0001145549-11-002951.txt : 20110429 0001145549-11-002951.hdr.sgml : 20110429 20110304133036 ACCESSION NUMBER: 0001145549-11-002951 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110228 FILED AS OF DATE: 20110304 DATE AS OF CHANGE: 20110304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS TRUST CENTRAL INDEX KEY: 0000822977 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05349 FILM NUMBER: 11663585 BUSINESS ADDRESS: STREET 1: 71 SOUTH WACKER DRIVE STREET 2: C/O GOLDMAN SACHS & CO CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126554400 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS SHORT INTERMEDIATE GOVERNMENT FUND DATE OF NAME CHANGE: 19910711 FORMER COMPANY: FORMER CONFORMED NAME: SHORT INTERMEDIATE GOVERNMENT FUND DATE OF NAME CHANGE: 19900104 0000822977 S000009254 Goldman Sachs Financial Square Tax-Exempt New York Fund C000025265 FST Units ILNXX C000025266 FST Administration Units IYAXX C000025267 FST Service Units IYSXX C000025268 FST Cash Management Shares IENXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2011-02-28 0000822977 S000009254 4 N N N N 033-17619 Goldman Sachs Asset Management, L.P. 801-37591 PricewaterhouseCoopers LLP Boston MA Goldman Sachs Asset Management, L.P. Goldman, Sachs & Co. 0000734700 84-01100 N N N Single State Fund 24 27 164025874.37 373234.04 107612.73 164291495.68 0.0027 1.0000 2011-02-28 1.0000 2011-02-28 C000025265 10000000.00 36487891.92 1.00 2356845.94 4745758.16 2388912.22 0.0001 1.0000 2011-02-28 1.0000 2011-02-28 C000025266 10000000.00 127801769.72 1.00 7639381.70 46540163.89 38900782.19 0.0001 1.0000 2011-02-28 1.0000 2011-02-28 C000025267 10000000.00 799.61 1.00 0.00 0.00 0.00 0.0001 1.0000 2011-02-28 1.0000 2011-02-28 C000025268 10000000.00 1034.43 1.00 0.00 0.00 0.00 0.0001 1.0000 2011-02-28 1.0000 2011-02-28 City of New York, NY City of New York, NY Series A 5.500000% 64966BRR6 Other Municipal Debt N First Tier Security N/A N/A 2011-08-01 2011-08-01 N N N 2200000.00 2246920.55 0.0137 N 2246596.00 2246596.00 City of New York, NY City of New York, NY Series I 5.000000% 64966CV24 Other Municipal Debt N First Tier Security N/A N/A 2011-08-01 2011-08-01 N N N 1230000.00 1254079.48 0.0076 N 1253062.50 1253062.50 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority Series A 2.000000% 64971MTP7 Other Municipal Debt N First Tier Security N/A N/A 2011-05-01 2011-05-01 N N N 1300000.00 1303692.83 0.0079 N 1303510.00 1303510.00 New York City, NY Municipal Water Finance Authority New York City, NY Municipal Water Finance Authority 0.320000% 64971TVT1 Other Municipal Debt N First Tier Security N/A N/A 2011-04-05 2011-04-05 N N N 1200000.00 1200000.00 0.0073 N 1200024.00 1200024.00 County of Nassau, NY County of Nassau, NY Series A 1.250000% 63165TBU8 Other Municipal Debt N First Tier Security N/A N/A 2011-03-15 2011-03-15 N N N 2000000.00 2000635.90 0.0122 N 2000420.00 2000420.00 Nassau County, NY Interim Finance Authority Nassau County, NY Interim Finance Authority Series A-1 4.375000% 631663BA8 Other Municipal Debt N First Tier Security N/A N/A 2011-11-15 2011-11-15 N Y AMBAC ASSURANCE CORPORATION N/A N/A N 900000.00 924730.45 0.0056 N 924138.00 924138.00 New York Power Authority New York Power Authority 0.300000% 64985GWB1 Other Municipal Debt N First Tier Security N/A N/A 2011-03-01 2011-03-01 N N N 2500000.00 2500000.00 0.0152 N 2500000.00 2500000.00 New York State Environmental Facilities Corp. New York State Environmental Facilities Corp. 5.000000% 64985WEP5 Other Municipal Debt N First Tier Security N/A N/A 2011-06-15 2011-06-15 N N N 1000000.00 1013549.37 0.0062 N 1013240.00 1013240.