0000082166-21-000049.txt : 20210406 0000082166-21-000049.hdr.sgml : 20210406 20210406164739 ACCESSION NUMBER: 0000082166-21-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210405 FILED AS OF DATE: 20210406 DATE AS OF CHANGE: 20210406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brazones Steven E CENTRAL INDEX KEY: 0001625761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07982 FILM NUMBER: 21809624 MAIL ADDRESS: STREET 1: P.O. BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC CENTRAL INDEX KEY: 0000082166 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 460246171 STATE OF INCORPORATION: SD FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 205 E 6TH ST STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 BUSINESS PHONE: 6053362750 MAIL ADDRESS: STREET 1: P O BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 4 1 wf-form4_161774200181914.xml FORM 4 X0306 4 2021-04-05 0 0000082166 RAVEN INDUSTRIES INC RAVN 0001625761 Brazones Steven E P.O. BOX 5107 SIOUX FALLS SD 57117 0 1 0 0 Division VP and GM Common Stock 2021-04-05 4 A 0 4600 0 A 46171 D Common Stock 2021-04-05 4 F 0 1811 0 D 44360 D Common Stock 2021-04-05 4 A 0 3452 0 A 47812 D Common Stock 2021-04-05 4 F 0 1359 0 D 46453 D Stock Option 29.2 2018-04-05 2022-04-05 Common Stock 3075.0 3075 D Stock Option 35.05 2019-04-05 2023-04-05 Common Stock 3940.0 3940 D Restricted Stock Unit - 2018 2021-04-05 4 A 0 4600 0 D Common Stock 4600.0 0 D Restricted Stock Unit - 2019 Common Stock 5768.0 5768 D Restricted Stock Unit - 2020 Common Stock 13240.0 13240 D Restricted Stock Unit - 2021 2021-04-05 4 A 0 11954 0 A Common Stock 11954.0 11954 D Grant of Time-Based Restricted Stock Units which vested on April 5, 2021 and includes 180 dividend equivalent shares earned on those shares. Shares forfeited to satisfy tax withholding requirements. Grant of 3,452 Performance-based shares which vested on April 5, 2021 and includes 137 dividend equivalent shares earned on those shares. Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2018, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2019, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 6, 2020, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2021, provided that the Employee remains continuously employed by the Company through the Vesting Date. /s/ Steven E. Brazones 2021-04-06