-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ExY6LWgCCjTeHC1TtDmZ3W1dAGQjt29aC9O4kbeEB68YFk+FEHvC3V3hTNs3ZBq6 6jHbSFe6fQJYsy5A2r1/dQ== 0001047469-99-019483.txt : 19990513 0001047469-99-019483.hdr.sgml : 19990513 ACCESSION NUMBER: 0001047469-99-019483 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990512 GROUP MEMBERS: BCU INVESTMENTS, L.L.C. GROUP MEMBERS: BRUCE E. HENDRY GROUP MEMBERS: CURTIS L. CARLSON FOUNDATION GROUP MEMBERS: CURTIS L. CARLSON OCTAGON TRUST GROUP MEMBERS: DR. DEMETRE NICOLOFF GROUP MEMBERS: G. JAMES SPINNER GROUP MEMBERS: GEOFFREY C. GAGE GROUP MEMBERS: JAMES A. POTTER GROUP MEMBERS: JENNIFER L. NELSON TRUST GROUP MEMBERS: JULIET A. NELSON TRUST GROUP MEMBERS: KOZBERG MARC H GROUP MEMBERS: NAFCO INSURANCE COMPANY LTD. OF BERMUDA GROUP MEMBERS: NASSER J. KAZEMINY GROUP MEMBERS: REVOCABLE TRUST OF BARBARA C. GAGE GROUP MEMBERS: REVOCABLE TRUST OF DIANA NELSON GROUP MEMBERS: REVOCABLE TRUST OF EDWIN C. GAGE GROUP MEMBERS: REVOCABLE TRUST OF GLEN D. NELSON GROUP MEMBERS: RICHARD C. GAGE GROUP MEMBERS: ROBERT H. PAYMAR GROUP MEMBERS: SCOTT C. GAGE GROUP MEMBERS: STANLEY I. BARENBAUM GROUP MEMBERS: SUMMIT CAPITAL APPRECIATION FUND LP GROUP MEMBERS: WENDY M. NELSON SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BORDEN CHEMICALS & PLASTICS LIMITED PARTNERSHIP /DE/ CENTRAL INDEX KEY: 0000821202 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 311269627 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-38898 FILM NUMBER: 99617609 BUSINESS ADDRESS: STREET 1: HIGHWAY 73 CITY: GEISMAR STATE: LA ZIP: 70734 BUSINESS PHONE: 6142254482 MAIL ADDRESS: STREET 1: PO BOX 427 STREET 2: 180 EAST BROAD STREET 25TH FLOOR CITY: GERSMAR STATE: LA ZIP: 70734 FORMER COMPANY: FORMER CONFORMED NAME: BORDEN CHEMICALS & PLASTICS LIMITED PARTNERSHIP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KOZBERG MARC H CENTRAL INDEX KEY: 0001072668 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET STREET 2: SUITE 4400 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4115 BUSINESS PHONE: 6123767035 MAIL ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET STREET 2: SUITE 4400 CITY: MINNEAPOLIS STATE: MN ZIP: 55402-4115 SC 13D/A 1 SC 13D/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment) Under the Securities Exchange Act of 1934 BORDEN CHEMICALS AND -------------------- PLASTICS LIMITED PARTNERSHIP ---------------------------- (Name of Issuer) COMMON UNIT ----------- (Title of Class of Securities) 099541 20 3 ----------- (CUSIP Number) Albert A. Woodward, Esq. Maun & Simon, PLC 2000 Midwest Plaza Building West 801 Nicollet Mall Minneapolis, Minnesota 55402 (612) 904-7400 -------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) APRIL 30, 1999 -------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. (Cover page continued on next 21 pages) SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons (entities only)................................... MARC H. KOZBERG - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a (a) X group (see instructions) ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)........... - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... USA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power........................ -0- (8) Shared voting power...................... 125,000 (9) Sole dispositive power................... -0- (10) Shared dispositive power................ 125,000 - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 125,000 - ------------------------------------------------ ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - ------------------------------------------------ ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 0.3% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. IN - -------------------------------------------------- ----------------------------------------------
-2- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons DR. DEMETRE NICOLOFF (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... USA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 75,000 (8) Shared voting power..................... 125,000 (9) Sole dispositive power.................. 75,000 (10) Shared dispositive power................ 125,000 - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 200,000 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 0.5% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. IN - -------------------------------------------------- ----------------------------------------------
-3- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons G. JAMES SPINNER (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X - -------------------------------------------------- ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... USA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power........................ 50,000 (8) Shared voting power...................... 125,000 (9) Sole dispositive power................... 50,000 (10) Shared dispositive power................ 125,000 - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 175,000 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 0.5% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. IN - -------------------------------------------------- ----------------------------------------------