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority 5.000000% 64971KYT7 Other Municipal Debt N First Tier Security N/A N/A 2011-11-01 2011-11-01 N N N 1795000.00 1850071.29 0.0113 N 1849460.30 1849460.30 New York Local Government Assistance Corp. New York Local Government Assistance Corp. Series A 5.000000% 649876F79 Other Municipal Debt N First Tier Security N/A N/A 2011-04-01 2011-04-01 N N N 1500000.00 1505895.85 0.0092 N 1505520.00 1505520.00 New York Power Authority New York Power Authority 0.300000% 64989QQQ9 Other Municipal Debt N First Tier Security N/A N/A 2011-03-01 2011-03-01 N N N 1000000.00 1000000.00 0.0061 N 1000000.00 1000000.00 New York Power Authority New York Power Authority 0.290000% 64989QQY2 Other Municipal Debt N First Tier Security N/A N/A 2011-03-02 2011-03-02 N N N 2500000.00 2500000.00 0.0152 N 2500000.00 2500000.00 Port Authority of New York & New Jersey Port Authority of New York & New Jersey 0.300000% 73359BAC3 Other Municipal Debt N First Tier Security N/A N/A 2011-03-01 2011-03-01 N N N 2000000.00 2000000.00 0.0122 N 2000000.00 2000000.00 New York State Thruway Authority New York State Thruway Authority Series C 5.250000% 650013D44 Other Municipal Debt N First Tier Security N/A N/A 2011-04-01 2011-04-01 N N N 2250000.00 2258976.52 0.0137 N 2258595.00 2258595.00 New York Triborough Bridge & Tunnel Authority New York Triborough Bridge & Tunnel Authority Series A-1 2.000000% 89602NUT9 Other Municipal Debt N First Tier Security N/A N/A 2011-11-15 2011-11-15 N N N 5035000.00 5090056.74 0.0310 N 5090536.05 5090536.05 New York Triborough Bridge & Tunnel Authority New York Triborough Bridge & Tunnel Authority Series B 5.000000% 8960297Z2 Other Municipal Debt N First Tier Security N/A N/A 2011-11-15 2011-11-15 N N N 2000000.00 2065265.39 0.0126 N 2064240.00 2064240.00 New York Wells Fargo Stage Trust New York Wells Fargo Stage Trust 0.400000% 94985NTL5 Other Municipal Debt N First Tier Security N/A N/A 2011-09-28 2011-09-29 N N N 590000.00 590000.00 0.0036 Y 590000.00 590000.00 Port Authority of New York & New Jersey Port Authority of New York & New Jersey 0.270000% 73358WAX2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y CITIBANK N.A. N/A N/A N N 500000.00 500000.00 0.0030 N 500000.00 500000.00 Puerto Rico Sales Tax Financing Corp. Puerto Rico Sales Tax Financing Corp. Series 3034 0.310000% 74529JGH2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y MORGAN STANLEY BANK N.A. N/A N/A N N 300000.00 300000.00 0.0018 N 300000.00 300000.00 Puerto Rico Sales Tax Financing Corp. Puerto Rico Sales Tax Financing Corp. Series 3036 0.310000% 74529JGK5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y MORGAN STANLEY BANK N.A. N/A N/A N N 2465000.00 2465000.00 0.0150 N 2465000.00 2465000.00 Puerto Rico Sales Tax Financing Corp. Puerto Rico Sales Tax Financing Corp. 0.270000% 74529JLS2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y CITIBANK N.A. N/A N/A N N 1300000.00 1300000.00 0.0079 N 1300000.00 1300000.00 New York Reset Optional Certificates Trust II-R New York Reset Optional Certificates Trust II-R 0.260000% 76113PGF9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y CITIBANK N.A. N/A N/A N N 2460000.00 2460000.00 0.0150 N 2460000.00 2460000.00 Tompkins County, NY Industrial Development Agency Tompkins County, NY Industrial Development Agency 0.230000% 890099BT0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y JPMORGAN CHASE & CO. N/A N/A N N 1000000.00 1000000.00 0.0061 N 1000000.00 1000000.00 New York State Dormitory Authority New York State Dormitory Authority Series A 0.220000% 649903YA3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y ROCKEFELLER UNIVERSITY N/A N/A N N 500000.00 500000.00 0.0030 N 500000.00 500000.00 New York State Dormitory Authority New York State Dormitory Authority 0.230000% 649903ZE4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N N 1600000.00 1600000.00 0.0097 N 1600000.00 1600000.00 New York State Dormitory Authority New York State Dormitory Authority Series C 0.240000% 6499032H3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N 1900000.00 1900000.00 0.0116 N 1900000.00 1900000.00 New York State Dormitory Authority New York State Dormitory Authority Series B 0.230000% 649905BF2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y