0001083839-18-000003.txt : 20180123
0001083839-18-000003.hdr.sgml : 20180123
20180123155936
ACCESSION NUMBER: 0001083839-18-000003
CONFORMED SUBMISSION TYPE: 24F-2NT
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171031
FILED AS OF DATE: 20180123
DATE AS OF CHANGE: 20180123
EFFECTIVENESS DATE: 20180123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NUVEEN INVESTMENT FUNDS INC
CENTRAL INDEX KEY: 0000820892
IRS NUMBER: 411418224
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1031
FILING VALUES:
FORM TYPE: 24F-2NT
SEC ACT: 1933 Act
SEC FILE NUMBER: 033-16905
FILM NUMBER: 18542397
BUSINESS ADDRESS:
STREET 1: 333 WEST WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-917-8146
MAIL ADDRESS:
STREET 1: 333 WEST WACKER DR.
CITY: CHICAGO
STATE: IL
ZIP: 60606
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST AMERICAN INVESTMENT FUNDS INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: SECURAL MUTUAL FUNDS INC
DATE OF NAME CHANGE: 19910627
0000820892
S000005551
Nuveen Large Cap Select Fund
C000015101
Class A
FLRAX
C000015103
Class C
FLYCX
C000015105
Class I
FLRYX
C000184991
Class T
FLYTX
0000820892
S000005553
Nuveen Mid Cap Growth Opportunities Fund
C000015111
Class A
FRSLX
C000015113
Class C
FMECX
C000015114
Class R3
FMEYX
C000015115
Class I
FISGX
C000123979
Class R6
FMEFX
C000184992
Class T
FMETX
0000820892
S000005556
Nuveen Mid Cap Value Fund
C000015126
Class A
FASEX
C000015128
Class C
FACSX
C000015129
Class R3
FMVSX
C000015130
Class I
FSEIX
C000184993
Class T
FACUX
0000820892
S000005567
Nuveen Small Cap Growth Opportunities Fund
C000015158
Class A
FRMPX
C000015160
Class C
FMPCX
C000015161
Class R3
FMPYX
C000015162
Class I
FIMPX
C000171404
Class R6
FMPFX
C000184995
Class T
FMPUX
0000820892
S000005569
Nuveen Small Cap Select Fund
C000015168
Class A
EMGRX
C000015170
Class C
FHMCX
C000015171
Class R3
ASEIX
C000015172
Class I
ARSTX
C000184996
Class T
FHMTX
C000199174
Class R6
0000820892
S000005570
Nuveen Small Cap Value Fund
C000015173
Class A
FSCAX
C000015175
Class C
FSCVX
C000015176
Class R3
FSVSX
C000015177
Class I
FSCCX
C000171405
Class R6
FSCWX
C000184997
Class T
FSCUX
0000820892
S000005579
Nuveen Dividend Value Fund
C000015208
Class A
FFEIX
C000015210
Class C
FFECX
C000015211
Class R3
FEISX
C000015212
Class I
FAQIX
C000123980
Class R6
FFEFX
C000184998
Class T
FFETX
24F-2NT
1
nif10217.txt
NUVEEN INVESTMENT FUNDS, INC.
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 24F-2
Annual Notice of Securities Sold
Pursuant to Rule 24f-2
1. Name and address of issuer:
NUVEEN INVESTMENT FUNDS, INC., formerly known
as First American Investment Funds, Inc.
333 West Wacker Drive
Chicago, Illinois 60606
2. Name of each series or class of securities for which this
Form is filed: (If the Form is being filed for all series and
classes of securities of the issuer, check the box but do not
list series or classes) [ ]
3. Investment Company Act File Number: 811-05309
Securities Act File Number: 033-16905
4(a). Last day of fiscal year for which this notice is filed:
October 31, 2017
4(b). [ ] Check box if this Form is being filed late.
4(c). [ ] Check box if this is the last time the issuer
will be filing this Form.