-4- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons ROBERT H. PAYMAR (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... USA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 100,000 (8) Shared voting power..................... 125,000 (9) Sole dispositive power.................. 100,000 (10) Shared dispositive power................ 125,000 - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 225,000 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 0.6% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. IN - -------------------------------------------------- ----------------------------------------------
-5- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons STANLEY I. BARENBAUM (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... USA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... -0- (8) Shared voting power..................... 125,000 (9) Sole dispositive power.................. -0- (10) Shared dispositive power................ 125,000 - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 125,000 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 0.3% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. IN - -------------------------------------------------- ----------------------------------------------
-6- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... SUMMIT CAPITAL APPRECIATION FUND LP I.R.S. Identification Nos. of above persons (entities only)................................... 41-1822728 - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) WC - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)........... - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... MINNESOTA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power........................ 125,000 (8) Shared voting power...................... -0- (9) Sole dispositive power................... 125,000 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 125,000 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 0.3% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. PN - -------------------------------------------------- ----------------------------------------------
-7- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... CURTIS L. CARLSON FOUNDATION I.R.S. Identification Nos. of above persons (entities only)................................... 41-6028973 - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) WC - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... MINNESOTA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 71,300 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 71,300 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 71,300 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 0.2% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. OO - -------------------------------------------------- ----------------------------------------------
-8- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... NAFCO INSURANCE COMPANY LTD. OF BERMUDA I.R.S. Identification Nos. of above persons (entities only)................................... 41-1692396 - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) WC - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). (6) Citizenship or place of organization.......... BERMUDA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: - -------------------------------------------------- ---------------------------------------------- (7) Sole voting power....................... 71,400 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 71,400 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 71,400 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 0.2% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. IC - -------------------------------------------------- ----------------------------------------------
-9- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons REVOCABLE TRUST OF GLEN D. NELSON (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) WC - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... MINNESOTA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 50,000 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 50,000 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 50,000 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 0.1% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. OO - -------------------------------------------------- ----------------------------------------------
-10- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons CURTIS L. CARLSON OCTAGON TRUST (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) WC - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... MINNESOTA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 42,300 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 42,300 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 42,300 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 0.1% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. OO - -------------------------------------------------- ----------------------------------------------
