0001193125-11-225712.txt : 20110818 0001193125-11-225712.hdr.sgml : 20110818 20110817191153 ACCESSION NUMBER: 0001193125-11-225712 CONFORMED SUBMISSION TYPE: N-14/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110818 DATE AS OF CHANGE: 20110817 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENT FUNDS INC CENTRAL INDEX KEY: 0000820892 IRS NUMBER: 411418224 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-14/A SEC ACT: 1933 Act SEC FILE NUMBER: 333-175657 FILM NUMBER: 111043464 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AMERICAN INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SECURAL MUTUAL FUNDS INC DATE OF NAME CHANGE: 19910627 CENTRAL INDEX KEY: 0000820892 S000005566 Nuveen Short Term Bond Fund C000015156 Class A FALTX CENTRAL INDEX KEY: 0001071336 S000000611 Nuveen Short Duration Bond Fund C000001724 Nuveen Short Duration Bond Fund - Class A NSDAX CENTRAL INDEX KEY: 0000820892 S000005566 Nuveen Short Term Bond Fund C000015157 Class I FLTIX CENTRAL INDEX KEY: 0001071336 S000000611 Nuveen Short Duration Bond Fund C000001726 Nuveen Short Duration Bond Fund - Class I NSDRX CENTRAL INDEX KEY: 0000820892 S000005566 Nuveen Short Term Bond Fund C000081083 Class C FBSCX CENTRAL INDEX KEY: 0001071336 S000000611 Nuveen Short Duration Bond Fund C000001725 Nuveen Short Duration Bond Fund - Class C NSCDX CENTRAL INDEX KEY: 0000820892 S000005566 Nuveen Short Term Bond Fund C000104758 Class R3 CENTRAL INDEX KEY: 0001071336 S000000611 Nuveen Short Duration Bond Fund C000069577 Class R3 NSDTX N-14/A 1 dn14a.htm NUVEEN INVESTMENT FUNDS, INC. Nuveen Investment Funds, Inc.

As filed with the Securities and Exchange Commission on August 17, 2011

File No. 333-175657

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-14

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

x Pre-Effective Amendment No. 1

¨ Post-Effective Amendment No.             

 

 

NUVEEN INVESTMENT FUNDS, INC.

(Exact Name of Registrant as Specified in Charter)

 

 

333 West Wacker Drive

Chicago, Illinois 60606

(Address of Principal Executive Offices, Zip Code)

Registrant’s Telephone Number, including Area Code (312) 917-7700

 

 

Kevin J. McCarthy

Vice President and Secretary

333 West Wacker Drive

Chicago, Illinois 60606

(Name and Address of Agent for Service)

 

 

Copy to:

 

Deborah Bielicke Eades

Vedder Price P.C.

222 North LaSalle Street

Chicago, Illinois 60601

   

Eric F. Fess

Chapman and Cutler LLP

111 West Monroe Street

Chicago, Illinois 60603

 

 

Approximate date of proposed public offering:    As soon as practicable after the effective date of this Registration Statement.

TITLE OF SECURITIES BEING REGISTERED:    Shares of Common Stock (par value $0.0001 per share) of the Registrant.

No filing fee is required because of reliance on Section 24(f) and an indefinite number of shares have previously been registered pursuant to Rule 24f-2 under the Investment Company Act of 1940.

The Registrant hereby amends this Registration Statement on such date or dates as may be necessary to delay its effective date until the Registrant shall file a further amendment that specifically states that this Registration Statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the Registration Statement shall become effective on such date as the Commission, acting pursuant to said Section 8(a), may determine.

 

 

 

EXPLANATORY NOTE

This Pre-Effective Amendment No. 1 to the Registration Statement on Form N-14 is being filed for the sole purpose of delaying the effectiveness of the Registrant’s previously filed initial Registration Statement filed on Form N-14 (File No. 333-175657) on July 19, 2011. This Pre-Effective Amendment incorporates by reference the information contained in Parts A, B and C of the initial Registration Statement on Form N-14 (File No. 333-175657) under the Securities Act of 1933, as filed with the Commission on July 19, 2011.

SIGNATURES

As required by the Securities Act of 1933, this registration statement has been signed on behalf of the registrant, in the City of Chicago, the State of Illinois, on the 17th day of August, 2011.

 

NUVEEN INVESTMENT FUNDS, INC.
By:  

/s/    Kathleen L. Prudhomme

  Kathleen L. Prudhomme
  Vice President and Assistant Secretary

As required by the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated:

 

Signature

   

Capacity

      

Date

  /s/    Stephen D. Foy

          Stephen D. Foy

   

Vice President and Controller

(principal financial and accounting)

     August 17, 2011

  /s/ Gifford R. Zimmerman

  Gifford R. Zimmerman

   

Chief Administrative Officer

(principal executive officer)

     August 17, 2011

     

  Robert P. Bremner*

    Chairman of the Board and Director   )

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  John P. Amboian*

    Director    

     

  Jack B. Evans*

    Director    

     

  William C. Hunter*

    Director    

By: /s/    Kathleen L. Prudhomme    

            Kathleen L. Prudhomme

                    Attorney-in-Fact

                    August 17, 2011

      

     

    Director    
  David J. Kundert*       

     

  William J. Schneider*

    Director    

     

  Judith M. Stockdale*

    Director    

     

  Carole E. Stone*

    Director    

Signature

   

Capacity

      

Date

     

  Virginia L. Stringer*

    Director   )

)

)

)

)

  

     

  Terence J. Toth*

    Director    

* An original power of attorney authorizing, among others, Kevin J. McCarthy, Kathleen L. Prudhomme and Gifford R. Zimmerman, to execute this registration statement, and amendments thereto, for each of the directors of the Registrant on whose behalf this registration statement is filed, has been executed, filed as exhibit 16 to Registrant’s registration statement on Form N-14 on July 19, 2011, and is incorporated by reference herein.