NUVEEN LARGE CAP SELECT FUND, Series ID: S000005551
5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the
fiscal year pursuant to section 24(f):
$18,303,761
(ii) Aggregate price of securities redeemed or repurchased
during the fiscal year:
$17,493,108
(iii) Aggregate price of securities redeemed or repurchased
during any prior fiscal year ending no earlier than
October 11, 1995 that were not previously used to
reduce registration fees payable to the Commission:
$ 204,764,744
(iv) Total available redemption credits [add items 5(ii)
and 5(iii)]:
$222,257,852
(v) Net sales - if Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]:
$ 0.00
(vi) Redemption credits available for use in future
years - if Item 5(i) is less than Item 5(iv) [subtract
Item 5(iv) from Item 5(i)]:
($203,954,091)
(vii) Multiplier for determining registration fee:
..0001245
(viii) Registration fee due [Multiply Item 5(v) by
Item 5(vii)] (Enter "0" if no fee is due):
$ 0.00
6. Prepaid Shares
If the response to Item 5(i) was determined by deducting an
amount of securities that were registered under the
Securities Act of 1933 pursuant to rule 24e-2 as in
effect before October 11, 1997, then report the
amount of securities (number of shares or other units)
deducted here: ____. If there is a number of shares
or other units that were registered pursuant to rule
24e-2 remaining unsold at the end of the fiscal year
for which this form is filed that are available for use
by the issuer in future fiscal years, then state that
number here: ____.
7. Interest due - if this Form is being filed more than
90 days after the end of the issuer's fiscal year
(see Instruction D):
+ $
8. Total of the amount of the registration fee due plus
any interest due [line 5(viii) plus line 7]:
= $ 0.00
NUVEEN MID CAP GROWTH OPPORTUNITIES FUND,
Series ID: S000005553
5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the
fiscal year pursuant to section 24(f):
$134,838,139
(ii) Aggregate price of securities redeemed or repurchased
during the fiscal year:
$387,175,355
(iii) Aggregate price of securities redeemed or repurchased
during any prior fiscal year ending no earlier than
October 11, 1995 that were not previously used to
reduce registration fees payable to the Commission:
$ 564,426,463
(iv) Total available redemption credits [add items 5(ii)
and 5(iii)]:
$951,601,818
(v) Net sales - if Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]:
$ 0.00
(vi) Redemption credits available for use in future
years - if Item 5(i) is less than Item 5(iv) [subtract
Item 5(iv) from Item 5(i)]:
($816,763,679)
(vii) Multiplier for determining registration fee:
..0001245
(viii) Registration fee due [Multiply Item 5(v) by
Item 5(vii)]
(Enter "0" if no fee is due):
$ 0.00
6. Prepaid Shares
If the response to Item 5(i) was determined by deducting an
amount of securities that were registered under the
Securities Act of 1933 pursuant to rule 24e-2 as in
effect before October 11, 1997, then report the
amount of securities (number of shares or other units)
deducted here: ____. If there is a number of shares
or other units that were registered pursuant to rule
24e-2 remaining unsold at the end of the fiscal year
for which this form is filed that are available for use
by the issuer in future fiscal years, then state that
number here: ____.
7. Interest due - if this Form is being filed more than
90 days after the end of the issuer's fiscal year
(see Instruction D):
+ $
8. Total of the amount of the registration fee due plus
any interest due [line 5(viii) plus line 7]:
= $ 0.00
NUVEEN MID CAP VALUE FUND, Series ID: S000005556
5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the
fiscal year pursuant to section 24(f):
$16,836,984
(ii) Aggregate price of securities redeemed or repurchased
during the fiscal year:
$25,479,246
(iii) Aggregate price of securities redeemed or repurchased
during any prior fiscal year ending no earlier than
October 11, 1995 that were not previously used to
reduce registration fees payable to the Commission:
$ 667,827,389
(iv) Total available redemption credits [add items 5(ii)
and 5(iii)]:
$693,306,635
(v) Net sales - if Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]:
$ 0.00
(vi) Redemption credits available for use in future
years - if Item 5(i) is less than Item 5(iv) [subtract
Item 5(iv) from Item 5(i)]:
($676,469,651)
(vii) Multiplier for determining registration fee:
..0001245
(viii) Registration fee due [Multiply Item 5(v) by
Item 5(vii)]
(Enter "0" if no fee is due):
$ 0.00
6. Prepaid Shares
If the response to Item 5(i) was determined by deducting an
amount of securities that were registered under the
Securities Act of 1933 pursuant to rule 24e-2 as in
effect before October 11, 1997, then report the
amount of securities (number of shares or other units)
deducted here: ____. If there is a number of shares
or other units that were registered pursuant to rule
24e-2 remaining unsold at the end of the fiscal year
for which this form is filed that are available for use
by the issuer in future fiscal years, then state that
number here: ____.
