0001193125-19-322267.txt : 20220201 0001193125-19-322267.hdr.sgml : 20220201 20191223115433 ACCESSION NUMBER: 0001193125-19-322267 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20191223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN MUNICIPAL TRUST/MA CENTRAL INDEX KEY: 0001020660 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: NUVEEN INVESTMENTS STREET 2: 333 W WACKER DRIVE 33RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129178146 MAIL ADDRESS: STREET 1: NUVEEN INVESTMENTS STREET 2: 333 W WACKER DR 33RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN FLAGSHIP MUNICIPAL TRUST DATE OF NAME CHANGE: 19960910 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN FLAGSHIP TAX EXEMPT TRUST DATE OF NAME CHANGE: 19960807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN MULTISTATE TRUST I CENTRAL INDEX KEY: 0001018972 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: C/O JOHN NUVEEN & CO INC STREET 2: 333 WEST WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129178200 MAIL ADDRESS: STREET 1: JOHN NUVEEN & CO INC STREET 2: 333 WEST WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN FLAGSHIP MULTISTATE TRUST I DATE OF NAME CHANGE: 19960716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN MULTISTATE TRUST IV CENTRAL INDEX KEY: 0001018973 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: C/O JOHN NUVEEN & CO INC STREET 2: 333 WEST WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129178200 MAIL ADDRESS: STREET 1: JOHN NUVEEN & CO INC STREET 2: 333 WEST WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN FLAGSHIP MULTISTATE TRUST IV DATE OF NAME CHANGE: 19960716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN MULTISTATE TRUST II /MA/ CENTRAL INDEX KEY: 0001018975 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0228 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: C/O NUVEEN INVESTMENTS STREET 2: 333 WEST WACKER DRIVE 33RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129177783 MAIL ADDRESS: STREET 1: NUVEEN INVESTMENTS STREET 2: 333 WEST WACKER DRIVE 33RD FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN FLAGSHIP MULTISTATE TRUST II DATE OF NAME CHANGE: 19960716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN MULTISTATE TRUST III CENTRAL INDEX KEY: 0001020661 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: JOHN NUVEEN & CO INC STREET 2: 333 W WACKER DRIVE 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129178200 MAIL ADDRESS: STREET 1: JOHN NUVEEN & CO INC STREET 2: 333 W WACKER DR 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN MULTISTATE TRUST III DATE OF NAME CHANGE: 20040108 FORMER COMPANY: FORMER CONFORMED NAME: NUVEEN FLAGSHIP MULTISTATE TRUST III DATE OF NAME CHANGE: 19960807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen High Income 2023 Target Term Fund CENTRAL INDEX KEY: 0001753217 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen High Income 2023 Target Term Fund DATE OF NAME CHANGE: 20180917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Intermediate Duration Quality Municipal Term Fund CENTRAL INDEX KEY: 0001564584 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen High Income 2020 Target Term Fund CENTRAL INDEX KEY: 0001639457 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 333 W. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 W. WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen High Income November 2021 Target Term Fund CENTRAL INDEX KEY: 0001647933 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen High Income November 2021 Target Term Fund DATE OF NAME CHANGE: 20160209 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen High Income June 2021 Target Term Fund DATE OF NAME CHANGE: 20151218 FORMER COMPANY: FORMER CONFORMED NAME: Nuveen High Income December 2020 Target Term Fund DATE OF NAME CHANGE: 20150713 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen High Income December 2019 Target Term Fund CENTRAL INDEX KEY: 0001666735 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129178146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Credit Opportunities 2022 Target Term Fund CENTRAL INDEX KEY: 0001686142 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129178146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Emerging Markets Debt 2022 Target Term Fund CENTRAL INDEX KEY: 0001708261 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DRIVE STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3129178146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DRIVE STREET 2: 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENT FUNDS INC CENTRAL INDEX KEY: 0000820892 IRS NUMBER: 411418224 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AMERICAN INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SECURAL MUTUAL FUNDS INC DATE OF NAME CHANGE: 19910627 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nuveen Intermediate Duration Municipal Term Fund CENTRAL INDEX KEY: 0001557915 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 CORRESP 1 filename1.htm Response Letter

