0000082166-20-000059.txt : 20200407
0000082166-20-000059.hdr.sgml : 20200407
20200407152153
ACCESSION NUMBER: 0000082166-20-000059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200405
FILED AS OF DATE: 20200407
DATE AS OF CHANGE: 20200407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brazones Steven E
CENTRAL INDEX KEY: 0001625761
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07982
FILM NUMBER: 20779565
MAIL ADDRESS:
STREET 1: P.O. BOX 5107
CITY: SIOUX FALLS
STATE: SD
ZIP: 57117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC
CENTRAL INDEX KEY: 0000082166
STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081]
IRS NUMBER: 460246171
STATE OF INCORPORATION: SD
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 205 E 6TH ST
STREET 2: PO BOX 5107
CITY: SIOUX FALLS
STATE: SD
ZIP: 57117
BUSINESS PHONE: 6053362750
MAIL ADDRESS:
STREET 1: P O BOX 5107
CITY: SIOUX FALLS
STATE: SD
ZIP: 57117-5107
4
1
wf-form4_158628729555316.xml
FORM 4
X0306
4
2020-04-05
0
0000082166
RAVEN INDUSTRIES INC
RAVN
0001625761
Brazones Steven E
P.O. BOX 5107
SIOUX FALLS
SD
57117
0
1
0
0
VP & CFO, Treasurer
Common Stock
2020-04-05
4
A
0
5367
0
A
38980
D
Common Stock
2020-04-05
4
F
0
2193
0
D
36787
D
Common Stock
2020-04-05
4
A
0
3213
0
A
40000
D
Common Stock
2020-04-05
4
F
0
1313
0
D
38687
D
Stock Option
15.61
2017-04-05
2021-04-05
Common Stock
8200.0
8200
D
Stock Option
29.2
2018-04-05
2022-04-05
Common Stock
6150.0
6150
D
Stock Option
35.05
2019-04-05
2023-04-05
Common Stock
7880.0
7880
D
Restricted Stock Unit - 2017
2020-04-05
4
A
0
5367
0
D
Common Stock
5367.0
0
D
Restricted Stock Unit - 2018
Common Stock
4420.0
4420
D
Restricted Stock Unit - 2019
Common Stock
5768.0
5768
D
Restricted Stock Unit - 2020
2020-04-06
4
A
0
13240
0
A
Common Stock
0.0
13240
D
Grant of Time-Based Restricted Stock Units which vested on April 5, 2020 and includes 227 dividend equivalent shares earned on those shares.
Shares forfeited to satisfy tax withholding requirements.
Grant of 3213 Performance-based shares which vested on April 5, 2020 and includes 138 dividend equivalent shares earned on those shares.
Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6.
Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock.
The Time-Based Restricted Stock Units shall become vested on the third anniversary of the effective date of 4/5/17, provided that the Employee remains continuously employed by the Company through the vesting date.
The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date.
The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date.
The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/6/2020, provided that the Employee remains continuously employed by the Company through the Vesting Date.
/s/ Steven E. Brazones
2020-04-07