7. Interest due - if this Form is being filed more than
90 days after the end of the issuer's fiscal year
(see Instruction D):
+ $
8. Total of the amount of the registration fee due plus
any interest due [line 5(viii) plus line 7]:
= $ 0.00
NUVEEN SMALL CAP GROWTH OPPORTUNITIES FUND,
Series ID: S000005567
5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the
fiscal year pursuant to section 24(f):
$15,746,777
(ii) Aggregate price of securities redeemed or repurchased
during the fiscal year:
$24,411,376
(iii) Aggregate price of securities redeemed or repurchased
during any prior fiscal year ending no earlier than
October 11, 1995 that were not previously used to
reduce registration fees payable to the Commission:
$ 219,781,219
(iv) Total available redemption credits [add items 5(ii)
and 5(iii)]:
$244,192,595
(v) Net sales - if Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]:
$ 0.00
(vi) Redemption credits available for use in future
years - if Item 5(i) is less than Item 5(iv) [subtract
Item 5(iv) from Item 5(i)]:
($228,445,818)
(vii) Multiplier for determining registration fee:
..0001245
(viii) Registration fee due [Multiply Item 5(v) by
Item 5(vii)]
(Enter "0" if no fee is due):
$0.00
6. Prepaid Shares
If the response to Item 5(i) was determined by deducting an
amount of securities that were registered under the
Securities Act of 1933 pursuant to rule 24e-2 as in
effect before October 11, 1997, then report the
amount of securities (number of shares or other units)
deducted here: ____. If there is a number of shares
or other units that were registered pursuant to rule
24e-2 remaining unsold at the end of the fiscal year
for which this form is filed that are available for use
by the issuer in future fiscal years, then state that
number here: ____.
7. Interest due - if this Form is being filed more than
90 days after the end of the issuer's fiscal year
(see Instruction D):
+ $
8. Total of the amount of the registration fee due plus
any interest due [line 5(viii) plus line 7]:
= $ 0.00
NUVEEN SMALL CAP SELECT FUND, Series ID: S000005569
5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the
fiscal year pursuant to section 24(f):
$32,417,506
(ii) Aggregate price of securities redeemed or repurchased
during the fiscal year:
$42,115,810
(iii) Aggregate price of securities redeemed or repurchased
during any prior fiscal year ending no earlier than
October 11, 1995 that were not previously used to
reduce registration fees payable to the Commission:
$ 840,149,935
(iv) Total available redemption credits [add items 5(ii)
and 5(iii)]:
$882,265,745
(v) Net sales - if Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]:
$ 0.00
(vi) Redemption credits available for use in future
years - if Item 5(i) is less than Item 5(iv) [subtract
Item 5(iv) from Item 5(i)]:
($849,848,239)
(vii) Multiplier for determining registration fee:
..0001245
(viii) Registration fee due [Multiply Item 5(v) by
Item 5(vii)]
(Enter "0" if no fee is due):
$ 0.00
6. Prepaid Shares
If the response to Item 5(i) was determined by deducting an
amount of securities that were registered under the
Securities Act of 1933 pursuant to rule 24e-2 as in
effect before October 11, 1997, then report the
amount of securities (number of shares or other units)
deducted here: ____. If there is a number of shares
or other units that were registered pursuant to rule
24e-2 remaining unsold at the end of the fiscal year
for which this form is filed that are available for use
by the issuer in future fiscal years, then state that
number here: ____.