December 23, 2019

Mr. David Manion

U.S. Securities and Exchange Commission

Division of Investment Management, Disclosure Review & Accounting Office

100 F Street N.E.

Washington DC 20549

Re: Nuveen Closed-End and Open-End Funds – Sarbanes Oxley Review

Dear Mr. Manion:

This letter addresses the comments you provided in a telephone discussion on November 21, 2019, regarding reviews performed by the staff of the U.S. Securities and Exchange Commission (the “SEC Staff”) of certain regulatory filings made by the Nuveen closed-end and open-end registered investment companies listed on Appendix A attached hereto, (each a “Fund” or “Registrant” and collectively, the “Funds” or “Registrants”), and advised by Nuveen Fund Advisors, LLC (the “Adviser”). Each comment is shown below followed by our response.

 

  1)

Comment: In the Form N-CSR filings filed on June 6, 2019 for each Nuveen Municipal Trust and Nuveen Investment Funds, Inc., the Report of Independent Registered Public Accounting Firm does not identify the auditor of the Funds. Please consider amending the filings to identify the auditor.

Response: The SEC Staff is correct in identifying that the Report of Independent Registered Public Accounting Firm for each Registrant dated May 29, 2019 did not identify the auditor of the Funds. The Registrants amended these Form N-CSR filings on December 16, 2019 (accepted 16-Dec-2019 18:09 for Municipal Trust and 16-Dec-2019 18:11 for Nuveen Investments Funds, Inc.) to identify the auditor of the Funds, which is PricewaterhouseCoopers, LLP.

 

  2)

Comment: The Funds’ Notes to Financial Statements includes a Borrowing Arrangements disclosure that provides, for each Fund’s borrowings utilization period during the current fiscal period, (1) the average daily balance outstanding and (2) the average annual interest rate. Please consider enhancing the Funds’ disclosure to include the number of days in the borrowings utilization period.

Response: Beginning with the Funds’ shareholder reports dated September 30, 2019, the Borrowing Arrangements disclosure has been enhanced to include the number of days the borrowings were outstanding during the current fiscal period as follows (new disclosure underlined):

 

Example:

     

Nuveen Symphony High Yield Income Fund’s September 30, 2019 annual report.

Utilization period (days outstanding)

     1     

Average daily balance outstanding

   $ 17,800,000     

Average annual interest rate

     3.21%     

 

Page 1 of 5

  3)

Comment: Nuveen High Income November 2021 Target Term Fund (JHB) has a rehypothecation arrangement disclosed in its December 31, 2018 annual report which describes that the Fund has entered into a rehypothecation Side Letter with its credit agreement lender, allowing it to re-register a portion of its collateral in its own name or in a name other than the Fund’s to pledge, repledge, hypothecate, rehyphothecate, sell, lend or otherwise transfer or use the collateral (the “Hypothecated Securities”) with all rights of ownership as described in the Side Letter. For this rehypothecation arrangement, please explain the following:

 

  a.

Does the Fund maintain “effective control” of the Hypothecated Securities? In determining “effective control” please refer to the SEC Staff Division of Investment Management’s Generic Comment Letter for Investment Management Chief Financial Officers (“Dear CFO”) letter dated November 7, 1997.

 

  b.

How does the Fund account for the Hypothecated Securities under U.S. generally accepted accounting principles (“U.S. GAAP”) as financing and financial instruments accounting?

 

  c.

Who receives the income from the Hypothecated Securities?

 

  d.

How did the Fund determine that the Hypothecated Securities are not securities lending transactions?

Response:

 

  a.

Does the Fund maintain “effective control” of the Hypothecated Securities? Yes, the Fund maintains “effective control” of the Hypothecated Securities. The Fund has entered into a credit agreement with a bank (the “Lender”). In connection with the Fund’s credit agreement, the Lender and the Fund enter into a Side Letter giving the Lender the ability to rehypothecate collateral pledged to the lender by the Fund and maintained at a third party custodian, provided that the then-current market value of the collateral the Lender rehypothecates does not exceed the then-outstanding principal balance of the Lender’s loan to the Fund. If a mismatch occurs, the Lender is required to promptly return the excess to the Fund’s pledge account at the third party custodian. The Fund maintains effective control under the Side Letter because it contractually retains the right and sole discretion to designate any securities as ineligible for rehypothecation and to recall at any time Hypothecated Securities, including for purposes of exercising voting rights with respect thereto. The Side Letter also permits the Fund to receive dividends, interest and other distributions on the collateral it has pledged.

