0001145549-12-002141.txt : 20120430
0001145549-12-002141.hdr.sgml : 20120430
20120306122952
ACCESSION NUMBER: 0001145549-12-002141
CONFORMED SUBMISSION TYPE: N-MFP
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120229
FILED AS OF DATE: 20120306
DATE AS OF CHANGE: 20120306
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDMAN SACHS TRUST
CENTRAL INDEX KEY: 0000822977
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: N-MFP
SEC ACT: 1933 Act
SEC FILE NUMBER: 811-05349
FILM NUMBER: 12669413
BUSINESS ADDRESS:
STREET 1: 71 SOUTH WACKER DRIVE
STREET 2: C/O GOLDMAN SACHS & CO
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3126554400
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: GOLDMAN SACHS SHORT INTERMEDIATE GOVERNMENT FUND
DATE OF NAME CHANGE: 19910711
FORMER COMPANY:
FORMER CONFORMED NAME: SHORT INTERMEDIATE GOVERNMENT FUND
DATE OF NAME CHANGE: 19900104
0000822977
S000009253
Goldman Sachs Financial Square Tax-Exempt California Fund
C000025260
FST Units
ITCXX
C000025261
FST Administration Units
IAMXX
C000025262
FST Service Units
ICSXX
C000025263
FST Cash Management Shares
IECXX
N-MFP
1
primary_doc.xml
N-MFP
N-MFP
LIVE
N
2012-02-29
0000822977
S000009253
4
N
N
N
N
033-17619
Goldman Sachs Asset Management, L.P.
801-37591
PricewaterhouseCoopers LLP
Boston
MA
Goldman Sachs Asset Management, L.P.
The Bank of New York Mellon
Goldman, Sachs & Co.
0000734700
84-01100
N
N
N
Single State Fund
19
19
244484290.81
22965169.30
2627311.58
264822148.53
0.0017
1.0002
2012-02-29
1.0002
2012-02-29
C000025260
10000000.00
100155151.22
1.00
-4025302.49
5045056.62
9070359.11
0.0001
1.0002
2012-02-29
1.0002
2012-02-29
C000025261
10000000.00
164664204.18
1.00
16466606.34
74722677.58
58256071.24
0.0001
1.0002
2012-02-29
1.0002
2012-02-29
C000025262
10000000.00
1756.36
1.00
0.00
150.00
150.00
0.0001
1.0002
2012-02-29
1.0002
2012-02-29
C000025263
10000000.00
1036.77
1.00
0.00
0.00
0.00
0.0001
1.0002
2012-02-29
1.0002
2012-02-29
California Barclays Capital Municipal Trust Receipts
California Barclays Capital Municipal Trust Receipts Series 8B 0.150001%
06740GAQ9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Barclays Bank PLC
N/A
N/A
N
N
2800000.00
2800000.00
0.0106
N
2800000.00
2800000.00
California Barclays Capital Municipal Trust Receipts
California Barclays Capital Municipal Trust Receipts Series 11B 0.139998%
06740GAW6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Barclays Bank PLC
N/A
N/A
N
N
2300000.00
2300000.00
0.0087
N
2300000.00
2300000.00
California Barclays Capital Municipal Trust Receipts
California Barclays Capital Municipal Trust Receipts Series 27B 0.150001%
06740GGC4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Barclays Bank PLC
N/A
N/A
N
N
1600000.00
1600000.00
0.0060
N
1600000.00
1600000.00
California Barclays Capital Municipal Trust Receipts
California Barclays Capital Municipal Trust Receipts Series 80W 0.150001%
06740GLU8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Barclays Bank PLC
N/A
N/A
N
N
5245000.00
5245000.00
0.0198
N
5245000.00
5245000.00
California Bay Area Toll Authority
California Bay Area Toll Authority Series 1962 0.160000%
072024FU1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
1400000.00
1400000.00
0.0053
N
1400000.00
1400000.00
California Bay Area Toll Authority
California Bay Area Toll Authority 0.139998%
072024NM0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Lloyds TSB Bank PLC
N/A
N/A
Y
Lloyds TSB Bank PLC
N/A
N/A
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
California Deutsche Bank Spears/Lifers Trust
California Deutsche Bank Spears/Lifers Trust Series 1035 0.259999%
25155DFY2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
DEUTSCHE BANK AKTIENGESELLSCHAFT
N/A
N/A
N
N
3340000.00
3340000.00
0.0126
N
3340000.00
3340000.00
California Deutsche Bank Spears/Lifers Trust
California Deutsche Bank Spears/Lifers Trust Series 1043 0.259999%
25155DHC8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
DEUTSCHE BANK AG-NEW YORK BRANCH
N/A
N/A
N
N
4300000.00
4300000.00
0.0162
N
4300000.00
4300000.00
California Educational Facilities Authority
California Educational Facilities Authority 0.160000%
130178HR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank, N.A.
