0001193125-16-538748.txt : 20160412 0001193125-16-538748.hdr.sgml : 20160412 20160412172345 ACCESSION NUMBER: 0001193125-16-538748 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160412 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20160412 DATE AS OF CHANGE: 20160412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PULTEGROUP INC/MI/ CENTRAL INDEX KEY: 0000822416 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 382766606 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09804 FILM NUMBER: 161567946 BUSINESS ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 BUSINESS PHONE: 2486472750 MAIL ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: PULTE HOMES INC/MI/ DATE OF NAME CHANGE: 20011023 FORMER COMPANY: FORMER CONFORMED NAME: PULTE CORP DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: PHM CORP DATE OF NAME CHANGE: 19920703 8-K 1 d179503d8k.htm 8-K 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): April 12, 2016

 

 

PULTEGROUP, INC.

(Exact name of Registrant as Specified in Charter)

 

 

 

    Michigan   1-9804   38-2766606    
  (State or Other Jurisdiction
of Incorporation)		   (Commission
File Number)		   (IRS Employer
Identification No.)		  

3350 Peachtree Road NE, Suite 150, Atlanta, Georgia 30326

(Address of Principal Executive Offices) (Zip Code)

(404) 978-6400

Registrant’s telephone number, including area code

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On April 12, 2016, James Grosfeld advised PulteGroup, Inc. (the “Company”) that he was resigning effective immediately. Mr. Grosfeld served on the Company’s Finance and Investment Committee of the Board of Directors of the Company. The reasons for Mr. Grosfeld’s resignation are set forth in the correspondence attached hereto as Exhibit 17.1.

 

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

 

17.1    Resignation Correspondence of James Grosfeld, dated April 12, 2016

 

2

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  PULTEGROUP, INC.
Date: April 12, 2016   By:  

/s/ Steve M. Cook

   

Steven M. Cook

Executive Vice President,

Chief Legal Officer and Corporate Secretary

 

3

EXHIBIT INDEX

 

Exhibit No.

   

Description

17.1    Resignation Correspondence of James Grosfeld, dated April 12, 2016
 EX-17.1 2 d179503dex171.htm EX-17.1 EX-17.1

Exhibit 17.1

From: James Grosfeld

Date: Tuesday, April 12, 2016 at 9:44 AM

To: Richard Dugas

Subject: resignation

Dear Mr. Dugas,

I hereby resign from the Board of Directors of PulteGroup, effective immediately. Since the Board meeting of March 22, I have been excluded from a number of subsequent Board meetings, and therefore see no useful purpose of remaining on the Board.

I will today send a letter containing the same information.

James Grosfeld

 

 

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