FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/03/2013 |
3. Issuer Name and Ticker or Trading Symbol
EOG RESOURCES INC [ EOG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 31,133.339 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Appreciation Rights | 09/20/2008(1) | 09/20/2014 | Common Stock | 2,000 | $73.83 | D | |
Employee Non-qualified Stock Options (Right to Buy) | 09/17/2009(2) | 09/17/2015 | Common Stock | 2,375 | $88.81 | D | |
Employee Non-qualified Stock Options (Right to Buy) | 09/18/2010(3) | 09/18/2016 | Common Stock | 4,875 | $81.86 | D | |
Employee Non-qualified Stock Options (Right to Buy) | 09/24/2011(4) | 09/24/2017 | Common Stock | 4,500 | $92.11 | D | |
Employee Non-qualified Stock Options (Right to Buy) | 09/21/2012(5) | 09/21/2018 | Common Stock | 8,000 | $83.43 | D | |
Stock Appreciation Rights | 09/25/2013(6) | 09/25/2019 | Common Stock | 12,000 | $112.42 | D |
Explanation of Responses: |
1. The SARs granted became exercisable in 25 percent increments beginning one year from the September 20, 2007 date of grant and on each of the next three grant date anniversaries. The SARs reported became fully exercisable on September 20, 2011. |
2. The options granted became exercisable in 25 percent increments beginning one year from the September 17, 2008 date of grant and on each of the next three grant date anniversaries. The options reported became fully exercisable on September 17, 2012. |
3. The options granted became exercisable in 25 percent increments beginning one year from the September 18, 2009 date of grant and on each of the next three grant date anniversaries. The options reported will become fully exercisable on September 18, 2013. |
4. The options granted became exercisable in 25 percent increments beginning one year from the September 24, 2010 date of grant and on each of the next three grant date anniversaries. The options reported will become fully exercisable on September 24, 2014. |
5. The options granted became exercisable in 25 percent increments beginning one year from the September 21, 2011 date of grant and on each of the next three grant date anniversaries. The options reported will become fully exercisable on September 21, 2015. |
6. The SARs granted will become exercisable in 25 percent increments beginning one year from the September 25, 2012 date of grant and on each of the next three grant date anniversaries. The SARs reported will become fully exercisable on September 25, 2016. |
Vicky Strom, attorney-in-fact for Lloyd W. Helms, Jr. | 05/09/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |