-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PD+vmvd5s42+lSmXLZW3xL3KW2rWGVZTmeEbfzuCxbXY8q27hns5sMxmqT6WcI5i PIZ/wlGQsyfaa7vmwrsdoQ== /in/edgar/work/0001095449-00-000129/0001095449-00-000129.txt : 20000930 0001095449-00-000129.hdr.sgml : 20000930 ACCESSION NUMBER: 0001095449-00-000129 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000928 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OMNIS TECHNOLOGY CORP CENTRAL INDEX KEY: 0000820738 STANDARD INDUSTRIAL CLASSIFICATION: [7372 ] IRS NUMBER: 943046892 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-38992 FILM NUMBER: 730176 BUSINESS ADDRESS: STREET 1: 981 INDUSTRIAL WAY STREET 2: BUILDING B CITY: SAN CARLOS STATE: CA ZIP: 94070-4117 BUSINESS PHONE: (650)632-7100 MAIL ADDRESS: STREET 1: 981 INDUSTRIAL WAY, BUILDING B CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: BLYTH HOLDINGS INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ASTORIA CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0000889926 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 943160631 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 6600 S W NINETY SECOND AVENUE, STE. 370 CITY: PORTLAND STATE: OR ZIP: 97223 BUSINESS PHONE: 9257782390 MAIL ADDRESS: STREET 1: 6600 S W NINETY SECOND AVE, STE. 370 CITY: PORTLAND STATE: OR ZIP: 97223 SC 13D/A 1 0001.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1 )* OMNIS TECHNOLOGY CORPORATION (Name of Issuer) Common Stock, $.10 par value (Title of Class of Securities) 096434105 (CUSIP Number) Mark D. Whatley Howard, Rice, Nemerovski, Canady, Falk & Rabkin, A Professional Corporation Three Embarcadero Center, Suite 700 San Francisco, CA 94111 (415) 434-1600 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 9, 1999 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box [ ]. Note: Schedules filed in paper format shall include a signed original and five copies of this schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 096434105 SCHEDULE 13D Page 2 of 8 1 Name of Reporting Person ASTORIA CAPITAL PARTNERS, L.P. IRS Identification No. of Above Person 94-3160631 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3 SEC USE ONLY 4 Source of Funds N/A 5 Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] 6 Citizenship or Place of Organization California 7 Sole Voting Power NUMBER OF -4,043,444- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY EACH 9 Sole Dispositive Power REPORTING -4,043,444- PERSON WITH 10 Shared Dispositive Power -0- 11 Aggregate Amount Beneficially Owned by Reporting Person -4,043,444- 12 Check Box if the Aggregate Amount in Row 11 Excludes Certain Shares [ ] 13 Percent of Class Represented by Amount in Row 11 39.7% 14 Type of Reporting Person PN CUSIP No. 096434105 SCHEDULE 13D Page 3 of 8 1 Names of Reporting Persons ASTORIA CAPITAL MANAGEMENT, INC. IRS Identification Nos. of Above Persons 94-3143169 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3 SEC USE ONLY 4 Source of Funds WC 5 Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] 6 Citizenship or Place of Organization California 7 Sole Voting Power NUMBER OF -4,220,944- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY EACH 9 Sole Dispositive Power REPORTING -4,220,944- PERSON WITH 10 Shared Dispositive Power -0- 11 Aggregate Amount Beneficially Owned by Reporting Person -4,220,944- 12 Check Box if the Aggregate Amount in Row 11 Excludes Certain Shares [ ] 13 Percent of Class Represented by Amount in Row 11 41.5% 14 Type of Reporting Person CO, IA CUSIP No. 096434105 SCHEDULE 13D Page 4 of 8 1 Names of Reporting Persons RICHARD W. KOE IRS Identification Nos. of Above Persons 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] 3 SEC USE ONLY 4 Source of Funds WC 5 Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] 6 Citizenship or Place of Organization United States 7 Sole Voting Power NUMBER OF -4,220,944- SHARES 8 Shared Voting Power BENEFICIALLY -0- OWNED BY EACH 9 Sole Dispositive Power REPORTING -4,220,944- PERSON WITH 10 Shared Dispositive Power -0- 11 Aggregate Amount Beneficially Owned by Reporting Person -4,220,944- 12 Check Box if the Aggregate Amount in Row 11 Excludes Certain Shares [ ] 13 Percent of Class Represented by Amount in Row 11 41.5% 14 Type of Reporting Person IN, HC CUSIP No. 096434105 SCHEDULE 13D Page 5 of 8 Item 1. Security and Issuer This Schedule 13D ("Schedule") relates to shares of common stock, with par value $.10 (the "Common Stock"), of Omnis Technology Corporation, f/k/a Blyth Holdings, Inc., (the "Issuer"). The principal executive office of the Issuer is 981 Industrial Way, Bldg. B, San Carlos, CA 94070- 4117. Item 2. Identity and Background This Schedule is filed on behalf of Astoria Capital Partners, L.P. ("Astoria "), Astoria Capital Management, Inc. and Richard W. Koe each of whose principal business office address is 6600 SW 92nd Avenue, Suite 370, Portland, OR 97223. Astoria is an investment limited partnership, whose general partners are Astoria Capital Management, Inc. and Richard W. Koe. Astoria Capital Management, Inc. is an investment advisor registered as such with the SEC. Richard W. Koe is Astoria Capital Management, Inc.'s president and sole shareholder. None of Astoria, Astoria Capital Management, Inc. or Richard W. Koe has, during the past five years, been convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors). None of Astoria, Astoria Capital Management, Inc. or Richard W. Koe has, during the