-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HB2SQfpNOy8MaxDvmbfp81JyNaA8Z09lAmKhPprI2IMEq7Fdfs6ZoISmcQXTaCvW tG4eFdh0dd8udKhKaSYD5g== 0000906344-04-000098.txt : 20040405 0000906344-04-000098.hdr.sgml : 20040405 20040405203838 ACCESSION NUMBER: 0000906344-04-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040401 FILED AS OF DATE: 20040405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAINING DATA CORP CENTRAL INDEX KEY: 0000820738 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943046892 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 17500 CARTWRIGHT ROAD CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 6506327100 MAIL ADDRESS: STREET 1: 17500 CARTWRIGHT ROAD RD CITY: IRVINE STATE: CA ZIP: 92614 FORMER COMPANY: FORMER CONFORMED NAME: OMNIS TECHNOLOGY CORP DATE OF NAME CHANGE: 19971022 FORMER COMPANY: FORMER CONFORMED NAME: BLYTH HOLDINGS INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KOE RICHARD W CENTRAL INDEX KEY: 0001063406 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-16449 FILM NUMBER: 04719052 BUSINESS ADDRESS: STREET 1: S.W. NINETY SECOND AVE., SUITE 370 CITY: PORTLAND STATE: OR ZIP: 97223 BUSINESS PHONE: 5032441956 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-04-01 0000820738 RAINING DATA CORP RDTA 0001063406 KOE RICHARD W 6600 S.W. NINETY SECOND AVE., SUITE 370 PORTLAND OR 97223 1 0 1 0 Common Stock Purchase Warrant 6.29 2000-11-30 2005-11-30 Common Stock, $.10 par value 500000 500000 I By Astoria Capital Partners, L.P. 5% Convertible Subordinated Note due 2008 5.00 2004-04-01 5 J 0 288871.00 288871.00 A 2003-02-28 2008-05-29 Common Stock, $.10 par value 57774 23462034.00 I By Astoria Capital Partners LP The exercise price of this warrant was previously reported as $6.51 per share, but was adjusted pursuant to the warrant's anti-dilution provisions. The reporting person is a general partner of the limited partnership and a shareholder of the limited partnership's other general partner. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest in the limited partnership. Represents the issuance of additional notes at the option of the issuer as payment in kind for interest payments due April 1, 2004. Issuer may, at its option, make future quarterly interest payments by issuing additional notes. Receipt of additional notes as interest payment on notes held. Richard W. Koe 2004-04-05 -----END PRIVACY-ENHANCED MESSAGE-----