0000894189-18-004688.txt : 20180823
0000894189-18-004688.hdr.sgml : 20180823
20180823122050
ACCESSION NUMBER: 0000894189-18-004688
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180630
FILED AS OF DATE: 20180823
DATE AS OF CHANGE: 20180823
EFFECTIVENESS DATE: 20180823
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONCORDE FUNDS INC
CENTRAL INDEX KEY: 0000822519
IRS NUMBER: 000000000
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05339
FILM NUMBER: 181034272
BUSINESS ADDRESS:
STREET 1: 8383 PRESTON CENTER PLAZA DR.,
STREET 2: SUITE 360
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 972-701-5400
MAIL ADDRESS:
STREET 1: 8383 PRESTON CENTER PLAZA DR.,
STREET 2: SUITE 360
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER COMPANY:
FORMER CONFORMED NAME: CONCORDE VALUE FUND INC
DATE OF NAME CHANGE: 19920703
0000822519
S000054433
Concorde Wealth Management Fund
C000170957
Concorde Wealth Management Fund
CONWX
N-PX
1
concorde_npx.txt
ANNUAL REPORT OF PROXY RECORDS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-05339
NAME OF REGISTRANT: Concorde Funds, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 8383 Preston Center Plaza
Suite 360
Dallas, TX 75225
NAME AND ADDRESS OF AGENT FOR SERVICE: Gary B. Wood
8383 Preston Center Plaza
Suite 360
Dallas , TX 75225
REGISTRANT'S TELEPHONE NUMBER: (972) 701-5400
DATE OF FISCAL YEAR END: 09/30
DATE OF REPORTING PERIOD: 07/01/2017 to 06/30/2018
Concorde Wealth Management Fund
--------------------------------------------------------------------------------------------------------------------------
ALLERGAN PLC Agenda Number: 934748407
--------------------------------------------------------------------------------------------------------------------------
Security: G0177J108
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: AGN
ISIN: IE00BY9D5467
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nesli Basgoz, M.D. Mgmt No vote
1b. Election of Director: Paul M. Bisaro Mgmt No vote
1c. Election of Director: Joseph H. Boccuzi Mgmt No vote
1d. Election of Director: Christopher W. Bodine Mgmt No vote
1e. Election of Director: Adriane M. Brown Mgmt No vote
1f. Election of Director: Christopher J. Mgmt No vote
Coughlin
1g. Election of Director: Carol Anthony (John) Mgmt No vote
Davidson
1h. Election of Director: Catherine M. Klema Mgmt No vote
1i. Election of Director: Peter J. McDonnell, Mgmt No vote
M.D.
1j. Election of Director: Patrick J. O'Sullivan Mgmt No vote
1k. Election of Director: Brenton L. Saunders Mgmt No vote
1l. Election of Director: Fred G. Weiss Mgmt No vote
2. To approve, in a non-binding vote, Named Mgmt No vote
Executive Officer compensation.
3. To ratify, in a non-binding vote, the Mgmt No vote
appointment of PricewaterhouseCoopers LLP
as the Company's independent auditor for
the fiscal year ending December 31, 2018
and to authorize, in a binding vote, the
Board of Directors, acting through its
Audit and Compliance Committee, to
determine PricewaterhouseCoopers LLP's
remuneration.
4. To renew the authority of the directors of Mgmt No vote
the Company (the "Directors") to issue
shares.
5A. To renew the authority of the Directors to Mgmt No vote
issue shares for cash without first
offering shares to existing shareholders.
5B. To authorize the Directors to allot new Mgmt No vote
shares up to an additional 5% for cash in
connection with an acquisition or other
capital investment.
6. To consider a shareholder proposal Shr No vote
requiring an independent Board Chairman, if
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934793224
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106
Meeting Type: Annual
Meeting Date: 30-May-2018
Ticker: AMZN
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt No vote
1b. Election of Director: Tom A. Alberg Mgmt No vote
1c. Election of Director: Jamie S. Gorelick Mgmt No vote
1d. Election of Director: Daniel P. Mgmt No vote
Huttenlocher
1e. Election of Director: Judith A. McGrath Mgmt No vote
1f. Election of Director: Jonathan J. Mgmt No vote
Rubinstein
1g. Election of Director: Thomas O. Ryder Mgmt No vote
1h. Election of Director: Patricia Q. Mgmt No vote
Stonesifer
1i. Election of Director: Wendell P. Weeks Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote
YOUNG LLP AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION
4. SHAREHOLDER PROPOSAL REGARDING DIVERSE Shr No vote
BOARD CANDIDATES
5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr No vote
REQUIRE AN INDEPENDENT BOARD CHAIR
6. SHAREHOLDER PROPOSAL REGARDING Shr No vote
VOTE-COUNTING PRACTICES FOR SHAREHOLDER
PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
AON PLC Agenda Number: 934819624
--------------------------------------------------------------------------------------------------------------------------
Security: G0408V102
Meeting Type: Annual
Meeting Date: 22-Jun-2018
Ticker: AON
ISIN: GB00B5BT0K07
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Re-election of Director: Lester B. Knight Mgmt No vote
1b. Re-election of Director: Gregory C. Case Mgmt No vote
1c. Re-election of Director: Jin-Yong Cai Mgmt No vote
1d. Re-election of Director: Jeffrey C. Mgmt No vote
Campbell
1e. Re-election of Director: Fulvio Conti Mgmt No vote
1f. Re-election of Director: Cheryl A. Francis Mgmt No vote
1g. Re-election of Director: J. Michael Losh Mgmt No vote
1h. Re-election of Director: Richard B. Myers Mgmt No vote
1i. Re-election of Director: Richard C. Mgmt No vote
Notebaert
1j. Re-election of Director: Gloria Santona Mgmt No vote
1k. Re-election of Director: Carolyn Y. Woo Mgmt No vote
2. Advisory vote to approve executive Mgmt No vote
compensation.
