0001127602-17-004332.txt : 20170207 0001127602-17-004332.hdr.sgml : 20170207 20170207155837 ACCESSION NUMBER: 0001127602-17-004332 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULTEGROUP INC/MI/ CENTRAL INDEX KEY: 0000822416 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 382766606 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 BUSINESS PHONE: 2486472750 MAIL ADDRESS: STREET 1: 3350 PEACHTREE ROAD NORTHEAST STREET 2: SUITE 1600 CITY: ATLANTA STATE: 2Q ZIP: 30326 FORMER COMPANY: FORMER CONFORMED NAME: PULTE HOMES INC/MI/ DATE OF NAME CHANGE: 20011023 FORMER COMPANY: FORMER CONFORMED NAME: PULTE CORP DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: PHM CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUGAS RICHARD J JR CENTRAL INDEX KEY: 0001231238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09804 FILM NUMBER: 17578964 MAIL ADDRESS: STREET 1: 100 BLOOMFIELD HILL PARKWAY STREET 2: STE 300 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-03 0000822416 PULTEGROUP INC/MI/ PHM 0001231238 DUGAS RICHARD J JR 3350 PEACHTREE ROAD NORTHEAST SUITE 150 ATLANTA GA 30326 1 Common Stock 2017-02-03 4 F 0 52990 21.365 D 881786 D Common Stock 40612 I Susan Dugas Trust (spouse) Common Stock 206 I Susan Dugas Bene IRA (Rita M Ochs-DECD) Units 8360.065 I By 401(k) Plan These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed. Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represents 18,631.337 shares of PulteGroup, Inc. Common Stock held in the Fund as of February 3, 2017. /s/ Steven M. Cook, Attorney-In-Fact 2017-02-07