0000082166-18-000029.txt : 20180409 0000082166-18-000029.hdr.sgml : 20180409 20180409140547 ACCESSION NUMBER: 0000082166-18-000029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180405 FILED AS OF DATE: 20180409 DATE AS OF CHANGE: 20180409 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Schmidt Anthony D CENTRAL INDEX KEY: 0001539931 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07982 FILM NUMBER: 18745249 MAIL ADDRESS: STREET 1: P.O. BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC CENTRAL INDEX KEY: 0000082166 STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081] IRS NUMBER: 460246171 STATE OF INCORPORATION: SD FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 205 E 6TH ST STREET 2: PO BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117 BUSINESS PHONE: 6053362750 MAIL ADDRESS: STREET 1: P O BOX 5107 CITY: SIOUX FALLS STATE: SD ZIP: 57117-5107 4 1 wf-form4_152329710511651.xml FORM 4 X0306 4 2018-04-05 0 0000082166 RAVEN INDUSTRIES INC RAVN 0001539931 Johnson Schmidt Anthony D PO BOX 5107 SIOUX FALLS SD 57117 0 1 0 0 Division VP and GM Common Stock 29631 D Stock Option 32.75 2015-04-01 2019-04-01 Common Stock 3600.0 3600 D Stock Option 20.1 2016-03-17 2020-03-17 Common Stock 26200.0 26200 D Stock Option 15.61 2017-04-05 2021-04-05 Common Stock 29900.0 29900 D Stock Option 29.2 2018-04-05 2022-04-05 Common Stock 9800.0 9800 D Restricted Stock Unit - 2016 Common Stock 4170.0 4170 D Restricted Stock Unit - 2017 Common Stock 4110.0 4110 D Stock Option 35.05 2018-04-05 4 A 0 6360 35.05 A 2019-04-05 2023-04-05 Common Stock 6360.0 6360 D Restricted Stock Unit - 2018 2018-04-05 4 A 0 3567 0 A Common Stock 3567.0 3567 D Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/17, provided that the Employee remains continuously employed by the Company through the Vesting Date. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date. /s/ Anthony D. Johnson Schmidt 2018-04-09