0000082166-19-000030.txt : 20190409 0000082166-19-000030.hdr.sgml : 20190409 20190409161642 ACCESSION NUMBER: 0000082166-19-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190405 FILED AS OF DATE: 20190409 DATE AS OF CHANGE: 20190409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RYKHUS DANIEL A CENTRAL INDEX KEY: 0001284209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07982 FILM NUMBER: 19739651 MAIL ADDRESS: STREET 1: C/O RAVEN INDUSTRIES STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC CENTRAL INDEX KEY: 0000082166 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 460246171 STATE OF INCORPORATION: SD FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 205 E 6TH ST STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 BUSINESS PHONE: 6053362750 MAIL ADDRESS: STREET 1: P O BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 4 1 wf-form4_155484098845900.xml FORM 4 X0306 4 2019-04-05 0 0000082166 RAVEN INDUSTRIES INC RAVN 0001284209 RYKHUS DANIEL A PO BOX 5107 SIOUX FALLS SD 57117 1 1 0 0 President & CEO Common Stock 2019-04-05 4 A 0 15054 0 A 205923 D Common Stock 2019-04-05 4 F 0 6376 0 D 199547 D Common Stock 2019-04-05 4 A 0 36149 0 A 235696 D Common Stock 2019-04-05 4 F 0 15310 0 D 220386 D Common Stock 2019-04-08 4 M 0 32800 20.10 A 253186 D Common Stock 2019-04-08 4 F 0 23434 39.83 D 229752 D Common Stock 2019-04-08 4 S 0 9000 39.322 D 220752 D Stock Option 20.1 2019-04-08 4 M 0 32800 20.10 D 2016-03-17 2020-03-17 Common Stock 32800.0 0 D Stock Option 15.61 2017-04-05 2021-04-05 Common Stock 51200.0 51200 D Stock Option 29.2 2018-04-05 2022-04-05 Common Stock 38400.0 38400 D Stock Option 35.05 2019-04-05 2023-04-05 Common Stock 26060.0 26060 D Restricted Stock Unit - 2016 2019-04-05 4 A 0 14250 0 D Common Stock 14250.0 0 D Restricted Stock Unit - 2017 Common Stock 16090.0 16090 D Restricted Stock Unit - 2018 Common Stock 14620.0 14620 D Restricted Stock Unit - 2019 2019-04-05 4 A 0 18226 0 A Common Stock 18226.0 18226 D Grant of Time-Based Restricted Stock Units which vested on April 5, 2019 and includes 804 dividend equivalent shares earned on those shares. Shares forfeited to satisfy tax withholding requirements. Grant of 34,215 Performance-based shares which vested on April 5, 2019 and includes 1,934 dividend equivalent shares earned on those shares. Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/17, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date. /s/ Daniel A Rykhus 2019-04-09