0001145549-12-002141.txt : 20120430 0001145549-12-002141.hdr.sgml : 20120430 20120306122952 ACCESSION NUMBER: 0001145549-12-002141 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120229 FILED AS OF DATE: 20120306 DATE AS OF CHANGE: 20120306 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS TRUST CENTRAL INDEX KEY: 0000822977 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05349 FILM NUMBER: 12669413 BUSINESS ADDRESS: STREET 1: 71 SOUTH WACKER DRIVE STREET 2: C/O GOLDMAN SACHS & CO CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126554400 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS SHORT INTERMEDIATE GOVERNMENT FUND DATE OF NAME CHANGE: 19910711 FORMER COMPANY: FORMER CONFORMED NAME: SHORT INTERMEDIATE GOVERNMENT FUND DATE OF NAME CHANGE: 19900104 0000822977 S000009253 Goldman Sachs Financial Square Tax-Exempt California Fund C000025260 FST Units ITCXX C000025261 FST Administration Units IAMXX C000025262 FST Service Units ICSXX C000025263 FST Cash Management Shares IECXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2012-02-29 0000822977 S000009253 4 N N N N 033-17619 Goldman Sachs Asset Management, L.P. 801-37591 PricewaterhouseCoopers LLP Boston MA Goldman Sachs Asset Management, L.P. The Bank of New York Mellon Goldman, Sachs & Co. 0000734700 84-01100 N N N Single State Fund 19 19 244484290.81 22965169.30 2627311.58 264822148.53 0.0017 1.0002 2012-02-29 1.0002 2012-02-29 C000025260 10000000.00 100155151.22 1.00 -4025302.49 5045056.62 9070359.11 0.0001 1.0002 2012-02-29 1.0002 2012-02-29 C000025261 10000000.00 164664204.18 1.00 16466606.34 74722677.58 58256071.24 0.0001 1.0002 2012-02-29 1.0002 2012-02-29 C000025262 10000000.00 1756.36 1.00 0.00 150.00 150.00 0.0001 1.0002 2012-02-29 1.0002 2012-02-29 C000025263 10000000.00 1036.77 1.00 0.00 0.00 0.00 0.0001 1.0002 2012-02-29 1.0002 2012-02-29 California Barclays Capital Municipal Trust Receipts California Barclays Capital Municipal Trust Receipts Series 8B 0.150001% 06740GAQ9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Barclays Bank PLC N/A N/A N N 2800000.00 2800000.00 0.0106 N 2800000.00 2800000.00 California Barclays Capital Municipal Trust Receipts California Barclays Capital Municipal Trust Receipts Series 11B 0.139998% 06740GAW6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Barclays Bank PLC N/A N/A N N 2300000.00 2300000.00 0.0087 N 2300000.00 2300000.00 California Barclays Capital Municipal Trust Receipts California Barclays Capital Municipal Trust Receipts Series 27B 0.150001% 06740GGC4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Barclays Bank PLC N/A N/A N N 1600000.00 1600000.00 0.0060 N 1600000.00 1600000.00 California Barclays Capital Municipal Trust Receipts California Barclays Capital Municipal Trust Receipts Series 80W 0.150001% 06740GLU8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Barclays Bank PLC N/A N/A N N 5245000.00 5245000.00 0.0198 N 5245000.00 5245000.00 California Bay Area Toll Authority California Bay Area Toll Authority Series 1962 0.160000% 072024FU1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 1400000.00 1400000.00 0.0053 N 1400000.00 1400000.00 California Bay Area Toll Authority California Bay Area Toll Authority 0.139998% 072024NM0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Lloyds TSB Bank PLC N/A N/A Y Lloyds TSB Bank PLC N/A N/A N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 California Deutsche Bank Spears/Lifers Trust California Deutsche Bank Spears/Lifers Trust Series 1035 0.259999% 25155DFY2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y DEUTSCHE BANK AKTIENGESELLSCHAFT N/A N/A N N 3340000.00 3340000.00 0.0126 N 3340000.00 3340000.00 California Deutsche Bank Spears/Lifers Trust California Deutsche Bank Spears/Lifers Trust Series 1043 0.259999% 25155DHC8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y DEUTSCHE BANK AG-NEW YORK BRANCH N/A N/A N N 4300000.00 4300000.00 0.0162 N 4300000.00 4300000.00 California Educational Facilities Authority California Educational Facilities Authority 0.160000% 130178HR0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank, N.A. N/A N/A N N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 California Educational Facilities Authority California Educational Facilities Authority Series 2953 0.160000% 130178NQ5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2300000.00 2300000.00 0.0087 N 2300000.00 2300000.00 California Health Facilities Financing Authority California Health Facilities Financing Authority, Series B-1 0.099998% 