0000894189-13-004673.txt : 20130822 0000894189-13-004673.hdr.sgml : 20130822 20130822173008 ACCESSION NUMBER: 0000894189-13-004673 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130822 DATE AS OF CHANGE: 20130822 EFFECTIVENESS DATE: 20130822 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONCORDE FUNDS INC CENTRAL INDEX KEY: 0000822519 IRS NUMBER: 000000000 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-05339 FILM NUMBER: 131055894 BUSINESS ADDRESS: STREET 1: 1000 THREE LINCOLN CENTRE STREET 2: 5430 LBJ FREEWAY LB3 CITY: DALLAS STATE: TX ZIP: 75240-2650 BUSINESS PHONE: 972-701-5400 MAIL ADDRESS: STREET 1: 1000 THREE LINCOLN CENTRE STREET 2: 5430 LBJ FREEWAY LB3 CITY: DALLAS STATE: TX ZIP: 75240-2650 FORMER COMPANY: FORMER CONFORMED NAME: CONCORDE VALUE FUND INC DATE OF NAME CHANGE: 19920703 0000822519 S000000830 CONCORDE VALUE FUND C000002445 CONCORDE VALUE FUND CONVX N-PX 1 concorde_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-05339 NAME OF REGISTRANT: Concorde Funds, Inc. ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 1000 Three Lincoln Centre 5430 LBJ Freeway LB3 Dallas, TX 75240-2650 NAME AND ADDRESS OF AGENT FOR SERVICE: Gary B. Wood 1000 Three Lincoln Centre 5430 LBJ Freeway LB3 Dallas , TX 75240-2650 REGISTRANT'S TELEPHONE NUMBER: (972) 701-5400 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013 Concorde Value Fund -------------------------------------------------------------------------------------------------------------------------- ABBOTT LABORATORIES Agenda Number: 933743672 -------------------------------------------------------------------------------------------------------------------------- Security: 002824100 Meeting Type: Annual Meeting Date: 26-Apr-2013 Ticker: ABT ISIN: US0028241000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R.J. ALPERN Mgmt No vote R.S. AUSTIN Mgmt No vote S.E. BLOUNT Mgmt No vote W.J. FARRELL Mgmt No vote E.M. LIDDY Mgmt No vote N. MCKINSTRY Mgmt No vote P.N. NOVAKOVIC Mgmt No vote W.A. OSBORN Mgmt No vote S.C. SCOTT III Mgmt No vote G.F. TILTON Mgmt No vote M.D. WHITE Mgmt No vote 2. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt No vote AUDITORS 3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt No vote EXECUTIVE COMPENSATION 4. SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED Shr No vote INGREDIENTS 5. SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE Shr No vote 6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr No vote CHAIR 7. SHAREHOLDER PROPOSAL - EQUITY RETENTION AND Shr No vote HEDGING 8. SHAREHOLDER PROPOSAL - INCENTIVE Shr No vote COMPENSATION 9. SHAREHOLDER PROPOSAL - ACCELERATED VESTING Shr No vote OF AWARDS UPON CHANGE IN CONTROL -------------------------------------------------------------------------------------------------------------------------- AGILENT TECHNOLOGIES, INC. Agenda Number: 933732023 -------------------------------------------------------------------------------------------------------------------------- Security: 00846U101 Meeting Type: Annual Meeting Date: 20-Mar-2013 Ticker: A ISIN: US00846U1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 ELECTION OF DIRECTOR: PAUL N. CLARK Mgmt No vote 02 ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt No vote 03 ELECTION OF DIRECTOR: TADATAKA YAMADA, M.D. Mgmt No vote 2 TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S Mgmt No vote APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3 TO APPROVE THE COMPENSATION OF AGILENT'S Mgmt No vote NAMED EXECUTIVE OFFICERS. 4 TO CONSIDER A STOCKHOLDER PROPOSAL, IF Shr No vote PROPERLY PRESENTED AT THE ANNUAL MEETING, TO REPEAL THE CLASSIFIED BOARD STRUCTURE. -------------------------------------------------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 933772560 -------------------------------------------------------------------------------------------------------------------------- Security: 026874784 Meeting Type: Annual Meeting Date: 15-May-2013 Ticker: AIG ISIN: US0268747849 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE Mgmt For For 1B. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For 1C. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For 1E. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For 1F. ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ Mgmt For For 1G. ELECTION OF DIRECTOR: GEORGE L. MILES, JR. Mgmt For For 1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For 1I. ELECTION OF DIRECTOR: ROBERT S. MILLER Mgmt For For 1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For 1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For 1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For 1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For 2. TO APPROVE THE AMERICAN INTERNATIONAL Mgmt For For GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN. 3. TO VOTE UPON A NON-BINDING SHAREHOLDER Mgmt For For RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. 4. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. 5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 6. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr Against For TO RESTRICTING SERVICE ON OTHER BOARDS BY DIRECTORS OF AIG. -------------------------------------------------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA Agenda Number: 933759740 -------------------------------------------------------------------------------------------------------------------------- Security: 03524A108 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: BUD ISIN: US03524A1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1C EXCLUSION OF THE PREFERENCE RIGHT IN Mgmt No vote RELATION TO THE ISSUANCE OF SUBSCRIPTION RIGHTS A1D ISSUANCE OF SUBSCRIPTION RIGHTS Mgmt No vote A1E CONDITIONAL CAPITAL INCREASE Mgmt No vote A1F EXPRESS APPROVAL PURSUANT TO ARTICLE 554, Mgmt No vote INDENT 7, OF THE COMPANIES CODE A1G POWERS Mgmt No vote 4 APPROVAL OF THE STATUTORY ANNUAL ACCOUNTS Mgmt No vote 5 DISCHARGE TO THE DIRECTORS Mgmt No vote 6 DISCHARGE TO THE STATUTORY AUDITOR Mgmt No vote 7 APPOINTMENT OF DIRECTORS Mgmt No vote 8 APPOINTMENT OF STATUTORY AUDITOR AND Mgmt No vote REMUNERATION 9A APPROVING THE REMUNERATION REPORT FOR THE Mgmt No vote FINANCIAL YEAR 2012 9B CONFIRMING THE GRANTS OF STOCK OPTIONS AND Mgmt No vote RESTRICTED STOCK UNITS TO EXECUTIVES 10 APPROVAL OF INCREASED FIXED ANNUAL FEE OF Mgmt No vote DIRECTORS 11A CHANGE OF CONTROL PROVISIONS RELATING TO Mgmt No vote THE EMTN PROGRAMME 11B CHANGE OF CONTROL PROVISIONS RELATING TO Mgmt No vote THE SENIOR FACILITIES AGREEMENT C1 FILINGS Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- AON PLC Agenda Number: 933775833 -------------------------------------------------------------------------------------------------------------------------- Security: G0408V102 Meeting Type: Annual Meeting Date: 17-May-2013 Ticker: AON ISIN: GB00B5BT0K07 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: LESTER B. KNIGHT Mgmt For For 1B. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For 1C. ELECTION OF DIRECTOR: FULVIO CONTI Mgmt For For 1D. ELECTION OF DIRECTOR: CHERYL A. FRANCIS Mgmt For For 1E. ELECTION OF DIRECTOR: EDGAR D. JANNOTTA Mgmt For For 1F. ELECTION OF DIRECTOR: J. MICHAEL LOSH Mgmt For For 1G. ELECTION OF DIRECTOR: ROBERT S. MORRISON Mgmt For For 1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For 1I. ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT Mgmt For For 1J. ELECTION OF DIRECTOR: GLORIA SANTONA Mgmt For For 1K. ELECTION OF DIRECTOR: CAROLYN Y. WOO Mgmt For For 2. RECEIPT OF AON'S ANNUAL REPORT AND Mgmt For For ACCOUNTS, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED DECEMBER 31, 2012. 3. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG LLP AS AON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 4. RE-APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For AON'S U.K. STATUTORY AUDITOR UNDER THE COMPANIES ACT 2006. 5. AUTHORIZATION OF THE BOARD OF DIRECTORS TO Mgmt For For DETERMINE THE REMUNERATION OF ERNST & YOUNG LLP. 6. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 7. ADVISORY VOTE TO APPROVE THE DIRECTORS' Mgmt For For REMUNERATION REPORT. 8. APPROVAL OF THE AON PLC GLOBAL SHARE Mgmt For For PURCHASE PLAN. -------------------------------------------------------------------------------------------------------------------------- CAE INC. Agenda Number: 933666806 -------------------------------------------------------------------------------------------------------------------------- Security: 124765108 Meeting Type: Annual and Special Meeting Date: 09-Aug-2012 Ticker: CAE ISIN: CA1247651088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR LYNTON R. WILSON Mgmt For For MARC PARENT Mgmt For For BRIAN E. BARENTS Mgmt For For JOHN A. (IAN) CRAIG Mgmt For For H. GARFIELD EMERSON Mgmt For For MICHAEL M. FORTIER Mgmt For For PAUL GAGNE Mgmt For For JAMES F. HANKINSON Mgmt For For R. (RANDY) JAYNE II Mgmt For For ROBERT LACROIX Mgmt For For JOHN P. MANLEY Mgmt For For PETER J. SCHOOMAKER Mgmt For For KATHARINE B. STEVENSON Mgmt For For LAWRENCE N. STEVENSON Mgmt For For 02 APPOINTMENT OF PRICEWATERHOUSECOOPERS, LLP Mgmt For For AS AUDITORS AND AUTHORIZATION OF THE DIRECTORS TO FIX THEIR REMUNERATION. 