000% 59266TCZ2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y THE METROPOLITAN WATER DISTRICT N/A N/A N N 1500000.00 1500000.00 0.0067 N 1500000.00 1500000.00 Metropolitan Water District of Southern California Metropolitan Water District of Southern California Series A-4 0.309998% 59266TEJ6 Other Municipal Debt N First Tier Security N/A N/A 2012-12-06 2013-06-01 N N N 2000000.00 2000565.86 0.0089 N 2000200.00 2000200.00 Metropolitan Water District of Southern California Metropolitan Water District of Southern California Series A-2 0.309998% 59266TEL1 Other Municipal Debt N First Tier Security N/A N/A 2012-12-06 2013-06-01 N N N 600000.00 600000.00 0.0027 N 600060.00 600060.00 Orange County, CA Sanitation District Orange County, CA Sanitation District 2.000000% 68428QAD5 Other Municipal Debt N First Tier Security N/A N/A 2013-10-30 2013-10-30 N N N 5000000.00 5081470.96 0.0227 N 5082350.00 5082350.00 Puerto Rico Barclays Capital Municipal Trust Receipts Puerto Rico Barclays Capital Municipal Trust Receipts Series 10B 0.259999% 06740GAU0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank PLC N/A N/A N N 800000.00 800000.00 0.0036 N 800000.00 800000.00 Puerto Rico Barclays Capital Municipal Trust Receipts Puerto Rico Barclays Capital Municipal Trust Receipts Series 65W 0.259999% 06740GKM7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank PLC N/A N/A N N 850000.00 850000.00 0.0038 N 850000.00 850000.00 Puerto Rico Deutsche Bank Spears/Lifers Trust Puerto Rico Deutsche Bank Spears/Lifers Trust Series 1041 0.200000% 25155DGV7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y DEUTSCHE BANK AKTIENGESELLSCHAFT N/A N/A N N 300000.00 300000.00 0.0013 N 300000.00 300000.00 Puerto Rico Sales Tax Financing Corp. Puerto Rico Sales Tax Financing Corp. 0.190001% 74529JJK2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank, N.A. N/A N/A N N 1000000.00 1000000.00 0.0045 N 1000000.00 1000000.00 RBC Municipal Products Inc Trust RBC Municipal Products Inc Trust 0.150001% 74926YYV7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Royal Bank of Canada N/A N/A N N 4000000.00 4000000.00 0.0179 N 4000000.00 4000000.00 Sacramento County, CA Housing Authority Sacramento County, CA Housing Authority Series C 0.150001% 786111EV2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 2575000.00 2575000.00 0.0115 N 2575000.00 2575000.00 Sacramento, CA Municipal Utility District Sacramento, CA Municipal Utility District Subseries M 0.150001% 786005SF6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y U.S. BANK NATIONAL ASSOCIATION N/A N/A Y U.S. BANK NATIONAL ASSOCIATION N/A N/A N 2600000.00 2600000.00 0.0116 N 2600000.00 2600000.00 Sacramento, CA Suburban Water District Sacramento, CA Suburban Water District Series A 0.150001% 78607PBK2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y SUMITOMO MITSUI BANKING CORPORAT N/A N/A Y SUMITOMO MITSUI BANKING CORPORAT N/A N/A N 2000000.00 2000000.00 0.0089 N 2000000.00 2000000.00 San Diego County, CA School Districts San Diego County, CA School Districts Series B-2 2.000000% 797381BJ8 Other Municipal Debt N First Tier Security N/A N/A 2013-04-30 2013-04-30 N N N 1000000.00 1006968.54 0.0045 N 1007150.00 1007150.00 San Diego, CA Unified School District San Diego, CA Unified School District Series A-2 2.000000% 797355R89 Other Municipal Debt N First Tier Security N/A N/A 2013-06-28 2013-06-28 N N N 3000000.00 3030361.04 0.0135 N 3030450.00 3030450.00 San Francisco, CA City & County Airports Commission San Francisco, CA City & County Airports Commission Series D 2.250000% 79765AY75 Other Municipal Debt N First Tier Security N/A N/A 2012-12-04 2012-12-04 N N N 3000000.00 3000474.91 0.0134 N 3000000.00 3000000.00 San Francisco, CA City & County Public Utilities Commission San Francisco, CA City & County Public Utilities Commission 0.200000% 79769LAA6 Other Municipal Debt N First Tier Security N/A N/A 2013-01-15 2013-01-15 N N N 500000.00 500000.00 0.0022 N 500000.00 500000.00 Santa Clara Valley, CA Transportation Authority Santa Clara Valley, CA Transportation Authority Series B 0.150001% 80168NDV8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Barclays Bank PLC N/A N/A N N 2200000.00 2200000.00 0.0098 N 2200000.00 2200000.00 Southern California Public Power Authority Southern California Public Power Authority Series A-1 0.150001% 842475E92 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y U.S. BANK NATIONAL ASSOCIATION N/A N/A Y U.S. BANK NATIONAL ASSOCIATION N/A N/A N 1800000.00 1800000.00 0.0080 N 1800000.00 1800000.00 Southern California Public Power Authority Southern California Public Power Authority Series 1048 0.200000% 84247PGE5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y DEUTSCHE BANK AKTIENGESELLSCHAFT N/A N/A N N 1000000.00 1000000.00 0.0045 N 1000000.00 1000000.00 State of California State of California 0.150001% 13063A5X8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y STATE STREET BANK & TRUST CO N/A N/A N N 500000.00 500000.00 0.0022 N 500000.00 500000.00 State of California State of California Series A-2 2.500000% 13063BB68 Other Municipal Debt N First Tier Security N/A N/A 2013-06-20 2013-06-20 N N N 500000.00 506181.24 0.0023 N 506095.00 506095.00 State of California State of California Series C-5 0.150001% 13067JMJ7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y Bank of America N.A. N/A N/A N N 1800000.00 1800000.00 0.0080 N 1800000.00 1800000.00 University of California University of California Series 2649Z 0.169999% 91412F3F2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2500000.00 2500000.00 0.0112 N 2500000.00 2500000.00 University of California University of California 0.190001% 91412F4P9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank, N.A. N/A N/A N N 2000000.00 2000000.00 0.0089 N 2000000.00 2000000.00 University of California University of California 0.179998% 91412GGY5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-01 2012-12-01 Y Citibank, N.A. N/A N/A N N 3700000.00 3700000.00 0.0165 N 3700000.00 3700000.00 West Basin, CA Municipal Water District West Basin, CA Municipal Water District Series A-1 0.200000% 951255ET1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank, N.A. N/A N/A N N 2575000.00 2575000.00 0.0115 N 2575000.00 2575000.00 West Basin, CA Municipal Water District West Basin, CA Municipal Water District Series A-2 0.200000% 951255EU8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-12-07 2012-12-07 Y Citibank, N.A. N/A N/A N N 900000.00 900000.00 0.0040 N 900000.00 900000.00