-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JM+uYD4Qn3cfkHlveiKDOs604vCCgVOzi+o4oGX7yxjzBl70NZPn511mh3ZOT4P1 c/pdlXMhXofvRUcsWCuzWA== 0000950124-02-002681.txt : 20020813 0000950124-02-002681.hdr.sgml : 20020813 20020813164029 ACCESSION NUMBER: 0000950124-02-002681 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20020812 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20020813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PULTE HOMES INC/MI/ CENTRAL INDEX KEY: 0000822416 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 382766606 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09804 FILM NUMBER: 02730193 BUSINESS ADDRESS: STREET 1: 100 BLOOMFIELD HILLS PKWY STE 300 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 BUSINESS PHONE: 2486472750 MAIL ADDRESS: STREET 1: 100 BLOOMFIELD HILLS PKWY STE 300 CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 FORMER COMPANY: FORMER CONFORMED NAME: PHM CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PULTE CORP DATE OF NAME CHANGE: 19931118 8-K 1 k71331e8vk.htm FORM 8-K e8vk
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 12, 2002

 
PULTE HOMES, INC

(Exact name of registrant as specified in its Charter)
         
Michigan   1-9804   38-2766606

 

(State or other jurisdiction
of incorporation)
  (Commission
File Number)
  (IRS Employer
Identification No.)
     
100 Bloomfield Hills Parkway, Suite 300, Bloomfield Hills, Michigan   48304



(Address of principal executive offices)   (Zip Code)
 

Registrant’s telephone number, including area code    (248) 647-2750   


(Former name or former address, if changed since last report)

 


 

Item 5. Other Events

     On August 12, 2002, the Chief Executive Officer and Chief Financial Officer of Pulte Homes, Inc. each filed a sworn statement with the Commission pursuant to Section 21(a)(1) of the Securities Exchange Act of 1934 certifying certain facts and circumstances relating to the covered reports described in such statements. A press release announcing the filing of the sworn statements was filed on August 13, 2002.

Item 7. Exhibits

     
Exhibit 99.1:   Sworn statement of Mark J. O’Brien, Chief Executive Officer, Pulte Homes, Inc.
 
Exhibit 99.2:   Sworn statement of Roger A. Cregg, Chief Financial Officer, Pulte Homes, Inc.
 
Exhibit 99.3:   Press release dated August 13, 2002.

SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     
    PULTE HOMES, INC.
 
Date:    
August 13, 2002   By: /s/ John R. Stoller

Name: John R. Stoller
Title: Senior Vice President, General
          Counsel and Secretary

 


 

INDEX TO EXHIBITS

     
Exhibit No.   Description

 
Exhibit 99.1:   Sworn statement of Mark J. O’Brien, Chief Executive Officer, Pulte Homes, Inc.
 
Exhibit 99.2:   Sworn statement of Roger A. Cregg, Chief Financial Officer, Pulte Homes, Inc.
 
Exhibit 99.3:   Press release dated August 13, 2002.

  EX-99.1 3 k71331exv99w1.htm SWORN STATEMENT OF MARK J. O'BRIEN, C.E.O. exv99w1

 

EXHIBIT 99.1

SWORN STATEMENT PURSUANT TO SECTION 21(a)(1) OF THE
SECURITIES EXCHANGE ACT OF 1934

I, Mark J. O’Brien, Chief Executive Officer of Pulte Homes, Inc., state and attest that:

  (1) To the best of my knowledge, based upon a review of the covered reports of Pulte Homes, Inc., and, except as corrected or supplemented in a subsequent covered report:

    no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
    no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

  (2) I have reviewed the contents of this statement with the Company’s audit committee.
 
  (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

    The Annual Report on Form 10-K for the Year Ended December 31, 2001 filed with the Commission of Pulte Homes, Inc.;
 
    all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Pulte Homes, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
    any amendments to any of the foregoing.