3. Advisory vote to approve the directors' Mgmt No vote
remuneration report.
4. Receipt of Aon's annual report and Mgmt No vote
accounts, together with the reports of the
directors and auditors, for the year ended
December 31, 2017.
5. Ratification of the appointment of Ernst & Mgmt No vote
Young LLP as Aon's Independent Registered
Public Accounting Firm.
6. Re-appointment of Ernst & Young LLP as Mgmt No vote
Aon's U.K. statutory auditor under the
Companies Act of 2006.
7. Authorization of the Board of Directors to Mgmt No vote
determine the remuneration of Aon's U.K.
statutory auditor.
8. Approval of forms of share repurchase Mgmt No vote
contracts and repurchase counterparties.
9. Authorize the Board of Directors to Mgmt No vote
exercise all powers of Aon to allot shares.
10. Authorize the Board of Directors to allot Mgmt No vote
equity securities for cash without rights
of preemption.
11. Authorize Aon and its subsidiaries to make Mgmt No vote
political donations or expenditures.
--------------------------------------------------------------------------------------------------------------------------
CENTURYLINK, INC. Agenda Number: 934787803
--------------------------------------------------------------------------------------------------------------------------
Security: 156700106
Meeting Type: Annual
Meeting Date: 23-May-2018
Ticker: CTL
ISIN: US1567001060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Martha H. Bejar Mgmt No vote
Virginia Boulet Mgmt No vote
Peter C. Brown Mgmt No vote
Kevin P. Chilton Mgmt No vote
Steven T. Clontz Mgmt No vote
T. Michael Glenn Mgmt No vote
W. Bruce Hanks Mgmt No vote
Mary L. Landrieu Mgmt No vote
Harvey P. Perry Mgmt No vote
Glen F. Post, III Mgmt No vote
Michael J. Roberts Mgmt No vote
Laurie A. Siegel Mgmt No vote
Jeffrey K. Storey Mgmt No vote
2. Ratify the appointment of KPMG LLP as our Mgmt No vote
independent auditor for 2018.
3. Approve our 2018 Equity Incentive Plan. Mgmt No vote
4. Advisory vote to approve our executive Mgmt No vote
compensation.
5a. Shareholder proposal regarding our lobbying Shr No vote
activities.
5b. Shareholder proposal regarding our billing Shr No vote
practices.
--------------------------------------------------------------------------------------------------------------------------
CHUBB LIMITED Agenda Number: 934772648
--------------------------------------------------------------------------------------------------------------------------
Security: H1467J104
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: CB
ISIN: CH0044328745
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approval of the management report, Mgmt No vote
standalone financial statements and
consolidated financial statements of Chubb
Limited for the year ended December 31,
2017
2a Allocation of disposable profit Mgmt No vote
2b Distribution of a dividend out of legal Mgmt No vote
reserves (by way of release and allocation
to a dividend reserve)
3 Discharge of the Board of Directors Mgmt No vote
4a Election of Auditor: Election of Mgmt No vote
PricewaterhouseCoopers AG (Zurich) as our
statutory auditor
4b Election of Auditor: Ratification of Mgmt No vote
appointment of PricewaterhouseCoopers LLP
(United States) as independent registered
public accounting firm for purposes of U.S.
