-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MV4ka4p0lBYQO2C3ITgCP+fpSCSp9nCjAe87U00r7ET/Dseasc0SsT7isr7Xjhl8 TmA/Dqfi9m+ZGbHSnmXNAQ== 0000912057-97-027632.txt : 19970814 0000912057-97-027632.hdr.sgml : 19970814 ACCESSION NUMBER: 0000912057-97-027632 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970813 SROS: CSX SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMC GLOBAL INC CENTRAL INDEX KEY: 0000820626 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 363492467 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-09759 FILM NUMBER: 97659293 BUSINESS ADDRESS: STREET 1: 2100 SANDERS RD CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 8472729200 MAIL ADDRESS: STREET 1: 2345 WAUKEGAN ROAD - SUITE E-200 CITY: BANNOCKBURN STATE: IL ZIP: 60015-5516 FORMER COMPANY: FORMER CONFORMED NAME: IMC FERTILIZER GROUP INC DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: SULLIVAN JOSEPH P CENTRAL INDEX KEY: 0000942465 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 144 BUSINESS ADDRESS: STREET 1: 2100 SANDERS ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062-6146 MAIL ADDRESS: STREET 1: 2100 SANDERS ROAD CITY: NORTHBROOK STATE: IL ZIP: 60062-6146 144 1 FORM 144
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: TRANSMIT FOR FILING 3 COPIES OF THIS FORM CONCURRENTLY WITH EITHER PLACING AN ORDER WITH A BROKER TO EXECUTE SALE OR EXECUTING A SALE DIRECTLY WITH A MARKET MAKER. - ---------------------------- OMB APPROVAL - ---------------------------- OMB NUMBER: 3235-0101 Expires: September 30, 1996 Estimated average burden hours per response......2,0 - ---------------------------- - ---------------------------- SEC USE ONLY - ---------------------------- DOCUMENT SEQUENCE NO. - ---------------------------- CUSIP NUMBER - ---------------------------- WORK LOCTION - ---------------------------- - -------------------------------------------------------------------------------------------- 1(a) NAME OF ISSUER (Please type or print) (b) IRS IDENT. NO. (c) S.E.C. FILE NO. IMC GLOBAL INC. 36-3492467 1-9759 - -------------------------------------------------------------------------------------------- 1(d) ADDRESS OF ISSUER STREET CITY STATE ZIP CODE 2100 SANDERS ROAD NORTHBROOK IL 60062-6146 - -------------------------------------------------------------------------------------------- 2(a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES (b) SOCIAL SECURITY NO. (c) RELATIONSHIP TO ARE TO BE SOLD OR IRS IDENT NO. ISSUER Joseph P. Sullivan and ###-##-#### Mr. Sullivan Jeanne M. Sullivan, Joint Tenants ###-##-#### is a Director - --------------------------------------------------------------------------------------------- - ---------------------------------------------------------- (d) ADDRESS STREET CITY 175 East Delaware Place, Apt 6805, Chicago, IL 60611 - ---------------------------------------------------------- INSTRUCTION: THE PERSON FILING THIS NOTICE SHOULD CONTACT THE ISSUER TO OBTAIN THE I.R.S. IDENTIFICATION NUMBER AND THE S.E.C. FILE NUMBER. - ----------------------------------------------------------------------------------------------------------------------------------- 3(a) (b) SEC USE ONLY (c) (d) Title of the Name and Address of Each Broker Through Whom the Broker Dealer Number of Shares Aggregate Class of Securities Securities are to be Offered or Each Market Maker File Number of other Units Market to be Sold who is Acquiring the Securities TO BE SOLD Value (See instr. 3(c)) (See instr. 3(d)) - ----------------------------------------------------------------------------------------------------------------------------------- COMMON DONALDSON, LUFKIN & JENRETTE STOCK, SECURITIES CORPORATION 25,000 $837,500* $1.00 PAR 200 WEST MADISON ST., STE. 1800 VALUE CHICAGO, IL 60606 - ----------------------------------------------------------------------------------------------------------------------------------- - ---------------------------------------------------------------------------- (e) (f) (g) Number of Shares Appropriate Name of Each or Other Units Date of Sale Securities Outstanding (See instr. 3(f)) Exchange (See instr. 3(e)) (MO, DAY YR.) (See instr. 3(g)) - ---------------------------------------------------------------------------- 101,902,000 On or after New York Stock 8/8/97 Exchange/ Chicago Stock Exchange - ---------------------------------------------------------------------------- INSTRUCTIONS: 1. (a) Name of Issuer (b) Issuer's I.R.S. Identification Number (c) Issuer's S.E.C. file number, if any (d) Issuer's address, including zip code (e) Issuer's telephone number, including area code 2. (a) Name of person for whose account the securities are to be sold. (b) Such person's Social Security or I.R.S. identification number (c) Such person's relationship to the issuer(e.g. officer, director, 10% stockholder, or member of immediate family of any of the foregoing) (d) Such person's address, including zip code 3. (a) Title of the class of securities to be sold (b) Name and address of each broker through whom the securities are intended to be sold (c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount) (d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice (e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer. (f) Approximate date on which the securities are to be sold (g) Name of each securites exchange, if any, on which the securities are intended to be sold * Based on the closing price of $33.50 on 8/6/97.