Accounting for sales of financial instruments are governed by Accounting Standards Codification (“ASC”) 860 Transfers and Servicing (“ASC 860”). ASC 860-10-40-24 states that if the following criteria are met, the Fund is determined to maintain “effective control” over such assets:

 

    i.

the assets to be repurchased or redeemed are the same or substantially the same as those transferred;

 

   ii.

the transferor is able to repurchase or redeem them on substantially the agreed upon terms, even in the event of default by the transferee;

 

  iii.

the agreement is to repurchase or redeem them before maturity, at a fixed or determinable price: and

 

Page 2 of 5

  iv.

the agreement is entered contemporaneously with, or in contemplation of, the transfer.

Given the terms of the Fund’s Side Letter and the criteria of ASC 860-10-40-24, management has determined that the Fund maintains “effective control.”

 

  b.

How does the Fund account for the Hypothecated Securities under U.S. GAAP as financing and financial instruments accounting? ASC-860-10-40-5 requires that, in order for sale accounting to be applied, the transferor, its consolidated affiliates included in the financial statements being presented, or its agents do not maintain effective control over the transferred financial assets or third-party beneficial interests related to those transferred assets. As noted above, the Fund maintains “effective control” of the Hypothecated Securities. The Fund can recall the Hypothecated Securities on demand and the Fund receives principal, interest, dividends and other distributions paid on the Hypothecated Securities. Therefore, the Fund does not treat the pledge of collateral of the Hypothecated Securities as a sale and such securities are recognized as a holding in the Fund’s Portfolio of Investments (with an accompanying footnote disclosure noting that such securities have been hypothecated) and as a component of “Long-term investments, at value” on the Statement of Assets and Liabilities. The Fund also recognizes on its Statement of Operations any principal, interest, dividends and other distributions paid on the Hypothecated Securities.

 

  c.

Who receives the income from the Hypothecated Securities? As described above, the Fund recognizes on its Statement of Operations any interest or dividend payments received on the Hypothecated Securities. If the question, however, is asking about whether the Fund receives income for permitting the Lender to rehypothecate the Hypothecated Securities, the Fund receives an economic benefit from permitting the Lender to hypothecate a portion of its collateral through a lower cost of borrowing on its outstanding loans. This lower cost of borrowing, in the neighborhood of 25 basis points, would be reduced or eliminated should the Fund elect to restrict or terminate the ability of the Lender to hypothecate such collateral.

 

  d.

How did the Fund determine that the Hypothecated Securities are not securities lending transactions?

The Fund’s primary financing objective is to secure a committed borrowing facility (“Facility”) from a Lender. As part of the terms of this Facility, nearly all of the Fund’s assets are restricted and used to collateralize and secure the outstanding borrowing from the Lender. Enabling the Lender to use a portion of these restricted assets for its rehypothecation purposes is simply a pledge of collateral under the Facility, and does not constitute in form or substance a lending of those securities to the Lender. The Fund is not actively seeking to lend its securities to third parties and manage an ongoing pool of collateral, nor is it seeking to obtain incremental economic leverage from such transactions. Both the purpose, as well as the operational mechanics, are significantly different.

We do however recognize that permitting the Lender to rehypothecate a portion of the collateral securing the outstanding loan to the Fund has similar attributes to securities lending, and thus we have incorporated features within the rehypothecation framework to adhere to established securities lending norms/guidance. These aspects include, but are

 

Page 3 of 5

not limited to: (i) maintaining “effective control” of all hypothecated securities, (ii) having the ability to offset the loan liability against unreturned hypothecated securities, (iii) limiting the amount of rehypothecation to 98% of the outstanding loan amount, and the (iv) ability to restrict certain securities.