securities law reporting
4c Election of Auditor: Election of BDO AG Mgmt No vote
(Zurich) as special audit firm
5a Election of Director: Evan G. Greenberg Mgmt No vote
5b Election of Director: Robert M. Hernandez Mgmt No vote
5c Election of Director: Michael G. Atieh Mgmt No vote
5d Election of Director: Sheila P. Burke Mgmt No vote
5e Election of Director: James I. Cash Mgmt No vote
5f Election of Director: Mary Cirillo Mgmt No vote
5g Election of Director: Michael P. Connors Mgmt No vote
5h Election of Director: John A. Edwardson Mgmt No vote
5i Election of Director: Kimberly A. Ross Mgmt No vote
5j Election of Director: Robert W. Scully Mgmt No vote
5k Election of Director: Eugene B. Shanks, Jr. Mgmt No vote
5l Election of Director: Theodore E. Shasta Mgmt No vote
5m Election of Director: David H. Sidwell Mgmt No vote
5n Election of Director: Olivier Steimer Mgmt No vote
5o Election of Director: James M. Zimmerman Mgmt No vote
6 Election of Evan G. Greenberg as Chairman Mgmt No vote
of the Board of Directors
7a Election of the Compensation Committee of Mgmt No vote
the Board of Directors: Michael P. Connors
7b Election of the Compensation Committee of Mgmt No vote
the Board of Directors: Mary Cirillo
7c Election of the Compensation Committee of Mgmt No vote
the Board of Directors: Robert M. Hernandez
7d Election of the Compensation Committee of Mgmt No vote
the Board of Directors: James M. Zimmerman
8 Election of Homburger AG as independent Mgmt No vote
proxy
9 Amendment to the Articles of Association Mgmt No vote
relating to authorized share capital for
general purposes
10a Compensation of the Board of Directors Mgmt No vote
until the next annual general meeting
10b Compensation of Executive Management for Mgmt No vote
the next calendar year
11 Advisory vote to approve executive Mgmt No vote
compensation under U.S. securities law
requirements
A If a new agenda item or a new proposal for Mgmt No vote
an existing agenda item is put before the
meeting, I/we hereby authorize and instruct
the independent proxy to vote as follows.
--------------------------------------------------------------------------------------------------------------------------
CIMAREX ENERGY CO. Agenda Number: 934746744
--------------------------------------------------------------------------------------------------------------------------
Security: 171798101
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: XEC
ISIN: US1717981013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class I Director: Joseph R. Mgmt No vote
Albi
1B Election of Class I Director: Lisa A. Mgmt No vote
Stewart
1C Election of Class I Director: Michael J. Mgmt No vote
Sullivan
2. Advisory vote to approve executive Mgmt No vote
compensation
3. Ratify the appointment of KPMG LLP as our Mgmt No vote
independent auditors for 2018
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934808265
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 11-Jun-2018
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt No vote
Madeline S. Bell Mgmt No vote
Sheldon M. Bonovitz Mgmt No vote
Edward D. Breen Mgmt No vote
Gerald L. Hassell Mgmt No vote
Jeffrey A. Honickman Mgmt No vote
Maritza G. Montiel Mgmt No vote
Asuka Nakahara Mgmt No vote
David C. Novak Mgmt No vote
Brian L. Roberts Mgmt No vote
2. Ratification of the appointment of our Mgmt No vote
independent auditors
3. Advisory vote on executive compensation Mgmt No vote
4. To provide a lobbying report Shr No vote
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 934799911
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 06-Jun-2018
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Barbara M. Baumann Mgmt No vote
John E. Bethancourt Mgmt No vote
David A. Hager Mgmt No vote
Robert H. Henry Mgmt No vote
Michael M. Kanovsky Mgmt No vote
John Krenicki Jr. Mgmt No vote
Robert A. Mosbacher Jr. Mgmt No vote
Duane C. Radtke Mgmt No vote
Mary P. Ricciardello Mgmt No vote
John Richels Mgmt No vote
2. Advisory Vote to Approve Executive Mgmt No vote
Compensation.
3. Ratify the Appointment of the Company's Mgmt No vote
Independent Auditors for 2018.
4. Shareholder Right to Act by Written Shr No vote
Consent.
--------------------------------------------------------------------------------------------------------------------------
DISCOVERY COMMUNICATIONS, INC. Agenda Number: 934693816
--------------------------------------------------------------------------------------------------------------------------
Security: 25470F104
Meeting Type: Special
Meeting Date: 17-Nov-2017
Ticker: DISCA
ISIN: US25470F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ISSUANCE OF SERIES C COMMON Mgmt For For
STOCK, PAR VALUE $0.01 PER SHARE, TO
SCRIPPS NETWORKS INTERACTIVE, INC.
SHAREHOLDERS AS CONSIDERATION IN THE MERGER
CONTEMPLATED BY THE AGREEMENT AND PLAN OF
MERGER, DATED AS OF JULY 30, 2017, AS IT
MAY BE AMENDED FROM TIME TO TIME, AMONG
DISCOVERY COMMUNICATIONS, INC., SCRIPPS
NETWORKS INTERACTIVE, INC. AND SKYLIGHT
MERGER SUB, INC.