U.S. BANK NATIONAL ASSOCIATION N/A N/A N N 5185000.00 5185000.00 0.0316 N 5185000.00 5185000.00 New York State Dormitory Authority New York State Dormitory Authority Series A 0.200000% 649905DF0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y TRUSTEES OF COLUMBIA UNIVERSITY N/A N/A N N 1280000.00 1280000.00 0.0078 N 1280000.00 1280000.00 New York Local Government Assistance Corp. New York Local Government Assistance Corp. Series C 0.230000% 649876PT0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y LANDESBANK HESSEN-THUERINGEN GIR N/A N/A Y LANDESBANK HESSEN-THUERINGEN GIR N/A N/A N 2100000.00 2100000.00 0.0128 N 2100000.00 2100000.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority 0.260000% 64971MGC0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y CITIBANK N.A. N/A N/A N N 300000.00 300000.00 0.0018 N 300000.00 300000.00 New York State Housing Finance Agency New York State Housing Finance Agency Series I 0.290000% 64986BAJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y LANDESBANK HESSEN-THUERINGEN GIR N/A N/A Y LANDESBANK HESSEN-THUERINGEN GIR N/A N/A N 700000.00 700000.00 0.0043 N 700000.00 700000.00 New York State Housing Finance Agency New York State Housing Finance Agency 0.250000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 3500000.00 3500000.00 0.0213 N 3500000.00 3500000.00 New York State Housing Finance Agency New York State Housing Finance Agency 0.230000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1000000.00 1000000.00 0.0061 N 1000000.00 1000000.00 New York State Housing Finance Agency New York State Housing Finance Agency 0.250000% 64986MVB8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1000000.00 1000000.00 0.0061 N 1000000.00 1000000.00 New York State Housing Finance Agency New York State Housing Finance Agency 0.220000% 64986M4E2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1400000.00 1400000.00 0.0085 N 1400000.00 1400000.00 New York City, NY Industrial Development Agency New York City, NY Industrial Development Agency 0.270000% 649438HB7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y BERKSHIRE HATHAWAY ASSURANCE COR N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 2700000.00 2700000.00 0.0164 N 2700000.00 2700000.00 City of New York, NY City of New York, NY 0.280000% 64966BK51 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y BAYERISCHE LANDESBANK N/A N/A Y BAYERISCHE LANDESBANK N/A N/A N 300000.00 300000.00 0.0018 N 300000.00 300000.00 Nassau County, NY Industrial Development Agency Nassau County, NY Industrial Development Agency 0.170000% 631657KW2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-01 2011-03-01 Y TD BANK NATIONAL ASSOCIATION N/A N/A N N 7205000.00 7205000.00 0.0439 N 7205000.00 7205000.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority 0.230000% 649716DY0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-01 2011-03-01 Y BAYERISCHE LANDESBANK N/A N/A N N 700000.00 700000.00 0.0043 N 700000.00 700000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.230000% 649717MW2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y JPMORGAN CHASE & CO. N/A N/A N N 4375000.00 4375000.00 0.0266 N 4375000.00 4375000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.220000% 649717NP6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y METROPOLITAN MUSEUM OF ART N/A N/A N N 2000000.00 2000000.00 0.0122 N 2000000.00 2000000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.220000% 649717NQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y METROPOLITAN MUSEUM OF ART N/A N/A N N 1300000.00 1300000.00 0.0079 N 1300000.00 1300000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.210000% 649717NS0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-01 2011-03-01 Y BANK OF AMERICA NATIONAL ASSOCI N/A N/A N N 4000000.00 4000000.00 0.0243 N 4000000.00 4000000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.200000% 649717NT8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y