0001083839-18-000003.txt : 20180123 0001083839-18-000003.hdr.sgml : 20180123 20180123155936 ACCESSION NUMBER: 0001083839-18-000003 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171031 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 EFFECTIVENESS DATE: 20180123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NUVEEN INVESTMENT FUNDS INC CENTRAL INDEX KEY: 0000820892 IRS NUMBER: 411418224 STATE OF INCORPORATION: MD FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 033-16905 FILM NUMBER: 18542397 BUSINESS ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-917-8146 MAIL ADDRESS: STREET 1: 333 WEST WACKER DR. CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: FIRST AMERICAN INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SECURAL MUTUAL FUNDS INC DATE OF NAME CHANGE: 19910627 0000820892 S000005551 Nuveen Large Cap Select Fund C000015101 Class A FLRAX C000015103 Class C FLYCX C000015105 Class I FLRYX C000184991 Class T FLYTX 0000820892 S000005553 Nuveen Mid Cap Growth Opportunities Fund C000015111 Class A FRSLX C000015113 Class C FMECX C000015114 Class R3 FMEYX C000015115 Class I FISGX C000123979 Class R6 FMEFX C000184992 Class T FMETX 0000820892 S000005556 Nuveen Mid Cap Value Fund C000015126 Class A FASEX C000015128 Class C FACSX C000015129 Class R3 FMVSX C000015130 Class I FSEIX C000184993 Class T FACUX 0000820892 S000005567 Nuveen Small Cap Growth Opportunities Fund C000015158 Class A FRMPX C000015160 Class C FMPCX C000015161 Class R3 FMPYX C000015162 Class I FIMPX C000171404 Class R6 FMPFX C000184995 Class T FMPUX 0000820892 S000005569 Nuveen Small Cap Select Fund C000015168 Class A EMGRX C000015170 Class C FHMCX C000015171 Class R3 ASEIX C000015172 Class I ARSTX C000184996 Class T FHMTX C000199174 Class R6 0000820892 S000005570 Nuveen Small Cap Value Fund C000015173 Class A FSCAX C000015175 Class C FSCVX C000015176 Class R3 FSVSX C000015177 Class I FSCCX C000171405 Class R6 FSCWX C000184997 Class T FSCUX 0000820892 S000005579 Nuveen Dividend Value Fund C000015208 Class A FFEIX C000015210 Class C FFECX C000015211 Class R3 FEISX C000015212 Class I FAQIX C000123980 Class R6 FFEFX C000184998 Class T FFETX 24F-2NT 1 nif10217.txt NUVEEN INVESTMENT FUNDS, INC. U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 1. Name and address of issuer: NUVEEN INVESTMENT FUNDS, INC., formerly known as First American Investment Funds, Inc. 333 West Wacker Drive Chicago, Illinois 60606 2. Name of each series or class of securities for which this Form is filed: (If the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes) [ ] 3. Investment Company Act File Number: 811-05309 Securities Act File Number: 033-16905 4(a). Last day of fiscal year for which this notice is filed: October 31, 2017 4(b). [ ] Check box if this Form is being filed late. 4(c). [ ] Check box if this is the last time the issuer will be filing this Form. NUVEEN LARGE CAP SELECT FUND, Series ID: S000005551 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $18,303,761 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $17,493,108 (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $ 204,764,744 (iv) Total available redemption credits [add items 5(ii) and 5(iii)]: $222,257,852 (v) Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $ 0.00 (vi) Redemption credits available for use in future years - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: ($203,954,091) (vii) Multiplier for determining registration fee: ..0001245 (viii) Registration fee due [Multiply Item 5(v) by Item 5(vii)] (Enter "0" if no fee is due): $ 0.00 6. Prepaid Shares If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: ____. If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: ____. 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): + $ 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: = $ 0.00 NUVEEN MID CAP GROWTH OPPORTUNITIES FUND, Series ID: S000005553 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $134,838,139 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $387,175,355 (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $ 564,426,463 (iv) Total available redemption credits [add items 5(ii) and 5(iii)]: $951,601,818 (v) Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $ 0.00 (vi) Redemption credits available for use in future years - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: ($816,763,679) (vii) Multiplier for determining registration fee: ..0001245 (viii) Registration fee due [Multiply Item 5(v) by Item 5(vii)] (Enter "0" if no fee is due): $ 0.00 6. Prepaid Shares If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: ____. If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: ____. 