--------------------------------------------------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION Agenda Number: 934745730
--------------------------------------------------------------------------------------------------------------------------
Security: 29261A100
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: EHC
ISIN: US29261A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John W. Chidsey Mgmt No vote
1b. Election of Director: Donald L. Correll Mgmt No vote
1c. Election of Director: Yvonne M. Curl Mgmt No vote
1d. Election of Director: Charles M. Elson Mgmt No vote
1e. Election of Director: Joan E. Herman Mgmt No vote
1f. Election of Director: Leo I. Higdon, Jr. Mgmt No vote
1g. Election of Director: Leslye G. Katz Mgmt No vote
1h. Election of Director: John E. Maupin, Jr. Mgmt No vote
1i. Election of Director: Nancy M. Schlichting Mgmt No vote
1j. Election of Director: L. Edward Shaw, Jr. Mgmt No vote
1k. Election of Director: Mark J. Tarr Mgmt No vote
2. Ratification of the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2018.
3. An advisory vote to approve executive Mgmt No vote
compensation.
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 934739939
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 01-May-2018
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Director: Ann F. Mgmt No vote
Hackett
1b. Election of Class I Director: John G. Mgmt No vote
Morikis
1c. Election of Class I Director: Ronald V. Mgmt No vote
Waters, III
2. Ratification of the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as independent
registered public accounting firm for 2018.
3. Advisory vote to approve named executive Mgmt No vote
officer compensation.
4. To approve, by non-binding advisory vote, Mgmt No vote
the frequency of the advisory vote on named
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 934760871
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101
Meeting Type: Annual
Meeting Date: 16-May-2018
Ticker: HAL
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abdulaziz F. Al Mgmt No vote
Khayyal
1b. Election of Director: William E. Albrecht Mgmt No vote
1c. Election of Director: Alan M. Bennett Mgmt No vote
1d. Election of Director: James R. Boyd Mgmt No vote
1e. Election of Director: Milton Carroll Mgmt No vote
1f. Election of Director: Nance K. Dicciani Mgmt No vote
1g. Election of Director: Murry S. Gerber Mgmt No vote
1h. Election of Director: Jose C. Grubisich Mgmt No vote
1i. Election of Director: David J. Lesar Mgmt No vote
1j. Election of Director: Robert A. Malone Mgmt No vote
1k. Election of Director: Jeffrey A. Miller Mgmt No vote
1l. Election of Director: Debra L. Reed Mgmt No vote
2. Ratification of Selection of Principal Mgmt No vote
Independent Public Accountants.
3. Advisory Approval of Executive Mgmt No vote
Compensation.
--------------------------------------------------------------------------------------------------------------------------
HANESBRANDS INC. Agenda Number: 934736197
--------------------------------------------------------------------------------------------------------------------------
Security: 410345102
Meeting Type: Annual
Meeting Date: 24-Apr-2018
Ticker: HBI
ISIN: US4103451021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Gerald W. Evans, Jr. Mgmt No vote
1B. Election of Director: Bobby J. Griffin Mgmt No vote
1C. Election of Director: James C. Johnson Mgmt No vote
1D. Election of Director: Jessica T. Mathews Mgmt No vote
1E. Election of Director: Franck J. Moison Mgmt No vote
1F. Election of Director: Robert F. Moran Mgmt No vote
1G. Election of Director: Ronald L. Nelson Mgmt No vote
1H. Election of Director: Richard A. Noll Mgmt No vote
1I. Election of Director: David V. Singer Mgmt No vote
1J. Election of Director: Ann E. Ziegler Mgmt No vote
2. To ratify the appointment of Mgmt No vote
PricewaterhouseCoopers LLP as Hanesbrands'
independent registered public accounting
firm for Hanesbrands' 2018 fiscal year
3. To approve, on an advisory basis, executive Mgmt No vote
compensation as described in the proxy
statement for the Annual Meeting
--------------------------------------------------------------------------------------------------------------------------
HCA HEALTHCARE, INC. Agenda Number: 934740348
--------------------------------------------------------------------------------------------------------------------------
Security: 40412C101
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: HCA
ISIN: US40412C1018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: R. Milton Johnson Mgmt No vote
1b. Election of Director: Robert J. Dennis Mgmt No vote
1c. Election of Director: Nancy-Ann DeParle Mgmt No vote
1d. Election of Director: Thomas F. Frist III Mgmt No vote
1e. Election of Director: William R. Frist Mgmt No vote
1f. Election of Director: Charles O. Holliday, Mgmt No vote
Jr.
