N-PX 1 concorde_npx.txt ANNUAL REPORT OF PROXY RECORDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-05339 NAME OF REGISTRANT: Concorde Funds, Inc. ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 8383 Preston Center Plaza Suite 360 Dallas, TX 75225 NAME AND ADDRESS OF AGENT FOR SERVICE: Gary B. Wood 8383 Preston Center Plaza Suite 360 Dallas , TX 75225 REGISTRANT'S TELEPHONE NUMBER: (972) 701-5400 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2017 to 06/30/2018 Concorde Wealth Management Fund -------------------------------------------------------------------------------------------------------------------------- ALLERGAN PLC Agenda Number: 934748407 -------------------------------------------------------------------------------------------------------------------------- Security: G0177J108 Meeting Type: Annual Meeting Date: 02-May-2018 Ticker: AGN ISIN: IE00BY9D5467 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Nesli Basgoz, M.D. Mgmt No vote 1b. Election of Director: Paul M. Bisaro Mgmt No vote 1c. Election of Director: Joseph H. Boccuzi Mgmt No vote 1d. Election of Director: Christopher W. Bodine Mgmt No vote 1e. Election of Director: Adriane M. Brown Mgmt No vote 1f. Election of Director: Christopher J. Mgmt No vote Coughlin 1g. Election of Director: Carol Anthony (John) Mgmt No vote Davidson 1h. Election of Director: Catherine M. Klema Mgmt No vote 1i. Election of Director: Peter J. McDonnell, Mgmt No vote M.D. 1j. Election of Director: Patrick J. O'Sullivan Mgmt No vote 1k. Election of Director: Brenton L. Saunders Mgmt No vote 1l. Election of Director: Fred G. Weiss Mgmt No vote 2. To approve, in a non-binding vote, Named Mgmt No vote Executive Officer compensation. 3. To ratify, in a non-binding vote, the Mgmt No vote appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for the fiscal year ending December 31, 2018 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP's remuneration. 4. To renew the authority of the directors of Mgmt No vote the Company (the "Directors") to issue shares. 5A. To renew the authority of the Directors to Mgmt No vote issue shares for cash without first offering shares to existing shareholders. 5B. To authorize the Directors to allot new Mgmt No vote shares up to an additional 5% for cash in connection with an acquisition or other capital investment. 6. To consider a shareholder proposal Shr No vote requiring an independent Board Chairman, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 934793224 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Meeting Date: 30-May-2018 Ticker: AMZN ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Jeffrey P. Bezos Mgmt No vote 1b. Election of Director: Tom A. Alberg Mgmt No vote 1c. Election of Director: Jamie S. Gorelick Mgmt No vote 1d. Election of Director: Daniel P. Mgmt No vote Huttenlocher 1e. Election of Director: Judith A. McGrath Mgmt No vote 1f. Election of Director: Jonathan J. Mgmt No vote Rubinstein 1g. Election of Director: Thomas O. Ryder Mgmt No vote 1h. Election of Director: Patricia Q. Mgmt No vote Stonesifer 1i. Election of Director: Wendell P. Weeks Mgmt No vote 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION 4. SHAREHOLDER PROPOSAL REGARDING DIVERSE Shr No vote BOARD CANDIDATES 5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr No vote REQUIRE AN INDEPENDENT BOARD CHAIR 6. SHAREHOLDER PROPOSAL REGARDING Shr No vote VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS -------------------------------------------------------------------------------------------------------------------------- AON PLC Agenda Number: 934819624 -------------------------------------------------------------------------------------------------------------------------- Security: G0408V102 Meeting Type: Annual Meeting Date: 22-Jun-2018 Ticker: AON ISIN: GB00B5BT0K07 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Re-election of Director: Lester B. Knight Mgmt No vote 1b. Re-election of Director: Gregory C. Case Mgmt No vote 1c. Re-election of Director: Jin-Yong Cai Mgmt No vote 1d. Re-election of Director: Jeffrey C. Mgmt No vote Campbell 1e. Re-election of Director: Fulvio Conti Mgmt No vote 1f. Re-election of Director: Cheryl A. Francis Mgmt No vote 1g. Re-election of Director: J. Michael Losh Mgmt No vote 1h. Re-election of Director: Richard B. Myers Mgmt No vote 1i. Re-election of Director: Richard C. Mgmt No vote Notebaert 1j. Re-election of Director: Gloria Santona Mgmt No vote 1k. Re-election of Director: Carolyn Y. Woo Mgmt No vote 2. Advisory vote to approve executive Mgmt No vote compensation. 3. Advisory vote to approve the directors' Mgmt No vote remuneration report. 4. Receipt of Aon's annual report and Mgmt No vote accounts, together with the reports of the directors and auditors, for the year ended December 31, 2017. 5. Ratification of the appointment of Ernst & Mgmt No vote Young LLP as Aon's Independent Registered Public Accounting Firm. 6. Re-appointment of Ernst & Young LLP as Mgmt No vote Aon's U.K. statutory auditor under the Companies Act of 2006. 