N-PX 1 concorde_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-05339 NAME OF REGISTRANT: Concorde Funds, Inc. ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1000 Three Lincoln Centre 5430 LBJ Freeway LB3 Dallas, TX 75240-2650 NAME AND ADDRESS OF AGENT FOR SERVICE: Gary B. Wood 1000 Three Lincoln Centre 5430 LBJ Freeway LB3 Dallas , TX 75240-2650 REGISTRANT'S TELEPHONE NUMBER: (972) 701-5400 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014 Concorde Value Fund -------------------------------------------------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Agenda Number: 933920692 -------------------------------------------------------------------------------------------------------------------------- Security: 00846U101 Meeting Type: Annual Meeting Date: 19-Mar-2014 Ticker: A ISIN: US00846U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: HEIDI FIELDS Mgmt For For 1.2 ELECTION OF DIRECTOR: A. BARRY RAND Mgmt For For 2. TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt For For APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. TO RE-APPROVE THE PERFORMANCE GOALS UNDER Mgmt For For AGILENT'S 2009 STOCK PLAN. 4. TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt For For NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933956217 -------------------------------------------------------------------------------------------------------------------------- Security: 026874784 Meeting Type: Annual Meeting Date: 12-May-2014 Ticker: AIG ISIN: US0268747849 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For 1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For 1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For 1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For 1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For 1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For 1G. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For 1H. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For 1J. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For 1K. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1L. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For 1M. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For 1N. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For 2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For TO APPROVE EXECUTIVE COMPENSATION. 3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For AIG'S RESTATED CERTIFICATE OF INCORPORATION TO CONTINUE TO RESTRICT CERTAIN TRANSFERS OF AIG COMMON STOCK IN ORDER TO PROTECT AIG'S TAX ATTRIBUTES. 4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For AMENDMENT TO EXTEND THE EXPIRATION OF THE AMERICAN INTERNATIONAL GROUP, INC. TAX ASSET PROTECTION PLAN. 5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. -------------------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA Agenda Number: 933957029 -------------------------------------------------------------------------------------------------------------------------- Security: 03524A108 Meeting Type: Annual Meeting Date: 30-Apr-2014 Ticker: BUD ISIN: US03524A1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1 CHANGE IN RELATION TO OUTSTANDING Mgmt No vote SUBSCRIPTION RIGHTS GRANTED TO DIRECTORS OF THE COMPANY AND CERTAIN EXECUTIVES A2B RENEWAL OF THE POWERS OF THE BOARD OF Mgmt No vote DIRECTORS RELATING TO THE AUTHORISED CAPITAL B1A RENEWAL OF THE POWERS OF THE BOARD OF Mgmt No vote DIRECTORS RELATING TO THE ACQUISITION OF OWN SHARES B1B REPLACING ARTICLE 10 OF THE ARTICLES OF Mgmt No vote ASSOCIATION C4 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt No vote C5 DISCHARGE TO THE DIRECTORS Mgmt No vote C6 DISCHARGE TO THE STATUTORY AUDITOR Mgmt No vote C7A RENEWING THE APPOINTMENT AS INDEPENDENT Mgmt No vote DIRECTOR OF MR. KEES STORM, FOR A PERIOD OF ONE YEAR C7B RENEWING THE APPOINTMENT AS INDEPENDENT Mgmt No vote DIRECTOR OF MR. MARK WINKELMAN, FOR A PERIOD OF ONE YEAR C7C RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt No vote ALEXANDRE VAN DAMME, FOR A PERIOD OF FOUR YEARS C7D RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt No vote GREGOIRE DE SPOELBERCH, FOR A PERIOD OF FOUR YEARS C7E RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt No vote CARLOS ALBERTO DA VEIGA SICUPIRA, FOR A PERIOD OF FOUR YEARS C7F RENEWING THE APPOINTMENT AS DIRECTOR OF MR. Mgmt No vote MARCEL HERRMANN TELLES, FOR A PERIOD OF FOUR YEARS C7G ACKNOWLEDGING THE END OF MANDATE AS Mgmt No vote DIRECTOR OF MR. JORGE PAULO LEMANN AND APPOINTING AS DIRECTOR MR. PAULO LEMANN AS HIS SUCCESSOR, FOR A PERIOD OF FOUR YEARS C7H ACKNOWLEDGING THE END OF MANDATE AS Mgmt No vote DIRECTOR OF MR. ROBERTO MOSES THOMPSON MOTTA AND APPOINTING AS DIRECTOR