0000082166-18-000086.txt : 20180828 0000082166-18-000086.hdr.sgml : 20180828 20180828150049 ACCESSION NUMBER: 0000082166-18-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180827 FILED AS OF DATE: 20180828 DATE AS OF CHANGE: 20180828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wickersham Scott W CENTRAL INDEX KEY: 0001726672 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07982 FILM NUMBER: 181041417 MAIL ADDRESS: STREET 1: P.O. BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC CENTRAL INDEX KEY: 0000082166 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 460246171 STATE OF INCORPORATION: SD FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 205 E 6TH ST STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 BUSINESS PHONE: 6053362750 MAIL ADDRESS: STREET 1: P O BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 4 1 wf-form4_153548283222355.xml FORM 4 X0306 4 2018-08-27 0 0000082166 RAVEN INDUSTRIES INC RAVN 0001726672 Wickersham Scott W PO BOX 5107 SIOUX FALLS SD 57117-5107 0 1 0 0 Div VP & General Manager Common Stock 2018-08-27 4 M 0 2400 20.10 A 4140 D Common Stock 2018-08-27 4 F 0 1335 48.65 D 2805 D Common Stock 2018-08-27 4 M 0 9200 15.61 A 12005 D Common Stock 2018-08-27 4 F 0 4474 48.65 D 7531 D Common Stock 2018-08-27 4 M 0 1625 29.20 A 9156 D Common Stock 2018-08-27 4 F 0 1134 48.65 D 8022 D Stock Option 20.1 2018-08-27 4 M 0 2400 20.10 D 2016-03-17 2020-03-17 Common Stock 2400.0 800 D Stock Option 15.61 2018-08-27 4 M 0 9200 15.61 D 2017-04-05 2021-04-05 Common Stock 9200.0 9200 D Stock Option 29.2 2018-08-27 4 M 0 1625 29.20 D 2018-04-05 2022-04-05 Common Stock 1625.0 4875 D Stock Option 35.05 2019-04-05 2023-04-05 Common Stock 5090.0 5090 D Restricted Stock Unit - 2016 Common Stock 2560.0 2560 D Restricted Stock Unit - 2017 Common Stock 2740.0 2740 D Restricted Stock Unit - 2018 Common Stock 2853.0 2853 D Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/17, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date. /s/ Scott W. Wickersham 2018-08-28