7. Authorization of the Board of Directors to Mgmt No vote determine the remuneration of Aon's U.K. statutory auditor. 8. Approval of forms of share repurchase Mgmt No vote contracts and repurchase counterparties. 9. Authorize the Board of Directors to Mgmt No vote exercise all powers of Aon to allot shares. 10. Authorize the Board of Directors to allot Mgmt No vote equity securities for cash without rights of preemption. 11. Authorize Aon and its subsidiaries to make Mgmt No vote political donations or expenditures. -------------------------------------------------------------------------------------------------------------------------- CENTURYLINK, INC. Agenda Number: 934787803 -------------------------------------------------------------------------------------------------------------------------- Security: 156700106 Meeting Type: Annual Meeting Date: 23-May-2018 Ticker: CTL ISIN: US1567001060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Martha H. Bejar Mgmt No vote Virginia Boulet Mgmt No vote Peter C. Brown Mgmt No vote Kevin P. Chilton Mgmt No vote Steven T. Clontz Mgmt No vote T. Michael Glenn Mgmt No vote W. Bruce Hanks Mgmt No vote Mary L. Landrieu Mgmt No vote Harvey P. Perry Mgmt No vote Glen F. Post, III Mgmt No vote Michael J. Roberts Mgmt No vote Laurie A. Siegel Mgmt No vote Jeffrey K. Storey Mgmt No vote 2. Ratify the appointment of KPMG LLP as our Mgmt No vote independent auditor for 2018. 3. Approve our 2018 Equity Incentive Plan. Mgmt No vote 4. Advisory vote to approve our executive Mgmt No vote compensation. 5a. Shareholder proposal regarding our lobbying Shr No vote activities. 5b. Shareholder proposal regarding our billing Shr No vote practices. -------------------------------------------------------------------------------------------------------------------------- CHUBB LIMITED Agenda Number: 934772648 -------------------------------------------------------------------------------------------------------------------------- Security: H1467J104 Meeting Type: Annual Meeting Date: 17-May-2018 Ticker: CB ISIN: CH0044328745 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 Approval of the management report, Mgmt No vote standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2017 2a Allocation of disposable profit Mgmt No vote 2b Distribution of a dividend out of legal Mgmt No vote reserves (by way of release and allocation to a dividend reserve) 3 Discharge of the Board of Directors Mgmt No vote 4a Election of Auditor: Election of Mgmt No vote PricewaterhouseCoopers AG (Zurich) as our statutory auditor 4b Election of Auditor: Ratification of Mgmt No vote appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting 4c Election of Auditor: Election of BDO AG Mgmt No vote (Zurich) as special audit firm 5a Election of Director: Evan G. Greenberg Mgmt No vote 5b Election of Director: Robert M. Hernandez Mgmt No vote 5c Election of Director: Michael G. Atieh Mgmt No vote 5d Election of Director: Sheila P. Burke Mgmt No vote 5e Election of Director: James I. Cash Mgmt No vote 5f Election of Director: Mary Cirillo Mgmt No vote 5g Election of Director: Michael P. Connors Mgmt No vote 5h Election of Director: John A. Edwardson Mgmt No vote 5i Election of Director: Kimberly A. Ross Mgmt No vote 5j Election of Director: Robert W. Scully Mgmt No vote 5k Election of Director: Eugene B. Shanks, Jr. Mgmt No vote 5l Election of Director: Theodore E. Shasta Mgmt No vote 5m Election of Director: David H. Sidwell Mgmt No vote 5n Election of Director: Olivier Steimer Mgmt No vote 5o Election of Director: James M. Zimmerman Mgmt No vote 6 Election of Evan G. Greenberg as Chairman Mgmt No vote of the Board of Directors 7a Election of the Compensation Committee of Mgmt No vote the Board of Directors: Michael P. Connors 7b Election of the Compensation Committee of Mgmt No vote the Board of Directors: Mary Cirillo 7c Election of the Compensation Committee of Mgmt No vote the Board of Directors: Robert M. Hernandez 7d Election of the Compensation Committee of Mgmt No vote the Board of Directors: James M. Zimmerman 8 Election of Homburger AG as independent Mgmt No vote proxy 9 Amendment to the Articles of Association Mgmt No vote relating to authorized share capital for general purposes 10a Compensation of the Board of Directors Mgmt No vote until the next annual general meeting 10b Compensation of Executive Management for Mgmt No vote the next calendar year 11 Advisory vote to approve executive Mgmt No vote compensation under U.S. securities law requirements A If a new agenda item or a new proposal for Mgmt No vote an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. -------------------------------------------------------------------------------------------------------------------------- CIMAREX ENERGY CO. Agenda Number: 934746744 -------------------------------------------------------------------------------------------------------------------------- Security: 