1g. Election of Director: Ann H. Lamont Mgmt No vote
1h. Election of Director: Geoffrey G. Meyers Mgmt No vote
1i. Election of Director: Michael W. Michelson Mgmt No vote
1j. Election of Director: Wayne J. Riley, M.D. Mgmt No vote
1k. Election of Director: John W. Rowe, M.D. Mgmt No vote
2. To ratify the appointment of Ernst & Young Mgmt No vote
LLP as our independent registered public
accounting firm for the year ending
December 31, 2018
3. Advisory vote to approve named executive Mgmt No vote
officer compensation
4. Advisory vote to approve the frequency of Mgmt No vote
future advisory votes to approve named
executive officer compensation
--------------------------------------------------------------------------------------------------------------------------
HEXCEL CORPORATION Agenda Number: 934743130
--------------------------------------------------------------------------------------------------------------------------
Security: 428291108
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: HXL
ISIN: US4282911084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Nick L. Stanage Mgmt For For
1B. Election of Director: Joel S. Beckman Mgmt For For
1C. Election of Director: Lynn Brubaker Mgmt For For
1D. Election of Director: Jeffrey C. Campbell Mgmt For For
1E. Election of Director: Cynthia M. Egnotovich Mgmt For For
1F. Election of Director: W. Kim Foster Mgmt For For
1G. Election of Director: Thomas A. Gendron Mgmt For For
1H. Election of Director: Jeffrey A. Graves Mgmt For For
1I. Election of Director: Guy C. Hachey Mgmt For For
1J. Election of Director: David L. Pugh Mgmt For For
1K. Election of Director: Catherine A. Suever Mgmt For For
2. Advisory vote to approve 2017 executive Mgmt For For
compensation
3. Ratification of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting
Firm
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934737620
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt No vote
1b. Election of Director: D. Scott Davis Mgmt No vote
1c. Election of Director: Ian E. L. Davis Mgmt No vote
1d. Election of Director: Jennifer A. Doudna Mgmt No vote
1e. Election of Director: Alex Gorsky Mgmt No vote
1f. Election of Director: Mark B. McClellan Mgmt No vote
1g. Election of Director: Anne M. Mulcahy Mgmt No vote
1h. Election of Director: William D. Perez Mgmt No vote
1i. Election of Director: Charles Prince Mgmt No vote
1j. Election of Director: A. Eugene Washington Mgmt No vote
1k. Election of Director: Ronald A. Williams Mgmt No vote
2. Advisory Vote to Approve Named Executive Mgmt No vote
Officer Compensation
3. Ratification of Appointment of Mgmt No vote
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2018
4. Shareholder Proposal - Accounting for Shr No vote
Litigation and Compliance in Executive
Compensation Performance Measures
5. Shareholder Proposal - Amendment to Shr No vote
Shareholder Ability to Call Special
Shareholder Meeting
--------------------------------------------------------------------------------------------------------------------------
KINDER MORGAN, INC. Agenda Number: 934748990
--------------------------------------------------------------------------------------------------------------------------
Security: 49456B101
Meeting Type: Annual
Meeting Date: 09-May-2018
Ticker: KMI
ISIN: US49456B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Richard D. Kinder Mgmt No vote
1b. Election of Director: Steven J. Kean Mgmt No vote
1c. Election of Director: Kimberly A. Dang Mgmt No vote
1d. Election of Director: Ted A. Gardner Mgmt No vote
1e. Election of Director: Anthony W. Hall, Jr. Mgmt No vote
1f. Election of Director: Gary L. Hultquist Mgmt No vote
1g. Election of Director: Ronald L. Kuehn, Jr. Mgmt No vote
1h. Election of Director: Deborah A. Macdonald Mgmt No vote
1i. Election of Director: Michael C. Morgan Mgmt No vote
1j. Election of Director: Arthur C. Mgmt No vote
Reichstetter
1k. Election of Director: Fayez Sarofim Mgmt No vote
1l. Election of Director: C. Park Shaper Mgmt No vote
1m. Election of Director: William A. Smith Mgmt No vote
1n. Election of Director: Joel V. Staff Mgmt No vote
1o. Election of Director: Robert F. Vagt Mgmt No vote
1p. Election of Director: Perry M. Waughtal Mgmt No vote
2. Ratification of the selection of Mgmt No vote
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for 2018
3. Approval, on an advisory basis, of the Mgmt No vote
compensation of our named executive
officers, as disclosed in the Proxy
Statement
4. Frequency with which we will hold an Mgmt No vote
advisory vote on the compensation of our
named executive officers
5. Stockholder proposal relating to a report Shr No vote
on methane emissions
6. Stockholder proposal relating to an annual Shr No vote
sustainability report
7. Stockholder proposal relating to an Shr No vote
assessment of the long-term portfolio
impacts of scenarios consistent with global
climate change policies
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934787245
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 01-Jun-2018
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt No vote
David H. Batchelder Mgmt No vote
Angela F. Braly Mgmt No vote
Sandra B. Cochran Mgmt No vote
Laurie Z. Douglas Mgmt No vote
Richard W. Dreiling Mgmt No vote
Marshall O. Larsen Mgmt No vote
James H. Morgan Mgmt No vote
Robert A. Niblock Mgmt No vote
Brian C. Rogers Mgmt No vote
Bertram L. Scott Mgmt No vote
Lisa W. Wardell Mgmt No vote
Eric C. Wiseman Mgmt No vote
2. Advisory vote to approve Lowe's named Mgmt No vote
executive officer compensation in fiscal
2017.
