-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AvI4jjovhgPXwcDg+J10yeeYAPqE1UEBvsi6wRFTwm5zhpNaMy1mszdOC+Fk7w4W yUpVVXhDtmxId5yh+hnKBg== 0000820626-03-000023.txt : 20030107 0000820626-03-000023.hdr.sgml : 20030107 20030106175528 ACCESSION NUMBER: 0000820626-03-000023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030102 FILED AS OF DATE: 20030107 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: DUNN E PAUL JR CENTRAL INDEX KEY: 0001194723 RELATIONSHIP: OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IMC GLOBAL INC CENTRAL INDEX KEY: 0000820626 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 363492467 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09759 FILM NUMBER: 03505719 BUSINESS ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: 847-739-1200 MAIL ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 FORMER COMPANY: FORMER CONFORMED NAME: IMC FERTILIZER GROUP INC DATE OF NAME CHANGE: 19920703 4 1 edgar.txt FORM 4 - 01-02-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person E. Paul Dunn, Jr. 100 S. Saunders Road Suite 300 IL, Lake Forest 60045 2. Issuer Name and Ticker or Trading Symbol IMC Global Inc. (IGL) 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Day/Year 1/2/2003 5. If Amendment, Date of Original (Month/Day/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President, Finance and Treasurer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security|2. |2A. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Trans-|Exec- |Trans | or Disposed of (D) | Securities |ect | Beneficial Ownership | |action|ution |action| | Beneficially |(D)or | | | | | | | | A/| | Owned Following |Indir | | |Date | Date |Code|V| Amount | D | Price | Reported Trans(s)|ect(I)| | ___________________________________________________________________________________________________________________________________| Cmmn Stck, $1.00 par|1/2/ 2| |A | |3000 1 |A |N/A |3000 |D | | value |003 | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stk, $1.00 pa| | | | | | | |4309 2 |D | | r value | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock, $1.00 | | | | | | | |5619 3 |D | | par value | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of |2.Con- |3. |3A. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Derivative |version |Trans- |Deemed|Trans-| rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | Security |or Exer |action | |action| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | |Execu-| | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| |ution | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | | |Date |Expir| | |ficially |Ind| | |tive | | | | | A/|Exer-|ation| Title and Number | |Owned Follow|ire| | |Secu- |(Month/|(Month| | | | D |cisa-|Date | of Shares | |ing Reported|ct | | |rity |Day/ |/Day/ |Code|V| Amount | |ble | | | |Trans- |(I)| | | |Year) |Year) | | | | | | | | |action(s) | | | ___________________________________________________________________________________________________________________________________| Non-qualified|$10.76 |1/2/ 20| |A | |35000 |A |4 |1/2/2|Common Stock|35000 | |35000 |D | | stock option| |03 | | | | | | |013 |, $1.00 par | | | | | | (right to pu| | | | | | | | | |value | | | | | | rchase) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-qualified|$10.7100| | | | | | |5 |11/5/|Common Stock| | |50000 |D | | stock option| | | | | | | | |2011 |, $1.00 par | | | | | | (right to pu| | | | | | | | | |value | | | | | | rchase) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-qualified|$13.55 | | | | | | |6 |2/28/|Common Stock| | |45000 |D | | stock option| | | | | | | | |2011 |, $1.00 par | | | | | | (right to pu| | | | | | | | | |value | | | | | | rchase) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-qualified|$15.0625| | | | | | |7 |3/30/|Common Stock| | |16700 |D | | stock option| | | | | | | | |2010 |, $1.00 par | | | | | | (right to pu| | | | | | | | | |value | | | | | | rchase) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-qualified|$15.0312| | | | | | |8 |2/22/|Common Stock| | |27000 |D | | stock option| | | | | | | | |2010 |, $1.00 par | | | | | | (right to pu| | | | | | | | | |value | | | | | | rchase) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-qualified|$22.6562| | | | | | |9 |04/27|Common Stock| | |16600 |D | | stock option| | | | | | | | |/2009|, $1.00 par | | | | | | (right to pu| | | | | | | | | |value | | | | | | rchase) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-qualified|$30.6560| | | | | | |9 |6/18/|Common Stock| | |3300 |D | | stock option| | | | | | | | |2008 |, $1.00 par | | | | | | (right to pu| | | | | | | | | |value | | | | | | rchase) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Non-qualified|$34.8750| | | | | | |9 |5/12/|Common Stock| | |12500 |D | | stock option| | | | | | | | |2008 |, $1.00 par | | | | | | (right to pu| | | | | | | | | |value | | | | | | rchase) | | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: 1. Grant of 3,000 shares of restricted common stock of which one-third of these shares shall be attainable on each of January 2, 2004, January 2, 2005, and January 2, 2006. 2. Grant of 5,000 shares of restricted common stock of which one-third has vested; the remaining two-thirds will vest in one-third increments on each of November 5, 2003, and November 5, 2004. 3. Grant of 6,300 shares of restricted common stock of which two-thirds have vested; the remaining one-third will vest on March 30, 2003. 4. One-third of these options will become exercisable on each of January 2, 2004, January 2, 2005, and January 2, 2006. 5. One-third of these options is currently exercisable; the remaining two- thirds will become exercisable on each of November 5, 2003, and November 5, 2004. 6. One-third of these options is currently exercisable; the remaining two- thirds will become exercisable on each of February 28, 2003, and February 28, 2004. 7. Two-thirds of these options are currently exercisable; the remaining one- third will become exercisable on March 30, 2003. 8. Two-thirds of these options are currently exercisable; the remaining one- third will become exercisable on February 22, 2003. 9. These options are currently exercisable. SIGNATURE OF REPORTING PERSON E. Paul Dunn, Jr. E. Paul Dunn, Jr. -----END PRIVACY-ENHANCED MESSAGE-----