0001209191-19-047558.txt : 20190827 0001209191-19-047558.hdr.sgml : 20190827 20190827173301 ACCESSION NUMBER: 0001209191-19-047558 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190826 FILED AS OF DATE: 20190827 DATE AS OF CHANGE: 20190827 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Niihara Yutaka CENTRAL INDEX KEY: 0001517691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35527 FILM NUMBER: 191058597 MAIL ADDRESS: STREET 1: 20725 S. WESTERN BLVD. STREET 2: SUITE 136 CITY: TORRANCE STATE: CA ZIP: 90501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Emmaus Life Sciences, Inc. CENTRAL INDEX KEY: 0000822370 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISC HEALTH & ALLIED SERVICES, NEC [8090] IRS NUMBER: 870419387 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 21250 HAWTHORNE BOULEVARD, SUITE 800 CITY: TORRANCE STATE: CA ZIP: 90503 BUSINESS PHONE: 310-214-0065 MAIL ADDRESS: STREET 1: 21250 HAWTHORNE BOULEVARD, SUITE 800 CITY: TORRANCE STATE: CA ZIP: 90503 FORMER COMPANY: FORMER CONFORMED NAME: MYnd Analytics, Inc. DATE OF NAME CHANGE: 20151211 FORMER COMPANY: FORMER CONFORMED NAME: CNS RESPONSE, INC. DATE OF NAME CHANGE: 20070313 FORMER COMPANY: FORMER CONFORMED NAME: STRATIVATION, INC. DATE OF NAME CHANGE: 20051115 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-26 0 0000822370 Emmaus Life Sciences, Inc. EMMA 0001517691 Niihara Yutaka 21250 HAWTHORNE BLVD. SUITE 800 TORRANCE CA 90503 1 1 1 0 Chairman and CEO Common stock, $0.001 par value 2019-08-26 4 P 0 400 3.11 A 1018566 D Common stock, $0.001 par value 2019-08-26 4 P 0 100 3.14 A 1018666 D Common stock, $0.001 par value 2019-08-26 4 P 0 400 3.15 A 1019066 D Common stock, $0.001 par value 2019-08-26 4 P 0 300 3.16 A 1019366 D Common stock, $0.001 par value 2019-08-26 4 P 0 900 3.17 A 1020266 D Common stock, $0.001 par value 2019-08-26 4 P 0 600 3.18 A 1020866 D Common stock, $0.001 par value 2019-08-26 4 P 0 100 3.19 A 1020966 D Common stock, $0.001 par value 2019-08-26 4 P 0 800 3.20 A 1021766 D Common stock, $0.001 par value 2019-08-26 4 P 0 1700 3.215 A 1023466 D Common stock, $0.001 par value 2019-08-26 4 P 0 200 3.22 A 1023666 D Common stock, $0.001 par value 2019-08-26 4 P 0 300 3.26 A 1023966 D Common stock, $0.001 par value 2019-08-26 4 P 0 100 3.22 A 1024066 D Common stock, $0.001 par value 2019-08-26 4 P 0 100 3.33 A 1024166 D Common stock, $0.001 par value 2019-08-27 4 P 0 5800 2.59 A 1029966 D Common stock, $0.001 par value 2019-08-27 4 P 0 100 2.60 A 1030066 D Common stock, $0.001 par value 2019-08-27 4 P 0 1200 2.63 A 1031266 D Common stock, $0.001 par value 2019-08-27 4 P 0 2004 2.64 A 1033270 D Common stock, $0.001 par value 2019-08-27 4 P 0 1000 2.65 A 1034270 D Common stock, $0.001 par value 10501 I By Soomi Niihara Common stock, $0.001 par value 92749 I By Hope International Hospice, Inc. Common stock, $0.001 par value 46446 I As custodian Common stock, $0.001 par value 2019-08-27 4 P 0 338 2.66 A 1034608 D Common stock, $0.001 par value 2019-08-27 4 P 0 3900 2.665 A 1038508 D Common stock, $0.001 par value 2019-08-27 4 P 0 50 2.67 A 1038558 D Common stock, $0.001 par value 2019-08-27 4 P 0 5263 2.68 A 1043821 D Common stock, $0.001 par value 2019-08-27 4 P 0 696 2.69 A 1044517 D Common stock, $0.001 par value 2019-08-27 4 P 0 100 2.695 A 1044617 D Common stock, $0.001 par value 2019-08-27 4 P 0 4049 2.70 A 1048666 D Common stock, $0.001 par value 2019-08-27 4 P 0 1000 2.71 A 1049666 D Common stock, $0.001 par value 2019-08-27 4 P 0 200 2.72 A 1049866 D The shares shown and all other shares shown in this Report as owned directly include shares owned jointly with Soomi Niihara, the reporting person's wife. Hope International Hospice, Inc, is a California corporation of which Dr. Niihara and his wife are the sole shareholders and directors. The shares shown are held by Dr. Niihara as custodian for the benefit of his adult children. Dr. Niihara disclaims beneficial ownership of such shares. The inclusion in this Report of such shares shall not be deemed an admission that Dr. Niihara is the beneficial owners of such shares for purposes of Section 16 or for any other purpose. Yutaka Niihara, M.D., M.P.H. 2019-08-27