0001145549-11-001807.txt : 20110401 0001145549-11-001807.hdr.sgml : 20110401 20110204160439 ACCESSION NUMBER: 0001145549-11-001807 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110131 FILED AS OF DATE: 20110204 DATE AS OF CHANGE: 20110204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS TRUST CENTRAL INDEX KEY: 0000822977 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-05349 FILM NUMBER: 11574863 BUSINESS ADDRESS: STREET 1: 71 SOUTH WACKER DRIVE STREET 2: C/O GOLDMAN SACHS & CO CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126554400 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS SHORT INTERMEDIATE GOVERNMENT FUND DATE OF NAME CHANGE: 19910711 FORMER COMPANY: FORMER CONFORMED NAME: SHORT INTERMEDIATE GOVERNMENT FUND DATE OF NAME CHANGE: 19900104 0000822977 S000009254 Goldman Sachs Financial Square Tax-Exempt New York Fund C000025265 FST Units ILNXX C000025266 FST Administration Units IYAXX C000025267 FST Service Units IYSXX C000025268 FST Cash Management Shares IENXX N-MFP 1 primary_doc.xml N-MFP N-MFP LIVE N 2011-01-31 0000822977 S000009254 4 N N N N 033-17619 Goldman Sachs Asset Management, L.P. 801-37591 PricewaterhouseCoopers LLP Boston MA Goldman Sachs Asset Management, L.P. Goldman, Sachs & Co. 0000734700 84-01100 N N N Single State Fund 32 32 153946751.15 391170.71 42653.96 154295267.90 0.0030 1.0000 2011-01-31 1.0000 2011-01-31 C000025265 10000000.00 34131042.74 1.00 -1591731.81 7310050.28 8901782.09 0.0001 1.0000 2011-01-31 1.0000 2011-01-31 C000025266 10000000.00 120162391.14 1.00 6439621.63 37472597.03 31032975.40 0.0001 1.0000 2011-01-31 1.0000 2011-01-31 C000025267 10000000.00 799.50 1.00 0.00 0.00 0.00 0.0001 1.0000 2011-01-31 1.0000 2011-01-31 C000025268 10000000.00 1034.52 1.00 0.00 0.00 0.00 0.0001 1.0000 2011-01-31 1.0000 2011-01-31 County of Nassau, NY County of Nassau, NY Series A 1.250000% 63165TBU8 Other Municipal Debt N First Tier Security N/A N/A 2011-03-15 2011-03-15 N N N 2000000.00 2001907.69 0.0130 N 2001780.00 2001780.00 Nassau County, NY Interim Finance Authority Nassau County, NY Interim Finance Authority Series A-1 4.375000% 631663BA8 Other Municipal Debt N First Tier Security N/A N/A 2011-11-15 2011-11-15 N Y AMBAC ASSURANCE CORPORATION N/A N/A N 900000.00 927404.02 0.0060 N 927729.00 927729.00 City of New York, NY City of New York, NY Series A 5.500000% 64966BRR6 Other Municipal Debt N First Tier Security N/A N/A 2011-08-01 2011-08-01 N N N 2200000.00 2255507.32 0.0146 N 2256034.00 2256034.00 City of New York, NY City of New York, NY Series I 5.000000% 64966CV24 Other Municipal Debt N First Tier Security N/A N/A 2011-08-01 2011-08-01 N N N 1230000.00 1258486.18 0.0082 N 1257736.50 1257736.50 New York City, NY Health & Hospital Corp. New York City, NY Health & Hospital Corp. 5.000000% 649674EZ7 Other Municipal Debt N First Tier Security N/A N/A 2011-02-15 2011-02-15 N Y AMBAC ASSURANCE CORPORATION N/A N/A N 1000000.00 1001595.00 0.0065 N 1001370.00 1001370.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority Series A 2.000000% 64971MTP7 Other Municipal Debt N First Tier Security N/A N/A 2011-05-01 2011-05-01 N N N 1300000.00 1305360.56 0.0085 N 1305330.00 1305330.00 New York Power Authority New York Power Authority 0.300000% 64985GWB1 Other Municipal Debt N First Tier Security N/A N/A 2011-03-01 2011-03-01 N N N 2500000.00 2500000.00 0.0162 N 2500000.00 2500000.00 New York State Environmental Facilities Corp. New York State Environmental Facilities Corp. 5.000000% 64985WEP5 Other Municipal Debt N First Tier Security N/A N/A 2011-06-15 2011-06-15 N N N 1000000.00 1017128.45 0.0066 N 1017060.00 1017060.