WELLS FARGO BANK NATIONAL ASSOC N/A N/A N N 750000.00 750000.00 0.0046 N 750000.00 750000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.200000% 649717NU5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y WELLS FARGO BANK NATIONAL ASSOC N/A N/A N N 1500000.00 1500000.00 0.0091 N 1500000.00 1500000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.200000% 649717NV3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y WELLS FARGO BANK NATIONAL ASSOC N/A N/A N N 1450000.00 1450000.00 0.0088 N 1450000.00 1450000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.230000% 649717QE8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N 2000000.00 2000000.00 0.0122 N 2000000.00 2000000.00 New York City, NY Municipal Water Finance Authority New York City, NY Municipal Water Finance Authority Series M008, Class A 0.230000% 64972FSJ6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y BNP Paribas N/A N/A N N 5350000.00 5350000.00 0.0326 N 5350000.00 5350000.00 New York City, NY Municipal Water Finance Authority New York City, NY Municipal Water Finance Authority 0.260000% 64972FZ33 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y CITIBANK N.A. N/A N/A N N 465000.00 465000.00 0.0028 N 465000.00 465000.00 New York State Dormitory Authority New York State Dormitory Authority 0.220000% 64983MF45 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y HSBC BANK USA NATIONAL ASSOCIAT N/A N/A N N 2535000.00 2535000.00 0.0154 N 2535000.00 2535000.00 New York State Dormitory Authority New York State Dormitory Authority 0.170000% 64983M2Y3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-01 2011-03-01 Y HSBC BANK USA NATIONAL ASSOCIAT N/A N/A Y HSBC BANK USA NATIONAL ASSOCIAT N/A N/A N 3600000.00 3600000.00 0.0219 N 3600000.00 3600000.00 New York State Dormitory Authority New York State Dormitory Authority 0.220000% 64983M4M7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y TD BANK NATIONAL ASSOCIATION N/A N/A Y TD BANK NATIONAL ASSOCIATION N/A N/A N 390000.00 390000.00 0.0024 N 390000.00 390000.00 New York State Dormitory Authority New York State Dormitory Authority 0.220000% 64983M4N5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y TD BANK NATIONAL ASSOCIATION N/A N/A Y TD BANK NATIONAL ASSOCIATION N/A N/A N 965000.00 965000.00 0.0059 N 965000.00 965000.00 New York State Dormitory Authority New York State Dormitory Authority 0.260000% 64983PGM7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y CITIBANK N.A. N/A N/A N N 2000000.00 2000000.00 0.0122 N 2000000.00 2000000.00 New York State Dormitory Authority New York State Dormitory Authority Series 1861 0.250000% 64983PLR0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y Wells Fargo & Company N/A N/A N N 3545000.00 3545000.00 0.0216 N 3545000.00 3545000.00 New York State Dormitory Authority New York State Dormitory Authority 0.260000% 64983PVR9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y CITIBANK N.A. N/A N/A N N 2100000.00 2100000.00 0.0128 N 2100000.00 2100000.00 New York State Dormitory Authority New York State Dormitory Authority 0.260000% 64983PXM8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y CITIBANK N.A. N/A N/A N N 1100000.00 1100000.00 0.0067 N 1100000.00 1100000.00 New York State Dormitory Authority New York State Dormitory Authority Series B 0.230000% 64983WM60 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y JPMORGAN CHASE & CO. N/A N/A N N 1900000.00 1900000.00 0.0116 N 1900000.00 1900000.00 New York State Dormitory Authority New York State Dormitory Authority Series A 0.220000% 649834MF2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y METROPOLITAN MUSEUM OF ART N/A N/A N N 3317000.00 3317000.00 0.0202 N 3317000.00 3317000.00 New York State Dormitory Authority New York State Dormitory Authority Series B 0.220000% 649834MG0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y METROPOLITAN MUSEUM OF ART N/A N/A N N 700000.00 700000.00 0.0043 N 700000.00 700000.00 