13033F3T5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Standford Hospital and Clinic N/A N/A N N 9500000.00 9500000.00 0.0359 N 9500000.00 9500000.00 California Health Facilities Financing Authority California Health Facilities Financing Authority Series B 0.120000% 13033F5G1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank, N.A. N/A N/A Y Wells Fargo Bank, N.A. N/A N/A N 1875000.00 1875000.00 0.0071 N 1875000.00 1875000.00 California Health Facilities Financing Authority California Health Facilities Financing Authority Series C 0.129999% 13033FK74 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Kaiser Foundation Hospitals N/A N/A N N 1800000.00 1800000.00 0.0068 N 1800000.00 1800000.00 California Health Facilities Financing Authority California Health Facilities Financing Authority Series 1858 0.160000% 13033FT42 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank, N.A. N/A N/A N N 5591000.00 5591000.00 0.0211 N 5591000.00 5591000.00 California Health Facilities Financing Authority California Health Facilities Financing Authority 0.160000% 13033LMM6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank, N.A. N/A N/A Y Citibank, N.A. N/A N/A N 1500000.00 1500000.00 0.0057 N 1500000.00 1500000.00 California Infrastructure & Economic Development Bank California Infrastructure & Economic Development Bank 0.120000% 13033W3S0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y J. PAUL GETTY TRUST N/A N/A N N 2200000.00 2200000.00 0.0083 N 2200000.00 2200000.00 California Irvine Ranch Water District California Irvine Ranch Water District 0.120000% 4636324A4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y SUMITOMO MITSUI BANKING CORPORAT N/A N/A Y SUMITOMO MITSUI BANKING CORPORAT N/A N/A N 3400000.00 3400000.00 0.0128 N 3400000.00 3400000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3368 0.160000% 46632PC76 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 1500000.00 1500000.00 0.0057 N 1500000.00 1500000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3415 0.160000% 46632PT60 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 570000.00 570000.00 0.0022 N 570000.00 570000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3424 0.160000% 46632PW25 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 690000.00 690000.00 0.0026 N 690000.00 690000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3934 0.129999% 46633V4M8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y JPMorgan Chase Bank, N.A. N/A N/A N N 1450000.00 1450000.00 0.0055 N 1450000.00 1450000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3839 0.160000% 46633VG29 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2000000.00 2000000.00 0.0076 N 2000000.00 2000000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3580 0.160000% 46633VGM5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2025000.00 2025000.00 0.0076 N 2025000.00 2025000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3630 0.160000% 46633VLX5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2440000.00 2440000.00 0.0092 N 2440000.00 2440000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3676Z 0.160000% 46633VQJ1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Assured Guaranty Municipal Corp. N/A N/A Y Assured Guaranty Municipal Corp. N/A N/A N 3335000.00 3335000.00 0.0126 N 3335000.00 3335000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3686Z 0.160000% 46633VRJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2000000.00 2000000.00 0.0076 N 2000000.00 2000000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3765 0.160000% 46633VWT2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 1500000.00 1500000.00 0.0057 N 1500000.00 1500000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 3773Z 0.160000% 46633VXF1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 3400000.00 3400000.00 0.0128 N 3400000.00 3400000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 4000 0.129999% 46636YDE7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y JPMorgan Chase Bank, N.A. N/A N/A N N 7850000.00 7850000.00 0.0296 N 7850000.00 7850000.00 California JPMorgan Chase Putters/Drivers Trust California JPMorgan Chase Putters/Drivers Trust Series 4059 0.129999% 46636YKD1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2000000.00 2000000.00 0.0076 N 2000000.00 2000000.00 California Municipal Finance Authority California Municipal Finance Authority 0.120000% 13048TGT4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y Chevron Corporation N/A N/A N N 8400000.00 