0000082166-21-000053.txt : 20210407 0000082166-21-000053.hdr.sgml : 20210407 20210407100210 ACCESSION NUMBER: 0000082166-21-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210405 FILED AS OF DATE: 20210407 DATE AS OF CHANGE: 20210407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYKHUS DANIEL A CENTRAL INDEX KEY: 0001284209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07982 FILM NUMBER: 21810979 MAIL ADDRESS: STREET 1: C/O RAVEN INDUSTRIES STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC CENTRAL INDEX KEY: 0000082166 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 460246171 STATE OF INCORPORATION: SD FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 205 E 6TH ST STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 BUSINESS PHONE: 6053362750 MAIL ADDRESS: STREET 1: P O BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 4 1 wf-form4_161780411226131.xml FORM 4 X0306 4 2021-04-05 0 0000082166 RAVEN INDUSTRIES INC RAVN 0001284209 RYKHUS DANIEL A PO BOX 5107 SIOUX FALLS SD 57117 1 1 0 0 President & CEO Common Stock 2021-04-05 4 A 0 15214 0 A 265924 D Common Stock 2021-04-05 4 F 0 6215 0 D 259709 D Common Stock 2021-04-05 4 A 0 11415 0 A 271124 D Common Stock 2021-04-05 4 F 0 4664 0 D 266460 D Stock Option 29.2 2018-04-05 2022-04-05 Common Stock 38400.0 38400 D Stock Option 35.05 2019-04-05 2023-04-05 Common Stock 26060.0 26060 D Restricted Stock Unit - 2018 2021-04-05 4 A 0 15214 0 D Common Stock 15214.0 0 D Restricted Stock Unit - 2019 Common Stock 18226.0 18226 D Restricted Stock Unit - 2020 Common Stock 47440.0 47440 D Restricted Stock Unit - 2021 2021-04-05 4 A 0 29833 0 A Common Stock 29833.0 29833 D Grant of Time-Based Restricted Stock Units which vested on April 5, 2021 and includes 594 dividend equivalent shares earned on those shares. Shares forfeited to satisfy tax withholding requirements. Grant of 11,415 Performance-based shares which vested on April 5, 2021 and includes 450 dividend equivalent shares earned on those shares. Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2018, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2019, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 6, 2020, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2021, provided that the Employee remains continuously employed by the Company through the Vesting Date. /s/ Daniel A Rykhus 2021-04-06