City of New York, NY City of New York, NY 0.260000% 64966HMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y CITIBANK N.A. N/A N/A N N 400000.00 400000.00 0.0024 N 400000.00 400000.00 City of New York, NY City of New York, NY 0.200000% 64966HXT2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y Barclays Bank Plc N/A N/A N N 1300000.00 1300000.00 0.0079 N 1300000.00 1300000.00 City of New York, NY City of New York, NY 0.220000% 64966H7X2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y Lloyds TSB Bank Plc N/A N/A N N 400000.00 400000.00 0.0024 N 400000.00 400000.00 New York City, NY Housing Development Corp. New York City, NY Housing Development Corp. Series A 0.250000% 64966TAF1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1000000.00 1000000.00 0.0061 N 1000000.00 1000000.00 City of New York, NY City of New York, NY 0.250000% 649660NU7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-01 2011-03-01 Y BAYERISCHE LANDESBANK N/A N/A Y BAYERISCHE LANDESBANK N/A N/A N 1200000.00 1200000.00 0.0073 N 1200000.00 1200000.00 City of New York, NY City of New York, NY 0.250000% 649660NV5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-01 2011-03-01 Y WESTLB AG N/A N/A Y Westlb AG N/A N/A N 1200000.00 1200000.00 0.0073 N 1200000.00 1200000.00 New York City, NY Health & Hospital Corp. New York City, NY Health & Hospital Corp. Series B 0.220000% 649674GR3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y TD BANK NATIONAL ASSOCIATION N/A N/A Y TD BANK NATIONAL ASSOCIATION N/A N/A N 2000000.00 2000000.00 0.0122 N 2000000.00 2000000.00 New York City, NY Health & Hospital Corp. New York City, NY Health & Hospital Corp. Series C 0.220000% 649674GS1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y TD BANK USA NATIONAL ASSOCIATIO N/A N/A Y TD BANK USA NATIONAL ASSOCIATIO N/A N/A N 3500000.00 3500000.00 0.0213 N 3500000.00 3500000.00 New York City, NY Health & Hospital Corp. New York City, NY Health & Hospital Corp. Series E 0.230000% 649674GU6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N 1400000.00 1400000.00 0.0085 N 1400000.00 1400000.00 New York City, NY Housing Development Corp. New York City, NY Housing Development Corp. Series A 0.250000% 64970HCH5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1000000.00 1000000.00 0.0061 N 1000000.00 1000000.00 New York City, NY Housing Development Corp. New York City, NY Housing Development Corp. 0.250000% 64970HCK8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1800000.00 1800000.00 0.0110 N 1800000.00 1800000.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority 0.250000% 64971KFG6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-01 2011-03-01 Y BAYERISCHE LANDESBANK N/A N/A N N 2600000.00 2600000.00 0.0158 N 2600000.00 2600000.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority Series 3 0.200000% 64971KGG5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y BANK OF NEW YORK MELLON (THE) N/A N/A N N 200000.00 200000.00 0.0012 N 200000.00 200000.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority Series 1 0.250000% 64971KJF4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-01 2011-03-01 Y LANDESBANK HESSEN-THUERINGEN GIR N/A N/A N N 1025000.00 1025000.00 0.0062 N 1025000.00 1025000.00 New York Austin Trust New York Austin Trust Series 2008-3506 0.320000% 05248PW76 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y BANK OF AMERICA NATIONAL ASSOCI N/A N/A N N 200000.00 200000.00 0.0012 N 200000.00 200000.00 New York Austin Trust New York Austin Trust Series 2008-1195 0.320000% 05248RBA8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y BANK OF AMERICA NATIONAL ASSOCI N/A N/A N N 1000000.00 1000000.00 0.0061 N 1000000.00 1000000.00 Puerto Rico Barclays Capital Municipal Trust Receipts Puerto Rico Barclays Capital Municipal Trust Receipts 0.360000% 06740GAU0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y Barclays Bank Plc N/A N/A N N 1500000.00 1500000.00 0.0091 N 1500000.00 