0000821127-18-000073.txt : 20180517 0000821127-18-000073.hdr.sgml : 20180517 20180517165732 ACCESSION NUMBER: 0000821127-18-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schwartz George G CENTRAL INDEX KEY: 0001673188 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35070 FILM NUMBER: 18843784 BUSINESS ADDRESS: BUSINESS PHONE: 617-646-4822 MAIL ADDRESS: STREET 1: BOSTON PRIVATE BANK & TRUST COMPANY STREET 2: 10 POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOSTON PRIVATE FINANCIAL HOLDINGS INC CENTRAL INDEX KEY: 0000821127 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 042976299 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 POST OFFICE SQ CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6175561900 MAIL ADDRESS: STREET 1: 10 POST OFFICE SQUARE CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: BOSTON PRIVATE BANCORP INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_152659063812919.xml FORM 4 X0306 4 2018-05-15 0 0000821127 BOSTON PRIVATE FINANCIAL HOLDINGS INC BPFH 0001673188 Schwartz George G BOSTON PRIVATE BANK & TRUST COMPANY TEN POST OFFICE SQUARE BOSTON MA 02109 0 1 0 0 President-Boston Private Bank Common Stock 2018-05-15 4 M 0 7891 16.60 A 142045.862 D Common Stock 2018-05-15 4 F 0 2246 16.60 D 139799.862 D Common Stock 2018-05-15 4 F 0 2324 16.60 D 137475.862 D Performance Shares 2018-05-15 4 M 0 7891 0 D Common Stock 11436.0 0 D Restricted Stock Units 2018-05-15 4 A 0 8675 0 A Common Stock 8675.0 8675 D Performance Restricted Stock Units 2018-05-15 4 A 0 13012 0 A Common Stock 13012.0 13012 D May 15, 2015 grant date common stock closing price. Performance Shares represent a contingent right to receive one share of the Company's common stock. Performance Shares vested based on the Company's performance for the period January 1, 2015 through December 31, 2017. Number represents targeted performance shares initially granted for the 2015-2017 performance period. 69% of these shares vested based upon the Company's performance during the performance period. The remaining performance shares were forfeited. Each Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Restricted Stock Units vest in full on the third anniversary of the grant date. Each Performance Restricted Stock Unit represents a contingent right to receive one share of the Company's common stock. Performance Restricted Stock Units vest based on the Company's performance for the period January 1, 2018 through December 31, 2020. /s/ Margaret W. Chambers, attorney-in-fact for Mr. Schwartz. 2018-05-17