3. Ratification of the appointment of Deloitte Mgmt No vote
& Touche LLP as Lowe's independent
registered public accounting firm for
fiscal 2018.
4. Shareholder proposal to reduce the Shr No vote
threshold to call special shareholder
meetings to 10% of outstanding shares.
--------------------------------------------------------------------------------------------------------------------------
MEDICAL PROPERTIES TRUST, INC. Agenda Number: 934822467
--------------------------------------------------------------------------------------------------------------------------
Security: 58463J304
Meeting Type: Annual
Meeting Date: 24-May-2018
Ticker: MPW
ISIN: US58463J3041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Edward K. Aldag, Jr. Mgmt For For
1.2 Election of Director: G. Steven Dawson Mgmt For For
1.3 Election of Director: R. Steven Hamner Mgmt For For
1.4 Election of Director: Elizabeth N. Pitman Mgmt For For
1.5 Election of Director: C. Reynolds Thompson, Mgmt For For
III
1.6 Election of Director: D. Paul Sparks, Jr. Mgmt For For
1.7 Election of Director: Michael G. Stewart Mgmt For For
2. To ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. Advisory approval of the Company's Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934689514
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 29-Nov-2017
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt No vote
1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Mgmt No vote
1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt No vote
1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt No vote
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt No vote
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt No vote
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt No vote
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt No vote
1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Mgmt No vote
1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt No vote
1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt No vote
1L. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt No vote
1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt No vote
1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt No vote
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote
OFFICER COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
4. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt No vote
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2018
5. APPROVAL OF MATERIAL TERMS OF THE Mgmt No vote
PERFORMANCE GOALS UNDER THE EXECUTIVE
INCENTIVE PLAN
6. APPROVAL OF THE MICROSOFT CORPORATION 2017 Mgmt No vote
STOCK PLAN
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934681671
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105
Meeting Type: Annual
Meeting Date: 15-Nov-2017
Ticker: ORCL
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY S. BERG Mgmt No vote
MICHAEL J. BOSKIN Mgmt No vote
SAFRA A. CATZ Mgmt No vote
BRUCE R. CHIZEN Mgmt No vote
GEORGE H. CONRADES Mgmt No vote
LAWRENCE J. ELLISON Mgmt No vote
HECTOR GARCIA-MOLINA Mgmt No vote
JEFFREY O. HENLEY Mgmt No vote
MARK V. HURD Mgmt No vote
RENEE J. JAMES Mgmt No vote
LEON E. PANETTA Mgmt No vote
NAOMI O. SELIGMAN Mgmt No vote
2. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt No vote
OF THE NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES ON THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS.
4. APPROVAL OF THE ORACLE CORPORATION AMENDED Mgmt No vote
AND RESTATED 2000 LONG- TERM EQUITY
INCENTIVE PLAN.
5. RATIFICATION OF THE SELECTION OF ERNST & Mgmt No vote
YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR 2018.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL Shr No vote
CONTRIBUTIONS REPORT.
7. STOCKHOLDER PROPOSAL REGARDING PAY EQUITY Shr No vote
REPORT.
8. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS Shr No vote
REFORM.
--------------------------------------------------------------------------------------------------------------------------
PROLOGIS, INC. Agenda Number: 934748825
--------------------------------------------------------------------------------------------------------------------------
Security: 74340W103
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: PLD
ISIN: US74340W1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Hamid R. Moghadam Mgmt No vote
1b. Election of Director: Cristina G. Bita Mgmt No vote
1c. Election of Director: George L. Fotiades Mgmt No vote
1d. Election of Director: Lydia H. Kennard Mgmt No vote
1e. Election of Director: J. Michael Losh Mgmt No vote
1f. Election of Director: Irving F. Lyons III Mgmt No vote
1g. Election of Director: David P. O'Connor Mgmt No vote
1h. Election of Director: Olivier Piani Mgmt No vote
1i. Election of Director: Jeffrey L. Skelton Mgmt No vote
1j. Election of Director: Carl B. Webb Mgmt No vote
1k. Election of Director: William D. Zollars Mgmt No vote
2. Advisory Vote to Approve the Company's Mgmt No vote
Executive Compensation for 2017
3. Ratification of the Appointment of KPMG LLP Mgmt No vote
as the Company's Independent Registered
Public Accounting Firm for the year 2018
--------------------------------------------------------------------------------------------------------------------------
SPEEDWAY MOTORSPORTS, INC. Agenda Number: 934753864
--------------------------------------------------------------------------------------------------------------------------
Security: 847788106
Meeting Type: Annual
Meeting Date: 23-Apr-2018
Ticker: TRK
ISIN: US8477881069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. Marcus G. Smith Mgmt No vote
Mr. Tom E. Smith Mgmt No vote
2. To approve the 2018 Formula Restricted Mgmt No vote
Stock Plan for Non-Employee Directors.