171798101 Meeting Type: Annual Meeting Date: 10-May-2018 Ticker: XEC ISIN: US1717981013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Class I Director: Joseph R. Mgmt No vote Albi 1B Election of Class I Director: Lisa A. Mgmt No vote Stewart 1C Election of Class I Director: Michael J. Mgmt No vote Sullivan 2. Advisory vote to approve executive Mgmt No vote compensation 3. Ratify the appointment of KPMG LLP as our Mgmt No vote independent auditors for 2018 -------------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda Number: 934808265 -------------------------------------------------------------------------------------------------------------------------- Security: 20030N101 Meeting Type: Annual Meeting Date: 11-Jun-2018 Ticker: CMCSA ISIN: US20030N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth J. Bacon Mgmt No vote Madeline S. Bell Mgmt No vote Sheldon M. Bonovitz Mgmt No vote Edward D. Breen Mgmt No vote Gerald L. Hassell Mgmt No vote Jeffrey A. Honickman Mgmt No vote Maritza G. Montiel Mgmt No vote Asuka Nakahara Mgmt No vote David C. Novak Mgmt No vote Brian L. Roberts Mgmt No vote 2. Ratification of the appointment of our Mgmt No vote independent auditors 3. Advisory vote on executive compensation Mgmt No vote 4. To provide a lobbying report Shr No vote -------------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Agenda Number: 934799911 -------------------------------------------------------------------------------------------------------------------------- Security: 25179M103 Meeting Type: Annual Meeting Date: 06-Jun-2018 Ticker: DVN ISIN: US25179M1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Barbara M. Baumann Mgmt No vote John E. Bethancourt Mgmt No vote David A. Hager Mgmt No vote Robert H. Henry Mgmt No vote Michael M. Kanovsky Mgmt No vote John Krenicki Jr. Mgmt No vote Robert A. Mosbacher Jr. Mgmt No vote Duane C. Radtke Mgmt No vote Mary P. Ricciardello Mgmt No vote John Richels Mgmt No vote 2. Advisory Vote to Approve Executive Mgmt No vote Compensation. 3. Ratify the Appointment of the Company's Mgmt No vote Independent Auditors for 2018. 4. Shareholder Right to Act by Written Shr No vote Consent. -------------------------------------------------------------------------------------------------------------------------- DISCOVERY COMMUNICATIONS, INC. Agenda Number: 934693816 -------------------------------------------------------------------------------------------------------------------------- Security: 25470F104 Meeting Type: Special Meeting Date: 17-Nov-2017 Ticker: DISCA ISIN: US25470F1049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. TO APPROVE THE ISSUANCE OF SERIES C COMMON Mgmt For For STOCK, PAR VALUE $0.01 PER SHARE, TO SCRIPPS NETWORKS INTERACTIVE, INC. SHAREHOLDERS AS CONSIDERATION IN THE MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 30, 2017, AS IT MAY BE AMENDED FROM TIME TO TIME, AMONG DISCOVERY COMMUNICATIONS, INC., SCRIPPS NETWORKS INTERACTIVE, INC. AND SKYLIGHT MERGER SUB, INC. -------------------------------------------------------------------------------------------------------------------------- ENCOMPASS HEALTH CORPORATION Agenda Number: 934745730 -------------------------------------------------------------------------------------------------------------------------- Security: 29261A100 Meeting Type: Annual Meeting Date: 03-May-2018 Ticker: EHC ISIN: US29261A1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: John W. Chidsey Mgmt No vote 1b. Election of Director: Donald L. Correll Mgmt No vote 1c. Election of Director: Yvonne M. Curl Mgmt No vote 1d. Election of Director: Charles M. Elson Mgmt No vote 1e. Election of Director: Joan E. Herman Mgmt No vote 1f. Election of Director: Leo I. Higdon, Jr. Mgmt No vote 1g. Election of Director: Leslye G. Katz Mgmt No vote 1h. Election of Director: John E. Maupin, Jr. Mgmt No vote 1i. Election of Director: Nancy M. Schlichting Mgmt No vote 1j. Election of Director: L. Edward Shaw, Jr. Mgmt No vote 1k. Election of Director: Mark J. Tarr Mgmt No vote 2. Ratification of the appointment of Mgmt No vote PricewaterhouseCoopers LLP as independent registered public accounting firm for 2018. 3. An advisory vote to approve executive Mgmt No vote compensation. -------------------------------------------------------------------------------------------------------------------------- FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 934739939 -------------------------------------------------------------------------------------------------------------------------- Security: 34964C106 Meeting Type: Annual Meeting Date: 01-May-2018 Ticker: FBHS ISIN: US34964C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director: Ann F. Mgmt No vote Hackett 1b. Election of Class I Director: John G. Mgmt No vote Morikis 1c. Election of Class I Director: Ronald V. Mgmt No vote Waters, III 2. Ratification of the appointment of Mgmt No vote PricewaterhouseCoopers LLP as independent registered public accounting firm for 2018. 