03 CONSIDERING AND APPROVING A RESOLUTION (SEE Mgmt For For "SPECIAL BUSINESS OF THE MEETING - RENEWAL OF SHAREHOLDER PROTECTION RIGHTS PLAN" IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) RENEWING THE SHAREHOLDER PROTECTION RIGHTS PLAN AGREEMENT, A SUMMARY OF WHICH IS SET FORTH IN APPENDIX C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 CONSIDERING AN ADVISORY (NON-BINDING) Mgmt For For RESOLUTION ON EXECUTIVE COMPENSATION. -------------------------------------------------------------------------------------------------------------------------- CANADIAN OIL SANDS LIMITED Agenda Number: 933762343 -------------------------------------------------------------------------------------------------------------------------- Security: 13643E105 Meeting Type: Annual and Special Meeting Date: 30-Apr-2013 Ticker: COSWF ISIN: CA13643E1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 APPOINTING PRICEWATERHOUSECOOPERS LLP AS Mgmt For For THE AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS OF THE CORPORATION. 02 DIRECTOR C.E. (CHUCK) SHULTZ Mgmt For For IAN A. BOURNE Mgmt For For MARCEL R. COUTU Mgmt For For GERALD W. GRANDEY Mgmt For For ARTHUR N. KORPACH Mgmt For For DONALD J. LOWRY Mgmt For For SARAH E. RAISS Mgmt For For JOHN K. READ Mgmt For For BRANT G. SANGSTER Mgmt For For WESLEY R. TWISS Mgmt For For JOHN B. ZAOZIRNY Mgmt For For 03 THE ORDINARY RESOLUTION, THE FULL TEXT OF Mgmt For For WHICH IS SET FORTH IN THE CIRCULAR, TO APPROVE THE AMENDMENT AND CONTINUATION OF THE SHAREHOLDER RIGHTS PLAN. 04 THE ORDINARY RESOLUTION, THE FULL TEXT OF Mgmt For For WHICH IS SET FORTH IN THE CIRCULAR, TO APPROVE AND CONFIRM THE ADVANCE NOTICE BY-LAW AMENDMENT. 05 THE ORDINARY RESOLUTION, THE FULL TEXT OF Mgmt For For WHICH IS SET FORTH IN THE CIRCULAR, TO APPROVE AND CONFIRM THE ENHANCED QUORUM BY-LAW AMENDMENT. 06 THE ORDINARY RESOLUTION, THE FULL TEXT OF Mgmt For For WHICH IS SET FORTH IN THE CIRCULAR, TO APPROVE AND AUTHORIZE THE GRANT AND ISSUANCE OF ALL UNALLOCATED OPTIONS UNDER THE NEW OPTION PLAN. 07 THE ORDINARY RESOLUTION, THE FULL TEXT OF Mgmt For For WHICH IS SET FORTH IN THE CIRCULAR, TO APPROVE THE AMENDMENTS TO THE TRANSITION OPTION PLAN. 08 TO ACCEPT THE CORPORATION'S APPROACH TO Mgmt For For EXECUTIVE COMPENSATION AS DISCLOSED IN THE CIRCULAR. -------------------------------------------------------------------------------------------------------------------------- CONOCOPHILLIPS Agenda Number: 933764842 -------------------------------------------------------------------------------------------------------------------------- Security: 20825C104 Meeting Type: Annual Meeting Date: 14-May-2013 Ticker: COP ISIN: US20825C1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For 1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For 1C. ELECTION OF DIRECTOR: JAMES E. COPELAND, Mgmt For For JR. 1D. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For 1E. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For 1F. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For 1G. ELECTION OF DIRECTOR: MOHD H. MARICAN Mgmt For For 1H. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For 1I. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For 1J. ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Mgmt For For 2. TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For COMPENSATION. 4. REPORT ON GRASSROOTS LOBBYING EXPENDITURES. Shr Against For 5. GREENHOUSE GAS REDUCTION TARGETS. Shr Against For 6. GENDER IDENTITY NON-DISCRIMINATION. Shr Against For -------------------------------------------------------------------------------------------------------------------------- DEERE & COMPANY Agenda Number: 933725270 -------------------------------------------------------------------------------------------------------------------------- Security: 244199105 Meeting Type: Annual Meeting Date: 27-Feb-2013 Ticker: DE ISIN: US2441991054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For 1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For 1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For 1D. ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, Mgmt For For JR. 1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For 1F. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For 1G. ELECTION OF DIRECTOR: JOACHIM MILBERG Mgmt For For 1H. ELECTION OF DIRECTOR: RICHARD B. MYERS Mgmt For For 1I. ELECTION OF DIRECTOR: THOMAS H. PATRICK Mgmt For For 1J. ELECTION OF DIRECTOR: AULANA L. PETERS Mgmt For For 1K. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For 2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For 3. RE-APPROVAL OF THE JOHN DEERE MID-TERM Mgmt For For INCENTIVE PLAN. 4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS DEERE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Agenda Number: 933803086 -------------------------------------------------------------------------------------------------------------------------- Security: 25179M103 Meeting Type: Annual Meeting Date: 05-Jun-2013 Ticker: DVN ISIN: US25179M1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR ROBERT H. HENRY Mgmt For For JOHN A. HILL Mgmt For For MICHAEL M. KANOVSKY Mgmt For For ROBERT A. MOSBACHER, JR Mgmt For For J. LARRY NICHOLS Mgmt For For DUANE C. RADTKE Mgmt For For MARY P. RICCIARDELLO Mgmt For For JOHN RICHELS Mgmt For For 2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For INDEPENDENT AUDITORS FOR 2013. 