-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JqmCZo+Fx2FfzDEstCwouHRqIaXiMvcTL+qHPiv03mTGqp1Vw90Hrbjz5ngvpUzc MK8VcT69WTo3ug6dpzq6bQ== 0001179110-07-015168.txt : 20070720 0001179110-07-015168.hdr.sgml : 20070720 20070720201241 ACCESSION NUMBER: 0001179110-07-015168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050912 FILED AS OF DATE: 20070720 DATE AS OF CHANGE: 20070720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAINING DATA CORP CENTRAL INDEX KEY: 0000820738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943046892 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 25A TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-442-4400 MAIL ADDRESS: STREET 1: 25A TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: OMNIS TECHNOLOGY CORP DATE OF NAME CHANGE: 19971022 FORMER COMPANY: FORMER CONFORMED NAME: BLYTH HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Richard William CENTRAL INDEX KEY: 0001337426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16449 FILM NUMBER: 07992505 BUSINESS ADDRESS: BUSINESS PHONE: 949-442-4400 MAIL ADDRESS: STREET 1: 17500 CARTWRIGHT ROAD CITY: IRVINE STATE: CA ZIP: 92614 4 1 edgar.xml FORM 4 - X0202 4 2005-09-12 0 0000820738 RAINING DATA CORP RDTA 0001337426 Smith Richard William 25A TECHNOLOGY DRIVE IRVINE CA 92618 1 0 0 0 Common Stock 2005-09-12 4 P 0 600 2.25 A 50850 D Common Stock 2005-09-26 4 S 0 200 3.91 D 50650 D Common Stock 2005-09-26 4 S 0 2020 3.90 D 48630 D Common Stock 2005-09-26 4 S 0 380 3.90 D 48250 D Common Stock 2005-11-30 4 P 0 2000 3.65 A 50250 D Common Stock 2006-02-16 4 P 0 233 2.60 A 50483 D Common Stock 2006-02-23 4 P 0 600 2.60 A 51083 D Common Stock 2006-02-23 4 P 0 167 2.60 A 51250 D Common Stock 2006-03-03 4 S 0 1000 2.95 D 50250 D Common Stock 2006-03-08 4 P 0 1000 2.60 A 51250 D Common Stock 2006-03-28 4 S 0 1000 2.70 D 50250 D Common Stock 2006-03-28 4 S 0 1000 2.70 D 49250 D Common Stock 2006-04-04 4 P 0 1130 2.60 A 50380 D Common Stock 2006-04-04 4 P 0 800 2.60 A 51180 D Common Stock 2006-04-10 4 P 0 70 2.60 A 51250 D Common Stock 2006-04-13 4 S 0 950 2.70 D 50300 D Common Stock 2006-04-17 4 S 0 570 2.75 D 49730 D Common Stock 2006-04-17 4 S 0 334 2.75 D 49396 D Common Stock 2006-04-17 4 S 0 96 2.75 D 49300 D Common Stock 2006-04-17 4 S 0 50 2.70 D 49250 D Common Stock 2006-04-25 4 S 0 600 3.20 D 48650 D Common Stock 2006-04-28 4 S 0 400 3.30 D 48250 D Common Stock 2006-05-01 4 P 0 2600 3.02 A 50850 D Common Stock 2006-05-01 4 P 0 400 3.02 A 51250 D Common Stock 2006-05-04 4 S 0 3000 3.25 D 48250 D Common Stock 2006-06-01 4 S 0 910 3.35 D 47340 D Common Stock 2006-06-01 4 S 0 90 3.35 D 47250 D Common Stock 2006-06-02 4 S 0 1000 3.35 D 46250 D Common Stock 2006-06-05 4 S 0 100 3.35 D 46150 D Common Stock 2006-06-06 4 S 0 100 3.35 D 46050 D Total short-swing trading profits of $8,676.09, for all trades from 9/12/2005 to 6/15/2007, have been disgorged to Raining Data Corporation. Richard W. Smith 2007-07-20 -----END PRIVACY-ENHANCED MESSAGE-----