-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J310t4PcHklDqPM0L20E5BKpgH6Vz9snaAOsbP4kTaEOzp+qz+KlTMabcfPXINvg M9UXxZHLnm1OYSEIVgkRjA== 0001095449-04-000001.txt : 20040105 0001095449-04-000001.hdr.sgml : 20040105 20040105174546 ACCESSION NUMBER: 0001095449-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030401 FILED AS OF DATE: 20040105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAINING DATA CORP CENTRAL INDEX KEY: 0000820738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943046892 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 17500 CARTWRIGHT ROAD CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 6506327100 MAIL ADDRESS: STREET 1: 17500 CARTWRIGHT ROAD RD CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: OMNIS TECHNOLOGY CORP DATE OF NAME CHANGE: 19971022 FORMER COMPANY: FORMER CONFORMED NAME: BLYTH HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ASTORIA CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0000889926 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16449 FILM NUMBER: 04506567 BUSINESS ADDRESS: STREET 1: 6600 S W NINETY SECOND AVENUE, STE. 370 CITY: PORTLAND STATE: OR ZIP: 97223 BUSINESS PHONE: 9257782390 MAIL ADDRESS: STREET 1: 6600 S W NINETY SECOND AVE, STE. 370 CITY: PORTLAND STATE: OR ZIP: 97223 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-04-01 0 0000820738 RAINING DATA CORP rdta 0000889926 ASTORIA CAPITAL PARTNERS L P 6600 S W NINETY SECOND AVE, STE. 370 PORTLAND OR 97223 0 0 1 0 Common Stock Purchase Warrant 2.35 2003-04-01 5 J 0 E 0 A 2000-12-01 2005-03-16 Common Stock, $.10 par value 1136555 1136555 D Common Stock Purchase Warrant 6.51 2003-04-01 5 J 1 E 0 A 2000-11-30 2005-11-30 Common Stock, $.10 par value 500000 500000 D 5% Convertible Subordinated Note due 2008 5 2003-04-01 5 J 0 E 181970 181970 A 2003-02-28 2008-05-29 Common Stock, $.10 par value 36394 22321675 D 5% Convertible Subordinated Note due 2008 5 2003-07-01 5 J 0 E 278256 278256 A 2003-02-28 2008-05-29 Common Stock, $.10 par value 55651 22599932 D 5% Convertible Subordinated Note due 2008 5 2003-10-01 5 J 0 E 284821 284821 A 2003-02-28 2008-05-29 Common Stock, $.10 par value 56964 22884753 D 5% Convertible Subordinated Note due 2008 5 2004-01-01 5 J 0 E 288410 288410 A 2003-02-28 2008-05-29 Common Stock, $.10 par value 57682 23173163 D This warrant was previously reported as covering 1,163,860 shares at an exercise price of $2.30 per share, but has been adjusted due to an amendment to the warrant's anti-dilution provisions to exclude certain issuances, including issuances under employee stock incentive programs. The exercise price of this warrant was previously reported as $6.54 per share, but was adjusted pursuant to the warrant's anti-dilution provisions. Represents the issuance of additional notes at the option of the issuer as payment in kind for interest payments due April 1, 2003, July 1, 2003, October 1, 2003 and January 1, 2004. Issuer may, at its option, make future quarterly interest payments by issuing additional notes. Receipt of additional notes as interest payment on notes held. N/A Richard W. Koe 2004-01-05 -----END PRIVACY-ENHANCED MESSAGE-----