-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E/wPjlDpEW/o3XtRhkdM124x59XxtG/xZ5X7dYCTss315HmsQmjSX9Cv+x2qFrQa tmxAehfvd8k88fggBOvONg== 0001179110-07-013176.txt : 20070615 0001179110-07-013176.hdr.sgml : 20070615 20070615174852 ACCESSION NUMBER: 0001179110-07-013176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070612 FILED AS OF DATE: 20070615 DATE AS OF CHANGE: 20070615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAINING DATA CORP CENTRAL INDEX KEY: 0000820738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943046892 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 25A TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 949-442-4400 MAIL ADDRESS: STREET 1: 25A TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 FORMER COMPANY: FORMER CONFORMED NAME: OMNIS TECHNOLOGY CORP DATE OF NAME CHANGE: 19971022 FORMER COMPANY: FORMER CONFORMED NAME: BLYTH HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lim Thomas CENTRAL INDEX KEY: 0001364900 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16449 FILM NUMBER: 07924156 BUSINESS ADDRESS: BUSINESS PHONE: 949-442-4400 MAIL ADDRESS: STREET 1: 25A TECHNOLOGY DRIVE CITY: IRVINE STATE: X1 ZIP: 92618 4 1 edgar.xml FORM 4 - X0202 4 2007-06-12 0 0000820738 RAINING DATA CORP RDTA 0001364900 Lim Thomas 25A TECHNOLOGY DRIVE IRVINE CA 92618 0 1 0 0 Chief Financial Officer Employee Stock Option (Right to Buy) 2.70 2007-06-12 4 A 0 100000 2.70 A 2008-06-12 2017-06-12 Common Stock 100000 250000 D 25% of 100,000 shares is exercisable one year from June 16, 2007; 1/48th of 100,000 shares is exercisable each month thereafter. Provides for acceleration of vesting if involuntarily terminated within 12 months after a change of control. Thomas Lim 2007-06-15 -----END PRIVACY-ENHANCED MESSAGE-----