TABLE I -- SECURITIES TO BE SOLD FURNISH THE FOLLOWING INFORMATION WITH RESPECT TO THE ACQUISITION OF THE SECURITIES TO BE SOLD AND WHITH RESPECT TO THE PAYMENT OF ALL OR ANY PART OF THE PURCHASE PRICE OR OTHER CONSIDERATION THEREFOR: - ----------------------------------------------------------------------------------------------------------------------------------- Title of Date you Name of Acquisition Transaction Name of Person from Whom Amount of Date of Nature the Class Acquired Acquired (if gift, also give Securities Payment of date donor acquired) Acquired Payment - ----------------------------------------------------------------------------------------------------------------------------------- Common 3/1/96 Pursuant to the merger of Bull 880,870 Stock, $1.00 Merger Company, a subsidiary N/A (based on N/A N/A par value of the Issuer, into The Vigoro the conversion Corporation ("TVC"), 550,544 rate of 1.6 IMC TVC shares held by the shares for each TVC Sullivans were converted into share) IMC shares. * - ----------------------------------------------------------------------------------------------------------------------------------- INSTRUCTIONS: 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration price. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. 2. If within two years after the acquisition of the securities the person for whose account they are sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto.
TABLE II -- SECURITIES SOLD DURING THE PAST 3 MONTHS FURNISH THE FOLLOWING INFORMATION AS TO ALL SECURITIES OF THE ISSUER SOLD DURING THE PAST 3 MONTHS BY THE PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD. - ----------------------------------------------------------------------------------------------------------------------------------- Name and Address Title of Securities Sold Date of Sale Amount of Gross Proceeds of Seller Securities Sold - ----------------------------------------------------------------------------------------------------------------------------------- SEE SCHEDULE 1 ATTACHED HERETO - ----------------------------------------------------------------------------------------------------------------------------------- REMARKS: * The IMC shares were issued by the Issuer pursuant to a Form S-4 Registration Statement filed by the Issuer. INSTRUCTIONS: ATTENTION: See the definition of "person" in paragraph (a) of Rule 144. THE PERSON FOR WHOSE ACCOUNT THE SECURITIES TO WHICH THIS NOTICE Information is to be given not only as to the person for RELATES ARE TO BE SOLD HEREBY REPRESENTS BY SIGNING THIS NOTICE whose account the securities are to be sold but also as to THAT HE DOES NOT KNOW ANY MATERIAL ADVERSE INFORMATION IN REGARD TO all other persons included in that definition. In addition, THE CURRENT AND PROSPECTIVE OPERATIONS OF THE ISSUER OF THE information shall be given as to sales by all persons whose SECURITIES TO BE SOLD WHICH HAS NOT BEEN PUBLICLY DISCLOSED. sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice. 8/8/97 /s/ Joseph P. Sullivan ----------------------------------- ---------------------------------------------- Date of Notice (Signature) Joseph P. Sullivan THE NOTICE SHALL BE SIGNED BY THE PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD. AT LEAST ONE COPY OF THE NOTICE SHALL BE MANUALLY SIGNED. ANY COPIES NOT MANNUALLY SIGNED SHALL BEAR TYPED OR PRINTED SIGNATURES. ------------------------------------------------------------------------------------------------------------------------ ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSION OF FACTS CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001) ------------------------------------------------------------------------------------------------------------------------ PAGE 2
SCHEDULE 1 TABLE II SECURITIES SOLD DURING THE PAST THREE MONTHS - --------------------------------------------------------------------------------------------------------------------------- Name and Address Title of Securities Sold Date of Sale Amount of Gross Proceeds of Seller Securities Sold - --------------------------------------------------------------------------------------------------------------------------- Joseph P. and Jeanne M. Common Stock 5/8/97 500 $18,188 Sullivan Foundation $1.00 par value " 5/9/97 500 $18,188 175 East Delaware Place -5414 " 5/9/97 500 $18,250 Chicago, IL 60611 " 5/12/97 1,000 $37,125 " 5/12/97 500 $18,813 " 5/12/97 500 $19,063 " 5/13/97 1,000 $37,625 " 5/14/97 1,000 $37,500 " 5/15/97 500 $18,375 " 5/15/97 500 $18,438 " 5/16/97 1,000 $36,500 " 5/16/97 500 $18,313 " 5/19/97 1,500 $55,500 " 5/19/97 500 $18,625 " 5/19/97 1,000 $37,375 " 5/20/97 1,000 $37,125 " 5/21/97 500 $18,500 " 5/21/97 500 $18,438 " 5/22/97 500 $18,500 " 5/22/97 1,000 $37,375 - --------------------------------------------------------------------------------------------------------------------------- Joseph P. Sullivan and Common Stock 5/13/97 3,000 $97,275 Jeanne M. Sullivan JTWROS $1.00 par value " 5/13/97 1,000 $37,750 175 East Delaware Place " 5/13/97 2,000 $75,250 Apartment 6805 " 5/19/97 1,000 $37,000 Chicago, IL 60611 " 5/19/97 1,000 $37,250 " 5/22/97 1,000 $37,500 " 5/23/97 2,000 $75,250 " 5/23/97 9,000 $339,750 - --------------------------------------------------------------------------------------------------------------------------- PAGE 3
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