-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NFqV+vR+TaTgMhg6b87uNE2O04JhSATkTE8YVzQu+KgnphA6G3IDrSVrIhiAbuvA dQPQYhDGfHDPOe2CnDWENg== 0000935836-99-000137.txt : 19990412 0000935836-99-000137.hdr.sgml : 19990412 ACCESSION NUMBER: 0000935836-99-000137 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990409 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: OMNIS TECHNOLOGY CORP CENTRAL INDEX KEY: 0000820738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943046892 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-16449 FILM NUMBER: 99590459 BUSINESS ADDRESS: STREET 1: 981 INDUSTRIAL WAY STREET 2: BUILDING B CITY: SAN CARLOS STATE: CA ZIP: 94070-4117 BUSINESS PHONE: 6506327100 MAIL ADDRESS: STREET 1: 989 E HILLSDALE BLVD. #400 CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: BLYTH HOLDINGS INC DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: WAGNER GEOFFREY P CENTRAL INDEX KEY: 0001083444 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 6600 S W 92ND AVENUE STREET 2: SUITE 370 CITY: PORTLAND STATE: OR ZIP: 97233 BUSINESS PHONE: 5037684908 3 1 OMB Number 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response 0.5 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) 1. Name and Address of Reporting Person <> (Last), (First) (Middle), (Street), (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) <<3/31/99>> 3. IRS or Social Security Number of Reporting Person (Voluntary) ________ 4. Issuer Name and Ticker or Trading Symbol <> 5. Relationship of reporting person to issuer (Check all applicable) <> Director <> 10% Owner <> Officer (give ____ Other (specify title below) below) <> 6. If Amendment, Date of Original (Month/Day/Year) ______________________ 7. Individual or Joint/Group Filing (Check Applicable line) _____ Form filed by one Reporting Person <> Form filed by More than One Reporting Person Page 1 of 5 Pages FORM 3 (continued) Page 2 of 5 Pages Table I - Non-Derivative Securities Beneficially Owned 1. Title of Security <> 2. Amount of Securities Beneficially Owned (Instr. 4) <<1,420,000(1)>> 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) <> 4. Nature of Indirect Beneficial Ownership (Instr. 5) ____________________ ___________________________________________________________________________ 1. Title of Security <> 2. Amount of Securities Beneficially Owned (Instr. 4) <<850,000(2)>> 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) <> 4. Nature of Indirect Beneficial Ownership (Instr. 5) ____________________ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) * If the form is filed by more than one reporting person, see Instruction 5(b)(v). SEC 1473 (7-96) FORM 3 (continued) Page 3 of 5 Pages Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security ___________________________________________ 2. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date ____________________ ________________________ 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) Title ________________________ Amount or Number of Shares __________ 4. Conversion or Exercise Price of Derivative Security _______________ 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) ____________________ 6. Nature of Indirect Beneficial Ownership (Instr. 5) ______________________________________________________________________ ___________________________________________________________________________ Explanation of Responses: (1) Owned by Rockport Group, L.P. ("Rockport"). Also owned indirectly by Geoffrey P. Wagner ("Wagner"), as the general partner of Rockport. Wagner disclaims beneficial ownership of the securities reported except to the extent of Wagner's pecuniary interest in those securities. Wagner is also the Secretary and a director of the Issuer. (2) Owned by RCJ Capital Partners, L.P. Also owned indirectly by Rockport, as the general partner of RCJ, and by Wagner, as the general partner of Rockport. Rockport and Wagner disclaim beneficial ownership of the securities reported except to the extent of their respective pecuniary interests in those securities. Wagner is also the Secretary and a director of the Issuer. /s/ Geoffrey P. Wagner 4/9/99 Geoffrey P. Wagner Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. FORM 3 (continued) Page 4 of 5 Pages CONFIRMING STATEMENT This Statement confirms that the undersigned has authorized and designated Geoffrey P. Wagner ("Wagner") to execute and file on the undersigned's behalf all Forms 3, 4 and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigned's ownership of or transactions in securities of Omnis Technology Corporation ("Omnis"). The authority of Wagner under this Statement shall continue until the undersigned is no longer required to file Forms 3, 4 and 5 with regard to the undersigned's ownership of or transactions in securities of Omnis, unless earlier revoked in writing. The undersigned acknowledges that Wagner is not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Date: April 9, 1999 RCJ CAPITAL PARTNERS, L.P. By: Rockport Group, L.P. General Partner By: /s/ Geoffrey P. Wagner Geoffrey P. Wagner General Partner ROCKPORT GROUP, L.P. By: /s/ Geoffrey P. Wagner Geoffrey P. Wagner General Partner FORM 3 (continued) Page 5 of 5 Pages JOINT FILER INFORMATION Name: Rockport Group, L.P. 6600 S.W. 92nd Avenue Suite 370 Portland, OR 97223 Designated Filer: Geoffrey P. Wagner Issuer & Ticker Symbol: Omnis Technology Corporation (OMNS) Date of Event Requiring Statement: 3/31/99 Signature: ROCKPORT GROUP, L.P. By: /s/ Geoffrey P. Wagner Geoffrey P. Wagner General Partner Name: RCJ Capital Partners, L.P. 6600 S.W. 92nd Avenue Suite 370 Portland, OR 97223 Designated Filer: Geoffrey P. Wagner Issuer & Ticker Symbol: Omnis Technology Corporation (OMNS) Date of Event Requiring Statement: 3/31/99 Signature: RCJ CAPITAL PARTNERS, L.P. By: Rockport Group, L.P. General Partner By: /s/ Geoffrey P. Wagner Geoffrey P. Wagner General Partner 4110/001/1039373 -----END PRIVACY-ENHANCED MESSAGE-----