8400000.00 0.0317 N 8400000.00 8400000.00 California Puttable Floating Option Tax-Exempt Receipts California Puttable Floating Option Tax-Exempt Receipts 0.259999% 74703Y6Y1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of America, National Associ N/A N/A N N 1495000.00 1495000.00 0.0056 N 1495000.00 1495000.00 California Puttable Floating Option Tax-Exempt Receipts California Puttable Floating Option Tax-Exempt Receipts 0.419999% 74703YCR9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of America, National Associ N/A N/A N N 1900000.00 1900000.00 0.0072 N 1900000.00 1900000.00 California Puttable Floating Option Tax-Exempt Receipts California Puttable Floating Option Tax-Exempt Receipts 0.219999% 74703YN48 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of America, National Associ N/A N/A N N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 California RBC Municipal Products, Inc. Trust California RBC Municipal Products, Inc. Trust Series O-4 0.129999% 74926YTN1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Royal Bank of Canada N/A N/A N N 2500000.00 2500000.00 0.0094 N 2500000.00 2500000.00 California RBC Municipal Products, Inc. Trust California RBC Municipal Products, Inc. Trust Series O-8 0.129999% 74926YTZ4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Royal Bank of Canada N/A N/A N N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 California School Cash Reserve Program Authority California School Cash Reserve Program Authority Series S 2.000000% 130583EH6 Other Municipal Debt N First Tier Security N/A N/A 2012-12-31 2012-12-31 N N N 750000.00 760635.77 0.0029 N 760462.50 760462.50 California School Cash Reserve Program Authority California School Cash Reserve Program Authority Series U 2.000000% 130583EK9 Other Municipal Debt N First Tier Security N/A N/A 2012-12-31 2012-12-31 N N N 1000000.00 1012484.41 0.0038 N 1013530.00 1013530.00 California School Cash Reserve Program Authority California School Cash Reserve Program Authority Series W 2.000000% 130583EM5 Other Municipal Debt N First Tier Security N/A N/A 2013-01-31 2013-01-31 N N N 1000000.00 1012801.40 0.0038 N 1013530.00 1013530.00 California State Department of Water Resources California State Department of Water Resources 0.160000% 13066KK40 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank, N.A. N/A N/A N N 1600000.00 1600000.00 0.0060 N 1600000.00 1600000.00 California State Department of Water Resources California State Department of Water Resources 0.160000% 13066KP52 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-07 Y Citibank, N.A. N/A N/A N N 700000.00 700000.00 0.0026 N 700000.00 700000.00 California State Department of Water Resources California State Department of Water Resources Series A 5.500000% 13066YDU0 Other Municipal Debt N First Tier Security N/A N/A 2012-05-01 2012-05-01 N Y Ambac Assurance Corp. N/A N/A N 885000.00 901503.68 0.0034 N 901204.35 901204.35 California State Department of Water Resources California State Department of Water Resources Series A 5.375000% 13066YED7 Other Municipal Debt N First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 1000000.00 1018557.68 0.0038 N 1018120.00 1018120.00 California State Department of Water Resources California State Department of Water Resources Series A 5.500000% 13066YRT8 Other Municipal Debt N First Tier Security N/A N/A 2012-05-01 2012-05-01 N N N 500000.00 509297.73 0.0019 N 509155.00 509155.00 California State University California State University 0.169999% 13077CRT3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Berkshire Hathaway Assurance Cor N/A N/A Y Berkshire Hathaway Assurance Cor N/A N/A N 3000000.00 3000000.00 0.0113 N 3000000.00 3000000.00 California Statewide Communities Development Authority California Statewide Communities Development Authority 0.110001% 1307953L9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y U.S. BANK NATIONAL ASSOCIATION N/A N/A Y U.S. BANK NATIONAL ASSOCIATION N/A N/A N 7500000.00 7500000.00 0.0283 N 7500000.00 7500000.00 California Statewide Communities Development Authority California Statewide Communities Development Authority Series C 0.139998% 130795UC9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y Wells Fargo Bank, N.A. N/A N/A Y Wells Fargo Bank, N.A. N/A N/A N 750000.00 750000.00 0.0028 N 750000.00 750000.00 California Statewide Communities Development Authority California Statewide Communities Development Authority 0.370000% 13079QBK6 Other Municipal Debt N First Tier Security N/A N/A 2012-03-01 2012-03-01 N N