3. Advisory vote to approve named executive Mgmt No vote officer compensation. 4. To approve, by non-binding advisory vote, Mgmt No vote the frequency of the advisory vote on named executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- HALLIBURTON COMPANY Agenda Number: 934760871 -------------------------------------------------------------------------------------------------------------------------- Security: 406216101 Meeting Type: Annual Meeting Date: 16-May-2018 Ticker: HAL ISIN: US4062161017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Abdulaziz F. Al Mgmt No vote Khayyal 1b. Election of Director: William E. Albrecht Mgmt No vote 1c. Election of Director: Alan M. Bennett Mgmt No vote 1d. Election of Director: James R. Boyd Mgmt No vote 1e. Election of Director: Milton Carroll Mgmt No vote 1f. Election of Director: Nance K. Dicciani Mgmt No vote 1g. Election of Director: Murry S. Gerber Mgmt No vote 1h. Election of Director: Jose C. Grubisich Mgmt No vote 1i. Election of Director: David J. Lesar Mgmt No vote 1j. Election of Director: Robert A. Malone Mgmt No vote 1k. Election of Director: Jeffrey A. Miller Mgmt No vote 1l. Election of Director: Debra L. Reed Mgmt No vote 2. Ratification of Selection of Principal Mgmt No vote Independent Public Accountants. 3. Advisory Approval of Executive Mgmt No vote Compensation. -------------------------------------------------------------------------------------------------------------------------- HANESBRANDS INC. Agenda Number: 934736197 -------------------------------------------------------------------------------------------------------------------------- Security: 410345102 Meeting Type: Annual Meeting Date: 24-Apr-2018 Ticker: HBI ISIN: US4103451021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Gerald W. Evans, Jr. Mgmt No vote 1B. Election of Director: Bobby J. Griffin Mgmt No vote 1C. Election of Director: James C. Johnson Mgmt No vote 1D. Election of Director: Jessica T. Mathews Mgmt No vote 1E. Election of Director: Franck J. Moison Mgmt No vote 1F. Election of Director: Robert F. Moran Mgmt No vote 1G. Election of Director: Ronald L. Nelson Mgmt No vote 1H. Election of Director: Richard A. Noll Mgmt No vote 1I. Election of Director: David V. Singer Mgmt No vote 1J. Election of Director: Ann E. Ziegler Mgmt No vote 2. To ratify the appointment of Mgmt No vote PricewaterhouseCoopers LLP as Hanesbrands' independent registered public accounting firm for Hanesbrands' 2018 fiscal year 3. To approve, on an advisory basis, executive Mgmt No vote compensation as described in the proxy statement for the Annual Meeting -------------------------------------------------------------------------------------------------------------------------- HCA HEALTHCARE, INC. Agenda Number: 934740348 -------------------------------------------------------------------------------------------------------------------------- Security: 40412C101 Meeting Type: Annual Meeting Date: 26-Apr-2018 Ticker: HCA ISIN: US40412C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: R. Milton Johnson Mgmt No vote 1b. Election of Director: Robert J. Dennis Mgmt No vote 1c. Election of Director: Nancy-Ann DeParle Mgmt No vote 1d. Election of Director: Thomas F. Frist III Mgmt No vote 1e. Election of Director: William R. Frist Mgmt No vote 1f. Election of Director: Charles O. Holliday, Mgmt No vote Jr. 1g. Election of Director: Ann H. Lamont Mgmt No vote 1h. Election of Director: Geoffrey G. Meyers Mgmt No vote 1i. Election of Director: Michael W. Michelson Mgmt No vote 1j. Election of Director: Wayne J. Riley, M.D. Mgmt No vote 1k. Election of Director: John W. Rowe, M.D. Mgmt No vote 2. To ratify the appointment of Ernst & Young Mgmt No vote LLP as our independent registered public accounting firm for the year ending December 31, 2018 3. Advisory vote to approve named executive Mgmt No vote officer compensation 4. Advisory vote to approve the frequency of Mgmt No vote future advisory votes to approve named executive officer compensation -------------------------------------------------------------------------------------------------------------------------- HEXCEL CORPORATION Agenda Number: 934743130 -------------------------------------------------------------------------------------------------------------------------- Security: 428291108 Meeting Type: Annual Meeting Date: 03-May-2018 Ticker: HXL ISIN: US4282911084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Nick L. Stanage Mgmt For For 1B. Election of Director: Joel S. Beckman Mgmt For For 1C. Election of Director: Lynn Brubaker Mgmt For For 1D. Election of Director: Jeffrey C. Campbell Mgmt For For 1E. Election of Director: Cynthia M. Egnotovich Mgmt For For 1F. Election of Director: W. Kim Foster Mgmt For For 1G. Election of Director: Thomas A. Gendron Mgmt For For 1H. Election of Director: Jeffrey A. Graves Mgmt For For 1I. Election of