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority 5.000000% 64971KYT7 Other Municipal Debt N First Tier Security N/A N/A 2011-11-01 2011-11-01 N N N 1335000.00 1380726.52 0.0089 N 1380590.25 1380590.25 New York Local Government Assistance Corp. New York Local Government Assistance Corp. Series A 5.000000% 649876F79 Other Municipal Debt N First Tier Security N/A N/A 2011-04-01 2011-04-01 N N N 1500000.00 1511221.13 0.0098 N 1511445.00 1511445.00 New York Power Authority New York Power Authority 0.300000% 64989QQQ9 Other Municipal Debt N First Tier Security N/A N/A 2011-03-01 2011-03-01 N N N 1000000.00 1000000.00 0.0065 N 1000000.00 1000000.00 Port Authority of New York & New Jersey Port Authority of New York & New Jersey 0.300000% 73359BAC3 Other Municipal Debt N First Tier Security N/A N/A 2011-03-01 2011-03-01 N N N 2000000.00 2000000.00 0.0130 N 2000080.00 2000080.00 New York Triborough Bridge & Tunnel Authority New York Triborough Bridge & Tunnel Authority Series A-1 2.000000% 89602NUT9 Other Municipal Debt N First Tier Security N/A N/A 2011-11-15 2011-11-15 N N N 5035000.00 5096008.82 0.0330 N 5097131.90 5097131.90 New York Triborough Bridge & Tunnel Authority New York Triborough Bridge & Tunnel Authority Series B 5.000000% 8960297Z2 Other Municipal Debt N First Tier Security N/A N/A 2011-11-15 2011-11-15 N N N 2000000.00 2072321.11 0.0134 N 2071860.00 2071860.00 New York Wells Fargo Stage Trust New York Wells Fargo Stage Trust 0.400000% 94985NTL5 Other Municipal Debt N First Tier Security N/A N/A 2011-09-29 2011-09-29 N N N 590000.00 590000.00 0.0038 Y 590000.00 590000.00 New York Power Authority New York Power Authority 0.290000% 64989QQY2 Other Municipal Debt N First Tier Security N/A N/A 2011-03-02 2011-03-02 N N N 2500000.00 2500000.00 0.0162 N 2499975.00 2499975.00 New York State Thruway Authority New York State Thruway Authority Series C 5.250000% 650013D44 Other Municipal Debt N First Tier Security N/A N/A 2011-04-01 2011-04-01 N N N 2250000.00 2267084.35 0.0147 N 2268000.00 2268000.00 Port Authority of New York & New Jersey Port Authority of New York & New Jersey 0.300000% 73358WAX2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y CITIBANK N.A. N/A N/A N N 500000.00 500000.00 0.0032 N 500000.00 500000.00 Puerto Rico Sales Tax Financing Corp. Puerto Rico Sales Tax Financing Corp. Series 3034 0.340000% 74529JGH2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y MORGAN STANLEY BANK N.A. N/A N/A N N 300000.00 300000.00 0.0019 N 300000.00 300000.00 Puerto Rico Sales Tax Financing Corp. Puerto Rico Sales Tax Financing Corp. Series 3036 0.340000% 74529JGK5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y MORGAN STANLEY BANK N.A. N/A N/A N N 3515000.00 3515000.00 0.0228 N 3515000.00 3515000.00 Puerto Rico Sales Tax Financing Corp. Puerto Rico Sales Tax Financing Corp. 0.300000% 74529JLS2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y CITIBANK N.A. N/A N/A N N 1300000.00 1300000.00 0.0084 N 1300000.00 1300000.00 New York Reset Optional Certificates Trust II-R New York Reset Optional Certificates Trust II-R 0.290000% 76113PGF9 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y CITIBANK N.A. N/A N/A N N 2460000.00 2460000.00 0.0159 N 2460000.00 2460000.00 Tompkins County, NY Industrial Development Agency Tompkins County, NY Industrial Development Agency 0.280000% 890099BT0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y JPMORGAN CHASE & CO. N/A N/A N N 1000000.00 1000000.00 0.0065 N 1000000.00 1000000.00 New York State Dormitory Authority New York State Dormitory Authority Series A 0.270000% 649903YA3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y ROCKEFELLER UNIVERSITY N/A N/A N N 500000.00 500000.00 0.0032 N 500000.00 500000.00 New York State Dormitory Authority New York State Dormitory Authority 0.280000% 649903ZE4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N N 1600000.00 1600000.00 0.0104 N 1600000.00 1600000.00 New York State Dormitory Authority New