0000082166-17-000126.txt : 20171205
0000082166-17-000126.hdr.sgml : 20171205
20171205103956
ACCESSION NUMBER: 0000082166-17-000126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171201
FILED AS OF DATE: 20171205
DATE AS OF CHANGE: 20171205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brazones Steven E
CENTRAL INDEX KEY: 0001625761
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07982
FILM NUMBER: 171238884
MAIL ADDRESS:
STREET 1: P.O. BOX 5107
CITY: SIOUX FALLS
STATE: SD
ZIP: 57117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RAVEN INDUSTRIES INC
CENTRAL INDEX KEY: 0000082166
STANDARD INDUSTRIAL CLASSIFICATION: UNSUPPORTED PLASTICS FILM & SHEET [3081]
IRS NUMBER: 460246171
STATE OF INCORPORATION: SD
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 205 E 6TH ST
STREET 2: PO BOX 5107
CITY: SIOUX FALLS
STATE: SD
ZIP: 57117
BUSINESS PHONE: 6053362750
MAIL ADDRESS:
STREET 1: P O BOX 5107
CITY: SIOUX FALLS
STATE: SD
ZIP: 57117-5107
4
1
wf-form4_151248838342021.xml
FORM 4
X0306
4
2017-12-01
0
0000082166
RAVEN INDUSTRIES INC
RAVN
0001625761
Brazones Steven E
P.O. BOX 5107
SIOUX FALLS
SD
57117
0
1
0
0
VP & CFO, Treasurer
Common Stock
2017-12-01
4
A
0
4676
0
A
4676
D
Common Stock
2017-12-01
4
F
0
1915
0
D
2761
D
Restricted Stock Unit - 2014
2017-12-01
4
A
0
4350
0
D
Common Stock
4350.0
4350
D
Stock Option
20.1
2016-03-17
2020-03-17
Common Stock
26200.0
19650
D
Stock Option
15.61
2017-04-05
2021-04-05
Common Stock
32800.0
32800
D
Stock Option
29.2
2018-04-05
2022-04-05
Common Stock
12300.0
12300
D
Restricted Stock Unit - 2016
Common Stock
4570.0
4570
D
Restricted Stock Unit - 2017
Common Stock
5140.0
5140
D
Grant of 4,676 Time-based shares which vested on 12/1/17 and includes 326 dividend equivalent shares earned on those shares.
Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock.
The Time-Based Restricted Stock Units vested on the third anniversary of the effective date 12/1/14.
Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6.
The Time-Based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the vesting date.
The Time-Based Restricted Stock Units shall become vested on the third anniversary of the effective date of 4/5/17, provided that the Employee remains continuously employed by the Company through the vesting date.
/s/ Steven E. Brazones
2017-12-05