1500000.00 Buffalo, NY Municipal Water Finance Authority Buffalo, NY Municipal Water Finance Authority 0.230000% 119699GG5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N 5200000.00 5200000.00 0.0317 N 5200000.00 5200000.00 New York JP Morgan Chase Putters/Drivers Trust New York JPMorgan Chase Putters/Drivers Trust Series 3383 0.260000% 46632PH30 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N N 385000.00 385000.00 0.0023 N 385000.00 385000.00 New York JP Morgan Chase Putters/Drivers Trust New York JPMorgan Chase Putters/Drivers Trust Series 3204 0.260000% 46632PKD4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N N 600000.00 600000.00 0.0037 N 600000.00 600000.00 Pennsylvania JP Morgan Chase Putters/Drivers Trust Pennsylvania JPMorgan Chase Putters/Drivers Trust Series 3209 0.260000% 46632PKN2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N N 3055000.00 3055000.00 0.0186 N 3055000.00 3055000.00 New York JP Morgan Chase Putters/Drivers Trust New York JPMorgan Chase Putters/Drivers Trust Series 3233 0.260000% 46632PMU4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N N 1100000.00 1100000.00 0.0067 N 1100000.00 1100000.00 New York JP Morgan Chase Putters/Drivers Trust New York JPMorgan Chase Putters/Drivers Trust Series 3357 0.290000% 46632PZK2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y MBIA INSURANCE CORPORATION N/A N/A Y MBIA INSURANCE CORPORATION N/A N/A N 3260000.00 3260000.00 0.0198 N 3260000.00 3260000.00 New York JP Morgan Chase Putters/Drivers Trust New York JP Morgan Chase Putters/Drivers Trust Series 3502 0.290000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y NATIONAL PUBLIC FINANCE GUARANTE N/A N/A Y NATIONAL PUBLIC FINANCE GUARANTE N/A N/A N 500000.00 500000.00 0.0030 N 500000.00 500000.00 New York JP Morgan Chase Putters/Drivers Trust New York JP Morgan Chase Putters/Drivers Trust Series 3698 0.260000% 46633VSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N N 100000.00 100000.00 0.0006 N 100000.00 100000.00 Long Island, NY Power Authority Long Island, NY Power Authority Series 1A 0.310000% 542690RT1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y BAYERISCHE LANDESBANK N/A N/A Y BAYERISCHE LANDESBANK N/A N/A N 2500000.00 2500000.00 0.0152 N 2500000.00 2500000.00 Long Island, NY Power Authority Long Island, NY Power Authority Series 2 0.280000% 542690SE3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-02 2011-03-07 Y WESTLB AG N/A N/A Y Westlb AG N/A N/A N 1200000.00 1200000.00 0.0073 N 1200000.00 1200000.00 Long Island, NY Power Authority Long Island, NY Power Authority Series 2 0.210000% 542690SF0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-01 2011-03-01 Y BAYERISCHE LANDESBANK N/A N/A Y BAYERISCHE LANDESBANK N/A N/A N 1000000.00 1000000.00 0.0061 N 1000000.00 1000000.00 New York Metropolitan Transportation Authority New York Metropolitan Transportation Authority 0.260000% 59259NUJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y BERKSHIRE HATHAWAY ASSURANCE COR N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 1900000.00 1900000.00 0.0116 N 1900000.00 1900000.00 New York Metropolitan Transportation Authority New York Metropolitan Transportation Authority 0.240000% 59259NWB5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y BANK OF NOVA SCOTIA (THE) N/A N/A Y BANK OF NOVA SCOTIA (THE) N/A N/A N 995000.00 995000.00 0.0061 N 995000.00 995000.00 New York Metropolitan Transportation Authority New York Metropolitan Transportation Authority 0.240000% 59259NWC3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y BNP Paribas N/A N/A Y BNP Paribas N/A N/A N 1865000.00 1865000.00 0.0114 N 1865000.00 1865000.00 New York Metropolitan Transportation Authority New York Metropolitan Transportation Authority 0.240000% 59259NWD1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-03-03 2011-03-07 Y Lloyds TSB Bank Plc N/A N/A Y Lloyds TSB Bank Plc N/A N/A N 2600000.00 2600000.00 0.0158 N 2600000.00 2600000.00