-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KhfNHr8YDLzC2H8/H8xeK0s2RCLW72AvhGyk96C/AA7Oj+q+YZV5YWspk0PiB9Yw MJ+0GB/a+Tg5zAXU+Q8tKQ== 0000950124-98-001905.txt : 19980402 0000950124-98-001905.hdr.sgml : 19980402 ACCESSION NUMBER: 0000950124-98-001905 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980401 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CODE ALARM INC CENTRAL INDEX KEY: 0000821509 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 382334695 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: SEC FILE NUMBER: 000-16441 FILM NUMBER: 98584357 BUSINESS ADDRESS: STREET 1: 950 E WHITCOMB CITY: MADISON HEIGHTS STATE: MI ZIP: 48071 BUSINESS PHONE: 2485839620 MAIL ADDRESS: STREET 1: 950 E WHITCOMB CITY: MADISON HEIGHTS STATE: MI ZIP: 48071 NT 10-K 1 FORM 12B-25 1 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12B-25 NOTIFICATION OF LATE FILING Commission File Number 016441 (Check One): [X] Form 10-K and Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR For Period Ended: For the Fiscal Year Ended December 31, 1997 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transition Report on Form 10-Q [ ] Transition Report on Form N-SAR For the Transition Period Ended: ------------------------------ Read Attached Instruction Sheet Before Preparing Form. Please Print or Type. NOTHING IN THIS FORM SHALL BE CONSTRUED TO IMPLY THAT THE COMMISSION HAS VERIFIED ANY INFORMATION CONTAINED HEREIN. If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: N/A PART I--REGISTRANT INFORMATION CODE-ALARM, INC. 950 East Whitcomb Address of Principal Executive Office (Street and Number) Madison Heights, MI 48071 City, State and Zip Code PART II--RULES 12B-25(B) AND (C) If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate) 2 [X] (a) The reasons described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense; [X] (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q, or portion thereof will be filed on or before the fifth calendar day following the prescribed due date; and [X] (c) The accountant's statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. Please see attached Exhibit A. PART III--NARRATIVE State below in reasonable detail the reasons why Form 10-K or Form 10-KSB, 20-F, 11-K, 10-Q or Form 10-QSB, N-SAR, or the transition report or portion thereof could not be filed within the prescribed period. Please see attached Exhibit B. PART IV--OTHER INFORMATION (1) Name and telephone number of person to contact in regard to this notification Craig S. Camalo 248 583-9620 - -------------------------------------------------------------------------------- (Name) (Area Code) (Telephone Number) (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If the answer is no, identify report(s). [X] Yes [ ] No (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [X] Yes [ ] No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. Please see attached Exhibit C. 3 CODE-ALARM, INC. (Name of Registrant as specified in charter) has caused this notification to be signed on its behalf by the undersigned thereunto duly authorized. Date March 31, 1998 By /s/ Craig S. Camalo -------------- ------------------------------------------ Craig S. Camalo, Vice President of Finance and Chief Financial Officer INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative's authority to sign on behalf of the registrant shall be filed with the form. ATTENTION Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001). 4 EXHIBIT A ACCOUNTANT'S STATEMENT March 31, 1998 Securities & Exchange Commission Washington, D.C. 20549 Re: Code-Alarm, Inc. Commission File Number: 016441 Deloitte & Touche LLP is the independent auditor of Code-Alarm, Inc. We are writing with respect to Code-Alarm, Inc.'s (the Company) Form 12b-25 filing of Notification of Late Filing of Form 10-K Annual Report due March 31, 1998, and have prepared this letter as an attachment thereto. The Company has not completed the 1997 year end closing of its books and records. Until this process is complete, it is not possible for the Company to prepare complete and accurate consolidated financial statements. Very truly yours, /s/ Deloitte & Touche LLP Deloitte & Touche LLP 5 EXHIBIT B PART III - NARRATIVE The Company has not completed the 1997 year end closing of its books and records. Until this process is complete, it is not possible for the Company to prepare complete and accurate consolidated financial statements. 6 EXHIBIT C The Company will incur a consolidated net loss for its fiscal year ended December 31, 1997, significantly in excess of its 1996 consolidated net loss due to nonrecurring charges of at least $15 million. Until the Company completes the 1997 year end closing of its books and records, the amount of its consolidated net loss cannot be determined. Significant nonrecurring charges that will be included in the Company's 1997 consolidated net loss include a contingency accrual for an unfavorable patent infringement judgment, asset writedowns and costs associated with the closing of a domestic subsidiary, and the write-off of deferred tax assets. -----END PRIVACY-ENHANCED MESSAGE-----