N/A
N/A
N
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
California Educational Facilities Authority
California Educational Facilities Authority Series 2953 0.160000%
130178NQ5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
2300000.00
2300000.00
0.0087
N
2300000.00
2300000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority, Series B-1 0.099998%
13033F3T5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Standford Hospital and Clinic
N/A
N/A
N
N
9500000.00
9500000.00
0.0359
N
9500000.00
9500000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority Series B 0.120000%
13033F5G1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank, N.A.
N/A
N/A
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
1875000.00
1875000.00
0.0071
N
1875000.00
1875000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority Series C 0.129999%
13033FK74
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Kaiser Foundation Hospitals
N/A
N/A
N
N
1800000.00
1800000.00
0.0068
N
1800000.00
1800000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority Series 1858 0.160000%
13033FT42
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
5591000.00
5591000.00
0.0211
N
5591000.00
5591000.00
California Health Facilities Financing Authority
California Health Facilities Financing Authority 0.160000%
13033LMM6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank, N.A.
N/A
N/A
Y
Citibank, N.A.
N/A
N/A
N
1500000.00
1500000.00
0.0057
N
1500000.00
1500000.00
California Infrastructure & Economic Development Bank
California Infrastructure & Economic Development Bank 0.120000%
13033W3S0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
J. PAUL GETTY TRUST
N/A
N/A
N
N
2200000.00
2200000.00
0.0083
N
2200000.00
2200000.00
California Irvine Ranch Water District
California Irvine Ranch Water District 0.120000%
4636324A4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
SUMITOMO MITSUI BANKING CORPORAT
N/A
N/A
Y
SUMITOMO MITSUI BANKING CORPORAT
N/A
N/A
N
3400000.00
3400000.00
0.0128
N
3400000.00
3400000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 3368 0.160000%
46632PC76
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
1500000.00
1500000.00
0.0057
N
1500000.00
1500000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 3415 0.160000%
46632PT60
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
570000.00
570000.00
0.0022
N
570000.00
570000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 3424 0.160000%
46632PW25
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
690000.00
690000.00
0.0026
N
690000.00
690000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 3934 0.129999%
46633V4M8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
1450000.00
1450000.00
0.0055
N
1450000.00
1450000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 3839 0.160000%
46633VG29
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
2000000.00
2000000.00
0.0076
N
2000000.00
2000000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 3580 0.160000%
46633VGM5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
2025000.00
2025000.00
0.0076
N
2025000.00
2025000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 3630 0.160000%
46633VLX5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
2440000.00
2440000.00
0.0092
N
2440000.00
2440000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 3676Z 0.160000%
46633VQJ1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Assured Guaranty Municipal Corp.
N/A
N/A
Y
Assured Guaranty Municipal Corp.
N/A
N/A
N
3335000.00
3335000.00
0.0126
N
3335000.00
3335000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 3686Z 0.160000%
46633VRJ0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
2000000.00
2000000.00
0.0076
N
2000000.00
2000000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 3765 0.160000%
46633VWT2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
1500000.00
1500000.00
0.0057
N
1500000.00
1500000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 3773Z 0.160000%
46633VXF1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
3400000.00
3400000.00
0.0128
N
3400000.00
3400000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 4000 0.129999%
46636YDE7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
7850000.00
7850000.00
0.0296
N
7850000.00
7850000.00
California JPMorgan Chase Putters/Drivers Trust
California JPMorgan Chase Putters/Drivers Trust Series 4059 0.129999%
46636YKD1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
2000000.00
2000000.00
0.0076
N
2000000.00
2000000.00
California Municipal Finance Authority
California Municipal Finance Authority 0.120000%
13048TGT4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
Chevron Corporation
N/A
N/A
N
N
8400000.00
8400000.00
0.0317
N
8400000.00
8400000.00
California Puttable Floating Option Tax-Exempt Receipts
California Puttable Floating Option Tax-Exempt Receipts 0.259999%
74703Y6Y1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of America, National Associ
N/A
N/A
N
N
1495000.00
1495000.00
0.0056
N
1495000.00
1495000.00
California Puttable Floating Option Tax-Exempt Receipts
California Puttable Floating Option Tax-Exempt Receipts 0.419999%
74703YCR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of America, National Associ
N/A
N/A
N
N
1900000.00
1900000.00
0.0072
N
1900000.00
1900000.00
California Puttable Floating Option Tax-Exempt Receipts
California Puttable Floating Option Tax-Exempt Receipts 0.219999%
74703YN48
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of America, National Associ
N/A
N/A
N
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
California RBC Municipal Products, Inc. Trust
California RBC Municipal Products, Inc. Trust Series O-4 0.129999%
74926YTN1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Royal Bank of Canada
N/A
N/A
N
N
2500000.00
2500000.00
0.0094
N
2500000.00
2500000.00
California RBC Municipal Products, Inc. Trust
California RBC Municipal Products, Inc. Trust Series O-8 0.129999%
74926YTZ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Royal Bank of Canada
N/A
N/A
N
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
California School Cash Reserve Program Authority
California School Cash Reserve Program Authority Series S 2.000000%
130583EH6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-12-31
2012-12-31
N
N
N
750000.00
760635.77
0.0029
N
760462.50
760462.50
California School Cash Reserve Program Authority
California School Cash Reserve Program Authority Series U 2.000000%
130583EK9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-12-31
2012-12-31
N
N
N
1000000.00
1012484.41
0.0038
N
1013530.00
1013530.00
California School Cash Reserve Program Authority
California School Cash Reserve Program Authority Series W 2.000000%
130583EM5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-31
2013-01-31
N
N
N
1000000.00
1012801.40
0.0038
N
1013530.00
1013530.00
California State Department of Water Resources
California State Department of Water Resources 0.160000%
13066KK40
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank, N.A.
N/A
N/A
N
N
1600000.00
1600000.00
0.0060
N
1600000.00
1600000.00
California State Department of Water Resources
California State Department of Water Resources 0.160000%
13066KP52
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-07
Y
Citibank, N.A.
N/A
N/A
N
N
700000.00
700000.00
0.0026
N
700000.00
700000.00
California State Department of Water Resources
California State Department of Water Resources Series A 5.500000%
13066YDU0
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
Y
Ambac Assurance Corp.
N/A
N/A
N
885000.00
901503.68
0.0034
N
901204.35
901204.35
California State Department of Water Resources
California State Department of Water Resources Series A 5.375000%
13066YED7
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
1000000.00
1018557.68
0.0038
N
1018120.00
1018120.00
California State Department of Water Resources
California State Department of Water Resources Series A 5.500000%
13066YRT8
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-01
2012-05-01
N
N
N
500000.00
509297.73
0.0019
N
509155.00
509155.00
California State University
California State University 0.169999%
13077CRT3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Berkshire Hathaway Assurance Cor
N/A
N/A
Y
Berkshire Hathaway Assurance Cor
N/A
N/A
N
3000000.00
3000000.00
0.0113
N
3000000.00
3000000.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority 0.110001%
1307953L9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
U.S. BANK NATIONAL ASSOCIATION
N/A
N/A
Y
U.S. BANK NATIONAL ASSOCIATION
N/A
N/A
N
7500000.00
7500000.00
0.0283
N
7500000.00
7500000.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority Series C 0.139998%
130795UC9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
Wells Fargo Bank, N.A.