N 2500000.00 2500000.00 0.0094 N 2500000.00 2500000.00 California Statewide Communities Development Authority California Statewide Communities Development Authority 0.310000% 13080NAL9 Other Municipal Debt N First Tier Security N/A N/A 2012-05-11 2012-05-11 N N N 2000000.00 2000000.00 0.0076 N 2000440.00 2000440.00 California Statewide Communities Development Authority California Statewide Communities Development Authority Series C 3.850000% 130911LB4 Other Municipal Debt N First Tier Security N/A N/A 2012-06-01 2012-06-01 N N N 1955000.00 1972191.81 0.0074 N 1971695.70 1971695.70 California Statewide Communities Development Authority California Statewide Communities Development Authority Series B 0.129999% 130911RX0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Kaiser Foundation Hospitals N/A N/A N N 2000000.00 2000000.00 0.0076 N 2000000.00 2000000.00 California Statewide Communities Development Authority California Statewide Communities Development Authority, Series L 0.129999% 130911WD8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Kaiser Foundation Hospitals N/A N/A N N 1250000.00 1250000.00 0.0047 N 1250000.00 1250000.00 California Statewide Communities Development Authority California Statewide Communities Development Authority Series M 0.129999% 130911WE6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Kaiser Foundation Hospitals N/A N/A N N 900000.00 900000.00 0.0034 N 900000.00 900000.00 California Wells Fargo Stage Trust California Wells Fargo Stage Trust Series 74C 0.160000% 94985N2J9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank, N.A. N/A N/A N N 800000.00 800000.00 0.0030 N 800000.00 800000.00 California Wells Fargo Stage Trust California Wells Fargo Stage Trust Series 97C 0.160000% 94985N5E7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Assured Guaranty Municipal Corp. N/A N/A Y Assured Guaranty Municipal Corp. N/A N/A N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 California Wells Fargo Stage Trust California Wells Fargo Stage Trust Series 7C 0.160000% 94985NHK0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank, N.A. N/A N/A N N 1600000.00 1600000.00 0.0060 N 1600000.00 1600000.00 California Wells Fargo Stage Trust California Wells Fargo Stage Trust Series 34C 0.160000% 94985NLT6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank, N.A. N/A N/A N N 4700000.00 4700000.00 0.0177 N 4700000.00 4700000.00 California Wells Fargo Stage Trust California Wells Fargo Stage Trust Series 42C 0.160000% 94985NMR9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank, N.A. N/A N/A N N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 Chino Basin, CA Regional Financing Authority Chino Basin, CA Regional Financing Authority Series B 0.110001% 169498DR0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Lloyds TSB Bank PLC N/A N/A Y Lloyds TSB Bank PLC N/A N/A N 2440000.00 2440000.00 0.0092 N 2440000.00 2440000.00 City & County of San Francisco, CA City & County of San Francisco, CA 2.000000% 797646QM1 Other Municipal Debt N First Tier Security N/A N/A 2012-06-15 2012-06-15 N N N 1000000.00 1005060.00 0.0038 N 1005220.00 1005220.00 City of Glendale, CA City of Glendale, CA 0.160000% 378391AA4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 2900000.00 2900000.00 0.0110 N 2900000.00 2900000.00 City of Los Angeles CA Wastewater System Revenue City of Los Angeles CA Wastewater System Revenue Series D 0.139998% 5446522S8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A Y JPMORGAN CHASE BANK, NATIONAL AS N/A N/A N 2500000.00 2500000.00 0.0094 N 2500000.00 2500000.00 City of Pasadena, CA City of Pasadena, CA Series A 0.179998% 702204LN6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of America, National Associ N/A N/A Y BANK OF AMERICA, NATIONAL ASSOCI N/A N/A N 2000000.00 2000000.00 0.0076 N 2000000.00 2000000.00 City of Santa Rosa, CA City of Santa Rosa, CA Series A 0.629999% 802649MB6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Landesbank Baden-Wuerttemberg N/A N/A Y Landesbank Baden-Wuerttemberg N/A N/A N 900000.00 900000.00 0.0034 N 900000.00 900000.00 County of Orange, CA County of Orange, CA Series A 0.110001% 684209KL2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 200000.00 200000.00 0.0008 N 200000.00 200000.00 County of Orange, CA County of Orange, CA 0.120000% 684209MK2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 4000000.00 4000000.00 0.0151 N 4000000.00 4000000.00 County of Orange, CA County of Orange, CA Series B 0.120000% 684209MS5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A