-11- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons SCOTT C. GAGE (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X - -------------------------------------------------- ---------------------------------------------- (b) ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... USA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 15,000 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 15,000 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 15,000 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... less than 0.1% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. IN - -------------------------------------------------- ----------------------------------------------
-12- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons RICHARD C. GAGE (entities only) - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... USA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 10,000 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 10,000 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 10,000 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... less than 0.1% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. IN - -------------------------------------------------- ----------------------------------------------
-13- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons REVOCABLE TRUST OF DIANA NELSON (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X -------------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... USA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 5,000 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 5,000 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 5,000 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... less than 0.1% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. OO - -------------------------------------------------- ----------------------------------------------
-14- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons GEOFFREY C. GAGE (entities only) - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... USA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 5,000 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 5,000 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 5,000 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... less than 0.1% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. IN - -------------------------------------------------- ----------------------------------------------
-15- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons WENDY M. NELSON (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X -------------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... USA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 10,000 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 10,000 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 10,000 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... less than 0.1% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. IN - -------------------------------------------------- ----------------------------------------------
-16- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons JENNIFER L. NELSON TRUST (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) WC - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... MINNESOTA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 7,500 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 7,500 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 7,500 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... less than 0.1% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. OO - -------------------------------------------------- ----------------------------------------------
-17- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons JULIET A. NELSON TRUST (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) WC - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... MINNESOTA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 7,500 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 7,500 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 7,500 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... less than 0.1% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. OO - -------------------------------------------------- ----------------------------------------------
-18- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons REVOCABLE TRUST OF EDWIN C. GAGE (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) WC - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... MINNESOTA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 12,500 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 12,500 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 12,500 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... less than 0.1% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. OO - -------------------------------------------------- ----------------------------------------------
