0000082166-21-000045.txt : 20210406 0000082166-21-000045.hdr.sgml : 20210406 20210406163310 ACCESSION NUMBER: 0000082166-21-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210405 FILED AS OF DATE: 20210406 DATE AS OF CHANGE: 20210406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Magnuson Lee A CENTRAL INDEX KEY: 0001726150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07982 FILM NUMBER: 21809519 MAIL ADDRESS: STREET 1: P.O. BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC CENTRAL INDEX KEY: 0000082166 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 460246171 STATE OF INCORPORATION: SD FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 205 E 6TH ST STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 BUSINESS PHONE: 6053362750 MAIL ADDRESS: STREET 1: P O BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 4 1 wf-form4_161774112768880.xml FORM 4 X0306 4 2021-04-05 0 0000082166 RAVEN INDUSTRIES INC RAVN 0001726150 Magnuson Lee A P.O. BOX 5107 SIOUX FALLS SD 57117-5107 0 1 0 0 General Counsel and VP Common Stock 2021-04-05 4 A 0 1185 0 A 2689 D Common Stock 2021-04-05 4 F 0 338 0 D 2351 D Common Stock 2021-04-05 4 A 0 891 0 A 3242 D Common Stock 2021-04-05 4 F 0 238 0 D 3004 D Common Stock 28 I By Spouse Stock Option 35.05 2019-04-05 2023-04-05 Common Stock 2030.0 2030 D Restricted Stock Unit - 2018 2021-04-05 4 A 0 1185 0 D Common Stock 1185.0 0 D Restricted Stock Unit - 2019 Common Stock 1025.0 1025 D Restricted Stock Unit - 2020 Common Stock 2281.0 2281 D Restricted Stock Unit - 2021 2021-04-05 4 A 0 1299 0 A Common Stock 1299.0 1299 D Grant of Time-Based Restricted Stock Units which vested on April 5, 2021 and includes 45 dividend equivalent shares earned on those shares. Shares forfeited to satisfy tax withholding requirements. Grant of 891 Performance-based shares which vested on April 5, 2021 and includes 36 dividend equivalent shares earned on those shares. Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2018, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2019, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 6, 2020, provided that the Employee remains continuously employed by the Company through the Vesting Date, or meets continued vesting provisions. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2021, provided that the Employee remains continuously employed by the Company through the Vesting Date, or meets continued vesting provisions. /s/ Lee A. Magnuson 2021-04-06