past five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction, as a result of which any of them became or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Astoria is a California limited partnership, Astoria Capital Management, Inc. is a California corporation and Richard W. Koe is a United States citizen. Item 3. Source and Amount of Funds or Other Consideration The purchases made by Astoria Capital Management, Inc. during the 60 days prior to September 9, 1999, described in Item 5(c) below, were made on behalf of an investment fund managed by Astoria Capital Management, Inc. The total amount of funds used to acquire such Common Stock was $361,620. The source of funds for the purchases was the working capital of the investment fund on whose behalf the Common Stock was purchased. CUSIP No. 096434105 SCHEDULE 13D Page 6 of 8 Item 4. Purpose of Transaction. The purchases made by Astoria Capital Management, Inc. on behalf of the investment fund which it manages were made for investment purposes. Depending upon market conditions and other factors, Astoria Capital Management, Inc. may acquire additional securities of the Issuer, or, alternatively, may dispose of some or all of the securities of the Issuer that it beneficially owns. Item 5. Interest in Securities of the Issuer (a) At September 9, 1999, Astoria beneficially owned 3,545,344 shares of Common Stock and 300,000 shares of Series A Convertible Preferred Stock which are convertible at the option of the holder into 500,100 shares of Common Stock. The percentage of Common Stock beneficially owned by Astoria at such date was 39.7%. At September 9, 1999, Astoria Capital Management, Inc. and Richard W. Koe each beneficially owned 3,720,844 shares of Common Stock and 300,000 shares of Series A Convertible Preferred Stock which are convertible at the option of the holder into 500,100 shares of Common Stock. The percentage of Common Stock beneficially owned by each of Astoria Capital Management, Inc. and Richard W. Koe at such date was 41.5%. The amounts and percentages shown in Items 7 to 11 and 13 of pages 2,3, and 4 of this Schedule reflect the levels of beneficial ownership of the reporting persons at September 9, 1999. (b) Reference is made hereby to Items 7 to 10 of pages 2, 3 and 4 of this Schedule, which Items are incorporated herein by reference. The amounts shown in those Items reflect the level of beneficial ownership at September 9, 1999. (c) The following purchases of Common Stock were made on behalf of an investment fund by Astoria Capital Management, Inc., and by Richard W. Koe in his capacity as president of Astoria Capital Management, Inc., during the 60 days prior to September 9, 1999, and are the only transactions in Common Stock by the reporting persons during that period: Date Number of Price per Shares share 9/3/99 10,000 $4.31 9/7/99 25,000 $5.54 9/8/99 20,500 $6.02 9/9/99 9,000 $6.29 CUSIP No. 096434105 SCHEDULE 13D Page 7 of 8 (d) The amount of Common Stock reported in this Schedule as beneficially owned by Astoria Capital Management, Inc. and Richard W. Koe includes 177,500 shares owned by two investment funds (other than Astoria) which are managed by Astoria Capital Management, Inc. These investment funds have the right to receive any dividends paid on such Common Stock owned by them. (e) Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer None. Item 7. Material to be Filed as Exhibits Exhibit A - Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G. Signatures After reasonable inquiry and to the best of each of the undersigned's respective knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. DATED: September 22, 2000. ASTORIA CAPITAL PARTNERS, L.P. By its general partner Astoria Capital Management, Inc. /s/ Richard W. Koe By: Richard W. Koe Its: President of General Partner ASTORIA CAPITAL MANAGEMENT, INC. /s/ Richard W. Koe By: Richard W. Koe Its: President RICHARD W. KOE /s/ Richard W. Koe CUSIP No. 096434105 SCHEDULE 13D Page 8 of 8 Exhibit A Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G The undersigned agree to file jointly with the Securities and Exchange Commission (the "SEC") any and all statements on Schedule 13D or Schedule 13G (and any amendments or supplements thereto) required under section 13(d) of the Securities Exchange Act of 1934, as amended, in connection with purchases by the undersigned of the common stock of Omnis Technology Corporation. For that purpose, the undersigned hereby constitute and appoint Richard W. Koe as their true and lawful agent and attorney-in-fact, with full power and authority for and on behalf of the undersigned to prepare or cause to be prepared, sign, file with the SEC and furnish to any other person all certificates, instruments, agreements and documents necessary to comply with section 13(d) and section 16(a) of the Securities Exchange Act of 1934, as amended, in connection with said purchases, and to do and perform every act necessary and proper to be done incident to the exercise of the foregoing power, as fully as the undersigned might or could do if personally present. DATED: September 22, 2000 ASTORIA CAPITAL PARTNERS, L.P. By its general partner Astoria Capital Management, Inc. /s/ Richard W. Koe By: Richard W. Koe Its: President of General Partner ASTORIA CAPITAL MANAGEMENT, INC. /s/ Richard W. Koe By: Richard W. Koe Its: President RICHARD W. KOE /s/ Richard W. Koe Richard W. Koe -----END PRIVACY-ENHANCED MESSAGE-----