-19- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons REVOCABLE TRUST OF BARBARA C. GAGE (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X -------------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) WC - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... MINNESOTA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 12,500 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 12,500 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 12,500 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... less than 0.1% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. OO - -------------------------------------------------- ----------------------------------------------
-20- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... BCU INVESTMENTS, L.L.C. I.R.S. Identification Nos. of above persons (entities only)................................... 41-1925582 - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) WC - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... MINNESOTA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... 695,100 (8) Shared voting power..................... -0- (9) Sole dispositive power.................. 695,100 (10) Shared dispositive power................ -0- - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 695,100 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 1.9% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. OO - -------------------------------------------------- ----------------------------------------------
-21- SCHEDULE 13D CUSIP NO. 099541 20 3 - -------------------------------------------------- ---------------------------------------------- (1) Names of reporting persons.................... I.R.S. Identification Nos. of above persons NASSER J. KAZEMINY (entities only)................................... - -------------------------------------------------- ---------------------------------------------- (2) Check the appropriate box if a member of a group (see instructions) (a) X ---------------------------------------------- (b) - -------------------------------------------------- ---------------------------------------------- (3) SEC use only.................................. - -------------------------------------------------- ---------------------------------------------- (4) Source of funds (see instructions) PF - -------------------------------------------------- ---------------------------------------------- (5) Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e). - -------------------------------------------------- ---------------------------------------------- (6) Citizenship or place of organization.......... USA - -------------------------------------------------- ---------------------------------------------- Number of shares beneficially owned by each reporting person with: (7) Sole voting power....................... -0- (8) Shared voting power..................... 695,100 (9) Sole dispositive power.................. -0- (10) Shared dispositive power................ 695,100 - -------------------------------------------------- ---------------------------------------------- (11) Aggregate amount beneficially owned by each reporting person. 695,100 - -------------------------------------------------- ---------------------------------------------- (12) Check if the aggregate amount in Row (11) excludes certain shares (see instructions). - -------------------------------------------------- ---------------------------------------------- (13) Percent of class represented by amount in Row (11).......................................... 1.9% - -------------------------------------------------- ---------------------------------------------- (14) Type of reporting person (see instructions).. IN - -------------------------------------------------- ----------------------------------------------
-22- INTRODUCTION The members of this Section 13(d) filing group (the "Holders") originally filed a Schedule 13D relating to Borden Chemicals and Plastics Limited Partnership (the "Issuer") on October 28, 1998. The original filing was amended on November 27, 1998 and December 28, 1998. This filing is the third amendment to the original Schedule 13D filing. Cover pages are included only to the extent that a Holder has engaged in transactions in the voting Common Units of the Issuer since the filing of the most recent Schedule 13D amendment. The Holders' responses to Items 1, 3, and 6 remain unchanged. ITEM 2. IDENTITY AND BACKGROUND John K. Ellingboe and Catherine A. Cella are no longer members of this Section 13(d) filing group. All other information regarding the Holders in Item 2 of the most recent filing remains accurate. ITEM 4. PURPOSE OF TRANSACTION. See Item 3. The Holders have acquired the Common Units of the Issuer for investment purposes. The Holders specifically reserve the right to purchase or sell Common Units of the Issuer if they deem it in their best interest, and to communicate with other Unit holders of the Issuer regarding matters of common concern as Unit holders of the Issuer. The Holders do not have any plans or proposals respecting extraordinary corporate transactions effecting the Issuer, sale of its assets, changes in its management, capitalization, dividend policy, business or corporate structure, charter or bylaws, or the listing of the Issuer's securities or similar actions. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Information with respect to the aggregate number, and percentage, of all outstanding Common Units beneficially owned as of May 7, 1999 by each of the Holders is set forth below: -23-