MR. ALEXANDRE BEHRING AS HIS SUCCESSOR, FOR A PERIOD OF FOUR YEARS C7I APPOINTING AS INDEPENDENT DIRECTOR MR. ELIO Mgmt No vote LEONI SCETI, FOR A PERIOD OF FOUR YEARS C7J APPOINTING AS DIRECTOR MRS. MARIA ASUNCION Mgmt No vote ARAMBURUZABALA LARREGUI, FOR A PERIOD OF FOUR YEARS C7K APPOINTING AS DIRECTOR MR. VALENTIN DIEZ Mgmt No vote MORODO, FOR A PERIOD OF FOUR YEARS C8A REMUNERATION POLICY AND REMUNERATION REPORT Mgmt No vote OF THE COMPANY C8B STOCK OPTIONS FOR DIRECTORS Mgmt No vote D1 FILINGS Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- AON PLC Agenda Number: 934007445 -------------------------------------------------------------------------------------------------------------------------- Security: G0408V102 Meeting Type: Annual Meeting Date: 24-Jun-2014 Ticker: AON ISIN: GB00B5BT0K07 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt No vote 1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt No vote 1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt No vote 1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt No vote 1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt No vote 1F. ELECTION OF DIRECTOR: JAMES W. LENG Mgmt No vote 1G. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt No vote 1H. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt No vote 1I. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt No vote 1J. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt No vote 1K. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt No vote 1L. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt No vote 2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt No vote ACCOUNTS, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2013. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt No vote YOUNG LLP AS AON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt No vote AON'S U.K. STATUTORY AUDITOR UNDER THE COMPANIES ACT 2006. 5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt No vote DETERMINE THE REMUNERATION OF ERNST & YOUNG LLP. 6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 7. APPROVAL OF DIRECTORS' REMUNERATION POLICY. Mgmt No vote 8. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt No vote REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY). 9. APPROVAL OF THE AON PLC 2011 INCENTIVE Mgmt No vote COMPENSATION PLAN. 10 APPROVAL OF FORMS OF SHARE REPURCHASE Mgmt No vote CONTRACT AND REPURCHASE COUNTERPARTIES. -------------------------------------------------------------------------------------------------------------------------- CANADIAN OIL SANDS LIMITED Agenda Number: 933948208 -------------------------------------------------------------------------------------------------------------------------- Security: 13643E105 Meeting Type: Annual Meeting Date: 30-Apr-2014 Ticker: COSWF ISIN: CA13643E1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 RE-APPOINTING PRICEWATERHOUSECOOPERS LLP AS Mgmt For For THE AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS OF THE CORPORATION. 02 DIRECTOR IAN A. BOURNE Mgmt For For GERALD W. GRANDEY Mgmt For For ARTHUR N. KORPACH Mgmt For For RYAN M. KUBIK Mgmt For For DONALD J. LOWRY Mgmt For For SARAH E. RAISS Mgmt For For JOHN K. READ Mgmt For For BRANT G. SANGSTER Mgmt For For C.E. (CHUCK) SHULTZ Mgmt For For WESLEY R. TWISS Mgmt For For JOHN B. ZAOZIRNY Mgmt For For 03 TO ACCEPT THE CORPORATION'S APPROACH TO Mgmt For For EXECUTIVE COMPENSATION AS DISCLOSED IN THE CIRCULAR. -------------------------------------------------------------------------------------------------------------------------- DEERE & COMPANY Agenda Number: 933914586 -------------------------------------------------------------------------------------------------------------------------- Security: 244199105 Meeting Type: Annual Meeting Date: 26-Feb-2014 Ticker: DE ISIN: US2441991054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For 1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For 1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For JR. 1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For 1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For 1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For 1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For 1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For 1J. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For 1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS DEERE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. -------------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Agenda Number: 933987375 -------------------------------------------------------------------------------------------------------------------------- Security: 25179M103 Meeting Type: Annual Meeting Date: 04-Jun-2014 Ticker: DVN ISIN: US25179M1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BARBARA M. BAUMANN Mgmt For For JOHN E. BETHANCOURT Mgmt For For ROBERT H. HENRY Mgmt For For JOHN A. HILL Mgmt For For MICHAEL M. KANOVSKY Mgmt For For ROBERT A. MOSBACHER, JR Mgmt For For J. LARRY NICHOLS Mgmt For For DUANE C. RADTKE Mgmt For For MARY P. RICCIARDELLO Mgmt For For JOHN RICHELS Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For INDEPENDENT AUDITORS FOR 2014. 4. REPORT ON PLANS TO ADDRESS CLIMATE CHANGE. Shr Against For 5. REPORT DISCLOSING LOBBYING POLICY AND Shr Against For ACTIVITY. 6. REPORT ON LOBBYING ACTIVITIES RELATED TO Shr Against For ENERGY POLICY AND CLIMATE CHANGE. -------------------------------------------------------------------------------------------------------------------------- DIRECTV Agenda Number: 933933550 -------------------------------------------------------------------------------------------------------------------------- Security: 25490A309 Meeting Type: Annual Meeting Date: 29-Apr-2014 Ticker: DTV ISIN: US25490A3095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: NEIL AUSTRIAN Mgmt For For 1B. ELECTION OF DIRECTOR: RALPH BOYD, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: ABELARDO BRU Mgmt For For 1D. ELECTION OF DIRECTOR: DAVID DILLON Mgmt For For 1E. ELECTION OF DIRECTOR: SAMUEL DIPIAZZA, JR. Mgmt For For 1F. ELECTION OF DIRECTOR: DIXON DOLL Mgmt For For 1G. ELECTION OF DIRECTOR: CHARLES LEE Mgmt For For 1H. ELECTION OF DIRECTOR: PETER LUND Mgmt For For 1I. ELECTION OF DIRECTOR: NANCY NEWCOMB Mgmt For For 1J. ELECTION OF DIRECTOR: LORRIE NORRINGTON Mgmt For For 1K. ELECTION OF DIRECTOR: ANTHONY VINCIQUERRA Mgmt For For 1L. ELECTION OF DIRECTOR: MICHAEL WHITE Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR DIRECTV FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. AN ADVISORY VOTE TO APPROVE COMPENSATION OF Mgmt For For OUR NAMED EXECUTIVES. 4. SHAREHOLDER PROPOSAL TO ADOPT A POLICY THAT Shr Against For THERE WOULD BE NO ACCELERATED VESTING OF PERFORMANCE-BASED EQUITY AWARDS UPON A CHANGE IN CONTROL. 5. SHAREHOLDER PROPOSAL TO REQUIRE SENIOR Shr Against For EXECUTIVES TO RETAIN 50% OF NET AFTER-TAX SHARES ACQUIRED THROUGH PAY PROGRAMS UNTIL REACHING NORMAL RETIREMENT AGE. -------------------------------------------------------------------------------------------------------------------------- DOLE FOOD COMPANY, INC. Agenda Number: 933885761 -------------------------------------------------------------------------------------------------------------------------- Security: 256603101 Meeting Type: Special Meeting Date: 31-Oct-2013 Ticker: DOLE ISIN: US2566031017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. MERGER PROPOSAL: TO APPROVE THE ADOPTION OF Mgmt No vote THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 11, 2013, AMONG DFC HOLDINGS, LLC, DFC MERGER CORP., DAVID H. MURDOCK AND DOLE (AS AMENDED ON AUGUST 19, 2013 AND ON SEPTEMBER 19, 2013 AND AS IT MAY BE FURTHER AMENDED FROM TIME TO TIME). 2. MERGER-RELATED COMPENSATION ARRANGEMENTS Mgmt No vote PROPOSAL: TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE PAYMENT OF CERTAIN COMPENSATION TO OUR NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. 3. PROPOSAL TO ADJOURN THE SPECIAL MEETING: TO Mgmt No vote APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 933975154 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 28-May-2014 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR M.J. BOSKIN Mgmt For For P. BRABECK-LETMATHE Mgmt For For U.M. BURNS Mgmt For For L.R. FAULKNER Mgmt For For J.S. FISHMAN Mgmt For For H.H. FORE Mgmt For For K.C. FRAZIER Mgmt For For W.W. GEORGE Mgmt For For S.J. PALMISANO Mgmt For For S.S REINEMUND Mgmt For For R.W. TILLERSON Mgmt For For W.C. WELDON Mgmt For For 2. RATIFICATION OF INDEPENDENT AUDITORS Mgmt For For 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 4. MAJORITY VOTE FOR DIRECTORS Shr Against For 5. LIMIT DIRECTORSHIPS Shr Against For 6. AMENDMENT OF EEO POLICY Shr Against For 7. REPORT ON LOBBYING Shr Against For 8. GREENHOUSE GAS EMISSIONS GOALS Shr Against For -------------------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FINANCIAL CORPORATION Agenda Number: 933972780 -------------------------------------------------------------------------------------------------------------------------- Security: 31847R102 Meeting Type: Annual Meeting Date: 13-May-2014 Ticker: FAF ISIN: US31847R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR JAMES L. DOTI Mgmt For For MICHAEL D. MCKEE Mgmt For For THOMAS V. MCKERNAN Mgmt For For VIRGINIA M. UEBERROTH Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. TO RATIFY THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. -------------------------------------------------------------------------------------------------------------------------- FISERV, INC. Agenda Number: 933989797 -------------------------------------------------------------------------------------------------------------------------- Security: 337738108 Meeting Type: Annual Meeting Date: 28-May-2014 Ticker: FISV ISIN: US3377381088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHRISTOPHER M. FLINK Mgmt For For DENNIS F. LYNCH Mgmt For For DENIS J. O'LEARY Mgmt For For GLENN M. RENWICK Mgmt For For KIM M. ROBAK Mgmt For For DOYLE R. SIMONS Mgmt For For THOMAS C. WERTHEIMER Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. 3. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2014. 4. A SHAREHOLDER PROPOSAL RELATING TO Shr Against For CONFIDENTIAL VOTING. -------------------------------------------------------------------------------------------------------------------------- FORD MOTOR COMPANY Agenda Number: 933946026 -------------------------------------------------------------------------------------------------------------------------- Security: 345370860 Meeting Type: Annual Meeting Date: 08-May-2014 Ticker: F ISIN: US3453708600 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For 1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For 1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For JR. 1D. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For 1E. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For JR. 1F. ELECTION OF DIRECTOR: RICHARD A. GEPHARDT Mgmt For For 1G. ELECTION OF DIRECTOR: JAMES P. HACKETT Mgmt For For 1H. ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For 1J. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For 1K. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt For For 1L. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For 1M. ELECTION OF DIRECTOR: ALAN MULALLY Mgmt For For 1N. ELECTION OF DIRECTOR: HOMER A. NEAL Mgmt For For 1O. ELECTION OF DIRECTOR: GERALD L. SHAHEEN Mgmt For For 1P. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For 2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For REGISTERED PUBLIC ACCOUNTING FIRM. 3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For THE COMPENSATION OF THE NAMED EXECUTIVES. 4. APPROVAL OF THE 2014 STOCK PLAN FOR Mgmt For For NON-EMPLOYEE DIRECTORS. 5. RELATING TO CONSIDERATION OF A Shr Against For RECAPITALIZATION PLAN TO PROVIDE THAT ALL OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE VOTE PER SHARE. 6. RELATING TO ALLOWING HOLDERS OF 10% OF Shr Against For OUTSTANDING COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 933934792 -------------------------------------------------------------------------------------------------------------------------- Security: 34964C106 Meeting Type: Annual Meeting Date: 28-Apr-2014 Ticker: FBHS ISIN: US34964C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.D. DAVID MACKAY Mgmt For For 1B. ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For 1C. ELECTION OF DIRECTOR: NORMAN H. WESLEY Mgmt For For 2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. Agenda Number: 933866103 -------------------------------------------------------------------------------------------------------------------------- Security: 370334104 Meeting Type: Annual Meeting Date: 24-Sep-2013 Ticker: GIS ISIN: US3703341046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For 1B) ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For 1C) ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For 1D) ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For 1E) ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For 1F) ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt For For 1G) ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For 1H) ELECTION OF DIRECTOR: HILDA Mgmt For For OCHOA-BRILLEMBOURG 1I) ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For 1J) ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For 1K) ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For 1L) ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For 1M) ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For 2) CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt For For COMPENSATION. 3) RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 4) STOCKHOLDER PROPOSAL FOR REPORT ON Shr Against For RESPONSIBILITY FOR POST-CONSUMER PACKAGING. -------------------------------------------------------------------------------------------------------------------------- HANESBRANDS INC. Agenda Number: 933930617 -------------------------------------------------------------------------------------------------------------------------- Security: 410345102 Meeting Type: Annual Meeting Date: 22-Apr-2014 Ticker: HBI ISIN: US4103451021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR BOBBY J. GRIFFIN Mgmt For For JAMES C. JOHNSON Mgmt For For JESSICA T. MATHEWS Mgmt For For ROBERT F. MORAN Mgmt For For J. PATRICK MULCAHY Mgmt For For RONALD L. NELSON Mgmt For For RICHARD A. NOLL Mgmt For For ANDREW J. SCHINDLER Mgmt For For ANN E. ZIEGLER Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING 3. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2014 FISCAL YEAR -------------------------------------------------------------------------------------------------------------------------- HCA HOLDINGS, INC Agenda Number: 933935201 -------------------------------------------------------------------------------------------------------------------------- Security: 40412C101 Meeting Type: Annual Meeting Date: 23-Apr-2014 Ticker: HCA ISIN: US40412C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD M. BRACKEN Mgmt For For R. MILTON JOHNSON Mgmt For For ROBERT J. DENNIS Mgmt For For NANCY-ANN DEPARLE Mgmt For For THOMAS F. FRIST III Mgmt For For WILLIAM R. FRIST Mgmt For For ANN H. LAMONT Mgmt For For JAY O. LIGHT Mgmt For For GEOFFREY G. MEYERS Mgmt For For MICHAEL W. MICHELSON Mgmt For For STEPHEN G. PAGLIUCA Mgmt For For WAYNE J. RILEY, M.D. Mgmt For For JOHN W. ROWE, M.D. Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 3. TO APPROVE THE HCA HOLDINGS, INC. EMPLOYEE Mgmt For For STOCK PURCHASE PLAN 4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 933933548 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 24-Apr-2014 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt No vote 1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt No vote 1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt No vote 1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt No vote 1E. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt No vote 1F. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt No vote 1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt No vote 1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt No vote 1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt No vote 1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt No vote 1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt No vote 1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt No vote 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION 3. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr No vote SIGNIFICANT STOCK -------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN, INC. Agenda Number: 933968793 -------------------------------------------------------------------------------------------------------------------------- Security: 49456B101 Meeting Type: Annual Meeting Date: 19-May-2014 Ticker: KMI ISIN: US49456B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD D. KINDER Mgmt For For STEVEN J. KEAN Mgmt For For ANTHONY W. HALL, JR. Mgmt For For DEBORAH A. MACDONALD Mgmt For For MICHAEL J. MILLER Mgmt For For MICHAEL C. MORGAN Mgmt For For FAYEZ SAROFIM Mgmt For For C. PARK SHAPER Mgmt For For JOEL V. STAFF Mgmt For For JOHN M. STOKES Mgmt For For ROBERT F. VAGT Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 3. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For ON OUR COMPANY'S RESPONSE TO CLIMATE CHANGE. 4. STOCKHOLDER PROPOSAL RELATING TO A REPORT Shr Against For ON METHANE EMISSIONS AND PIPELINE MAINTENANCE. 5. STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL Shr Against For SUSTAINABILITY REPORT. -------------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda Number: 933978059 -------------------------------------------------------------------------------------------------------------------------- Security: 548661107 Meeting Type: Annual Meeting Date: 30-May-2014 Ticker: LOW ISIN: US5486611073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RAUL ALVAREZ Mgmt For For DAVID W. BERNAUER Mgmt For For LEONARD L. BERRY Mgmt For For ANGELA F. BRALY Mgmt For For RICHARD W. DREILING Mgmt For For DAWN E. HUDSON Mgmt For For ROBERT L. JOHNSON Mgmt For For MARSHALL O. LARSEN Mgmt For For RICHARD K. LOCHRIDGE Mgmt For For ROBERT A. NIBLOCK Mgmt For For ERIC C. WISEMAN Mgmt For For 2. APPROVAL OF THE COMPANY'S AMENDED AND Mgmt For For RESTATED 2006 LONG TERM INCENTIVE PLAN. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2014. 