-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E70NsVb9qUh4CDvBIfIu2KfNHi+M39rURlkGEhqD9hgr0Bmqb+bI8kxNVhajg4ad 2O8uJ7epijBjfXUH92Yj7w== 0001209191-06-038778.txt : 20060630 0001209191-06-038778.hdr.sgml : 20060630 20060630151506 ACCESSION NUMBER: 0001209191-06-038778 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030723 FILED AS OF DATE: 20060630 DATE AS OF CHANGE: 20060630 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADDIS DENNIS J CENTRAL INDEX KEY: 0001220228 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20557 FILM NUMBER: 06937392 BUSINESS ADDRESS: STREET 1: PO BOX 119 CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 4198437357 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ANDERSONS INC CENTRAL INDEX KEY: 0000821026 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-FARM PRODUCT RAW MATERIALS [5150] IRS NUMBER: 341562374 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 480 W DUSSEL DR CITY: MAUMEE STATE: OH ZIP: 43537 BUSINESS PHONE: 4198935050 MAIL ADDRESS: STREET 1: 480 W DUSSEL DR CITY: MAUMEE STATE: OH ZIP: 43537 FORMER COMPANY: FORMER CONFORMED NAME: ANDERSONS MANAGEMENT CORP DATE OF NAME CHANGE: 19931119 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2003-07-23 0 0000821026 ANDERSONS INC ANDE 0001220228 ADDIS DENNIS J 480 W DUSSEL DR MAUMEE OH 43537 0 1 0 0 President, Plant Nutrient COMMON STOCK 2003-07-23 4 P 0 0.5255 13.32 A 400.5255 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2003-10-22 4 P 0 0.44 16.00 D 400.0855 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2004-01-23 4 P 0 1.8125 16.59 A 401.898 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2004-04-23 4 P 0 1.5304 19.74 A 403.4284 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2004-07-23 4 P 0 1.6986 17.85 A 405.127 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2004-10-22 4 P 0 1.3295 24.43 A 406.4565 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2005-01-24 4 P 0 2.263 25.01 A 708.7195 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2005-04-22 4 P 0 2.08 27.29 A 710.7995 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2005-07-22 4 P 0 1.51 40.06 A 712.3095 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2005-10-24 4 P 0 2.146 28.25 A 714.4555 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2006-01-23 4 P 0 1.328 45.78 A 715.7835 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2006-04-24 4 P 0 0.553 92.22 A 566.3365 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2006-06-28 4 J 0 566.3365 0.00 A 1132.673 I Jonathon Addis, T. Addis, Cust. COMMON STOCK 2006-06-28 4 J 0 15412 0.00 A 30824 I Held by Trust PERFORMANCE SHARE UNIT 0.00 2006-06-28 4 J 0 1710 0.00 A 2007-12-31 2008-01-01 COMMON STOCK 0 3420 D PERFORMANCE SHARE UNIT 0.00 2006-06-28 4 J 0 1570 0.00 A 2008-12-31 2009-01-01 COMMON STOCK 0 3140 D SOSAR 39.115 2006-06-28 4 J 0 8000 0.00 A 2009-04-01 2011-04-01 COMMON STOCK 8000 16000 D STOCK OPTION 6.35 2006-06-28 4 J 0 7200 0.00 A 2003-01-01 2008-01-01 COMMON STOCK 12500 14400 D STOCK OPTION 7.9835 2006-06-28 4 J 0 12500 0.00 A 2004-01-01 2009-01-01 COMMON STOCK 12500 25000 D STOCK OPTION 15.50 2006-06-28 4 J 0 10500 0.00 A 2005-04-01 2010-03-31 COMMON STOCK 10500 21000 D Reinvestment of dividend - No form filed at that time. Represents shares received following a 2-for-1 stock split on June 28, 2006 Stock Performance Unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS from 1/1/2005 to 12/31/2007. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period. As result of 2-for-1 stock split on June 28,2006, PSUs have increased as noted. Stock Performance Unit granted pursuant to The Andersons, Inc. Plan. Units vest 100% in 3 years contingent on cumulative EPS from 1/1/2006 to 12/31/2008. Number of underlying shares are determined by the three-year cumulative fully diluted EPS for the performance period. As a result of a 2-for-1 stock split on June 28, 2006, the option shares have increased as noted and the exercise price has been adjusted to one-half of the previously reported exercise price. Dennis J. Addis 2006-06-30 -----END PRIVACY-ENHANCED MESSAGE-----