Percentage of Name Number of Common Units Outstanding Units ---- ---------------------- ----------------- Marc H. Kozberg 125,000 * 0.3% Bruce E. Hendry 1,091,300 3.0% Dr. Demetre Nicoloff 200,000 * 0.5% G. James Spinner 125,000 * 0.5% Robert H. Paymar 225,000 *^ 0.6% Stanley I. Barenbaum 125,000 * 0.3% James A. Potter 40,000 0.1% Summit Capital Appreciation Fund LP 125,000 0.3% Curtis L. Carlson Foundation 71,300 0.2% NAFCO Insurance Company Ltd. of Bermuda 71,400 0.2% Revocable Trust of Glen D. Nelson 50,000 0.1% Curtis L. Carlson Octagon Trust 42,300 0.1% Scott C. Gage 15,000 less than 0.1% Richard C. Gage 10,000 less than 0.1% Revocable Trust of Diana Nelson 5,000 less than 0.1% Geoffrey C. Gage 5,000 less than 0.1% Wendy M. Nelson 10,000 less than 0.1% Jennifer L. Nelson Trust 7,500 less than 0.1% Juliet A. Nelson Trust 7,500 less than 0.1% Revocable Trust of Edwin C. Gage 12,500 less than 0.1% Revocable Trust of Barbara C. Gage 12,500 less than 0.1% BCU Investments, L.L.C. 695,100 2.2% Nasser J. Kazeminy 695,100 # 2.2%
* Includes 125,000 Common Units owned by Summit Capital Appreciation Fund LP. # Includes 695,100 Common Units owned by BCU Investments, L.L.C. ^ Includes 50,000 Common Units subject to call options at $10.00 per Unit expiring November 20, 1999. The Holders' response to Items 7 through 13 of the cover pages of the statement are incorporated herein by reference. On March 12, 1999, the Issuer had 36,750,000 Common Units outstanding. The Holders, as of May 7, 1999, collectively own 2,546,400 Units of the Issuer's Common Units, constituting approximately 6.9% of all of the outstanding voting Common Units. Transactions by the Holders in Common Units of the Issuer since the most recent filing of a Schedule 13D Amendment are as follows: -24-
TYPE OF NUMBER OF PRICE/ NAME DATE TRANSACTION UNITS UNIT ---- ---- ----------- --------- ---- Marc H. Kozberg 03/29/99 Sell 50,000 7.3834 Dr. Demetre Nicoloff 04/23/99 Sell 30,000 8.5000 Dr. Demetre Nicoloff 04/23/99 Sell 20,000 8 8/15 Dr. Demetre Nicoloff 04/30/99 Sell 25,000 9 1/14 Stanley I. Barenbaum 04/22/99 Sell 50,000 8.3125 Summit Capital* 03/10/99 Sell 10,000 6.1875 Summit Capital* 03/24/99 Sell 10,000 7.1875 Summit Capital* 03/25/99 Sell 30,000 7.3834 Summit Capital* 04/09/99 Sell 10,000 8.0000 Summit Capital* 04/15/99 Sell 20,000 8.2813 Summit Capital* 04/15/99 Sell 20,000 8.0625 Summit Capital* 04/16/99 Sell 10,000 8.4375 Summit Capital* 04/21/99 Sell 50,000 8.1875 Summit Capital* 04/22/99 Sell 40,000 8.3438 Summit Capital* 04/23/99 Sell 4,300 8.8750 Summit Capital* 04/26/99 Sell 45,700 8.5625 Summit Capital* 04/30/99 Sell 25,000 9.0714 Juliet A. Nelson Trust 04/30/99 Sell 7,500 9.0714 Jennifer L. Nelson Trust 04/30/99 Sell 7,500 9.0714 Rev. Trust of GDN** 04/30/99 Sell 50,000 9.0714 Rev. Trust of ECG*** 04/30/99 Sell 12,500 9.0714 Rev. Trust of BCG# 04/30/99 Sell 12,500 9.0714 Rev. Trust of DLN^ 04/30/99 Sell 5,000 9.0714 Wendy M. Nelson 04/30/99 Sell 10,000 9.0714 Geoffrey C. Gage 04/30/99 Sell 5,000 9.0714 Scott C. Gage 04/30/99 Sell 15,000 9.0714 Richard C. Gage 04/30/99 Sell 10,000 9.0714 NAFCO## 04/30/99 Sell 63,600 9.0714 CLC Family Foundation^^ 04/30/99 Sell 63,700 9.0714 CLC Octagon Trust^^^ 04/30/99 Sell 37,700 9.0714 BCU Investments, L.L.C. 05/05/99 Sell 100,000 9.0214 TOTAL (SELL) (850,000) TOTAL (BUY) -0- ----- TOTAL (NET) (850,000)
* Summit Capital Appreciation Fund, LP ** Revocable Trust of Glen D. Nelson *** Revocable Trust of Edwin C. Gage # Revocable Trust of Barbara C. Gage ^ Revocable Trust of Diana L. Nelson ## NAFCO Insurance Company Ltd. of Bermuda ^^ Curtis L. Carlson Family Foundation ^^^ Curtis L. Carlson Octagon Trust -25- On April 23, 1999, Robert H. Paymar sold call options to purchase 35,000 Common Units at a weighted average price of $1.2723. On April 30, 1999, Mr. Paymar sold call options to purchase 15,000 Common Units at a weighted average price of $1.3958. The call options allow the purchaser to call Common Units at a price of $10.00 per Unit and expire on November 20, 1999. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. Exhibit A -- Agreement as to joint filing pursuant to Regulation Section 240.13d-1(f)(1)(iii). -26- SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ Bruce E. Hendry -------------------------------- Bruce E. Hendry SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ Marc H. Kozberg -------------------------------- Marc H. Kozberg SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ Dr. Demetre Nicoloff ------------------------------- Dr. Demetre Nicoloff SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ G. James Spinner ------------------------------- G. James Spinner -27- SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ Robert H. Paymar ------------------------------- Robert H. Paymar SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ Stanley I. Barenbaum -------------------------------- Stanley I. Barenbaum SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ James A. Potter -------------------------------- James A. Potter -28- SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 SUMMIT CAPITAL APPRECIATION FUND LP By: SCA Management Partners L.L.P. By: /s/ Marc H. Kozberg ---------------------------- Marc H. Kozberg, a partner SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 CURTIS L. CARLSON FOUNDATION By: /s/ Donna Snyder -------------------------------- Donna Snyder, Secretary SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 NAFCO INSURANCE COMPANY LTD. OF BERMUDA By: /s/ Mary Stotts -------------------------------- Mary Stotts, Authorized Agent -29- SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 REVOCABLE TRUST OF GLEN D. NELSON By: /s/ Glen D. Nelson -------------------------------- Glen D. Nelson, Trustee SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 CURTIS L. CARLSON OCTAGON TRUST By: /s/ John Flottmeier -------------------------------- John Flottmeier, Trust Manager SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ Scott C. Gage -------------------------------- Scott C. Gage -30- SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ Richard C. Gage -------------------------------- Richard C. Gage SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 REVOCABLE TRUST OF DIANA NELSON By: /s/ Diana Nelson ----------------------------- Diana Nelson, Trustee SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ Geoffrey C. Gage ----------------------------- Geoffrey C. Gage SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ Wendy M. Nelson ----------------------------- Wendy M. Nelson -31- SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 JENNIFER L. NELSON TRUST By: /s/ Curtis C. Nelson -------------------------------- Curtis C. Nelson, Trustee SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 JULIET A. NELSON TRUST By: /s/ Curtis C. Nelson -------------------------------- Curtis C. Nelson, Trustee SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 REVOCABLE TRUST OF EDWIN C. GAGE TRUST By: /s/ John Flottmeier --------------------------------- John Flottmeier, Trust Manager -32- SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 REVOCABLE TRUST OF BARBARA C. GAGE By: /s/ John Flottmeier -------------------------------- John Flottmeier, Trust Manager SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 BCU INVESTMENTS, L.L.C. By: /s/ Nasser J. Kazeminy -------------------------------- Nasser J. Kazeminy, Chairman SIGNATURE After reasonable inquiry, and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: May 10, 1999 /s/ Nasser J. Kazeminy ------------------------------------ Nasser J. Kazeminy -33- EXHIBIT A AGREEMENT AS TO JOINT FILING Pursuant to Regulation Section 240.13d-1(f)(1)(iii), the undersigned acknowledge and agree that the attached Schedule 13D relating to Borden Chemicals and Plastics Limited Partnership is being filed on behalf of each of the undersigned. /s/ Bruce E. Hendry ---------------------------------- Bruce E. Hendry /s/ Marc H. Kozberg --------------------------------- Marc H. Kozberg /s/ Dr. Demetre Nicoloff --------------------------------- Dr. Demetre Nicoloff /s/ G. James Spinner --------------------------------- G. James Spinner /s/ Robert H. Paymar --------------------------------- Robert H. Paymar /s/ Stanley I. Barenbaum --------------------------------- Stanley I. Barenbaum /s/ James A. Potter --------------------------------- James A. Potter SUMMIT CAPITAL APPRECIATION FUND LP By: SCA Management Partners L.L.P. By: /s/ Marc H. Kozberg -------------------------- Marc H. Kozberg, a partner -34- CURTIS L. CARLSON FOUNDATION By: /s/ Donna Snyder ------------------------------ Donna Snyder, Secretary NAFCO INSURANCE COMPANY LTD. OF BERMUDA By: /s/ Mary Stotts ------------------------------ Mary Stotts, Authorized Agent REVOCABLE TRUST OF GLEN D. NELSON By: /s/ Glen D. Nelson ------------------------------ Glen D. Nelson, Trustee CURTIS L. CARLSON OCTAGON TRUST By: /s/ John Flottmeier ------------------------------ John Flottmeier, Trust Manager /s/ Scott C. Gage ------------------------------ Scott C. Gage /s/ Richard C. Gage ------------------------------ Richard C. Gage REVOCABLE TRUST OF DIANA NELSON By: /s/ Diana Nelson ------------------------------ Diana Nelson, Trustee /s/ Geoffrey C. Gage ------------------------------ Geoffrey C. Gage /s/ Wendy M. Nelson ------------------------------ Wendy M. Nelson -35- JENNIFER L. NELSON TRUST By: /s/ Curtis C. Nelson ------------------------------ Curtis C. Nelson, Trustee JULIET A. NELSON TRUST By: /s/ Curtis C. Nelson ------------------------------ Curtis C. Nelson, Trustee REVOCABLE TRUST OF EDWIN C. GAGE By: /s/ John Flottmeier ------------------------------ John Flottmeier, Trust Manager REVOCABLE TRUST OF BARBARA C. GAGE By: /s/ John Flottmeier ------------------------------ John Flottmeier, Trust Manager BCU INVESTMENTS, L.L.C. By: /s/ Nasser J. Kazeminy ------------------------------ Nasser J. Kazeminy, Chairman /s/ Nasser J. Kazeminy ------------------------------ Nasser J. Kazeminy -36- -----END PRIVACY-ENHANCED MESSAGE-----