York State Dormitory Authority Series C 0.270000% 6499032H3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N 1900000.00 1900000.00 0.0123 N 1900000.00 1900000.00 New York State Dormitory Authority New York State Dormitory Authority Series B 0.250000% 649905BF2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y U.S. BANK NATIONAL ASSOCIATION N/A N/A N N 3685000.00 3685000.00 0.0239 N 3685000.00 3685000.00 New York State Dormitory Authority New York State Dormitory Authority Series A 0.220000% 649905DF0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y TRUSTEES OF COLUMBIA UNIVERSITY N/A N/A N N 1280000.00 1280000.00 0.0083 N 1280000.00 1280000.00 New York Local Government Assistance Corp. New York Local Government Assistance Corp. Series C 0.290000% 649876PT0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y LANDESBANK HESSEN-THUERINGEN GIR N/A N/A Y LANDESBANK HESSEN-THUERINGEN GIR N/A N/A N 2100000.00 2100000.00 0.0136 N 2100000.00 2100000.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority 0.290000% 64971MGC0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y CITIBANK N.A. N/A N/A N N 400000.00 400000.00 0.0026 N 400000.00 400000.00 New York State Housing Finance Agency New York State Housing Finance Agency Series I 0.310000% 64986BAJ8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y LANDESBANK HESSEN-THUERINGEN GIR N/A N/A Y LANDESBANK HESSEN-THUERINGEN GIR N/A N/A N 700000.00 700000.00 0.0045 N 700000.00 700000.00 New York State Housing Finance Agency New York State Housing Finance Agency 0.250000% 64986MJ55 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 2000000.00 2000000.00 0.0130 N 2000000.00 2000000.00 New York State Housing Finance Agency New York State Housing Finance Agency 0.270000% 64986MM28 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1000000.00 1000000.00 0.0065 N 1000000.00 1000000.00 New York State Housing Finance Agency New York State Housing Finance Agency 0.250000% 64986MVB8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1000000.00 1000000.00 0.0065 N 1000000.00 1000000.00 New York State Housing Finance Agency New York State Housing Finance Agency 0.260000% 64986M4E2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1400000.00 1400000.00 0.0091 N 1400000.00 1400000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.250000% 649717MW2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y JPMORGAN CHASE & CO. N/A N/A N N 4375000.00 4375000.00 0.0284 N 4375000.00 4375000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.270000% 649717NP6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y METROPOLITAN MUSEUM OF ART N/A N/A N N 2100000.00 2100000.00 0.0136 N 2100000.00 2100000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.270000% 649717NQ4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y METROPOLITAN MUSEUM OF ART N/A N/A N N 1300000.00 1300000.00 0.0084 N 1300000.00 1300000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.280000% 649717NR2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y BANK OF AMERICA NATIONAL ASSOCI N/A N/A N N 275000.00 275000.00 0.0018 N 275000.00 275000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.260000% 649717NS0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y BANK OF AMERICA NATIONAL ASSOCI N/A N/A N N 3650000.00 3650000.00 0.0237 N 3650000.00 3650000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.240000% 649717NU5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y WELLS FARGO BANK NATIONAL ASSOC N/A N/A N N 1500000.00 1500000.00 0.0097 N 1500000.00 1500000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.240000% 649717NV3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y WELLS FARGO BANK NATIONAL ASSOC N/A N/A N N 1450000.00 1450000.00 0.0094 N 1450000.00 1450000.00 New York City, NY Trust for