4. REPORT DISCLOSING LOBBYING POLICIES AND Shr Against For PRACTICES. 5. MAJORITY VOTE STANDARD FOR DIRECTOR Shr Against For ELECTIONS. 6. RIGHT TO ACT BY WRITTEN CONSENT. Shr Against For -------------------------------------------------------------------------------------------------------------------------- DOLE FOOD COMPANY, INC. Agenda Number: 933785149 -------------------------------------------------------------------------------------------------------------------------- Security: 256603101 Meeting Type: Annual Meeting Date: 23-May-2013 Ticker: DOLE ISIN: US2566031017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR ANDREW J. CONRAD Mgmt For For E. ROLLAND DICKSON Mgmt For For JUSTIN M. MURDOCK Mgmt For For 2 RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS DOLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 28, 2013 -------------------------------------------------------------------------------------------------------------------------- EMC CORPORATION Agenda Number: 933748747 -------------------------------------------------------------------------------------------------------------------------- Security: 268648102 Meeting Type: Annual Meeting Date: 01-May-2013 Ticker: EMC ISIN: US2686481027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MICHAEL W. BROWN Mgmt No vote 1B. ELECTION OF DIRECTOR: RANDOLPH L. COWEN Mgmt No vote 1C. ELECTION OF DIRECTOR: GAIL DEEGAN Mgmt No vote 1D. ELECTION OF DIRECTOR: JAMES S. DISTASIO Mgmt No vote 1E. ELECTION OF DIRECTOR: JOHN R. EGAN Mgmt No vote 1F. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt No vote 1G. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt No vote 1H. ELECTION OF DIRECTOR: WINDLE B. PRIEM Mgmt No vote 1I. ELECTION OF DIRECTOR: PAUL SAGAN Mgmt No vote 1J. ELECTION OF DIRECTOR: DAVID N. STROHM Mgmt No vote 1K. ELECTION OF DIRECTOR: JOSEPH M. TUCCI Mgmt No vote 2. RATIFICATION OF THE SELECTION BY THE AUDIT Mgmt No vote COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED IN EMC'S PROXY STATEMENT. 3. ADVISORY APPROVAL OF OUR EXECUTIVE Mgmt No vote COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. 4. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt No vote RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. 5. APPROVAL OF THE EMC CORPORATION AMENDED AND Mgmt No vote RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. 6. APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF Mgmt No vote ORGANIZATION AND BYLAWS TO ALLOW SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED IN EMC'S PROXY STATEMENT. 7. TO ACT UPON A SHAREHOLDER PROPOSAL RELATING Shr No vote TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN EMC'S PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 933791243 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Meeting Date: 29-May-2013 Ticker: XOM ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR M.J. BOSKIN Mgmt For For P. BRABECK-LETMATHE Mgmt For For U.M. BURNS Mgmt For For L.R. FAULKNER Mgmt For For J.S. FISHMAN Mgmt For For H.H. FORE Mgmt For For K.C. FRAZIER Mgmt For For W.W. GEORGE Mgmt For For S.J. PALMISANO Mgmt For For S.S REINEMUND Mgmt For For R.W. TILLERSON Mgmt For For W.C. WELDON Mgmt For For E.E. WHITACRE, JR. Mgmt For For 2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For 60) 3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION (PAGE 61) 4. INDEPENDENT CHAIRMAN (PAGE 63) Shr Against For 5. MAJORITY VOTE FOR DIRECTORS (PAGE 64) Shr Against For 6. LIMIT DIRECTORSHIPS (PAGE 65) Shr Against For 7. REPORT ON LOBBYING (PAGE 66) Shr Against For 8. POLITICAL CONTRIBUTIONS POLICY (PAGE 67) Shr Against For 9. AMENDMENT OF EEO POLICY (PAGE 69) Shr Against For 10. REPORT ON NATURAL GAS PRODUCTION (PAGE 70) Shr Against For 11. GREENHOUSE GAS EMISSIONS GOALS (PAGE 72) Shr Against For -------------------------------------------------------------------------------------------------------------------------- FISERV, INC. Agenda Number: 933789589 -------------------------------------------------------------------------------------------------------------------------- Security: 337738108 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: FISV ISIN: US3377381088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR CHRISTOPHER M. FLINK Mgmt For For DENNIS F. LYNCH Mgmt For For KIM M. ROBAK Mgmt For For DOYLE R. SIMONS Mgmt For For THOMAS C. WERTHEIMER Mgmt For For 2. TO APPROVE THE AMENDED AND RESTATED FISERV, Mgmt For For INC. 2007 OMNIBUS INCENTIVE PLAN. 3. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. 4. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2013. 