--------------------------------------------------------------------------------------------------------------------------
THE HERSHEY COMPANY Agenda Number: 934740045
--------------------------------------------------------------------------------------------------------------------------
Security: 427866108
Meeting Type: Annual
Meeting Date: 02-May-2018
Ticker: HSY
ISIN: US4278661081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
P.M. Arway Mgmt No vote
J.W. Brown Mgmt No vote
M.G. Buck Mgmt No vote
C.A. Davis Mgmt No vote
M.K. Haben Mgmt No vote
J.C. Katzman Mgmt No vote
M.D. Koken Mgmt No vote
R.M. Malcolm Mgmt No vote
A.J. Palmer Mgmt No vote
W.L. Schoppert Mgmt No vote
D.L. Shedlarz Mgmt No vote
2. Ratify the appointment of Ernst & Young LLP Mgmt No vote
as independent auditors for 2018.
3. Approve named executive officer Mgmt No vote
compensation on a non-binding advisory
basis.
--------------------------------------------------------------------------------------------------------------------------
THE HOWARD HUGHES CORPORATION Agenda Number: 934765528
--------------------------------------------------------------------------------------------------------------------------
Security: 44267D107
Meeting Type: Annual
Meeting Date: 17-May-2018
Ticker: HHC
ISIN: US44267D1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William Ackman Mgmt No vote
1b. Election of Director: Adam Flatto Mgmt No vote
1c. Election of Director: Jeffrey Furber Mgmt No vote
1d. Election of Director: Beth Kaplan Mgmt No vote
1e. Election of Director: Allen Model Mgmt No vote
1f. Election of Director: R. Scot Sellers Mgmt No vote
1g. Election of Director: Steven Shepsman Mgmt No vote
1h. Election of Director: Burton M. Tansky Mgmt No vote
1i. Election of Director: Mary Ann Tighe Mgmt No vote
1j. Election of Director: David R. Weinreb Mgmt No vote
2. Advisory vote to approve named executive Mgmt No vote
officer compensation.
3. The ratification of the appointment of Mgmt No vote
Ernst & Young LLP as the Company's
independent registered public accounting
firm for the fiscal year ending December
31, 2018.
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 934805752
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 05-Jun-2018
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Zein Abdalla Mgmt No vote
1b. Election of Director: Alan M. Bennett Mgmt No vote
1c. Election of Director: David T. Ching Mgmt No vote
1d. Election of Director: Ernie Herrman Mgmt No vote
1e. Election of Director: Michael F. Hines Mgmt No vote
1f. Election of Director: Amy B. Lane Mgmt No vote
1g. Election of Director: Carol Meyrowitz Mgmt No vote
1h. Election of Director: Jackwyn L. Nemerov Mgmt No vote
1i. Election of Director: John F. O'Brien Mgmt No vote
1j. Election of Director: Willow B. Shire Mgmt No vote
2. Ratification of appointment of Mgmt No vote
PricewaterhouseCoopers as TJX's independent
registered public accounting firm for
fiscal 2019
3. Advisory approval of TJX's executive Mgmt No vote
compensation (the say-on- pay vote)
4. Shareholder proposal for a report on Shr No vote
compensation disparities based on race,
gender, or ethnicity
5. Shareholder proposal for amending TJX's Shr No vote
clawback policy
6. Shareholder proposal for a supply chain Shr No vote
policy on prison labor
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 934783855
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: UN
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. To adopt the Annual Accounts and Mgmt No vote
appropriation of the profit for the 2017
financial year
3. To discharge the Executive Directors in Mgmt No vote
office in the 2017 financial year for the
fulfilment of their task
4. To discharge the Non-Executive Directors in Mgmt No vote
office in the 2017 financial year for the
fulfilment of their task
5. To approve the Directors' Remuneration Mgmt No vote
Policy
6. To reappoint Mr N S Andersen as a Mgmt No vote
Non-Executive Director
7. To reappoint Mrs L M Cha as a Non-Executive Mgmt No vote
Director
8. To reappoint Mr V Colao as a Non-Executive Mgmt No vote
Director
9. To reappoint Dr M Dekkers as a Mgmt No vote
Non-Executive Director
10. To reappoint Dr J Hartmann as a Mgmt No vote
Non-Executive Director
11. To reappoint Ms M Ma as a Non-Executive Mgmt No vote
Director
12. To reappoint Mr S Masiyiwa as a Mgmt No vote
Non-Executive Director
13. To reappoint Professor Y Moon as a Mgmt No vote
Non-Executive Director
14. To reappoint Mr G Pitkethly as an Executive Mgmt No vote
Director
15. To reappoint Mr P G J M Polman as an Mgmt No vote
Executive Director
16. To reappoint Mr J Rishton as a Mgmt No vote
Non-Executive Director
17. To reappoint Mr F Sijbesma as a Mgmt No vote
Non-Executive Director
18. To appoint Ms A Jung as a Non-Executive Mgmt No vote
Director
19. To appoint KPMG as the Auditor charged with Mgmt No vote
the auditing of the Annual Accounts for the
2018 financial year