Director: Guy C. Hachey Mgmt For For 1J. Election of Director: David L. Pugh Mgmt For For 1K. Election of Director: Catherine A. Suever Mgmt For For 2. Advisory vote to approve 2017 executive Mgmt For For compensation 3. Ratification of Ernst & Young LLP as Mgmt For For Independent Registered Public Accounting Firm -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 934737620 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 26-Apr-2018 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Mary C. Beckerle Mgmt No vote 1b. Election of Director: D. Scott Davis Mgmt No vote 1c. Election of Director: Ian E. L. Davis Mgmt No vote 1d. Election of Director: Jennifer A. Doudna Mgmt No vote 1e. Election of Director: Alex Gorsky Mgmt No vote 1f. Election of Director: Mark B. McClellan Mgmt No vote 1g. Election of Director: Anne M. Mulcahy Mgmt No vote 1h. Election of Director: William D. Perez Mgmt No vote 1i. Election of Director: Charles Prince Mgmt No vote 1j. Election of Director: A. Eugene Washington Mgmt No vote 1k. Election of Director: Ronald A. Williams Mgmt No vote 2. Advisory Vote to Approve Named Executive Mgmt No vote Officer Compensation 3. Ratification of Appointment of Mgmt No vote PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2018 4. Shareholder Proposal - Accounting for Shr No vote Litigation and Compliance in Executive Compensation Performance Measures 5. Shareholder Proposal - Amendment to Shr No vote Shareholder Ability to Call Special Shareholder Meeting -------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN, INC. Agenda Number: 934748990 -------------------------------------------------------------------------------------------------------------------------- Security: 49456B101 Meeting Type: Annual Meeting Date: 09-May-2018 Ticker: KMI ISIN: US49456B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Richard D. Kinder Mgmt No vote 1b. Election of Director: Steven J. Kean Mgmt No vote 1c. Election of Director: Kimberly A. Dang Mgmt No vote 1d. Election of Director: Ted A. Gardner Mgmt No vote 1e. Election of Director: Anthony W. Hall, Jr. Mgmt No vote 1f. Election of Director: Gary L. Hultquist Mgmt No vote 1g. Election of Director: Ronald L. Kuehn, Jr. Mgmt No vote 1h. Election of Director: Deborah A. Macdonald Mgmt No vote 1i. Election of Director: Michael C. Morgan Mgmt No vote 1j. Election of Director: Arthur C. Mgmt No vote Reichstetter 1k. Election of Director: Fayez Sarofim Mgmt No vote 1l. Election of Director: C. Park Shaper Mgmt No vote 1m. Election of Director: William A. Smith Mgmt No vote 1n. Election of Director: Joel V. Staff Mgmt No vote 1o. Election of Director: Robert F. Vagt Mgmt No vote 1p. Election of Director: Perry M. Waughtal Mgmt No vote 2. Ratification of the selection of Mgmt No vote PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018 3. Approval, on an advisory basis, of the Mgmt No vote compensation of our named executive officers, as disclosed in the Proxy Statement 4. Frequency with which we will hold an Mgmt No vote advisory vote on the compensation of our named executive officers 5. Stockholder proposal relating to a report Shr No vote on methane emissions 6. Stockholder proposal relating to an annual Shr No vote sustainability report 7. Stockholder proposal relating to an Shr No vote assessment of the long-term portfolio impacts of scenarios consistent with global climate change policies -------------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda Number: 934787245 -------------------------------------------------------------------------------------------------------------------------- Security: 548661107 Meeting Type: Annual Meeting Date: 01-Jun-2018 Ticker: LOW ISIN: US5486611073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Raul Alvarez Mgmt No vote David H. Batchelder Mgmt No vote Angela F. Braly Mgmt No vote Sandra B. Cochran Mgmt No vote Laurie Z. Douglas Mgmt No vote Richard W. Dreiling Mgmt No vote Marshall O. Larsen Mgmt No vote James H. Morgan Mgmt No vote Robert A. Niblock Mgmt No vote Brian C. Rogers Mgmt No vote Bertram L. Scott Mgmt No vote Lisa W. Wardell Mgmt No vote Eric C. Wiseman Mgmt No vote 2. Advisory vote to approve Lowe's named Mgmt No vote executive officer compensation in fiscal 2017. 3. Ratification of the appointment of Deloitte Mgmt No vote & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2018. 