5. TO APPROVE A SHAREHOLDER PROPOSAL RELATING Shr Against For TO EXECUTIVE RETENTION OF STOCK. -------------------------------------------------------------------------------------------------------------------------- FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 933742997 -------------------------------------------------------------------------------------------------------------------------- Security: 34964C106 Meeting Type: Annual Meeting Date: 29-Apr-2013 Ticker: FBHS ISIN: US34964C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF CLASS II DIRECTOR: RICHARD A. Mgmt For For GOLDSTEIN 1B. ELECTION OF CLASS II DIRECTOR: CHRISTOPHER Mgmt For For J. KLEIN 2 RATIFICATION OF THE APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION. 4 APPROVAL OF THE FORTUNE BRANDS HOME & Mgmt For For SECURITY, INC. 2013 LONG-TERM INCENTIVE PLAN. 5 APPROVAL OF THE FORTUNE BRANDS HOME & Mgmt For For SECURITY, INC. ANNUAL EXECUTIVE INCENTIVE COMPENSATION PLAN. -------------------------------------------------------------------------------------------------------------------------- GENERAL MILLS, INC. Agenda Number: 933676201 -------------------------------------------------------------------------------------------------------------------------- Security: 370334104 Meeting Type: Annual Meeting Date: 24-Sep-2012 Ticker: GIS ISIN: US3703341046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt For For 1C. ELECTION OF DIRECTOR: PAUL DANOS Mgmt For For 1D. ELECTION OF DIRECTOR: WILLIAM T. ESREY Mgmt For For 1E. ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Mgmt For For 1F. ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Mgmt For For 1G. ELECTION OF DIRECTOR: HEIDI G. MILLER Mgmt For For 1H. ELECTION OF DIRECTOR: HILDA Mgmt For For OCHOA-BRILLEMBOURG 1I. ELECTION OF DIRECTOR: STEVE ODLAND Mgmt For For 1J. ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For 1K. ELECTION OF DIRECTOR: MICHAEL D. ROSE Mgmt For For 1L. ELECTION OF DIRECTOR: ROBERT L. RYAN Mgmt For For 1M. ELECTION OF DIRECTOR: DOROTHY A. TERRELL Mgmt For For 2. CAST AN ADVISORY VOTE ON EXECUTIVE Mgmt For For COMPENSATION. 3. RATIFY THE APPOINTMENT OF KPMG LLP AS Mgmt For For GENERAL MILLS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. -------------------------------------------------------------------------------------------------------------------------- HANESBRANDS INC. Agenda Number: 933734685 -------------------------------------------------------------------------------------------------------------------------- Security: 410345102 Meeting Type: Annual Meeting Date: 03-Apr-2013 Ticker: HBI ISIN: US4103451021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR LEE A. CHADEN Mgmt No vote BOBBY J. GRIFFIN Mgmt No vote JAMES C. JOHNSON Mgmt No vote JESSICA T. MATHEWS Mgmt No vote J. PATRICK MULCAHY Mgmt No vote RONALD L. NELSON Mgmt No vote RICHARD A. NOLL Mgmt No vote ANDREW J. SCHINDLER Mgmt No vote ANN E. ZIEGLER Mgmt No vote 2. TO APPROVE THE AMENDED AND RESTATED Mgmt No vote HANESBRANDS INC. OMNIBUS INCENTIVE PLAN 3. TO APPROVE, BY A NON-BINDING, ADVISORY Mgmt No vote VOTE, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING 4. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2013 FISCAL YEAR -------------------------------------------------------------------------------------------------------------------------- HCA HOLDINGS, INC Agenda Number: 933743999 -------------------------------------------------------------------------------------------------------------------------- Security: 40412C101 Meeting Type: Annual Meeting Date: 24-Apr-2013 Ticker: HCA ISIN: US40412C1018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR RICHARD M. BRACKEN Mgmt For For R. MILTON JOHNSON Mgmt For For JOHN P. CONNAUGHTON Mgmt For For KENNETH W. FREEMAN Mgmt For For THOMAS F. FRIST III Mgmt For For WILLIAM R. FRIST Mgmt For For CHRISTOPHER R. GORDON Mgmt For For JAY O. LIGHT Mgmt For For GEOFFREY G. MEYERS Mgmt For For MICHAEL W. MICHELSON Mgmt For For JAMES C. MOMTAZEE Mgmt For For STEPHEN G. PAGLIUCA Mgmt For For WAYNE J. RILEY, M.D. Mgmt For For 2 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013 3 ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 933745068 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Meeting Date: 25-Apr-2013 Ticker: JNJ ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY SUE COLEMAN Mgmt For For 1B. ELECTION OF DIRECTOR: JAMES G. CULLEN Mgmt For For 1C. ELECTION OF DIRECTOR: IAN E.L. DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Mgmt For For 1F. ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Mgmt For For 1G. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For 1H. ELECTION OF DIRECTOR: LEO F. MULLIN Mgmt For For 1I. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For 1J. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For 1K. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For 1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For OFFICER COMPENSATION 3. RATIFICATION OF APPOINTMENT OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 4. SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN Shr Against For SIGNIFICANT STOCK 5. SHAREHOLDER PROPOSAL ON POLITICAL Shr Against For CONTRIBUTIONS AND CORPORATE VALUES 6. SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD Shr Against For CHAIRMAN -------------------------------------------------------------------------------------------------------------------------- KINDER MORGAN INC Agenda Number: 933761771 -------------------------------------------------------------------------------------------------------------------------- Security: 49456B101 Meeting Type: Annual Meeting Date: 07-May-2013 Ticker: KMI ISIN: US49456B1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RICHARD D. KINDER Mgmt For For C. PARK SHAPER Mgmt For For STEVEN J. KEAN Mgmt For For ANTHONY W. HALL, JR. Mgmt For For DEBORAH A. MACDONALD Mgmt For For MICHAEL MILLER Mgmt For For MICHAEL C. MORGAN Mgmt For For FAYEZ SAROFIM Mgmt For For JOEL V. STAFF Mgmt For For JOHN STOKES Mgmt For For ROBERT F. VAGT Mgmt For For 2. RATIFICATION OF THE SELECTION OF Mgmt For For PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. -------------------------------------------------------------------------------------------------------------------------- LOWE'S COMPANIES, INC. Agenda Number: 933791546 -------------------------------------------------------------------------------------------------------------------------- Security: 548661107 Meeting Type: Annual Meeting Date: 31-May-2013 Ticker: LOW ISIN: US5486611073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR RAUL ALVAREZ Mgmt For For DAVID W. BERNAUER Mgmt For For LEONARD L. BERRY Mgmt For For PETER C. BROWNING Mgmt For For RICHARD W. DREILING Mgmt For For DAWN E. HUDSON Mgmt For For ROBERT L. JOHNSON Mgmt For For MARSHALL O. LARSEN Mgmt For For RICHARD K. LOCHRIDGE Mgmt For For ROBERT A. NIBLOCK Mgmt For For ERIC C. WISEMAN Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013. 3. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For EXECUTIVE COMPENSATION. 4. SHAREHOLDER PROPOSAL REGARDING EXECUTIVE Shr Against For STOCK RETENTION REQUIREMENTS. -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 933691784 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Meeting Date: 28-Nov-2012 Ticker: MSFT ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. ELECTION OF DIRECTOR: STEVEN A. BALLMER Mgmt For For 2. ELECTION OF DIRECTOR: DINA DUBLON Mgmt For For 3. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For 4. ELECTION OF DIRECTOR: MARIA M. KLAWE Mgmt For For 5. ELECTION OF DIRECTOR: STEPHEN J. LUCZO Mgmt For For 6. ELECTION OF DIRECTOR: DAVID F. MARQUARDT Mgmt For For 7. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For 8. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For 9. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For 10. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Mgmt For For COMPENSATION (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) 11. APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN Mgmt For For (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) 12. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2013 (THE BOARD RECOMMENDS A VOTE FOR THIS PROPOSAL) 13. SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE Shr Against For VOTING (THE BOARD RECOMMENDS A VOTE AGAINST THIS PROPOSAL) -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 933690302 -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Meeting Date: 07-Nov-2012 Ticker: ORCL ISIN: US68389X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR JEFFREY S. BERG Mgmt No vote H. RAYMOND BINGHAM Mgmt No vote MICHAEL J. BOSKIN Mgmt No vote SAFRA A. CATZ Mgmt No vote BRUCE R. CHIZEN Mgmt No vote GEORGE H. CONRADES Mgmt No vote LAWRENCE J. ELLISON Mgmt No vote HECTOR GARCIA-MOLINA Mgmt No vote JEFFREY O. HENLEY Mgmt No vote MARK V. HURD Mgmt No vote DONALD L. LUCAS Mgmt No vote NAOMI O. SELIGMAN Mgmt No vote 2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote COMPENSATION. 3 APPROVAL OF INCREASE IN SHARES UNDER THE Mgmt No vote DIRECTORS' STOCK PLAN. 4 RATIFICATION OF THE SELECTION OF ERNST & Mgmt No vote YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013. 5 STOCKHOLDER PROPOSAL REGARDING MULTIPLE Shr No vote PERFORMANCE METRICS. 6 STOCKHOLDER PROPOSAL REGARDING INDEPENDENT Shr No vote BOARD CHAIRMAN. 7 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr No vote RETENTION POLICY. 