7. Interest due - if this Form is being filed more than
90 days after the end of the issuer's fiscal year
(see Instruction D):
+ $
8. Total of the amount of the registration fee due plus
any interest due [line 5(viii) plus line 7]:
= $ 0.00
NUVEEN SMALL CAP VALUE FUND, Series ID: S000005570
5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the
fiscal year pursuant to section 24(f):
$1,707,212,097
(ii) Aggregate price of securities redeemed or repurchased
during the fiscal year:
$545,225,086
(iii) Aggregate price of securities redeemed or repurchased
during any prior fiscal year ending no earlier than
October 11, 1995 that were not previously used to
reduce registration fees payable to the Commission:
$ 0.00
(iv) Total available redemption credits [add items 5(ii)
and 5(iii)]:
$545,225,086
(v) Net sales - if Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]:
$ 1,161,987,011
(vi) Redemption credits available for use in future
years - if Item 5(i) is less than Item 5(iv) [subtract
Item 5(iv) from Item 5(i)]:
($0.00)
(vii) Multiplier for determining registration fee:
..0001245
(viii) Registration fee due [Multiply Item 5(v) by
Item 5(vii)] (Enter "0" if no fee is due):
$ 144,667.38
6. Prepaid Shares
If the response to Item 5(i) was determined by deducting an
amount of securities that were registered under the
Securities Act of 1933 pursuant to rule 24e-2 as in
effect before October 11, 1997, then report the
amount of securities (number of shares or other units)
deducted here: ____. If there is a number of shares
or other units that were registered pursuant to rule
24e-2 remaining unsold at the end of the fiscal year
for which this form is filed that are available for use
by the issuer in future fiscal years, then state that
number here: ____.
7. Interest due - if this Form is being filed more than
90 days after the end of the issuer's fiscal year
(see Instruction D):
+ $
8. Total of the amount of the registration fee due plus
any interest due [line 5(viii) plus line 7]:
= $ 144,667.38
NUVEEN DIVIDEND VALUE FUND, formerly known as
NUVEEN EQUITY INCOME FUND, Series ID: S000005579
5. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the
fiscal year pursuant to section 24(f):
$467,429,806
(ii) Aggregate price of securities redeemed or repurchased
during the fiscal year:
$459,391,430
(iii) Aggregate price of securities redeemed or repurchased
during any prior fiscal year ending no earlier than
October 11, 1995 that were not previously used to
reduce registration fees payable to the Commission:
$ 465,058,325
(iv) Total available redemption credits [add items 5(ii)
and 5(iii)]:
$924,449,755
(v) Net sales - if Item 5(i) is greater than Item 5(iv)
[subtract Item 5(iv) from Item 5(i)]:
$ 0.00
(vi) Redemption credits available for use in future
years - if Item 5(i) is less than Item 5(iv) [subtract
Item 5(iv) from Item 5(i)]:
($457,019,949)
(vii) Multiplier for determining registration fee:
..0001245
(viii) Registration fee due [Multiply Item 5(v) by
Item 5(vii)] (Enter "0" if no fee is due):
$ 0.00
6. Prepaid Shares
If the response to Item 5(i) was determined by deducting an
amount of securities that were registered under the
Securities Act of 1933 pursuant to rule 24e-2 as in
effect before October 11, 1997, then report the
amount of securities (number of shares or other units)
deducted here: ____. If there is a number of shares
or other units that were registered pursuant to rule
24e-2 remaining unsold at the end of the fiscal year
for which this form is filed that are available for use
by the issuer in future fiscal years, then state that
number here: ____.
7. Interest due - if this Form is being filed more than
90 days after the end of the issuer's fiscal year
(see Instruction D):
+ $
8. Total of the amount of the registration fee due plus
any interest due [line 5(viii) plus line 7]:
= $ 0.00
9. Date the registration fee and any interest payment was sent
to the Commission's lockbox depository: January 22, 2018
Method of Delivery: FedWire
SIGNATURES
This report has been signed below by the following persons
on behalf of the issuer and in the capacities and on
the dates indicated.
By:
Kathleen L. Prudhomme
Vice President and Secretary
Dated: January 23, 2018