5. SHAREHOLDER PROPOSAL REGARDING REPORT ON Shr Against For IMPACT OF SUSTAINABILITY POLICY. -------------------------------------------------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Agenda Number: 934005023 -------------------------------------------------------------------------------------------------------------------------- Security: 58463J304 Meeting Type: Annual Meeting Date: 15-May-2014 Ticker: MPW ISIN: US58463J3041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR EDWARD K. ALDAG, JR. Mgmt For For G. STEVEN DAWSON Mgmt For For R. STEVEN HAMNER Mgmt For For ROBERT E. HOLMES, PH.D. Mgmt For For SHERRY A. KELLETT Mgmt For For WILLIAM G. MCKENZIE Mgmt For For L. GLENN ORR, JR. Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 933883185 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 19-Nov-2013 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt No vote 2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt No vote 3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt No vote 4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt No vote 5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt No vote 6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt No vote 7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt No vote 8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt No vote 9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt No vote 10. APPROVE MATERIAL TERMS OF THE PERFORMANCE Mgmt No vote CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN 11. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt No vote 12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt No vote OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 -------------------------------------------------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Agenda Number: 933956724 -------------------------------------------------------------------------------------------------------------------------- Security: 674599105 Meeting Type: Annual Meeting Date: 02-May-2014 Ticker: OXY ISIN: US6745991058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SPENCER ABRAHAM Mgmt For For 1B. ELECTION OF DIRECTOR: HOWARD I. ATKINS Mgmt For For 1C. ELECTION OF DIRECTOR: EUGENE L. BATCHELDER Mgmt For For 1D. ELECTION OF DIRECTOR: STEPHEN I. CHAZEN Mgmt For For 1E. ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN Mgmt For For 1F. ELECTION OF DIRECTOR: JOHN E. FEICK Mgmt For For 1G. ELECTION OF DIRECTOR: MARGARET M. FORAN Mgmt For For 1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM R. KLESSE Mgmt For For 1J. ELECTION OF DIRECTOR: AVEDICK B. POLADIAN Mgmt For For 1K. ELECTION OF DIRECTOR: ELISSE B. WALTER Mgmt For For 2. ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION Mgmt For For FOR EDWARD P.DJEREJIAN, AN INDEPENDENT DIRECTOR. 3. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For COMPENSATION. 4. ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN Mgmt For For CONSENT. 5. SEPARATION OF THE ROLES OF THE CHAIRMAN OF Mgmt For For THE BOARD AND THE CHIEF EXECUTIVE OFFICER. 6. RATIFICATION OF INDEPENDENT AUDITORS. Mgmt For For 7. EXECUTIVES TO RETAIN SIGNIFICANT STOCK. Shr Against For 8. REVIEW LOBBYING AT FEDERAL, STATE, LOCAL Shr Against For LEVELS. 9. QUANTITATIVE RISK MANAGEMENT REPORTING FOR Shr Against For HYDRAULIC FRACTURING OPERATIONS. 10. FUGITIVE METHANE EMISSIONS AND FLARING Shr Against For REPORT. -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 933878300 -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Meeting Date: 31-Oct-2013 Ticker: ORCL ISIN: US68389X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR JEFFREY S. BERG Mgmt No vote H. RAYMOND BINGHAM Mgmt No vote MICHAEL J. BOSKIN Mgmt No vote SAFRA A. CATZ Mgmt No vote BRUCE R. CHIZEN Mgmt No vote GEORGE H. CONRADES Mgmt No vote LAWRENCE J. ELLISON Mgmt No vote HECTOR GARCIA-MOLINA Mgmt No vote JEFFREY O. HENLEY Mgmt No vote MARK V. HURD Mgmt No vote NAOMI O. SELIGMAN Mgmt No vote 2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. ` 3 APPROVAL OF AMENDMENT TO THE LONG-TERM Mgmt No vote EQUITY INCENTIVE PLAN. 4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt No vote YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. 5 STOCKHOLDER PROPOSAL REGARDING ESTABLISHING Shr No vote A BOARD COMMITTEE ON HUMAN RIGHTS. 6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr No vote BOARD CHAIRMAN. 7 STOCKHOLDER PROPOSAL REGARDING VOTE Shr No vote TABULATION. 8 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr No vote PERFORMANCE METRICS. 