Y FEDERAL HOME LOAN MORTGAGE CORPO N/A N/A N 2600000.00 2600000.00 0.0098 N 2600000.00 2600000.00 Eastern California Municipal Water District Eastern California Municipal Water District Series D 0.099998% 276771HM7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y U.S. BANK NATIONAL ASSOCIATION N/A N/A N N 3000000.00 3000000.00 0.0113 N 3000000.00 3000000.00 Los Angeles County Metropolitan Transportation Authority Los Angeles County Metropolitan Transportation Authority Series A2 0.099998% 544712L83 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y Bank of Nova Scotia (The) N/A N/A N N 10000000.00 10000000.00 0.0378 N 10000000.00 10000000.00 Los Angeles County Metropolitan Transportation Authority Los Angeles County Metropolitan Transportation Authority 0.129999% 544712M33 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y Citibank, N.A. N/A N/A N N 1500000.00 1500000.00 0.0057 N 1500000.00 1500000.00 Los Angeles County, CA Housing Authority Los Angeles County, CA Housing Authority Series B 0.120000% 544688GH1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 2436000.00 2436000.00 0.0092 N 2436000.00 2436000.00 Los Angeles County, CA Housing Authority Los Angeles County, CA Housing Authority Series II-C 0.120000% 544688GJ7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 2200000.00 2200000.00 0.0083 N 2200000.00 2200000.00 Los Angeles County, CA Schools Los Angeles County, CA Schools 2.000000% 54515ECQ5 Other Municipal Debt N First Tier Security N/A N/A 2012-11-30 2012-11-30 N N N 1000000.00 1013050.00 0.0038 N 1013050.00 1013050.00 Los Angeles County, CA Schools Los Angeles County, CA Schools 2.000000% 54515ECT9 Other Municipal Debt N First Tier Security N/A N/A 2013-01-31 2013-01-31 N N N 500000.00 506380.00 0.0019 N 506850.00 506850.00 Los Angeles, CA Community Redevelopment Agency Los Angeles, CA Community Redevelopment Agency 0.089999% 544393BR1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 7445000.00 7445000.00 0.0281 N 7445000.00 7445000.00 Los Angeles, CA Department of Airports Los Angeles, CA Department of Airports 0.160000% 544435Q60 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank, N.A. N/A N/A N N 2500000.00 2500000.00 0.0094 N 2500000.00 2500000.00 Los Angeles, CA Department of Water & Power Los Angeles, CA Department of Water & Power Series B-1 0.150001% 544495DF8 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank, N.A. N/A N/A N N 1450000.00 1450000.00 0.0055 N 1450000.00 1450000.00 Los Angeles, CA Department of Water & Power Los Angeles, CA Department of Water & Power Series B-6 0.080000% 544495DL5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y Bank of America, National Associ N/A N/A N N 1300000.00 1300000.00 0.0049 N 1300000.00 1300000.00 Los Angeles, CA Department of Water & Power Los Angeles, CA Department of Water & Power Series A-3 0.099998% 544495DV3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of Nova Scotia (The) N/A N/A N N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 Los Angeles, CA Department of Water & Power Los Angeles, CA Department of Water & Power, Series A-5 0.139998% 544495DY7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Barclays Bank PLC N/A N/A N N 700000.00 700000.00 0.0026 N 700000.00 700000.00 Los Angeles, CA Department of Water & Power Authority Los Angeles, CA Department of Water & Power Authority Series B-4 0.150001% 544525DD7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Wells Fargo Bank, N.A. N/A N/A N N 1800000.00 1800000.00 0.0068 N 1800000.00 1800000.00 Los Angeles, CA Unified School District Los Angeles, CA Unified School District, Series A 2.000000% 544646C67 Other Municipal Debt N First Tier Security N/A N/A 2012-08-01 2012-08-01 N N N 2950000.00 2971136.46 0.0112 N 2973364.00 2973364.00 Los Angeles, CA Unified School District Los Angeles, CA Unified School District Series A 0.219998% 544648RY6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Bank of America, National Associ N/A N/A Y BANK OF AMERICA, NATIONAL ASSOCI N/A N/A N 1800000.00 1800000.00 0.0068 N 1800000.00 1800000.00 Metropolitan Water District of Southern California Metropolitan Water District of Southern California Series A-2 0.120000% 5926635F1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Barclays Bank PLC N/A N/A N N 2600000.00 2600000.00 0.0098 N 2600000.00 2600000.00 Metropolitan Water District of Southern California Metropolitan Water District of Southern California Series B-3 5.000000% 592663U48 Other Municipal Debt N First Tier Security