Cultural Resources New York City, NY Trust for Cultural Resources 0.280000% 649717QE8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N 2000000.00 2000000.00 0.0130 N 2000000.00 2000000.00 New York City, NY Municipal Water Finance Authority New York City, NY Municipal Water Finance Authority 0.240000% 64972FHH2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y BANK OF NOVA SCOTIA (THE) N/A N/A N N 1100000.00 1100000.00 0.0071 N 1100000.00 1100000.00 New York City, NY Municipal Water Finance Authority New York City, NY Municipal Water Finance Authority Series M008, Class A 0.260000% 64972FSJ6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y BNP Paribas N/A N/A N N 5350000.00 5350000.00 0.0347 N 5350000.00 5350000.00 New York City, NY Municipal Water Finance Authority New York City, NY Municipal Water Finance Authority 0.300000% 64972FZ33 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y CITIBANK N.A. N/A N/A N N 465000.00 465000.00 0.0030 N 465000.00 465000.00 New York State Dormitory Authority New York State Dormitory Authority 0.270000% 64983MF45 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y HSBC BANK USA NATIONAL ASSOCIAT N/A N/A N N 2535000.00 2535000.00 0.0164 N 2535000.00 2535000.00 New York State Dormitory Authority New York State Dormitory Authority 0.240000% 64983M2Y3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y HSBC BANK USA NATIONAL ASSOCIAT N/A N/A Y HSBC BANK USA NATIONAL ASSOCIAT N/A N/A N 3600000.00 3600000.00 0.0233 N 3600000.00 3600000.00 New York State Dormitory Authority New York State Dormitory Authority 0.270000% 64983M4M7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y TD BANK NATIONAL ASSOCIATION N/A N/A Y TD BANK NATIONAL ASSOCIATION N/A N/A N 390000.00 390000.00 0.0025 N 390000.00 390000.00 New York State Dormitory Authority New York State Dormitory Authority 0.270000% 64983M4N5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y TD BANK NATIONAL ASSOCIATION N/A N/A Y TD BANK NATIONAL ASSOCIATION N/A N/A N 965000.00 965000.00 0.0063 N 965000.00 965000.00 New York State Dormitory Authority New York State Dormitory Authority Series 1861 0.280000% 64983PLR0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y Wells Fargo & Company N/A N/A N N 3545000.00 3545000.00 0.0230 N 3545000.00 3545000.00 New York State Dormitory Authority New York State Dormitory Authority Series B 0.280000% 64983WM60 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y JPMORGAN CHASE & CO. N/A N/A N N 1400000.00 1400000.00 0.0091 N 1400000.00 1400000.00 New York State Dormitory Authority New York State Dormitory Authority Series A 0.270000% 649834MF2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y METROPOLITAN MUSEUM OF ART N/A N/A N N 3317000.00 3317000.00 0.0215 N 3317000.00 3317000.00 New York State Dormitory Authority New York State Dormitory Authority Series B 0.270000% 649834MG0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y METROPOLITAN MUSEUM OF ART N/A N/A N N 400000.00 400000.00 0.0026 N 400000.00 400000.00 New York City, NY Health & Hospital Corp. New York City, NY Health & Hospital Corp. Series B 0.270000% 649674GR3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y TD BANK NATIONAL ASSOCIATION N/A N/A Y TD BANK NATIONAL ASSOCIATION N/A N/A N 2000000.00 2000000.00 0.0130 N 2000000.00 2000000.00 New York City, NY Health & Hospital Corp. New York City, NY Health & Hospital Corp. Series C 0.250000% 649674GS1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y TD BANK USA NATIONAL ASSOCIATIO N/A N/A Y TD BANK USA NATIONAL ASSOCIATIO N/A N/A N 3500000.00 3500000.00 0.0227 N 3500000.00 3500000.00 New York City, NY Housing Development Corp. New York City, NY Housing Development Corp. Series A 0.250000% 64970HCH5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1000000.00 1000000.00 0.0065 N 1000000.00 1000000.00 New York City, NY Housing Development Corp. New York City, NY Housing Development Corp. 0.250000% 64970HCK8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1800000.00 1800000.00 0.0117 N 1800000.00 1800000.