4. Shareholder proposal to reduce the Shr No vote threshold to call special shareholder meetings to 10% of outstanding shares. -------------------------------------------------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Agenda Number: 934822467 -------------------------------------------------------------------------------------------------------------------------- Security: 58463J304 Meeting Type: Annual Meeting Date: 24-May-2018 Ticker: MPW ISIN: US58463J3041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Edward K. Aldag, Jr. Mgmt For For 1.2 Election of Director: G. Steven Dawson Mgmt For For 1.3 Election of Director: R. Steven Hamner Mgmt For For 1.4 Election of Director: Elizabeth N. Pitman Mgmt For For 1.5 Election of Director: C. Reynolds Thompson, Mgmt For For III 1.6 Election of Director: D. Paul Sparks, Jr. Mgmt For For 1.7 Election of Director: Michael G. Stewart Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. Advisory approval of the Company's Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 934689514 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 29-Nov-2017 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt No vote 1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Mgmt No vote 1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt No vote 1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt No vote 1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt No vote 1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt No vote 1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt No vote 1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt No vote 1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Mgmt No vote 1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt No vote 1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt No vote 1L. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt No vote 1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt No vote 1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt No vote 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION 4. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt No vote OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 5. APPROVAL OF MATERIAL TERMS OF THE Mgmt No vote PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN 6. APPROVAL OF THE MICROSOFT CORPORATION 2017 Mgmt No vote STOCK PLAN -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 934681671 -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Meeting Date: 15-Nov-2017 Ticker: ORCL ISIN: US68389X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JEFFREY S. BERG Mgmt No vote MICHAEL J. BOSKIN Mgmt No vote SAFRA A. CATZ Mgmt No vote BRUCE R. CHIZEN Mgmt No vote GEORGE H. CONRADES Mgmt No vote LAWRENCE J. ELLISON Mgmt No vote HECTOR GARCIA-MOLINA Mgmt No vote JEFFREY O. HENLEY Mgmt No vote MARK V. HURD Mgmt No vote RENEE J. JAMES Mgmt No vote LEON E. PANETTA Mgmt No vote NAOMI O. SELIGMAN Mgmt No vote 2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote OF THE NAMED EXECUTIVE OFFICERS. 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. 4. APPROVAL OF THE ORACLE CORPORATION AMENDED Mgmt No vote AND RESTATED 2000 LONG- TERM EQUITY INCENTIVE PLAN. 5. RATIFICATION OF THE SELECTION OF ERNST & Mgmt No vote YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. 6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr No vote CONTRIBUTIONS REPORT. 7. STOCKHOLDER PROPOSAL REGARDING PAY EQUITY Shr No vote REPORT. 8. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr No vote REFORM. -------------------------------------------------------------------------------------------------------------------------- PROLOGIS, INC. Agenda Number: 934748825 -------------------------------------------------------------------------------------------------------------------------- Security: 74340W103 Meeting Type: Annual Meeting Date: 02-May-2018 Ticker: PLD ISIN: US74340W1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Hamid R. Moghadam Mgmt No vote 1b. Election of Director: Cristina G. Bita Mgmt No vote 1c. Election of Director: George L. Fotiades Mgmt No vote 1d. Election of Director: Lydia H. Kennard Mgmt No vote 1e. Election of Director: J. Michael Losh Mgmt No vote 1f. Election of Director: Irving F. Lyons III Mgmt No vote 1g. Election of Director: David P. O'Connor Mgmt No vote 1h. Election of Director: Olivier Piani Mgmt No vote 1i. Election of Director: Jeffrey L. Skelton Mgmt No vote 1j. Election of Director: Carl B. Webb Mgmt No vote 1k. Election of Director: William D. Zollars Mgmt No vote 2. Advisory Vote to Approve the Company's Mgmt No vote Executive Compensation for 2017 3. Ratification of the Appointment of KPMG LLP Mgmt No vote as the Company's Independent Registered Public Accounting Firm for the year 2018 -------------------------------------------------------------------------------------------------------------------------- SPEEDWAY MOTORSPORTS, INC. Agenda Number: 934753864 -------------------------------------------------------------------------------------------------------------------------- Security: 847788106 Meeting Type: Annual Meeting Date: 23-Apr-2018 Ticker: TRK ISIN: US8477881069 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mr. Marcus G. Smith Mgmt No vote Mr. Tom E. Smith Mgmt No vote 2. To approve the 2018 Formula Restricted Mgmt No vote Stock Plan for Non-Employee Directors. -------------------------------------------------------------------------------------------------------------------------- THE HERSHEY COMPANY Agenda Number: 934740045 -------------------------------------------------------------------------------------------------------------------------- Security: 427866108 Meeting Type: Annual Meeting Date: 02-May-2018 Ticker: HSY ISIN: US4278661081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR P.M. Arway Mgmt No vote J.W. Brown Mgmt No vote M.G. Buck Mgmt No vote C.A. Davis Mgmt No vote M.K. Haben Mgmt No vote J.C. Katzman Mgmt No vote M.D. Koken Mgmt No vote R.M. Malcolm Mgmt No vote A.J. Palmer Mgmt No vote W.L. Schoppert Mgmt No vote D.L. Shedlarz Mgmt No vote 2. Ratify the appointment of Ernst & Young LLP Mgmt No vote as independent auditors for 2018. 