8 STOCKHOLDER PROPOSAL REGARDING EQUITY Shr No vote ACCELERATION UPON A CHANGE IN CONTROL OF ORACLE. -------------------------------------------------------------------------------------------------------------------------- POTASH CORPORATION OF SASKATCHEWAN INC. Agenda Number: 933756198 -------------------------------------------------------------------------------------------------------------------------- Security: 73755L107 Meeting Type: Annual and Special Meeting Date: 16-May-2013 Ticker: POT ISIN: CA73755L1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 01 DIRECTOR C.M. BURLEY Mgmt For For D.G. CHYNOWETH Mgmt For For D. CLAUW Mgmt For For W.J. DOYLE Mgmt For For J.W. ESTEY Mgmt For For G.W. GRANDEY Mgmt For For C.S. HOFFMAN Mgmt For For D.J. HOWE Mgmt For For A.D. LABERGE Mgmt For For K.G. MARTELL Mgmt For For J.J. MCCAIG Mgmt For For M. MOGFORD Mgmt For For E. VIYELLA DE PALIZA Mgmt For For 02 THE APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For OF THE CORPORATION. 03 THE RESOLUTION (ATTACHED AS APPENDIX B TO Mgmt For For THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING THE ADOPTION OF A NEW PERFORMANCE OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. 04 THE ADVISORY RESOLUTION ACCEPTING THE Mgmt For For CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. -------------------------------------------------------------------------------------------------------------------------- QUEST DIAGNOSTICS INCORPORATED Agenda Number: 933784806 -------------------------------------------------------------------------------------------------------------------------- Security: 74834L100 Meeting Type: Annual Meeting Date: 21-May-2013 Ticker: DGX ISIN: US74834L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 ELECTION OF DIRECTOR: JOHN C. BALDWIN, M.D. Mgmt For For 1.2 ELECTION OF DIRECTOR: GARY M. PFEIFFER Mgmt For For 1.3 ELECTION OF DIRECTOR: STEPHEN H. RUSCKOWSKI Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 3. AMENDING CERTIFICATE OF INCORPORATION TO Mgmt For For INSTITUTE THE ANNUAL ELECTION OF ALL DIRECTORS 4. AMENDING CERTIFICATE OF INCORPORATION TO Mgmt For For ELIMINATE SERIES A JUNIOR PARTICIPATING PREFERRED STOCK 5. AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For COMPENSATION 6. STOCKHOLDER PROPOSAL REGARDING SIMPLE Shr Abstain MAJORITY VOTE 7. STOCKHOLDER PROPOSAL REGARDING VESTING OF Shr Against For EQUITY AWARDS -------------------------------------------------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Agenda Number: 933777887 -------------------------------------------------------------------------------------------------------------------------- Security: 89417E109 Meeting Type: Annual Meeting Date: 22-May-2013 Ticker: TRV ISIN: US89417E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: ALAN L. BELLER Mgmt For For 1B. ELECTION OF DIRECTOR: JOHN H. DASBURG Mgmt For For 1C. ELECTION OF DIRECTOR: JANET M. DOLAN Mgmt For For 1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For 1E. ELECTION OF DIRECTOR: JAY S. FISHMAN Mgmt For For 1F. ELECTION OF DIRECTOR: PATRICIA L. HIGGINS Mgmt For For 1G. ELECTION OF DIRECTOR: THOMAS R. HODGSON Mgmt For For 1H. ELECTION OF DIRECTOR: WILLIAM J. KANE Mgmt For For 1I. ELECTION OF DIRECTOR: CLEVE L. Mgmt For For KILLINGSWORTH JR. 1J. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For 1K. ELECTION OF DIRECTOR: LAURIE J. THOMSEN Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For AS TRAVELERS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. NON-BINDING VOTE TO APPROVE EXECUTIVE Mgmt For For COMPENSATION. 4. AMENDMENT TO ARTICLES OF INCORPORATION TO Mgmt For For PROVIDE ADDITIONAL AUTHORITY TO ISSUE PREFERRED STOCK. 5. SHAREHOLDER PROPOSAL RELATING TO POLITICAL Shr Against For CONTRIBUTIONS AND EXPENDITURES, IF PRESENTED AT THE ANNUAL MEETING OF SHAREHOLDERS. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 933727109 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Meeting Date: 06-Mar-2013 Ticker: DIS ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt No vote 1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt No vote 1C. ELECTION OF DIRECTOR: JUDITH L. ESTRIN Mgmt No vote 1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt No vote 1E. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt No vote 1F. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt No vote 1G. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt No vote 1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt No vote 1I. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt No vote 1J. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt No vote 2. TO RATIFY THE APPOINTMENT OF Mgmt No vote PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2013. 3. TO APPROVE THE TERMS OF THE COMPANY'S Mgmt No vote AMENDED AND RESTATED 2002 EXECUTIVE PERFORMANCE PLAN, AS AMENDED. 4. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt No vote EXECUTIVE COMPENSATION. 5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr No vote RELATING TO PROXY ACCESS. 