20. To authorise the Board of Directors to Mgmt No vote
purchase 6% and 7% cumulative preference
shares and depository receipts thereof in
the share capital of the Company
21. To authorise the Board of Directors to Mgmt No vote
purchase ordinary shares and depositary
receipts thereof in the share capital of
the Company
22. To reduce the capital with respect to the Mgmt No vote
6% and 7% cumulative preference shares and
depositary receipts thereof held by the
Company in its own share capital
23. To reduce the capital with respect to Mgmt No vote
ordinary shares and depositary receipts
thereof held by the Company in its own
share capital
24. To designate the Board of Directors as the Mgmt No vote
company body authorised to issue shares in
the share capital of the Company
25. To designate the Board of Directors as the Mgmt No vote
company body authorised to restrict or
exclude the statutory pre-emption rights
that accrue to shareholders upon issue of
shares for general corporate purposes
26. To designate the Board of Directors as the Mgmt No vote
company body authorised to restrict or
exclude the statutory pre-emption rights
that accrue to shareholders upon issue of
shares for acquisition purposes
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934753890
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 10-May-2018
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew H. Card Jr. Mgmt For For
1b. Election of Director: Erroll B. Davis Jr. Mgmt For For
1c. Election of Director: David B. Dillon Mgmt For For
1d. Election of Director: Lance M. Fritz Mgmt For For
1e. Election of Director: Deborah C. Hopkins Mgmt For For
1f. Election of Director: Jane H. Lute Mgmt For For
1g. Election of Director: Michael R. McCarthy Mgmt For For
1h. Election of Director: Thomas F. McLarty III Mgmt For For
1i. Election of Director: Bhavesh V. Patel Mgmt For For
1j. Election of Director: Jose H. Villarreal Mgmt For For
2. Ratification of the appointment of Deloitte Mgmt For For
& Touche LLP as the independent registered
public accounting firm of the Company for
2018.
3. An advisory vote to approve executive Mgmt For For
compensation ("Say on Pay").
4. Shareholder proposal regarding Independent Shr Against For
Chairman if properly presented at the
Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
VEREIT, INC. Agenda Number: 934747431
--------------------------------------------------------------------------------------------------------------------------
Security: 92339V100
Meeting Type: Annual
Meeting Date: 03-May-2018
Ticker: VER
ISIN: US92339V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glenn J. Rufrano Mgmt No vote
1b. Election of Director: Hugh R. Frater Mgmt No vote
1c. Election of Director: David B. Henry Mgmt No vote
1d. Election of Director: Mary Hogan Preusse Mgmt No vote
1e. Election of Director: Richard J. Lieb Mgmt No vote
1f. Election of Director: Mark S. Ordan Mgmt No vote
1g. Election of Director: Eugene A. Pinover Mgmt No vote
1h. Election of Director: Julie G. Richardson Mgmt No vote
2. To ratify the appointment of Deloitte & Mgmt No vote
Touche LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2018.
3. To adopt a non-binding advisory resolution Mgmt No vote
approving the compensation for our named
executive officers as described in the
Company's definitive proxy statement.
--------------------------------------------------------------------------------------------------------------------------
WESTERN DIGITAL CORPORATION Agenda Number: 934678434
--------------------------------------------------------------------------------------------------------------------------
Security: 958102105
Meeting Type: Annual
Meeting Date: 02-Nov-2017
Ticker: WDC
ISIN: US9581021055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARTIN I. COLE Mgmt For For
1B. ELECTION OF DIRECTOR: KATHLEEN A. COTE Mgmt For For
1C. ELECTION OF DIRECTOR: HENRY T. DENERO Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL D. LAMBERT Mgmt For For
1E. ELECTION OF DIRECTOR: LEN J. LAUER Mgmt For For
1F. ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL Mgmt For For
1G. ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: PAULA A. PRICE Mgmt For For
2. TO APPROVE ON AN ADVISORY BASIS THE NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION DISCLOSED IN
THE PROXY STATEMENT.
3. TO APPROVE ON AN ADVISORY BASIS THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE OFFICER COMPENSATION.
4. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
OUR 2004 PERFORMANCE INCENTIVE PLAN THAT
WOULD, AMONG OTHER THINGS, RENAME THE PLAN
AS THE "2017 PERFORMANCE INCENTIVE PLAN"
AND INCREASE BY FOURTEEN MILLION
(14,000,000) THE NUMBER OF SHARES OF OUR
COMMON STOCK AVAILABLE FOR ISSUANCE UNDER
THE PLAN.
5. TO RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
JUNE 29, 2018.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Concorde Funds, Inc.
By (Signature) /s/ Gary B. Wood
Name Gary B. Wood
Title President
Date 08/22/2018