3. Approve named executive officer Mgmt No vote compensation on a non-binding advisory basis. -------------------------------------------------------------------------------------------------------------------------- THE HOWARD HUGHES CORPORATION Agenda Number: 934765528 -------------------------------------------------------------------------------------------------------------------------- Security: 44267D107 Meeting Type: Annual Meeting Date: 17-May-2018 Ticker: HHC ISIN: US44267D1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: William Ackman Mgmt No vote 1b. Election of Director: Adam Flatto Mgmt No vote 1c. Election of Director: Jeffrey Furber Mgmt No vote 1d. Election of Director: Beth Kaplan Mgmt No vote 1e. Election of Director: Allen Model Mgmt No vote 1f. Election of Director: R. Scot Sellers Mgmt No vote 1g. Election of Director: Steven Shepsman Mgmt No vote 1h. Election of Director: Burton M. Tansky Mgmt No vote 1i. Election of Director: Mary Ann Tighe Mgmt No vote 1j. Election of Director: David R. Weinreb Mgmt No vote 2. Advisory vote to approve named executive Mgmt No vote officer compensation. 3. The ratification of the appointment of Mgmt No vote Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. -------------------------------------------------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Agenda Number: 934805752 -------------------------------------------------------------------------------------------------------------------------- Security: 872540109 Meeting Type: Annual Meeting Date: 05-Jun-2018 Ticker: TJX ISIN: US8725401090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Zein Abdalla Mgmt No vote 1b. Election of Director: Alan M. Bennett Mgmt No vote 1c. Election of Director: David T. Ching Mgmt No vote 1d. Election of Director: Ernie Herrman Mgmt No vote 1e. Election of Director: Michael F. Hines Mgmt No vote 1f. Election of Director: Amy B. Lane Mgmt No vote 1g. Election of Director: Carol Meyrowitz Mgmt No vote 1h. Election of Director: Jackwyn L. Nemerov Mgmt No vote 1i. Election of Director: John F. O'Brien Mgmt No vote 1j. Election of Director: Willow B. Shire Mgmt No vote 2. Ratification of appointment of Mgmt No vote PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2019 3. Advisory approval of TJX's executive Mgmt No vote compensation (the say-on- pay vote) 4. Shareholder proposal for a report on Shr No vote compensation disparities based on race, gender, or ethnicity 5. Shareholder proposal for amending TJX's Shr No vote clawback policy 6. Shareholder proposal for a supply chain Shr No vote policy on prison labor -------------------------------------------------------------------------------------------------------------------------- UNILEVER N.V. Agenda Number: 934783855 -------------------------------------------------------------------------------------------------------------------------- Security: 904784709 Meeting Type: Annual Meeting Date: 03-May-2018 Ticker: UN ISIN: US9047847093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. To adopt the Annual Accounts and Mgmt No vote appropriation of the profit for the 2017 financial year 3. To discharge the Executive Directors in Mgmt No vote office in the 2017 financial year for the fulfilment of their task 4. To discharge the Non-Executive Directors in Mgmt No vote office in the 2017 financial year for the fulfilment of their task 5. To approve the Directors' Remuneration Mgmt No vote Policy 6. To reappoint Mr N S Andersen as a Mgmt No vote Non-Executive Director 7. To reappoint Mrs L M Cha as a Non-Executive Mgmt No vote Director 8. To reappoint Mr V Colao as a Non-Executive Mgmt No vote Director 9. To reappoint Dr M Dekkers as a Mgmt No vote Non-Executive Director 10. To reappoint Dr J Hartmann as a Mgmt No vote Non-Executive Director 11. To reappoint Ms M Ma as a Non-Executive Mgmt No vote Director 12. To reappoint Mr S Masiyiwa as a Mgmt No vote Non-Executive Director 13. To reappoint Professor Y Moon as a Mgmt No vote Non-Executive Director 14. To reappoint Mr G Pitkethly as an Executive Mgmt No vote Director 15. To reappoint Mr P G J M Polman as an Mgmt No vote Executive Director 16. To reappoint Mr J Rishton as a Mgmt No vote Non-Executive Director 17. To reappoint Mr F Sijbesma as a Mgmt No vote Non-Executive Director 18. To appoint Ms A Jung as a Non-Executive Mgmt No vote Director 