 

Sincerely,

/s/ Christopher M. Rohrbacher

 

 

Christopher M. Rohrbacher

Vice President and Secretary of the Open-End Funds and Co-General Counsel of the Adviser

 

/s/ E. Scott Wickerham

 

 

E. Scott Wickerham

Vice President and Funds’ Controller and Principal Financial Officer of the Funds

 

/s/ Gifford R. Zimmerman

 

 

Gifford R. Zimmerman

Vice President and Secretary of the Close-End Funds and Co-General Counsel of the Adviser

 

CC:

Audit Committee of the Funds

    

Eric Fess, Chapman & Cutler, LLP, Counsel to the Independent Board of Trustees of the Funds

    

Walter Kelly, Chief Compliance Officer and Vice President of the Funds

 

Page 4 of 5

APPENDIX A

 

     

File #

  

Registrant Name

  

Series ID

  

Series Name

  

Accession No.

 

1

 

  

811-22752

  

Nuveen Intermediate Duration Municipal Term Fund

          

0000891804-19-000321

 

2

 

  

811-22779

  

Nuveen Intermediate Duration Quality Municipal Term Fund

          

0000891804-19-000322

 

3

 

  

811-23051

  

Nuveen High Income 2020 Target Term Fund

          

0001193125-19-068633

 

4

 

  

811-23075

  

Nuveen High Income November 2021 Target Term Fund

          

0001193125-19-068640

 

5

 

  

811-23381

  

Nuveen High Income 2023 Target Term Fund

          

0001193125-19-068638

 

6

 

  

811-23141

  

Nuveen High Income December 2019 Target Term Fund

          

0001193125-19-068634

 

7

 

  

811-23195

  

Nuveen Credit Opportunities 2022 Target Term Fund

          

0001193125-19-068642

 

8

 

  

811-23262

  

Nuveen Emerging Markets Debt 2022 Target Term Fund

          

0001193125-19-068647

 

9

 

  

811-05309

  

NUVEEN INVESTMENT FUNDS INC

  

S000005558

  

Nuveen Minnesota Intermediate Municipal Bond Fund

  

0001193125-19-216879

 

10

 

  

811-05309

  

NUVEEN INVESTMENT FUNDS INC

  

S000005559

  

Nuveen Minnesota Municipal Bond Fund

  

0001193125-19-216879

 

11

 

  

811-05309

  

NUVEEN INVESTMENT FUNDS INC

  

S000005560

  

Nuveen Nebraska Municipal Bond Fund

  

0001193125-19-216879

 

12

 

  

811-05309

  

NUVEEN INVESTMENT FUNDS INC

  

S000005562

  

Nuveen Oregon Intermediate Municipal Bond Fund

  

0001193125-19-216879

 

13

 

  

811-05309

  

NUVEEN INVESTMENT FUNDS INC

  

S000005564

  

Nuveen Short Term Municipal Bond Fund

  

0001193125-19-166950

 

14

 

  

811-07747

  

NUVEEN MULTISTATE TRUST I

  

S000000545

  

Nuveen Arizona Municipal Bond Fund

  

0001193125-19-216874

 

15

 

  

811-07747

  

NUVEEN MULTISTATE TRUST I

  

S000000546

  

Nuveen Colorado Municipal Bond Fund

  

0001193125-19-216874

 

16

 

  

811-07747

  

NUVEEN MULTISTATE TRUST I

  

S000000548

  

Nuveen Maryland Municipal Bond Fund

  

0001193125-19-216874

 

17

 

  

811-07747

  

NUVEEN MULTISTATE TRUST I

  

S000000549

  

Nuveen New Mexico Municipal Bond Fund

  

0001193125-19-216874

 

18

 

  

811-07747

  

NUVEEN MULTISTATE TRUST I

  

S000000550

  

Nuveen Pennsylvania Municipal Bond Fund

  

0001193125-19-216874

 

19

 

  

811-07747

  

NUVEEN MULTISTATE TRUST I

  

S000000551

  

Nuveen Virginia Municipal Bond Fund

  

0001193125-19-216874

 

20

 

  

811-07751

  

NUVEEN MULTISTATE TRUST IV

  

S000000596

  

Nuveen Kansas Municipal Bond Fund

  

0001193125-19-216876

 

21

 

  

811-07751

  

NUVEEN MULTISTATE TRUST IV

  

