0001657784-16-000002.txt : 20160914
0001657784-16-000002.hdr.sgml : 20160914
20160914165153
ACCESSION NUMBER: 0001657784-16-000002
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160907
FILED AS OF DATE: 20160914
DATE AS OF CHANGE: 20160914
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Lorain CORP
CENTRAL INDEX KEY: 0001117057
STANDARD INDUSTRIAL CLASSIFICATION: CANNED, FROZEN & PRESERVED FRUIT, VEG & FOOD SPECIALTIES [2030]
IRS NUMBER: 870430320
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BEIHUAN ROAD
STREET 2: JUNAN COUNTY
CITY: SHANDONG
STATE: F4
ZIP: 276600
BUSINESS PHONE: (86) 539-7317959
MAIL ADDRESS:
STREET 1: BEIHUAN ROAD
STREET 2: JUNAN COUNTY
CITY: SHANDONG
STATE: F4
ZIP: 276600
FORMER COMPANY:
FORMER CONFORMED NAME: American CORP
DATE OF NAME CHANGE: 20070806
FORMER COMPANY:
FORMER CONFORMED NAME: American Lorain CORP
DATE OF NAME CHANGE: 20070801
FORMER COMPANY:
FORMER CONFORMED NAME: MILLENNIUM QUEST INC
DATE OF NAME CHANGE: 20000622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KfW
CENTRAL INDEX KEY: 0000821533
STANDARD INDUSTRIAL CLASSIFICATION: FOREIGN GOVERNMENTS [8888]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34449
FILM NUMBER: 161885511
BUSINESS ADDRESS:
STREET 1: PALMENGARTENSTRASSE
STREET 2: 5 - 9
CITY: FRANKFURT AM MAIN
STATE: 2M
ZIP: 60325
BUSINESS PHONE: 496974310
MAIL ADDRESS:
STREET 1: PALMENGARTENSTRASSE
STREET 2: 5-9
CITY: FRANKFURT AM MAIN
STATE: 2M
ZIP: 60325
FORMER NAME:
FORMER CONFORMED NAME: KREDITANSTALT FUER WIEDERAUFBAU
DATE OF NAME CHANGE: 19940826
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2016-09-07
0
0001117057
American Lorain CORP
ALN
0000821533
KfW
PALMENGARTENSTRASSE
5-9
FRANKFURT AM MAIN
2M
60325
GERMANY
0
0
1
0
Common Stock, par value $0.001
10794066
I
Parent of pledgee
EXHIBIT A
to Form 3
Explanation of Responses
The Reporting Person DEG- Deutsche Investitions- und Entwicklungsgesellschaft mbH is the lender under that certain full recourse Loan Agreement, dated May 31, 2010, (the "Loan Agreement"), by and among the Reporting Person, the Issuer, its subsidiary Junan Hongrun Foodstuff Co., Ltd. ("Junan Hongrun" and together with the Issuer, the "Borrower") and the Issuer's chief executive officer, Mr. Si Chen, pursuant to which the Reporting Person made a loan (the "Loan") of approximately $15 million to the Borrower. Mr. Chen initially pledged 5,313,574 shares of Common Stock for the benefit of the Reporting Person in order to secure the obligations of the Borrower under the Loan Agreement pursuant to that certain Share Pledge Agreement dated as of October 19, 2010 (the "Pledge Agreement"). Pursuant to a letter agreement, dated November 15, 2012, Mr. Chen subsequently pledged an additional 5,480,492 shares of Common Stock to the Reporting Person under the Pledge Agreement. By written notice dated September 7, 2016, the Reporting Person notified the Agent under the Pledge Agreement that the Borrower was in default under the Loan Agreement and that the Reporting Person was exercising its right under the Pledge Agreement to have the pledged shares registered in its name. Under the Pledge Agreement, the Reporting Person has the right to sell the shares and apply the proceeds to the repayment of the Loan.
The Reporting Person is joined by its parent entity (Kreditanstalt fur Wiederaufbau) as an additional beneficial owner in filing its own Form 3.
Lothar Lammers, Director Special Operations
2016-09-07
Guido Reckmann, Senior Counsel
2016-09-07