-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BsEP3ci8XbFqfvvMEVBSEIifBD7mTr2tdPONmNNFg9KawbF3fSEVbT92/enQJiNp AW7ywmkO6YUeXYYwWEZTsQ== 0001179110-07-015169.txt : 20070720 0001179110-07-015169.hdr.sgml : 20070720 20070720201441 ACCESSION NUMBER: 0001179110-07-015169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060606 FILED AS OF DATE: 20070720 DATE AS OF CHANGE: 20070720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAINING DATA CORP CENTRAL INDEX KEY: 0000820738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943046892 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 25A TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-442-4400 MAIL ADDRESS: STREET 1: 25A TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: OMNIS TECHNOLOGY CORP DATE OF NAME CHANGE: 19971022 FORMER COMPANY: FORMER CONFORMED NAME: BLYTH HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Richard William CENTRAL INDEX KEY: 0001337426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16449 FILM NUMBER: 07992507 BUSINESS ADDRESS: BUSINESS PHONE: 949-442-4400 MAIL ADDRESS: STREET 1: 17500 CARTWRIGHT ROAD CITY: IRVINE STATE: CA ZIP: 92614 4 1 edgar.xml FORM 4 - X0202 4 2006-06-06 0 0000820738 RAINING DATA CORP RDTA 0001337426 Smith Richard William 25A TECHNOLOGY DRIVE IRVINE CA 92618 1 0 0 0 Common Stock 2006-06-06 4 S 0 200 3.35 D 45850 D Common Stock 2006-06-06 4 S 0 600 3.35 D 45250 D Common Stock 2006-06-07 4 S 0 300 3.35 D 44950 D Common Stock 2006-06-07 4 S 0 700 3.35 D 44250 D Common Stock 2006-06-09 4 S 0 1000 3.40 D 43250 D Common Stock 2006-06-12 4 S 0 100 3.45 D 43150 D Common Stock 2006-06-12 4 S 0 4900 3.45 D 38250 D Common Stock 2006-06-15 4 P 0 1000 3.32 A 39250 D Common Stock 2006-06-20 4 S 0 1000 3.45 D 38250 D Common Stock 2006-07-26 4 P 0 200 3.80 A 38450 D Common Stock 2006-07-26 4 P 0 800 3.80 A 39250 D Common Stock 2006-08-09 4 S 0 700 4.40 D 38550 D Common Stock 2007-06-11 4 S 0 1000 2.80 D 37550 D Common Stock 2007-06-11 4 S 0 400 2.81 D 37150 D Common Stock 2007-06-11 4 S 0 488 2.80 D 36662 D Common Stock 2007-06-11 4 S 0 112 2.80 D 36550 D Common Stock 2007-06-11 4 S 0 852 2.80 D 35698 D Common Stock 2007-06-11 4 S 0 148 2.80 D 35550 D Common Stock 2007-06-14 4 S 0 1000 2.80 D 34550 D Common Stock 2007-06-15 4 S 0 1675 2.80 D 32875 D Common Stock 2007-06-15 4 S 0 500 2.80 D 32375 D Common Stock 2007-06-15 4 S 0 325 2.80 D 32050 D Common Stock 2007-06-15 4 S 0 2500 2.90 D 29550 D Common Stock 2007-06-15 4 S 0 5000 2.90 D 24550 D Common Stock 2007-06-15 4 S 0 500 2.90 D 24050 D Common Stock 2007-06-15 4 S 0 500 2.90 D 23550 D Common Stock 2007-06-15 4 S 0 101 2.90 D 23449 D Common Stock 2007-06-15 4 S 0 100 2.90 D 23349 D Common Stock 2007-06-15 4 S 0 99 2.90 D 23250 D Total short-swing trading profits of $8,676.09, for all trades from 9/12/2005 to 6/15/2007, have been disgorged to Raining Data Corporation. Richard W. Smith 2007-07-20 -----END PRIVACY-ENHANCED MESSAGE-----