S000000597

  

Nuveen Kentucky Municipal Bond Fund

  

0001193125-19-216876

 

22

 

  

811-07751

  

NUVEEN MULTISTATE TRUST IV

  

S000000598

  

Nuveen Michigan Municipal Bond Fund

  

0001193125-19-216876

 

23

 

  

811-07751

  

NUVEEN MULTISTATE TRUST IV

  

S000000599

  

Nuveen Missouri Municipal Bond Fund

  

0001193125-19-216876

 

24

 

  

811-07751

  

NUVEEN MULTISTATE TRUST IV

  

S000000600

  

Nuveen Ohio Municipal Bond Fund

  

0001193125-19-216876

 

25

 

  

811-07751

  

NUVEEN MULTISTATE TRUST IV

  

S000000601

  

Nuveen Wisconsin Municipal Bond Fund

  

0001193125-19-216876

 

26

 

  

811-07755

  

NUVEEN MULTISTATE TRUST II

  

S000008513

  

Nuveen California High Yield Municipal Bond Fund

  

0001193125-19-139422

 

27

 

  

811-07755

  

NUVEEN MULTISTATE TRUST II

  

S000055308

  

Nuveen California Intermediate Municipal Bond Fund

  

0001193125-19-139422

 

28

 

  

811-07755

  

NUVEEN MULTISTATE TRUST II

  

S000000552

  

Nuveen California Municipal Bond Fund

  

0001193125-19-139422

 

29

 

  

811-07755

  

NUVEEN MULTISTATE TRUST II

  

S000000554

  

Nuveen Connecticut Municipal Bond Fund

  

0001193125-19-139422

 

30

 

  

811-07755

  

NUVEEN MULTISTATE TRUST II

  

S000000555

  

Nuveen Massachusetts Municipal Bond Fund

  

0001193125-19-139422

 

31

 

  

811-07755

  

NUVEEN MULTISTATE TRUST II

  

S000000557

  

Nuveen New Jersey Municipal Bond Fund

  

0001193125-19-139422

 

32

 

  

811-07755

  

NUVEEN MULTISTATE TRUST II

  

S000000558

  

Nuveen New York Municipal Bond Fund

  

0001193125-19-139422

 

33

 

  

811-07873

  

NUVEEN MUNICIPAL TRUST

  

S000000286

  

Nuveen All-American Municipal Bond Fund

  

0001193125-19-166949

 

34

 

  

811-07873

  

NUVEEN MUNICIPAL TRUST

  

S000000289

  

Nuveen High Yield Municipal Bond Fund

  

0001193125-19-166949

 

35

 

  

811-07873

  

NUVEEN MUNICIPAL TRUST

  

S000000285

  

Nuveen Intermediate Duration Municipal Bond Fund

  

0001193125-19-166949

 

36

 

  

811-07873

  

NUVEEN MUNICIPAL TRUST

  

S000000288

  

Nuveen Limited Term Municipal Bond Fund

  

0001193125-19-166949

 

37

 

  

811-07873

  

NUVEEN MUNICIPAL TRUST

  

S000039680

  

Nuveen Short-Duration High Yield Municipal Bond Fund

  

0001193125-19-166949

 

38

 

  

811-07873

  

NUVEEN MUNICIPAL TRUST

  

S000047609

  

Nuveen Strategic Municipal Opportunities Fund

  

0001193125-19-166949

 

39

 

  

811-07943

  

NUVEEN MULTISTATE TRUST III

  

S000000560

  

Nuveen Georgia Municipal Bond Fund

  

0001193125-19-216872

 

40

 

  

811-07943

  

NUVEEN MULTISTATE TRUST Ill

  

S000000561

  

Nuveen Louisiana Municipal Bond Fund

  

0001193125-19-216872

 

41

 

  

811-07943

  

NUVEEN MULTISTATE TRUST III

  

S000000562

  

Nuveen North Carolina Municipal Bond Fund

  

0001193125-19-216872

 

42

 

  

811-07943

  

NUVEEN MULTISTATE TRUST Ill

  

S000000563

  

Nuveen Tennessee Municipal Bond Fund

  

0001193125-19-216872

 

Page 5 of 5