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): + $ 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: = $ 0.00 NUVEEN MID CAP VALUE FUND, Series ID: S000005556 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $16,836,984 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $25,479,246 (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $ 667,827,389 (iv) Total available redemption credits [add items 5(ii) and 5(iii)]: $693,306,635 (v) Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $ 0.00 (vi) Redemption credits available for use in future years - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: ($676,469,651) (vii) Multiplier for determining registration fee: ..0001245 (viii) Registration fee due [Multiply Item 5(v) by Item 5(vii)] (Enter "0" if no fee is due): $ 0.00 6. Prepaid Shares If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: ____. If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: ____. 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): + $ 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: = $ 0.00 NUVEEN SMALL CAP GROWTH OPPORTUNITIES FUND, Series ID: S000005567 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $15,746,777 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $24,411,376 (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $ 219,781,219 (iv) Total available redemption credits [add items 5(ii) and 5(iii)]: $244,192,595 (v) Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $ 0.00 (vi) Redemption credits available for use in future years - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: ($228,445,818) (vii) Multiplier for determining registration fee: ..0001245 (viii) Registration fee due [Multiply Item 5(v) by Item 5(vii)] (Enter "0" if no fee is due): $0.00 6. Prepaid Shares If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: ____. If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: ____. 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): + $ 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: = $ 0.00 NUVEEN SMALL CAP SELECT FUND, Series ID: S000005569 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $32,417,506 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $42,115,810 (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $ 840,149,935 (iv) Total available redemption credits [add items 5(ii) and 5(iii)]: $882,265,745 (v) Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $ 0.00 (vi) Redemption credits available for use in future years - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: ($849,848,239) (vii) Multiplier for determining registration fee: ..0001245 (viii) Registration fee due [Multiply Item 5(v) by Item 5(vii)] (Enter "0" if no fee is due): $ 0.00 6. Prepaid Shares If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: ____. If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: ____. 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): + $ 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: = $ 0.00 NUVEEN SMALL CAP VALUE FUND, Series ID: S000005570 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $1,707,212,097 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $545,225,086 (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $ 0.00 (iv) Total available redemption credits [add items 5(ii) and 5(iii)]: $545,225,086 (v) Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $ 1,161,987,011 (vi) Redemption credits available for use in future years - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: ($0.00) (vii) Multiplier for determining registration fee: ..0001245 (viii) Registration fee due [Multiply Item 5(v) by Item 5(vii)] (Enter "0" if no fee is due): $ 144,667.38 6. Prepaid Shares If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: ____. If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: ____. 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): + $ 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: = $ 144,667.38 NUVEEN DIVIDEND VALUE FUND, formerly known as NUVEEN EQUITY INCOME FUND, Series ID: S000005579 5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24(f): $467,429,806 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $459,391,430 (iii) Aggregate price of securities redeemed or repurchased during any prior fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $ 465,058,325 (iv) Total available redemption credits [add items 5(ii) and 5(iii)]: $924,449,755 (v) Net sales - if Item 5(i) is greater than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: $ 0.00 (vi) Redemption credits available for use in future years - if Item 5(i) is less than Item 5(iv) [subtract Item 5(iv) from Item 5(i)]: ($457,019,949) (vii) Multiplier for determining registration fee: ..0001245 (viii) Registration fee due [Multiply Item 5(v) by Item 5(vii)] (Enter "0" if no fee is due): $ 0.00 6. Prepaid Shares If the response to Item 5(i) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 as in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: ____. If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: ____. 7. Interest due - if this Form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): + $ 8. Total of the amount of the registration fee due plus any interest due [line 5(viii) plus line 7]: = $ 0.00 9. Date the registration fee and any interest payment was sent to the Commission's lockbox depository: January 22, 2018 Method of Delivery: FedWire SIGNATURES This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated. By: Kathleen L. Prudhomme Vice President and Secretary Dated: January 23, 2018