   
  /s/Mark J. O’Brien
 
  Mark J. O’Brien,
Chief Executive Officer,
Pulte Homes, Inc.

Subscribed and sworn to before me
this 12th day of August 2002.

/s/Vicky Bednarczyk
Notary Public
My Commission Expires: July 16, 2003

  EX-99.2 4 k71331exv99w2.htm SWORN STATEMENT OF ROGER A. CREGG, C.F.O. exv99w2

 

EXHIBIT 99.2

SWORN STATEMENT PURSUANT TO SECTION 21(a)(1) OF THE
SECURITIES EXCHANGE ACT OF 1934

I, Roger A. Cregg, Chief Financial Officer of Pulte Homes, Inc., state and attest that:

  (1) To the best of my knowledge, based upon a review of the covered reports of Pulte Homes, Inc., and, except as corrected or supplemented in a subsequent covered report:

    no covered report contained an untrue statement of a material fact as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed); and
 
    no covered report omitted to state a material fact necessary to make the statements in the covered report, in light of the circumstances under which they were made, not misleading as of the end of the period covered by such report (or in the case of a report on Form 8-K or definitive proxy materials, as of the date on which it was filed).

  (2) I have reviewed the contents of this statement with the Company’s audit committee.
 
  (3) In this statement under oath, each of the following, if filed on or before the date of this statement, is a “covered report”:

    The Annual Report on Form 10-K for the Year Ended December 31, 2001 filed with the Commission of Pulte Homes, Inc.;
 
    all reports on Form 10-Q, all reports on Form 8-K and all definitive proxy materials of Pulte Homes, Inc. filed with the Commission subsequent to the filing of the Form 10-K identified above; and
 
    any amendments to any of the foregoing.

 
/s/Roger A. Cregg
 
Roger A. Cregg,
Chief Financial Officer
Pulte Homes, Inc.

Subscribed and sworn to before me
this 12th day of August 2002.

/s/Vicky Bednarczyk
Notary Public
My Commission Expires: July 16, 2003

  EX-99.3 5 k71331exv99w3.htm PRESS RELEASE DATED AUGUST 13, 2002 exv99w3

 

EXHIBIT 99.3

     
  Contact: Valerie Dolenga
  Pulte Homes, Inc.
    Corporate Communications
    (248) 433-4633
    Valerie.dolenga@pulte.com

FOR IMMEDIATE RELEASE

Pulte Homes Executive Officers File Certification with the SEC

     BLOOMFIELD HILLS, Mich., August 13, 2002 — Pulte Homes, Inc. (NYSE: PHM) announced today that its President and Chief Executive Officer, Mark J. O’Brien, and its Senior Vice President and Chief Financial Officer, Roger A. Cregg, have each signed sworn statements, pursuant to Section 21 (a) (1) of the Securities and Exchange Act of 1934. These certifications were filed in advance of the SEC mandated deadline of August 14, 2002.

     Pulte Homes is one of 947 large public companies required by the SEC to file sworn statements of the CEO and CFO, affirming the accuracy of their filings with the Commission. Copies of the statements by each of these companies will be available for review on a web site maintained by the SEC. Investors and others can also review Pulte Homes SEC filings via Investor Information at www.pulte.com.

     Pulte Homes, Inc., (www.pulte.com) based in Bloomfield Hills, Michigan, has operations in more than 44 markets across the United States. Under its Del Webb (www.delwebb.com) brand, the Company is also the nation’s leading builder of active adult communities for people age 55 and older. Over its history, the Company has constructed more than 300,000 homes and has been named Builder of the Year for 2002 by Professional Builder magazine. Pulte Mortgage Corporation is a nationwide lender committed to meeting the financing needs of Pulte Homes’ customers by offering a wide variety of loan products and superior customer service.

###

100 Bloomfield Hills Parkway, Suite 300
Bloomfield Hills, Michigan 48304
248-647-2750
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