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority 0.320000% 64971KFG6 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y BAYERISCHE LANDESBANK N/A N/A N N 2600000.00 2600000.00 0.0169 N 2600000.00 2600000.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority Series 3 0.250000% 64971KGG5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y BANK OF NEW YORK MELLON (THE) N/A N/A N N 200000.00 200000.00 0.0013 N 200000.00 200000.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority Series 3 0.250000% 64971KGH3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y Royal Bank of Canada N/A N/A N N 645000.00 645000.00 0.0042 N 645000.00 645000.00 New York City, NY Transitional Finance Authority New York City, NY Transitional Finance Authority Series 1 0.290000% 64971KJF4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y LANDESBANK HESSEN-THUERINGEN GIR N/A N/A N N 500000.00 500000.00 0.0032 N 500000.00 500000.00 City of New York, NY City of New York, NY 0.290000% 64966HMA5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y CITIBANK N.A. N/A N/A N N 700000.00 700000.00 0.0045 N 700000.00 700000.00 City of New York, NY City of New York, NY 0.270000% 64966H7X2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y Lloyds TSB Bank Plc N/A N/A N N 400000.00 400000.00 0.0026 N 400000.00 400000.00 New York City, NY Housing Development Corp. New York City, NY Housing Development Corp. Series A 0.250000% 64966TAF1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A Y FEDERAL NATIONAL MORTGAGE ASSOCI N/A N/A N 1000000.00 1000000.00 0.0065 N 1000000.00 1000000.00 City of New York, NY City of New York, NY 0.320000% 649660NU7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y BAYERISCHE LANDESBANK N/A N/A Y BAYERISCHE LANDESBANK N/A N/A N 1100000.00 1100000.00 0.0071 N 1100000.00 1100000.00 City of New York, NY City of New York, NY 0.320000% 649660NV5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y WESTLB AG N/A N/A Y Westlb AG N/A N/A N 1200000.00 1200000.00 0.0078 N 1200000.00 1200000.00 New York City, NY Industrial Development Agency New York City, NY Industrial Development Agency 0.300000% 649438HB7 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y BERKSHIRE HATHAWAY ASSURANCE COR N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 2700000.00 2700000.00 0.0175 N 2700000.00 2700000.00 Nassau County, NY Industrial Development Agency Nassau County, NY Industrial Development Agency 0.250000% 631657KW2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y TD BANK NATIONAL ASSOCIATION N/A N/A N N 7100000.00 7100000.00 0.0460 N 7100000.00 7100000.00 New York Austin Trust New York Austin Trust Series 2008-3506 0.350000% 05248PW76 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y BANK OF AMERICA NATIONAL ASSOCI N/A N/A N N 200000.00 200000.00 0.0013 N 200000.00 200000.00 New York Austin Trust New York Austin Trust Series 2008-1195 0.350000% 05248RBA8 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y BANK OF AMERICA NATIONAL ASSOCI N/A N/A N N 1000000.00 1000000.00 0.0065 N 1000000.00 1000000.00 Puerto Rico Barclays Capital Municipal Trust Receipts Puerto Rico Barclays Capital Municipal Trust Receipts 0.390000% 06740GAU0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y Barclays Bank Plc N/A N/A N N 1500000.00 1500000.00 0.0097 N 1500000.00 1500000.00 Buffalo, NY Municipal Water Finance Authority Buffalo, NY Municipal Water Finance Authority 0.260000% 119699GG5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N 5100000.00 5100000.00 0.0331 N 5100000.00 5100000.00 