6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr No vote RELATING TO FUTURE SEPARATION OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER. -------------------------------------------------------------------------------------------------------------------------- TITAN INTERNATIONAL, INC. Agenda Number: 933771114 -------------------------------------------------------------------------------------------------------------------------- Security: 88830M102 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: TWI ISIN: US88830M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR MAURICE TAYLOR, JR. Mgmt For For 2. TO RATIFY THE SELECTION OF GRANT THORNTON Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013 3. TO APPROVE TITAN INTERNATIONAL, INC. Mgmt For For SHORT-TERM INCENTIVE PLAN 4. TO APPROVE A NON-BINDING ADVISORY Mgmt For For RESOLUTION ON EXECUTIVE COMPENSATION -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 933779398 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Meeting Date: 16-May-2013 Ticker: UNP ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: A.H. CARD, JR. Mgmt For For 1B. ELECTION OF DIRECTOR: E.B. DAVIS, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: T.J. DONOHUE Mgmt For For 1D. ELECTION OF DIRECTOR: A.W. DUNHAM Mgmt For For 1E. ELECTION OF DIRECTOR: J.R. HOPE Mgmt For For 1F. ELECTION OF DIRECTOR: J.J. KORALESKI Mgmt For For 1G. ELECTION OF DIRECTOR: C.C. KRULAK Mgmt For For 1H. ELECTION OF DIRECTOR: M.R. MCCARTHY Mgmt For For 1I. ELECTION OF DIRECTOR: M.W. MCCONNELL Mgmt For For 1J. ELECTION OF DIRECTOR: T.F. MCLARTY III Mgmt For For 1K. ELECTION OF DIRECTOR: S.R. ROGEL Mgmt For For 1L. ELECTION OF DIRECTOR: J.H. VILLARREAL Mgmt For For 1M. ELECTION OF DIRECTOR: J.R. YOUNG Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 3. AN ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For ("SAY ON PAY"). 4. ADOPT THE UNION PACIFIC CORPORATION 2013 Mgmt For For STOCK INCENTIVE PLAN. 5. SHAREHOLDER PROPOSAL REGARDING LOBBYING Shr Against For ACTIVITIES IF PROPERLY PRESENTED AT THE ANNUAL MEETING. -------------------------------------------------------------------------------------------------------------------------- UNITED PARCEL SERVICE, INC. Agenda Number: 933754548 -------------------------------------------------------------------------------------------------------------------------- Security: 911312106 Meeting Type: Annual Meeting Date: 02-May-2013 Ticker: UPS ISIN: US9113121068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: F. DUANE ACKERMAN Mgmt For For 1B. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For 1C. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For 1D. ELECTION OF DIRECTOR: STUART E. EIZENSTAT Mgmt For For 1E. ELECTION OF DIRECTOR: MICHAEL L. ESKEW Mgmt For For 1F. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For 1G. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For 1H. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For 1I. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For 1J. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For 1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For 1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For 2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2013. 3. SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE. Shr Against For 4. SHAREOWNER PROPOSAL TO REDUCE THE VOTING Shr Against For POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE. -------------------------------------------------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Agenda Number: 933750209 -------------------------------------------------------------------------------------------------------------------------- Security: 94106L109 Meeting Type: Annual Meeting Date: 10-May-2013 Ticker: WM ISIN: US94106L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Mgmt For For 1B. ELECTION OF DIRECTOR: FRANK M. CLARK, JR. Mgmt For For 1C. ELECTION OF DIRECTOR: PATRICK W. GROSS Mgmt For For 1D. ELECTION OF DIRECTOR: VICTORIA M. HOLT Mgmt For For 1E. ELECTION OF DIRECTOR: JOHN C. POPE Mgmt For For 1F. ELECTION OF DIRECTOR: W. ROBERT REUM Mgmt For For 1G. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For 1H. ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. 3. APPROVAL OF OUR EXECUTIVE COMPENSATION. Mgmt For For 4. STOCKHOLDER PROPOSAL REGARDING A Shr Against For REQUIREMENT FOR SENIOR EXECUTIVES TO HOLD A SIGNIFICANT PERCENTAGE OF EQUITY AWARDS UNTIL RETIREMENT, IF PROPERLY PRESENTED AT THE MEETING. 5. STOCKHOLDER PROPOSAL REGARDING DISCLOSURE Shr Against For OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. 6. STOCKHOLDER PROPOSAL REGARDING COMPENSATION Shr Against For BENCHMARKING CAP, IF PROPERLY PRESENTED AT THE MEETING. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Concorde Funds, Inc. By (Signature) /s/ Gary B. Wood Name Gary B. Wood Title President Date 08/22/2013