0000082166-18-000042.txt : 20180514 0000082166-18-000042.hdr.sgml : 20180514 20180514123918 ACCESSION NUMBER: 0000082166-18-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180511 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Schmidt Anthony D CENTRAL INDEX KEY: 0001539931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07982 FILM NUMBER: 18829559 MAIL ADDRESS: STREET 1: P.O. BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC CENTRAL INDEX KEY: 0000082166 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 460246171 STATE OF INCORPORATION: SD FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 205 E 6TH ST STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 BUSINESS PHONE: 6053362750 MAIL ADDRESS: STREET 1: P O BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 4 1 wf-form4_152631593420828.xml FORM 4 X0306 4 2018-05-11 0 0000082166 RAVEN INDUSTRIES INC RAVN 0001539931 Johnson Schmidt Anthony D PO BOX 5107 SIOUX FALLS SD 57117 0 1 0 0 Division VP and GM Common Stock 2018-05-11 4 M 0 3600 32.75 A 33231 D Common Stock 2018-05-11 4 F 0 3160 40.40 D 30071 D Common Stock 2018-05-11 4 M 0 13100 20.10 A 43171 D Common Stock 2018-05-11 4 F 0 8845 40.40 D 34326 D Stock Option 32.75 2018-05-11 4 M 0 3600 32.75 D 2015-04-01 2019-04-01 Common Stock 3600.0 0 D Stock Option 20.1 2018-05-11 4 M 0 13100 20.10 D 2016-03-17 2020-03-17 Common Stock 13100.0 13100 D Stock Option 15.61 2017-04-05 2021-04-05 Common Stock 29900.0 29900 D Stock Option 29.2 2018-04-05 2022-04-05 Common Stock 9800.0 9800 D Stock Option 35.05 2019-04-05 2023-04-05 Common Stock 6360.0 6360 D Restricted Stock Unit - 2016 Common Stock 4170.0 4170 D Restricted Stock Unit - 2017 Common Stock 4110.0 4110 D Restricted Stock Unit - 2018 Common Stock 3567.0 3567 D Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/17, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date. /s/ Anthony D. Johnson Schmidt 2018-05-14