9 STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE Shr No vote PERFORMANCE METRICS. -------------------------------------------------------------------------------------------------------------------------- POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933945377 -------------------------------------------------------------------------------------------------------------------------- Security: 73755L107 Meeting Type: Annual and Special Meeting Date: 15-May-2014 Ticker: POT ISIN: CA73755L1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR C.M. BURLEY Mgmt For For D.G. CHYNOWETH Mgmt For For W.J. DOYLE Mgmt For For J.W. ESTEY Mgmt For For G.W. GRANDEY Mgmt For For C.S. HOFFMAN Mgmt For For D.J. HOWE Mgmt For For A.D. LABERGE Mgmt For For C.E. MADERE Mgmt For For K.G. MARTELL Mgmt For For J.J. MCCAIG Mgmt For For M. MOGFORD Mgmt For For E. VIYELLA DE PALIZA Mgmt For For 02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For OF THE CORPORATION. 03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. -------------------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Agenda Number: 933978299 -------------------------------------------------------------------------------------------------------------------------- Security: 89417E109 Meeting Type: Annual Meeting Date: 27-May-2014 Ticker: TRV ISIN: US89417E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For 1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For 1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For 1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For 1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For 1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For 1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For KILLINGSWORTH JR. 1J. ELECTION OF DIRECTOR: PHILIP T. RUEGGER III Mgmt For For 1K. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For 1L. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. APPROVE THE TRAVELERS COMPANIES, INC. 2014 Mgmt For For STOCK INCENTIVE PLAN. 5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 933918736 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 18-Mar-2014 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For 1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For 1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For 1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For 1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For 1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For 1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For 1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For 2. TO RATIFY THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2014. 3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For EXECUTIVE COMPENSATION. 4. TO APPROVE AN AMENDMENT TO THE COMPANY'S Mgmt For For RESTATED CERTIFICATE OF INCORPORATION. 5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO PROXY ACCESS. 6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For RELATING TO ACCELERATION OF EQUITY AWARDS. -------------------------------------------------------------------------------------------------------------------------- TIME WARNER INC. Agenda Number: 933995891 -------------------------------------------------------------------------------------------------------------------------- Security: 887317303 Meeting Type: Annual Meeting Date: 13-Jun-2014 Ticker: TWX ISIN: US8873173038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt No vote 1B. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt No vote 1C. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt No vote 1D. ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH Mgmt No vote 1E. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt No vote 1F. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt No vote 1G. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt No vote 1H. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt No vote 1I. ELECTION OF DIRECTOR: FRED HASSAN Mgmt No vote 1J. ELECTION OF DIRECTOR: KENNETH J. NOVACK Mgmt No vote 1K. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt No vote 1L. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt No vote 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt No vote AUDITOR. 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt No vote OFFICER COMPENSATION. 4. SHAREHOLDER PROPOSAL ON INDEPENDENT Shr No vote CHAIRMAN OF THE BOARD. -------------------------------------------------------------------------------------------------------------------------- UNILEVER N.V. Agenda Number: 933996463 -------------------------------------------------------------------------------------------------------------------------- Security: 904784709 Meeting Type: Annual Meeting Date: 14-May-2014 Ticker: UN ISIN: US9047847093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. TO APPROVE THE REMUNERATION POLICY. Mgmt No vote 4. TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt No vote APPROPRIATION OF THE PROFIT FOR THE 2013 FINANCIAL YEAR. 5. TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt No vote OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. 6. TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt No vote OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. 7. TO RE-APPOINT MR P G J M POLMAN AS AN Mgmt No vote EXECUTIVE DIRECTOR. 8. TO RE-APPOINT MR R J-M S HUET AS AN Mgmt No vote EXECUTIVE DIRECTOR. 9. TO RE-APPOINT MRS L M CHA AS A Mgmt No vote NON-EXECUTIVE DIRECTOR. 10. TO RE-APPOINT PROFESSOR L O FRESCO AS A Mgmt No vote NON-EXECUTIVE DIRECTOR. 11. TO RE-APPOINT MS A M FUDGE AS A Mgmt No vote NON-EXECUTIVE DIRECTOR. 12. TO RE-APPOINT DR B E GROTE AS A Mgmt No vote NON-EXECUTIVE DIRECTOR. 13. TO RE-APPOINT MS M MA AS A NON-EXECUTIVE Mgmt No vote DIRECTOR. 14. TO RE-APPOINT MS H NYASULU AS A Mgmt No vote NON-EXECUTIVE DIRECTOR. 15. TO RE-APPOINT THE RT HON SIR MALCOLM Mgmt No vote RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. 16. TO RE-APPOINT MR J RISHTON AS A Mgmt No vote NON-EXECUTIVE DIRECTOR. 17. TO RE-APPOINT MR K J STORM AS A Mgmt No vote NON-EXECUTIVE DIRECTOR. 18. TO RE-APPOINT MR M TRESCHOW AS A Mgmt No vote NON-EXECUTIVE DIRECTOR. 19. TO RE-APPOINT MR P S WALSH AS A Mgmt No vote NON-EXECUTIVE DIRECTOR. 20. TO APPOINT MR F SIJBESMA AS A NON-EXECUTIVE Mgmt No vote DIRECTOR. 21. TO APPOINT THE AUDITOR CHARGED WITH THE Mgmt No vote AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2014 FINANCIAL YEAR. 22. TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt No vote COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. 23. TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt No vote PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. 24. TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt No vote SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 933969012 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Meeting Date: 15-May-2014 Ticker: UNP ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: D.B. DILLON Mgmt For For 1D. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For 1E. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For 1F. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For 1G. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For 1H. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For 1I. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For 1J. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For 1K. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For ("SAY ON PAY"). 4. AMENDMENT TO THE RESTATED ARTICLES OF Mgmt For For INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK. 5. SHAREHOLDER PROPOSAL REGARDING EXECUTIVES Shr Against For TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 933940024 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 08-May-2014 Ticker: UPS ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A) ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For 1B) ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For 1C) ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For 1D) ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For 1E) ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For 1F) ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For 1G) ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1H) ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For 1I) ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For 1J) ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For 1K) ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1L) ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For 1M) ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For 2. TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE Mgmt For For COMPENSATION. 3. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. 4. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For 5. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr Against For POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. -------------------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda Number: 933944476 -------------------------------------------------------------------------------------------------------------------------- Security: 94106L109 Meeting Type: Annual Meeting Date: 13-May-2014 Ticker: WM ISIN: US94106L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For 1D. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For 1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For 1G. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For 1H. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. 3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For 4. APPROVAL OF OUR 2014 STOCK INCENTIVE PLAN. Mgmt For For 5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr Against For OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Concorde Funds, Inc. By (Signature) /s/ Gary B. Wood Name Gary B. Wood Title President Date 8/21/2014