0000082166-20-000059.txt : 20200407 0000082166-20-000059.hdr.sgml : 20200407 20200407152153 ACCESSION NUMBER: 0000082166-20-000059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200405 FILED AS OF DATE: 20200407 DATE AS OF CHANGE: 20200407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brazones Steven E CENTRAL INDEX KEY: 0001625761 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07982 FILM NUMBER: 20779565 MAIL ADDRESS: STREET 1: P.O. BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC CENTRAL INDEX KEY: 0000082166 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 460246171 STATE OF INCORPORATION: SD FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 205 E 6TH ST STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 BUSINESS PHONE: 6053362750 MAIL ADDRESS: STREET 1: P O BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 4 1 wf-form4_158628729555316.xml FORM 4 X0306 4 2020-04-05 0 0000082166 RAVEN INDUSTRIES INC RAVN 0001625761 Brazones Steven E P.O. BOX 5107 SIOUX FALLS SD 57117 0 1 0 0 VP & CFO, Treasurer Common Stock 2020-04-05 4 A 0 5367 0 A 38980 D Common Stock 2020-04-05 4 F 0 2193 0 D 36787 D Common Stock 2020-04-05 4 A 0 3213 0 A 40000 D Common Stock 2020-04-05 4 F 0 1313 0 D 38687 D Stock Option 15.61 2017-04-05 2021-04-05 Common Stock 8200.0 8200 D Stock Option 29.2 2018-04-05 2022-04-05 Common Stock 6150.0 6150 D Stock Option 35.05 2019-04-05 2023-04-05 Common Stock 7880.0 7880 D Restricted Stock Unit - 2017 2020-04-05 4 A 0 5367 0 D Common Stock 5367.0 0 D Restricted Stock Unit - 2018 Common Stock 4420.0 4420 D Restricted Stock Unit - 2019 Common Stock 5768.0 5768 D Restricted Stock Unit - 2020 2020-04-06 4 A 0 13240 0 A Common Stock 0.0 13240 D Grant of Time-Based Restricted Stock Units which vested on April 5, 2020 and includes 227 dividend equivalent shares earned on those shares. Shares forfeited to satisfy tax withholding requirements. Grant of 3213 Performance-based shares which vested on April 5, 2020 and includes 138 dividend equivalent shares earned on those shares. Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock. The Time-Based Restricted Stock Units shall become vested on the third anniversary of the effective date of 4/5/17, provided that the Employee remains continuously employed by the Company through the vesting date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/6/2020, provided that the Employee remains continuously employed by the Company through the Vesting Date. /s/ Steven E. Brazones 2020-04-07