New York JP Morgan Chase Putters/Drivers Trust New York JPMorgan Chase Putters/Drivers Trust Series 3383 0.290000% 46632PH30 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N N 385000.00 385000.00 0.0025 N 385000.00 385000.00 New York JP Morgan Chase Putters/Drivers Trust New York JPMorgan Chase Putters/Drivers Trust Series 3204 0.290000% 46632PKD4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N N 600000.00 600000.00 0.0039 N 600000.00 600000.00 Pennsylvania JP Morgan Chase Putters/Drivers Trust Pennsylvania JPMorgan Chase Putters/Drivers Trust Series 3209 0.290000% 46632PKN2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N N 3055000.00 3055000.00 0.0198 N 3055000.00 3055000.00 New York JP Morgan Chase Putters/Drivers Trust New York JPMorgan Chase Putters/Drivers Trust Series 3357 0.320000% 46632PZK2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y MBIA INSURANCE CORPORATION N/A N/A Y MBIA INSURANCE CORPORATION N/A N/A N 3260000.00 3260000.00 0.0211 N 3260000.00 3260000.00 New York JP Morgan Chase Putters/Drivers Trust New York JP Morgan Chase Putters/Drivers Trust Series 3502 0.320000% 46632P7T4 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y NATIONAL PUBLIC FINANCE GUARANTE N/A N/A Y NATIONAL PUBLIC FINANCE GUARANTE N/A N/A N 500000.00 500000.00 0.0032 N 500000.00 500000.00 New York JP Morgan Chase Putters/Drivers Trust New York JP Morgan Chase Putters/Drivers Trust Series 3698 0.290000% 46633VSG5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y JPMORGAN CHASE BANK NATIONAL AS N/A N/A N N 600000.00 600000.00 0.0039 N 600000.00 600000.00 Long Island, NY Power Authority Long Island, NY Power Authority Series 1A 0.330000% 542690RT1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y BAYERISCHE LANDESBANK N/A N/A Y BAYERISCHE LANDESBANK N/A N/A N 2500000.00 2500000.00 0.0162 N 2500000.00 2500000.00 Long Island, NY Power Authority Long Island, NY Power Authority Series 2 0.300000% 542690SE3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-02 2011-02-07 Y WESTLB AG N/A N/A Y Westlb AG N/A N/A N 1200000.00 1200000.00 0.0078 N 1200000.00 1200000.00 Long Island, NY Power Authority Long Island, NY Power Authority Series 2 0.290000% 542690SF0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y BAYERISCHE LANDESBANK N/A N/A Y BAYERISCHE LANDESBANK N/A N/A N 1000000.00 1000000.00 0.0065 N 1000000.00 1000000.00 Long Island, NY Power Authority Long Island, NY Power Authority 0.260000% 542690SJ2 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-01 2011-02-01 Y WESTLB AG N/A N/A Y Westlb AG N/A N/A N 2200000.00 2200000.00 0.0143 N 2200000.00 2200000.00 New York Metropolitan Transportation Authority New York Metropolitan Transportation Authority 0.290000% 59259NUJ0 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y BERKSHIRE HATHAWAY ASSURANCE COR N/A N/A Y Berkshire Hathaway Assurance Corp (Columbia) N/A N/A N 1900000.00 1900000.00 0.0123 N 1900000.00 1900000.00 New York Metropolitan Transportation Authority New York Metropolitan Transportation Authority 0.260000% 59259NWB5 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y BANK OF NOVA SCOTIA (THE) N/A N/A Y BANK OF NOVA SCOTIA (THE) N/A N/A N 995000.00 995000.00 0.0064 N 995000.00 995000.00 New York Metropolitan Transportation Authority New York Metropolitan Transportation Authority 0.260000% 59259NWC3 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y BNP Paribas N/A N/A Y BNP Paribas N/A N/A N 1865000.00 1865000.00 0.0121 N 1865000.00 1865000.00 New York Metropolitan Transportation Authority New York Metropolitan Transportation Authority 0.260000% 59259NWD1 Variable Rate Demand Note N First Tier Security N/A N/A 2011-02-03 2011-02-07 Y Lloyds TSB Bank Plc N/A N/A Y Lloyds TSB Bank Plc N/A N/A N 2600000.00 2600000.00 0.0169 N 2600000.00 2600000.00