0000820434-23-000002.txt : 20230724 0000820434-23-000002.hdr.sgml : 20230724 20230724145605 ACCESSION NUMBER: 0000820434-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230724 DATE AS OF CHANGE: 20230724 EFFECTIVENESS DATE: 20230724 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PVG ASSET MANAGEMENT CORP CENTRAL INDEX KEY: 0000820434 IRS NUMBER: 841060461 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17570 FILM NUMBER: 231104816 BUSINESS ADDRESS: STREET 1: 24918 GENESEE TRAIL ROAD CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 3038747478 MAIL ADDRESS: STREET 1: 24918 GENESEE TRAIL ROAD CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: PVG ASSET MANAGEMENT CORP /ADV DATE OF NAME CHANGE: 20130326 FORMER COMPANY: FORMER CONFORMED NAME: PVG ASSET MANAGEMENT CORP /ADV DATE OF NAME CHANGE: 19870821 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000820434 XXXXXXXX 03-31-2023 03-31-2023 PVG ASSET MANAGEMENT CORP

24918 GENESEE TRAIL ROAD GOLDEN CO 80401

13F HOLDINGS REPORT 028-17570 N mason adams 3039081708 mason adams centennial CO 07-24-2023 0 40 31243510 false INFORMATION TABLE 2 13F033123.xml Qualis Innovations, Inc. (qlis) COM 74754Q105 17871 22284 SH SOLE 22284 0 0 Ardagh Metal Packaging S.A. (ambp) COM L02235106 42044 10305 SH SOLE 10305 0 0 Virios Therapeutics Inc. (viri) COM 92829J104 29616 80590 SH SOLE 80590 0 0 Outlook Therapeutics, Inc. (otlk) COM 69012T206 46074 42270 SH SOLE 42270 0 0 Milestone Pharmaceuticals Inc. (mist) COM 59935V107 62389 15835 SH SOLE 15835 0 0 Hepion Pharmaceuticals, Inc. (hepa) COM 426897302 47502 61175 SH SOLE 61175 0 0 BioLineRx Ltd. (blrx) COM 09071M205 114114 128725 SH SOLE 128725 0 0 Synlogic, Inc. (sybx) COM 87166L100 63339 100220 SH SOLE 100220 0 0 Chimerix Inc. (cmrx) COM 16934W106 87633 69550 SH SOLE 69550 0 0 ProShares Tr Short S&P500 (spxu) ETF 74347B110 140192 10400 SH SOLE 10400 0 0 MSC Income Fund Inc. (mscf) COM 55374X109 225086 29577 SH SOLE 29577 0 0 BioXcel Therapeutics, Inc. (btai) COM 09075P105 223808 11994 SH SOLE 11994 0 0 PagerDuty, Inc. (pd) COM 69553P100 244335 6985 SH SOLE 6985 0 0 3M Company (mmm) COM 88579Y101 212427 2021 SH SOLE 2021 0 0 Palo Alto Networks Inc. (panw) COM 697435105 256266 1283 SH SOLE 1283 0 0 Masimo Corp. (masi) COM 574795100 262969 1425 SH SOLE 1425 0 0 Okta Inc. (okta) COM 679295105 253545 2940 SH SOLE 2940 0 0 Progress Software Corp. (prgs) COM 743312100 242381 4219 SH SOLE 4219 0 0 Mobileye Global Inc. (mbly) COM 60741F104 261091 6034 SH SOLE 6034 0 0 Bristol Myers-Squibb (bmy) COM 110122108 260259 3755 SH SOLE 3755 0 0 Broadcom Inc. (avgo) COM 11135F101 268163 418 SH SOLE 418 0 0 WELLS FARGO COMPANY (wfc) COM 949746101 286629 7668 SH SOLE 7668 0 0 Ishares DJ Us Healthcare (iyh) COM 464287762 401398 1470 SH SOLE 1470 0 0 Capri Holdings Limited (cpri) COM G1890L107 423893 9019 SH SOLE 9019 0 0 QUALCOMM INC (qcom) COM 747525103 463242 3631 SH SOLE 3631 0 0 ISHARES ETF NORTH AMERICAN TECH-SO (igv) ETF 464287515 597516 1961 SH SOLE 1961 0 0 First Tr Nasdaq Cybersecurity ETF (cibr) ETF 33734X846 609615 14260 SH SOLE 14260 0 0 Chevron Corporation (cvx) COM 166764100 748741 4589 SH SOLE 4589 0 0 Checkpoint Therapeutics, Inc. (ckpt) COM 162828206 308817 137252 SH SOLE 137252 0 0 Global X Internet of Things ETF (snsr) ETF 37954Y780 824412 24772 SH SOLE 24772 0 0 Baxter International Inc. (bax) COM 071813109 789175 19457 SH SOLE 19457 0 0 ISHARES ETF RUSSELL 2000 (iwm) ETF 464287655 810828 4545 SH SOLE 4545 0 0 ISHARES PHLX SOX SEMICONDUCTOR (soxx) ETF 464287523 867995 1952 SH SOLE 1952 0 0 JOHNSON & JOHNSON (jnj) COM 478160104 827355 5337 SH SOLE 5337 0 0 Vanguard Index S&P 500 (voo) ETF 922908363 1671255 4444 SH SOLE 4444 0 0 Invesco QQQ TR ETF SERIES 1 (qqq) ETF 46090E103 1741366 5426 SH SOLE 5426 0 0 S&P 500 INDX (ivv) ETF 464287200 4783738 11637 SH SOLE 11637 0 0 SPDR S&P 500 TRUST ETF (spy) ETF 78462F103 5918960 14458 SH SOLE 14458 0 0 SPDR SSgA Ultra Short Bond ETF (ulst) ETF 78467V707 5807471 144285 SH SOLE 144285 0 0