0000082166-19-000028.txt : 20190409
0000082166-19-000028.hdr.sgml : 20190409
20190409154406
ACCESSION NUMBER: 0000082166-19-000028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190405
FILED AS OF DATE: 20190409
DATE AS OF CHANGE: 20190409
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brazones Steven E
CENTRAL INDEX KEY: 0001625761
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07982
FILM NUMBER: 19739442
MAIL ADDRESS:
STREET 1: P.O. BOX 5107
CITY: SIOUX FALLS
STATE: SD
ZIP: 57117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC
CENTRAL INDEX KEY: 0000082166
STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081]
IRS NUMBER: 460246171
STATE OF INCORPORATION: SD
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 205 E 6TH ST
STREET 2: PO BOX 5107
CITY: SIOUX FALLS
STATE: SD
ZIP: 57117
BUSINESS PHONE: 6053362750
MAIL ADDRESS:
STREET 1: P O BOX 5107
CITY: SIOUX FALLS
STATE: SD
ZIP: 57117-5107
4
1
wf-form4_155483903218006.xml
FORM 4
X0306
4
2019-04-05
0
0000082166
RAVEN INDUSTRIES INC
RAVN
0001625761
Brazones Steven E
P.O. BOX 5107
SIOUX FALLS
SD
57117
0
1
0
0
VP & CFO, Treasurer
Common Stock
2019-04-05
4
A
0
4830
0
A
20835
D
Common Stock
2019-04-05
4
F
0
1949
0
D
18886
D
Common Stock
2019-04-05
4
A
0
11575
0
A
30461
D
Common Stock
2019-04-05
4
F
0
4671
0
D
25790
D
Common Stock
2019-04-08
4
M
0
13100
20.10
A
38890
D
Common Stock
2019-04-08
4
F
0
9230
39.83
D
29660
D
Common Stock
2019-04-08
4
M
0
8200
15.61
A
37860
D
Common Stock
2019-04-08
4
F
0
5226
39.83
D
32634
D
Common Stock
2019-04-08
4
M
0
6150
29.20
A
38784
D
Common Stock
2019-04-08
4
F
0
5171
39.83
D
33613
D
Stock Option
20.1
2019-04-08
4
M
0
13100
20.10
D
2016-03-17
2020-03-17
Common Stock
13100.0
0
D
Stock Option
15.61
2019-04-08
4
M
0
8200
15.61
D
2017-04-05
2021-04-05
Common Stock
8200.0
8200
D
Stock Option
29.2
2019-04-08
4
M
0
6150
29.20
D
2018-04-05
2022-04-05
Common Stock
6150.0
6150
D
Stock Option
35.05
2019-04-05
2023-04-05
Common Stock
7880.0
7880
D
Restricted Stock Unit - 2016
2019-04-05
4
A
0
4570
0
D
Common Stock
4570.0
0
D
Restricted Stock Unit - 2017
Common Stock
5140.0
5140
D
Restricted Stock Unit - 2018
Common Stock
4420.0
4420
D
Restricted Stock Unit - 2019
2019-04-05
4
A
0
5768
0
A
Common Stock
5768.0
5768
D
Grant of Time-Based Restricted Stock Units which vested on April 5, 2019 and includes 260 dividend equivalent shares earned on those shares.
Shares forfeited to satisfy tax withholding requirements.
Grant of 10,950 Performance-based shares which vested on April 5, 2019 and includes 625 dividend equivalent shares earned on those shares.
Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6.
Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock.
The Time-Based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the vesting date.
The Time-Based Restricted Stock Units shall become vested on the third anniversary of the effective date of 4/5/17, provided that the Employee remains continuously employed by the Company through the vesting date.
The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date.
The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date.
/s/ Steven E. Brazones
2019-04-09