N/A N/A 2012-10-01 2012-10-01 N N N 3830000.00 3935846.46 0.0149 N 3935976.10 3935976.10 Puerto Rico Barclays Capital Municipal Trust Receipts Puerto Rico Barclays Capital Municipal Trust Receipts Series 65W 0.269998% 06740GKM7 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Barclays Bank PLC N/A N/A N N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 Puerto Rico Sales Tax Financing Corp. Puerto Rico Sales Tax Financing Corp. 0.160000% 74529JLS2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank, N.A. N/A N/A N N 400000.00 400000.00 0.0015 N 400000.00 400000.00 Riverside County, CA Transportation Commission Riverside County, CA Transportation Commission Series B 0.160000% 769125DR3 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 4875000.00 4875000.00 0.0184 N 4875000.00 4875000.00 Sacramento County, CA Housing Authority Sacramento County, CA Housing Authority 0.120000% 786111EV2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 2600000.00 2600000.00 0.0098 N 2600000.00 2600000.00 Sacramento, CA Municipal Utility District Sacramento, CA Municipal Utility District Series L 0.129999% 786005SD1 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y U.S. BANK NATIONAL ASSOCIATION N/A N/A N N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 Sacramento, CA Municipal Utility District Sacramento, CA Municipal Utility District Series M 0.129999% 786005SF6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y U.S. BANK NATIONAL ASSOCIATION N/A N/A N N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 Sacramento, CA Suburban Water District Sacramento, CA Suburban Water District Series A 0.120000% 78607PBK2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y SUMITOMO MITSUI BANKING CORPORAT N/A N/A Y SUMITOMO MITSUI BANKING CORPORAT N/A N/A N 4500000.00 4500000.00 0.0170 N 4500000.00 4500000.00 San Diego County, CA Regional Transportation Commission San Diego County, CA Regional Transportation Commission Series C 0.129999% 797400FH6 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y MIZUHO CORPORATE BANK, LTD. N/A N/A N N 2600000.00 2600000.00 0.0098 N 2600000.00 2600000.00 San Diego, CA Unified School District/CA San Diego, CA Unified School District/CA 2.000000% 797355P81 Other Municipal Debt N First Tier Security N/A N/A 2012-08-07 2012-08-07 N N N 1500000.00 1511505.88 0.0057 N 1512285.00 1512285.00 San Francisco County Transportation Authority San Francisco County Transportation Authority 0.220000% 79772QNF5 Other Municipal Debt N First Tier Security N/A N/A 2012-03-09 2012-03-09 N N N 4500000.00 4500000.00 0.0170 N 4500000.00 4500000.00 San Marin Area, CA Transportation District San Marin Area, CA Transportation District Series A 1.000000% 835588AA2 Other Municipal Debt N First Tier Security N/A N/A 2013-01-10 2013-01-10 N N N 1000000.00 1001839.53 0.0038 N 1000640.00 1000640.00 Santa Clara Valley, CA Transportation Authority Santa Clara Valley, CA Transportation Authority Series D 0.099998% 80168NEJ4 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y SUMITOMO MITSUI BANKING CORPORAT N/A N/A N N 5500000.00 5500000.00 0.0208 N 5500000.00 5500000.00 Southern California Public Power Authority Southern California Public Power Authority 0.110001% 842475E92 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y KBC BANK N.V. N/A N/A Y KBC BANK N.V. N/A N/A N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 Southern California Public Power Authority Southern California Public Power Authority Series 1048 0.259999% 84247PGE5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y DEUTSCHE BANK AG-NEW YORK BRANCH N/A N/A N N 1000000.00 1000000.00 0.0038 N 1000000.00 1000000.00 State of California State of California Series B-3 0.129999% 13063BCN0 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 1200000.00 1200000.00 0.0045 N 1200000.00 1200000.00 University of California University of California Series B-2 0.120000% 913366BB5 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-01 2012-03-01 Y Wells Fargo Bank, N.A. N/A N/A N N 1600000.00 1600000.00 0.0060 N 1600000.00 1600000.00 University of California University of California Series 2649Z 0.160000% 91412F3F2 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y JPMorgan Chase Bank, N.A. N/A N/A N N 3800000.00 3800000.00 0.0143 N 3800000.00 3800000.00 University of California University of California 0.160000% 91412F4P9 Variable Rate Demand Note N First Tier Security N/A N/A 2012-03-07 2012-03-07 Y Citibank, N.A. N/A N/A N N 2000000.00 2000000.00 0.0076 N 2000000.00 2000000.00