N/A
N/A
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
750000.00
750000.00
0.0028
N
750000.00
750000.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority 0.370000%
13079QBK6
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
N
N
N
2500000.00
2500000.00
0.0094
N
2500000.00
2500000.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority 0.310000%
13080NAL9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-05-11
2012-05-11
N
N
N
2000000.00
2000000.00
0.0076
N
2000440.00
2000440.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority Series C 3.850000%
130911LB4
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-01
2012-06-01
N
N
N
1955000.00
1972191.81
0.0074
N
1971695.70
1971695.70
California Statewide Communities Development Authority
California Statewide Communities Development Authority Series B 0.129999%
130911RX0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Kaiser Foundation Hospitals
N/A
N/A
N
N
2000000.00
2000000.00
0.0076
N
2000000.00
2000000.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority, Series L 0.129999%
130911WD8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Kaiser Foundation Hospitals
N/A
N/A
N
N
1250000.00
1250000.00
0.0047
N
1250000.00
1250000.00
California Statewide Communities Development Authority
California Statewide Communities Development Authority Series M 0.129999%
130911WE6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Kaiser Foundation Hospitals
N/A
N/A
N
N
900000.00
900000.00
0.0034
N
900000.00
900000.00
California Wells Fargo Stage Trust
California Wells Fargo Stage Trust Series 74C 0.160000%
94985N2J9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
800000.00
800000.00
0.0030
N
800000.00
800000.00
California Wells Fargo Stage Trust
California Wells Fargo Stage Trust Series 97C 0.160000%
94985N5E7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Assured Guaranty Municipal Corp.
N/A
N/A
Y
Assured Guaranty Municipal Corp.
N/A
N/A
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
California Wells Fargo Stage Trust
California Wells Fargo Stage Trust Series 7C 0.160000%
94985NHK0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
1600000.00
1600000.00
0.0060
N
1600000.00
1600000.00
California Wells Fargo Stage Trust
California Wells Fargo Stage Trust Series 34C 0.160000%
94985NLT6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
4700000.00
4700000.00
0.0177
N
4700000.00
4700000.00
California Wells Fargo Stage Trust
California Wells Fargo Stage Trust Series 42C 0.160000%
94985NMR9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
Chino Basin, CA Regional Financing Authority
Chino Basin, CA Regional Financing Authority Series B 0.110001%
169498DR0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Lloyds TSB Bank PLC
N/A
N/A
Y
Lloyds TSB Bank PLC
N/A
N/A
N
2440000.00
2440000.00
0.0092
N
2440000.00
2440000.00
City & County of San Francisco, CA
City & County of San Francisco, CA 2.000000%
797646QM1
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-06-15
2012-06-15
N
N
N
1000000.00
1005060.00
0.0038
N
1005220.00
1005220.00
City of Glendale, CA
City of Glendale, CA 0.160000%
378391AA4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
2900000.00
2900000.00
0.0110
N
2900000.00
2900000.00
City of Los Angeles CA Wastewater System Revenue
City of Los Angeles CA Wastewater System Revenue Series D 0.139998%
5446522S8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
Y
JPMORGAN CHASE BANK, NATIONAL AS
N/A
N/A
N
2500000.00
2500000.00
0.0094
N
2500000.00
2500000.00
City of Pasadena, CA
City of Pasadena, CA Series A 0.179998%
702204LN6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of America, National Associ
N/A
N/A
Y
BANK OF AMERICA, NATIONAL ASSOCI
N/A
N/A
N
2000000.00
2000000.00
0.0076
N
2000000.00
2000000.00
City of Santa Rosa, CA
City of Santa Rosa, CA Series A 0.629999%
802649MB6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Landesbank Baden-Wuerttemberg
N/A
N/A
Y
Landesbank Baden-Wuerttemberg
N/A
N/A
N
900000.00
900000.00
0.0034
N
900000.00
900000.00
County of Orange, CA
County of Orange, CA Series A 0.110001%
684209KL2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
200000.00
200000.00
0.0008
N
200000.00
200000.00
County of Orange, CA
County of Orange, CA 0.120000%
684209MK2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
4000000.00
4000000.00
0.0151
N
4000000.00
4000000.00
County of Orange, CA
County of Orange, CA Series B 0.120000%
684209MS5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
Y
FEDERAL HOME LOAN MORTGAGE CORPO
N/A
N/A
N
2600000.00
2600000.00
0.0098
N
2600000.00
2600000.00
Eastern California Municipal Water District
Eastern California Municipal Water District Series D 0.099998%
276771HM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
U.S. BANK NATIONAL ASSOCIATION
N/A
N/A
N
N
3000000.00
3000000.00
0.0113
N
3000000.00
3000000.00
Los Angeles County Metropolitan Transportation Authority
Los Angeles County Metropolitan Transportation Authority Series A2 0.099998%
544712L83
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
Bank of Nova Scotia (The)
N/A
N/A
N
N
10000000.00
10000000.00
0.0378
N
10000000.00
10000000.00
Los Angeles County Metropolitan Transportation Authority
Los Angeles County Metropolitan Transportation Authority 0.129999%
544712M33
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
Citibank, N.A.
