0001209191-19-048789.txt : 20190906 0001209191-19-048789.hdr.sgml : 20190906 20190906170224 ACCESSION NUMBER: 0001209191-19-048789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190904 FILED AS OF DATE: 20190906 DATE AS OF CHANGE: 20190906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Niihara Yutaka CENTRAL INDEX KEY: 0001517691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35527 FILM NUMBER: 191080227 MAIL ADDRESS: STREET 1: 20725 S. WESTERN BLVD. STREET 2: SUITE 136 CITY: TORRANCE STATE: CA ZIP: 90501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Emmaus Life Sciences, Inc. CENTRAL INDEX KEY: 0000822370 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 870419387 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 21250 HAWTHORNE BOULEVARD, SUITE 800 CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: 310-214-0065 MAIL ADDRESS: STREET 1: 21250 HAWTHORNE BOULEVARD, SUITE 800 CITY: TORRANCE STATE: CA ZIP: 90503 FORMER COMPANY: FORMER CONFORMED NAME: MYnd Analytics, Inc. DATE OF NAME CHANGE: 20151211 FORMER COMPANY: FORMER CONFORMED NAME: CNS RESPONSE, INC. DATE OF NAME CHANGE: 20070313 FORMER COMPANY: FORMER CONFORMED NAME: STRATIVATION, INC. DATE OF NAME CHANGE: 20051115 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-04 0 0000822370 Emmaus Life Sciences, Inc. EMMA 0001517691 Niihara Yutaka 21250 HAWTHORNE BLVD. SUITE 800 TORRANCE CA 90503 1 1 1 0 Chairman and CEO Common stock, $0.001 par value 2019-09-04 4 P 0 20000 3.99 A 50501 I By Soomi Niihara Common stock, $0.001 par value 2019-09-05 4 P 0 9672 4.04 A 60173 I By Soomi Niihara Common stock, $0.001 par value 2019-09-06 4 P 0 2827 4.26 A 63000 I By Soomi Niihara Common stock, $0.001 par value 10223293 D Common stock, $0.001 par value 92749 I By Hope International Hospice, Inc. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.96 to $4.04, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1), (2) and (3) to this Form 4. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.92 to $4.10, inclusive. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.23 to $4.31, inclusive. The shares shown include shares owned jointly with Soomi Niihara, the reporting person's wife. Hope International Hospice, Inc, is a California corporation of which Dr. Niihara and his wife are the sole shareholders and directors. Yutaka Niihara, M.D., M.P.H. 2019-09-06