19. To appoint KPMG as the Auditor charged with Mgmt No vote the auditing of the Annual Accounts for the 2018 financial year 20. To authorise the Board of Directors to Mgmt No vote purchase 6% and 7% cumulative preference shares and depository receipts thereof in the share capital of the Company 21. To authorise the Board of Directors to Mgmt No vote purchase ordinary shares and depositary receipts thereof in the share capital of the Company 22. To reduce the capital with respect to the Mgmt No vote 6% and 7% cumulative preference shares and depositary receipts thereof held by the Company in its own share capital 23. To reduce the capital with respect to Mgmt No vote ordinary shares and depositary receipts thereof held by the Company in its own share capital 24. To designate the Board of Directors as the Mgmt No vote company body authorised to issue shares in the share capital of the Company 25. To designate the Board of Directors as the Mgmt No vote company body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for general corporate purposes 26. To designate the Board of Directors as the Mgmt No vote company body authorised to restrict or exclude the statutory pre-emption rights that accrue to shareholders upon issue of shares for acquisition purposes -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 934753890 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Meeting Date: 10-May-2018 Ticker: UNP ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Andrew H. Card Jr. Mgmt For For 1b. Election of Director: Erroll B. Davis Jr. Mgmt For For 1c. Election of Director: David B. Dillon Mgmt For For 1d. Election of Director: Lance M. Fritz Mgmt For For 1e. Election of Director: Deborah C. Hopkins Mgmt For For 1f. Election of Director: Jane H. Lute Mgmt For For 1g. Election of Director: Michael R. McCarthy Mgmt For For 1h. Election of Director: Thomas F. McLarty III Mgmt For For 1i. Election of Director: Bhavesh V. Patel Mgmt For For 1j. Election of Director: Jose H. Villarreal Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the independent registered public accounting firm of the Company for 2018. 3. An advisory vote to approve executive Mgmt For For compensation ("Say on Pay"). 4. Shareholder proposal regarding Independent Shr Against For Chairman if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- VEREIT, INC. Agenda Number: 934747431 -------------------------------------------------------------------------------------------------------------------------- Security: 92339V100 Meeting Type: Annual Meeting Date: 03-May-2018 Ticker: VER ISIN: US92339V1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Glenn J. Rufrano Mgmt No vote 1b. Election of Director: Hugh R. Frater Mgmt No vote 1c. Election of Director: David B. Henry Mgmt No vote 1d. Election of Director: Mary Hogan Preusse Mgmt No vote 1e. Election of Director: Richard J. Lieb Mgmt No vote 1f. Election of Director: Mark S. Ordan Mgmt No vote 1g. Election of Director: Eugene A. Pinover Mgmt No vote 1h. Election of Director: Julie G. Richardson Mgmt No vote 2. To ratify the appointment of Deloitte & Mgmt No vote Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. 3. To adopt a non-binding advisory resolution Mgmt No vote approving the compensation for our named executive officers as described in the Company's definitive proxy statement. -------------------------------------------------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Agenda Number: 934678434 -------------------------------------------------------------------------------------------------------------------------- Security: 958102105 Meeting Type: Annual Meeting Date: 02-Nov-2017 Ticker: WDC ISIN: US9581021055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARTIN I. COLE Mgmt For For 1B. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For 1C. ELECTION OF DIRECTOR: HENRY T. DENERO Mgmt For For 1D. ELECTION OF DIRECTOR: MICHAEL D. LAMBERT Mgmt For For 1E. ELECTION OF DIRECTOR: LEN J. LAUER Mgmt For For 1F. ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL Mgmt For For 1G. ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN Mgmt For For 1H. ELECTION OF DIRECTOR: PAULA A. PRICE Mgmt For For 2. TO APPROVE ON AN ADVISORY BASIS THE NAMED Mgmt For For EXECUTIVE OFFICER COMPENSATION DISCLOSED IN THE PROXY STATEMENT. 3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt 1 Year For FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. 4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For OUR 2004 PERFORMANCE INCENTIVE PLAN THAT WOULD, AMONG OTHER THINGS, RENAME THE PLAN AS THE "2017 PERFORMANCE INCENTIVE PLAN" AND INCREASE BY FOURTEEN MILLION (14,000,000) THE NUMBER OF SHARES OF OUR COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN. 5. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 29, 2018. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Concorde Funds, Inc. By (Signature) /s/ Gary B. Wood Name Gary B. Wood Title President Date 08/22/2018