N/A
N/A
N
N
1500000.00
1500000.00
0.0057
N
1500000.00
1500000.00
Los Angeles County, CA Housing Authority
Los Angeles County, CA Housing Authority Series B 0.120000%
544688GH1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
2436000.00
2436000.00
0.0092
N
2436000.00
2436000.00
Los Angeles County, CA Housing Authority
Los Angeles County, CA Housing Authority Series II-C 0.120000%
544688GJ7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
2200000.00
2200000.00
0.0083
N
2200000.00
2200000.00
Los Angeles County, CA Schools
Los Angeles County, CA Schools 2.000000%
54515ECQ5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-11-30
2012-11-30
N
N
N
1000000.00
1013050.00
0.0038
N
1013050.00
1013050.00
Los Angeles County, CA Schools
Los Angeles County, CA Schools 2.000000%
54515ECT9
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-31
2013-01-31
N
N
N
500000.00
506380.00
0.0019
N
506850.00
506850.00
Los Angeles, CA Community Redevelopment Agency
Los Angeles, CA Community Redevelopment Agency 0.089999%
544393BR1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
7445000.00
7445000.00
0.0281
N
7445000.00
7445000.00
Los Angeles, CA Department of Airports
Los Angeles, CA Department of Airports 0.160000%
544435Q60
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank, N.A.
N/A
N/A
N
N
2500000.00
2500000.00
0.0094
N
2500000.00
2500000.00
Los Angeles, CA Department of Water & Power
Los Angeles, CA Department of Water & Power Series B-1 0.150001%
544495DF8
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
1450000.00
1450000.00
0.0055
N
1450000.00
1450000.00
Los Angeles, CA Department of Water & Power
Los Angeles, CA Department of Water & Power Series B-6 0.080000%
544495DL5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
Bank of America, National Associ
N/A
N/A
N
N
1300000.00
1300000.00
0.0049
N
1300000.00
1300000.00
Los Angeles, CA Department of Water & Power
Los Angeles, CA Department of Water & Power Series A-3 0.099998%
544495DV3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of Nova Scotia (The)
N/A
N/A
N
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
Los Angeles, CA Department of Water & Power
Los Angeles, CA Department of Water & Power, Series A-5 0.139998%
544495DY7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Barclays Bank PLC
N/A
N/A
N
N
700000.00
700000.00
0.0026
N
700000.00
700000.00
Los Angeles, CA Department of Water & Power Authority
Los Angeles, CA Department of Water & Power Authority Series B-4 0.150001%
544525DD7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
1800000.00
1800000.00
0.0068
N
1800000.00
1800000.00
Los Angeles, CA Unified School District
Los Angeles, CA Unified School District, Series A 2.000000%
544646C67
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-08-01
2012-08-01
N
N
N
2950000.00
2971136.46
0.0112
N
2973364.00
2973364.00
Los Angeles, CA Unified School District
Los Angeles, CA Unified School District Series A 0.219998%
544648RY6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Bank of America, National Associ
N/A
N/A
Y
BANK OF AMERICA, NATIONAL ASSOCI
N/A
N/A
N
1800000.00
1800000.00
0.0068
N
1800000.00
1800000.00
Metropolitan Water District of Southern California
Metropolitan Water District of Southern California Series A-2 0.120000%
5926635F1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Barclays Bank PLC
N/A
N/A
N
N
2600000.00
2600000.00
0.0098
N
2600000.00
2600000.00
Metropolitan Water District of Southern California
Metropolitan Water District of Southern California Series B-3 5.000000%
592663U48
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-10-01
2012-10-01
N
N
N
3830000.00
3935846.46
0.0149
N
3935976.10
3935976.10
Puerto Rico Barclays Capital Municipal Trust Receipts
Puerto Rico Barclays Capital Municipal Trust Receipts Series 65W 0.269998%
06740GKM7
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Barclays Bank PLC
N/A
N/A
N
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
Puerto Rico Sales Tax Financing Corp.
Puerto Rico Sales Tax Financing Corp. 0.160000%
74529JLS2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank, N.A.
