0001072613-17-000662.txt : 20171222
0001072613-17-000662.hdr.sgml : 20171222
20171222161635
ACCESSION NUMBER: 0001072613-17-000662
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171220
FILED AS OF DATE: 20171222
DATE AS OF CHANGE: 20171222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC
CENTRAL INDEX KEY: 0001018138
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05348
FILM NUMBER: 171272876
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 011441717110771
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
FORMER NAME:
FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC
DATE OF NAME CHANGE: 19960705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CENTRAL INDEX KEY: 0001034546
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-05348
FILM NUMBER: 171272875
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
STREET 2: LONDON ENGLAND
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 4417171107
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
STREET 2: LONDON ENGLAND
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THAI FUND, INC.
CENTRAL INDEX KEY: 0000822794
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 232476394
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 522 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 800-231-2608
MAIL ADDRESS:
STREET 1: 522 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: THAI FUND INC
DATE OF NAME CHANGE: 19920703
4
1
thai-4_18136.xml
OWNERSHIP DOCUMENT
X0306
4
2017-12-20
1
0000822794
THAI FUND, INC.
TTF
0001018138
CITY OF LONDON INVESTMENT GROUP PLC
77 GRACECHURCH STREET
LONDON ENGLAND
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
0001034546
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
77 GRACECHURCH STREET
LONDON ENGLAND
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
Common Stock, par value $.01 per share
375023
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
109475
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
275139
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
250985
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
2017-12-20
2017-12-20
4
S
0
50000
11.30
D
87806
I
As investment adviser to a Dublin, Ireland-listed open-ended investment company
Common Stock, par value $.01 per share
169802
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
238275
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
32481
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
43448
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
2017-12-20
2017-12-20
4
S
0
25000
11.30
D
1148915
I
As investment adviser to unaffiliated third-party segregated accounts
Common Stock, par value $.01 per share
2017-12-21
2017-12-21
4
S
0
15002
10.66
D
1133913
I
As investment adviser to unaffiliated third-party segregated accounts
These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
These securities are beneficially owned by Emerging Markets Free Fund.
These securities are beneficially owned by Emerging Markets Global Fund.
These securities are beneficially owned by Global Emerging Markets Fund.
These securities are beneficially owned by The Emerging World Fund.
These securities are beneficially owned by Emerging Free Markets Country Fund.
These securities are beneficially owned by Emerging Markets Country Fund.
These securities are beneficially owned by Investable Emerging Markets Country Fund.
These securities are beneficially owned by The EM Plus CEF Fund.
These securities are beneficially owned by 9 unaffiliated third-party segregated accounts.
No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
Each of City of London Group PLC ("CLIG") and City of London Investment Management Company Limited ("CLIM"), which is controlled by CLIG and is the investment adviser to the funds listed above and the 9 unaffiliated third-party segregated accounts, hereby disclaims beneficial ownership of the reported securities and this report should not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes.
/s/ Barry Olliff, Director - City of London Group PLC
2017-12-22
/s/ Barry Olliff, Director - City of London Investment Management Company Limited
2017-12-22