-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tvr1wFu/kGgGNNAaOeIelFXjZd3sApXsC17WlDTEe20MACDmNqCpV8aD/YTXelom xbQE1BhuYctYOqQg6og7gA== 0001209191-06-061369.txt : 20061124 0001209191-06-061369.hdr.sgml : 20061123 20061124135121 ACCESSION NUMBER: 0001209191-06-061369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060724 FILED AS OF DATE: 20061124 DATE AS OF CHANGE: 20061124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSONS INC CENTRAL INDEX KEY: 0000821026 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 341562374 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 480 W DUSSEL DR CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 4198935050 MAIL ADDRESS: STREET 1: 480 W DUSSEL DR CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: ANDERSONS MANAGEMENT CORP DATE OF NAME CHANGE: 19931119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FALLAT DALE W CENTRAL INDEX KEY: 0001220241 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20557 FILM NUMBER: 061237940 BUSINESS ADDRESS: STREET 1: PO BOX 119 CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 4198437357 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-07-24 0 0000821026 ANDERSONS INC ANDE 0001220241 FALLAT DALE W 480 W DUSSEL DR MAUMEE OH 43537 0 1 0 0 Vice President COMMON STOCK 2006-07-24 4 J 0 12.967 38.37 A 28219.641 D COMMON STOCK 2006-08-17 4 J 0 2.676 35.31 D 28216.965 D COMMON STOCK 2006-10-23 4 J 0 13.182 37.78 A 26230.147 D COMMON STOCK 2006-11-22 4 S 0 8000 41.47 D 18230.147 D PERFORMANCE SHARE UNIT 0.00 2007-12-31 2008-01-01 COMMON STOCK 0 840 D PERFORMANCE SHARE UNIT 0.00 2008-12-31 2009-01-01 COMMON STOCK 0 560 D SOSAR 39.115 2009-04-01 2011-04-01 COMMON STOCK 3000 3000 D STOCK OPTION 6.35 2003-01-01 2008-01-01 COMMON STOCK 6400 6400 D STOCK OPTION 7.9835 2004-01-01 2009-01-01 COMMON STOCK 5600 5600 D STOCK OPTION 15.50 2005-04-01 2010-03-31 COMMON STOCK 5000 5000 D Acquisition pursuant to Rule 16b-3(c) Adjustment to 401K plan Sale of shares held in 401K Plan Stock Performance Unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS from 1/1/2005 to 12/31/2007. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period. Stock Performance Unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS from 1/1/2006 to 12/31/2008. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period. Dale Fallat, by: Mary J. Schroeder, Limited Power of Attorney 2006-11-24 EX-24.4_160414 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY Know all men by these presents, that I, Dale W. Fallat, the undersigned, of 6675 Embassy Ct.(address), City of Maumee, County of Lucas, State of Ohio, hereby make, constitute and appoint each of Gary L. Smith, Mary J. Schroeder, and Nicholas C. Conrad, each of The Andersons, Inc., 480 W. Dussel Drive, Maumee, Ohio, 43537 my true and lawful limited attorney-in-fact for me and in my name, place and stead giving severally unto said Gary L. Smith, Mary J. Schroeder, and Nicholas C. Conrad full power individually to execute and to file with the Securities and Exchange Commission ("SEC") as my limited attorney-in-fact, any and all SEC Forms 3, 4, 5 or 144 required to be filed under the Securities Act of 1933 or the Securities Exchange Act of 1934, each as amended, in connection with my beneficial ownership of equity securities of The Andersons, Inc. for the calendar years 2006 and 2007. The rights, powers, and authority of each limited attorney-in-fact herein granted shall commence and be in full force and effect as of the date hereof; and such rights, powers, and authority shall remain in full force and effect thereafter through and including January 7, 2008. IN WITNESS WHEREOF, the undersigned has executed this Limited Power of Attorney as of this ___16th___ day of _December___, __2005_____. __Dale W. Fallat______ Name STATE OF Ohio ) ) ss COUNTY OF Lucas ) On this __16th___ day of _December___, __2005__, before me a notary public in and for said state, personally appeared _Dale W. Fallat_, to me personally known, who being duly sworn,acknowledged that he/she had executed the foregoing instrument for purposes therein mentioned and set forth. __Joanne Kapnick________ Notary Public My Commission Expires: ___08/05/07______ -----END PRIVACY-ENHANCED MESSAGE-----