N/A
N/A
N
N
400000.00
400000.00
0.0015
N
400000.00
400000.00
Riverside County, CA Transportation Commission
Riverside County, CA Transportation Commission Series B 0.160000%
769125DR3
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
4875000.00
4875000.00
0.0184
N
4875000.00
4875000.00
Sacramento County, CA Housing Authority
Sacramento County, CA Housing Authority 0.120000%
786111EV2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
Y
FEDERAL NATIONAL MORTGAGE ASSOCI
N/A
N/A
N
2600000.00
2600000.00
0.0098
N
2600000.00
2600000.00
Sacramento, CA Municipal Utility District
Sacramento, CA Municipal Utility District Series L 0.129999%
786005SD1
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
U.S. BANK NATIONAL ASSOCIATION
N/A
N/A
N
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
Sacramento, CA Municipal Utility District
Sacramento, CA Municipal Utility District Series M 0.129999%
786005SF6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
U.S. BANK NATIONAL ASSOCIATION
N/A
N/A
N
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
Sacramento, CA Suburban Water District
Sacramento, CA Suburban Water District Series A 0.120000%
78607PBK2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
SUMITOMO MITSUI BANKING CORPORAT
N/A
N/A
Y
SUMITOMO MITSUI BANKING CORPORAT
N/A
N/A
N
4500000.00
4500000.00
0.0170
N
4500000.00
4500000.00
San Diego County, CA Regional Transportation Commission
San Diego County, CA Regional Transportation Commission Series C 0.129999%
797400FH6
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
MIZUHO CORPORATE BANK, LTD.
N/A
N/A
N
N
2600000.00
2600000.00
0.0098
N
2600000.00
2600000.00
San Diego, CA Unified School District/CA
San Diego, CA Unified School District/CA 2.000000%
797355P81
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-08-07
2012-08-07
N
N
N
1500000.00
1511505.88
0.0057
N
1512285.00
1512285.00
San Francisco County Transportation Authority
San Francisco County Transportation Authority 0.220000%
79772QNF5
Other Municipal Debt
N
First Tier Security
N/A
N/A
2012-03-09
2012-03-09
N
N
N
4500000.00
4500000.00
0.0170
N
4500000.00
4500000.00
San Marin Area, CA Transportation District
San Marin Area, CA Transportation District Series A 1.000000%
835588AA2
Other Municipal Debt
N
First Tier Security
N/A
N/A
2013-01-10
2013-01-10
N
N
N
1000000.00
1001839.53
0.0038
N
1000640.00
1000640.00
Santa Clara Valley, CA Transportation Authority
Santa Clara Valley, CA Transportation Authority Series D 0.099998%
80168NEJ4
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
SUMITOMO MITSUI BANKING CORPORAT
N/A
N/A
N
N
5500000.00
5500000.00
0.0208
N
5500000.00
5500000.00
Southern California Public Power Authority
Southern California Public Power Authority 0.110001%
842475E92
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
KBC BANK N.V.
N/A
N/A
Y
KBC BANK N.V.
N/A
N/A
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
Southern California Public Power Authority
Southern California Public Power Authority Series 1048 0.259999%
84247PGE5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
DEUTSCHE BANK AG-NEW YORK BRANCH
N/A
N/A
N
N
1000000.00
1000000.00
0.0038
N
1000000.00
1000000.00
State of California
State of California Series B-3 0.129999%
13063BCN0
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
1200000.00
1200000.00
0.0045
N
1200000.00
1200000.00
University of California
University of California Series B-2 0.120000%
913366BB5
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-01
2012-03-01
Y
Wells Fargo Bank, N.A.
N/A
N/A
N
N
1600000.00
1600000.00
0.0060
N
1600000.00
1600000.00
University of California
University of California Series 2649Z 0.160000%
91412F3F2
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
JPMorgan Chase Bank, N.A.
N/A
N/A
N
N
3800000.00
3800000.00
0.0143
N
3800000.00
3800000.00
University of California
University of California 0.160000%
91412F4P9
Variable Rate Demand Note
N
First Tier Security
N/A
N/A
2012-03-07
2012-03-07
Y
Citibank, N.A.
N/A
N/A
N
N
2000000.00
2000000.00
0.0076
N
2000000.00
2000000.00