0000082166-20-000158.txt : 20201202 0000082166-20-000158.hdr.sgml : 20201202 20201202114014 ACCESSION NUMBER: 0000082166-20-000158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201130 FILED AS OF DATE: 20201202 DATE AS OF CHANGE: 20201202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Schmidt Anthony D CENTRAL INDEX KEY: 0001539931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07982 FILM NUMBER: 201362862 MAIL ADDRESS: STREET 1: P.O. BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC CENTRAL INDEX KEY: 0000082166 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 460246171 STATE OF INCORPORATION: SD FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 205 E 6TH ST STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 BUSINESS PHONE: 6053362750 MAIL ADDRESS: STREET 1: P O BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 4 1 wf-form4_160692719992457.xml FORM 4 X0306 4 2020-11-30 0 0000082166 RAVEN INDUSTRIES INC RAVN 0001539931 Johnson Schmidt Anthony D PO BOX 5107 SIOUX FALLS SD 57117 0 1 0 0 Division VP and GM Common Stock 2020-11-30 4 M 0 7475 15.61 A 65062 D Common Stock 2020-11-30 4 F 0 5695 26.29 D 59367 D Stock Option 15.61 2020-11-30 4 M 0 7475 0 D 2017-04-05 2021-04-05 Common Stock 7475.0 0 D Stock Option 29.2 2018-04-05 2022-04-05 Common Stock 9800.0 9800 D Stock Option 35.05 2019-04-05 2023-04-05 Common Stock 6360.0 6360 D Restricted Stock Unit - 2018 Common Stock 3567.0 3567 D Restricted Stock Unit - 2019 Common Stock 3365.0 3365 D Restricted Stock Unit - 2020 Common Stock 7299.0 7299 D Shares forfeited to satisfy tax withholding requirements. Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/6/2020, provided that the Employee remains continuously employed by the Company through the Vesting Date. /s/ Anthony D. Johnson Schmidt 2020-12-01